David Morris is listed as an executive officer and director on 5 SEC Form D filings by 5 issuers between Jun 2011 and Jan 2016: Capitol SW Waterfront LLC (Washington, DC — other real estate — 2016; $102.5M reported sold to 31 investors), Capital Fire Station LLC (Washington, DC — commercial — 2013; $45M reported sold to 90 investors), DCRC - CityMarket LLC (Washington, DC — commercial — 2013; $43M reported sold to 86 investors), EB5 StateCenter II, LLC (Baltimore, MD — investing — 2011) and EB5 Ports - Baltimore LP (Baltimore, MD — investing — 2011).
What this means A repeat sponsor — 5 separate companies raised money with this person listed as executive officer and director, over about 5 years. Across those companies the filings report $190.5M sold in total.
Listed alongside STEPHEN LOCKYER (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.
3 of the issuers belong to the sponsor group Dcrc (3 issuers, $190.5M reported sold, 2013–2016).
What this means A sponsor group is one team that sets up a new company for each deal. Dcrc has 3 companies on file and $190.5M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 SEC release, 9 bankruptcy cases matching the name listed in Key records below.
What this means 10 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 5 public filings for David Morris and found 9 differences, 2 worth asking the sponsor about: Form D filed 152 days after the first sale; Form D filed 305 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.