David Merrick is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Dec 2010: QUINCY ANIMAL HEALTH LLC (Madison, WI — pharmaceuticals — 2010).
What this means One deal on file with the SEC, filed Dec 2010. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Mark Y. Underwood (1 shared filing) and Michael J. Beaman (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.
The issuer belongs to the sponsor group Quincy (3 issuers, $5.19M reported sold, 2009–2011).
What this means A sponsor group is one team that sets up a new company for each deal. Quincy has 3 companies on file and $5.19M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 3 SEC releases, 9 bankruptcy cases matching the name listed in Key records below.
What this means 12 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for David Merrick and found 2 differences: David Merrick appears on 1 deal that stopped filing before reaching its target; Same name, different state: "David Merrick" (WA) is a separate record.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.