PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:16 AM ET

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David Prend

Named as an officer, director or promoter on SEC Form D filings · CA, MA · Sep 18, 2009 → Sep 12, 2014

6deals (issuers)
$641.5Mreported sold
178investors
19Form D filings
2009–2014years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David Prend is listed as a director on 19 SEC Form D filings by 6 issuers between Sep 2009 and Sep 2014. Largest by amount reported sold: SOLYNDRA, INC. (Fremont, CA — other technology — 2009–2011; $286M reported sold to 43 investors), Solyndra LLC (Fremont, CA — other technology — 2011; $186.6M reported sold to 47 investors), ASPEN AEROGELS INC (Northborough, MA — other technology — 2010–2013; $100M reported sold to 46 investors), GlassPoint Solar, Inc. (Fremont, CA — other technology — 2014; $35M reported sold to 30 investors), InVisage Technologies, Inc. (Menlo Park, CA — industry reported as "Other" — 2014; $17.8M reported sold to 11 investors) and 1 more (all listed below).

What this means A repeat sponsor — 6 separate companies raised money with this person listed as director, over about 5 years. Across those companies the filings report $641.5M sold in total.

Listed alongside Craig A. Huff (8 shared filings), John F. Fairbanks (8 shared filings), Mark L. Noetzel (8 shared filings), Ramsay Battin (8 shared filings), Richard F. Reilly (8 shared filings) and 64 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

The issuers belong to 2 sponsor groups: Solyndra (2 issuers, $197.3M reported sold, 2009–2011) and Glasspoint (2 issuers, $28.4M reported sold, 2009–2024).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 bankruptcy case matching the name listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 19 public filings for David Prend and found 14 differences, 2 worth asking the sponsor about: Paid seller listed without a CRD number: Ernst & Young; Form D filed 408 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David Prend has not run yet — it is joining a line of 50,588 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Prend..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

Prend's Automotive Supply Inc. v. Goldstein closed
United States Bankruptcy Court, M.D. Florida · No. 8:90-ap-00431 · Filed Aug 20, 1990 · Closed Feb 19, 1992
Role of Prend's Automotive Supply Inc.: Plaintiff · Outcome: Case closed 1992-02-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 1 federal dockets); surname only in the caption; court in FL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

14 differences found between the filings for David Prend — 2 worth asking about (compared 19 filings on Oct 24, 2026)

Note · Nov 1, 1989 – Oct 20, 2017

4 bankruptcy cases name the subject or team members

Bankruptcy case: Igor Ivanov and Maryna Ivanova — filed Dec 23, 2013 · Bankruptcy case: Kenneth O Kin — filed Jul 9, 2004 · Bankruptcy case: Prend's Automotive Supply Inc. v. Goldstein — filed Aug 20, 1990 · Bankruptcy case: Four Winds Enterprises Inc. v. A. Walecka & Sons, Inc. — filed Nov 1, 1989

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, E.D. California ↗Igor Ivanov — PartnerFacts page ↗Docket · United States Bankruptcy Court, C.D. California ↗Kenneth Kin — PartnerFacts page ↗
Sources
Worth asking · Sep 12, 2014

Paid seller listed without a CRD number: Ernst & Young — GlassPoint Solar, Inc.

Ernst & Young is listed as receiving sales compensation on 1 filing (Sep 12, 2014) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D · Sep 12, 2014 ↗BrokerCheck search: Ernst & Young ↗GlassPoint Solar, Inc. — PartnerFacts page ↗
Sources
Worth asking · Jul 31, 2013 – Sep 12, 2014

Form D filed 408 days after the first sale — GlassPoint Solar, Inc.

The filing says the first sale was Jul 31, 2013. The Form D was filed Sep 12, 2014 — 408 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 393 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Sep 12, 2014 ↗GlassPoint Solar, Inc. — PartnerFacts page ↗
Sources
Note · Aug 20, 2014 – Sep 12, 2014

Form D filed 23 days after the first sale — GlassPoint Solar, Inc.

The filing says the first sale was Aug 20, 2014. The Form D was filed Sep 12, 2014 — 23 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 8 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Sep 12, 2014 ↗GlassPoint Solar, Inc. — PartnerFacts page ↗
Sources
Note · Jun 17, 2010 – Mar 26, 2014

6 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — InVisage Technologies, Inc. (latest filing Mar 26, 2014) · No amendment in the last 12 months on an offering that may still be open — ASPEN AEROGELS INC (latest filing Apr 11, 2013) · No amendment in the last 12 months on an offering that may still be open — ASPEN AEROGELS INC (latest filing Oct 11, 2012) · No amendment in the last 12 months on an offering that may still be open — ASPEN AEROGELS INC (latest filing Mar 16, 2012) · No amendment in the last 12 months on an offering that may still be open — ASPEN AEROGELS INC (latest filing Oct 7, 2010) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Mar 26, 2014 ↗InVisage Technologies, Inc. — PartnerFacts page ↗Form D · Apr 11, 2013 ↗ASPEN AEROGELS INC — PartnerFacts page ↗
Sources
Note · Dec 22, 2011 – Sep 12, 2014

Offering amount changed between filings — GlassPoint Solar, Inc.

The Dec 22, 2011 filing says $3,000,000 offered; the Sep 12, 2014 Form D/A says $25,622,642.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Dec 22, 2011 ↗Form D/A (later) · Sep 12, 2014 ↗GlassPoint Solar, Inc. — PartnerFacts page ↗
Sources
Note · Jun 26, 2012 – Oct 11, 2012

Offering amount changed between filings — ASPEN AEROGELS INC

The Jun 26, 2012 filing says $15,000,000 offered; the Oct 11, 2012 Form D/A says $35,133,522.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jun 26, 2012 ↗Form D/A (later) · Oct 11, 2012 ↗ASPEN AEROGELS INC — PartnerFacts page ↗
Sources
Note · Sep 18, 2009 – Oct 7, 2010

David Prend is written 2 different ways on the filings

listed as "David Prend" on 10 filings (from Sep 18, 2009), and "David J. Prend" on 9 filings (from Oct 7, 2010).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Sep 18, 2009 ↗Form D · Oct 7, 2010 ↗David Prend — PartnerFacts page ↗
Sources
Note · Sep 18, 2009 – Mar 10, 2011

Reported revenue range changed between filings — SOLYNDRA, INC.

"Decline to Disclose" (Sep 18, 2009); then "Over $100,000,000" (Mar 10, 2011).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Sep 18, 2009 ↗Form D · Mar 10, 2011 ↗SOLYNDRA, INC. — PartnerFacts page ↗
Sources
Note · Feb 25, 2020 – Dec 21, 2023

Same name, different state: "David Prend" (MO) is a separate record

This page covers filings where the address state is CA or MA. A separate record, "David Prend" with address state MO, is listed on 4 filings — most recently by NewLeaf Symbiotics, Inc. (Dec 21, 2023). The two records do not overlap in time: this page runs Sep 18, 2009 to Sep 12, 2014; the other runs Feb 25, 2020 to Dec 21, 2023.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David Prend (MO) — PartnerFacts page ↗Form D · Dec 21, 2023 ↗NewLeaf Symbiotics, Inc. — PartnerFacts page ↗David Prend (CA,MA) — this page ↗
Sources
Note · Oct 26, 2023

Same name, different state: "David J. Prend" (NH) is a separate record

This page covers filings where the address state is CA or MA. A separate record, "David J. Prend" with address state NH, is listed on 1 filing — most recently by RockPort Capital Partners III Continuation Fund, L.P. (Oct 26, 2023). The two records do not overlap in time: this page runs Sep 18, 2009 to Sep 12, 2014; the other has one filing dated Oct 26, 2023.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David J. Prend (NH) — PartnerFacts page ↗Form D · Oct 26, 2023 ↗RockPort Capital Partners III Continuation Fund, L.P. — PartnerFacts page ↗David Prend (CA,MA) — this page ↗
Sources
Note · Oct 5, 2009 – Sep 9, 2014

Same name, different state: "David Prend" (MA) is a separate record

This page covers filings where the address state is CA or MA. A separate record, "David Prend" with address state MA, is listed on 2 filings — most recently by Achates Power Inc (Sep 9, 2014). Both records have filings in the same period (Oct 5, 2009 to Sep 9, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Prend (MA) — PartnerFacts page ↗Form D · Sep 9, 2014 ↗Achates Power Inc — PartnerFacts page ↗David Prend (CA,MA) — this page ↗
Sources
Note · Aug 11, 2009 – May 5, 2011

Same name, different state: "David Prend" (NH) is a separate record

This page covers filings where the address state is CA or MA. A separate record, "David Prend" with address state NH, is listed on 3 filings — most recently by SUSTAINX INC (May 5, 2011). Both records have filings in the same period (Sep 18, 2009 to May 5, 2011).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Prend (NH) — PartnerFacts page ↗Form D/A · May 5, 2011 ↗SUSTAINX INC — PartnerFacts page ↗David Prend (CA,MA) — this page ↗
Sources
Note · Sep 18, 2009 – Sep 12, 2014

David Prend is listed with 2 different address states: CA, MA

CA on 10 filings (Sep 18, 2009 to Sep 12, 2014); MA on 9 filings (Oct 7, 2010 to Apr 11, 2013).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Sep 18, 2009 ↗Form D · Oct 7, 2010 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 15 offerings reports sales commissions totalling $960,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 12, 2014 D
GlassPoint Solar, Inc.
File 021-224616
$0$0$0None listed on this filingEDGAR ↗
Sep 12, 2014 D
GlassPoint Solar, Inc.
File 021-224620
$0$0$0Ernst & Young no CRD number reportedEDGAR ↗
Sep 12, 2014 D/A
GlassPoint Solar, Inc.
File 021-170583
$0$0$0None listed on this filingEDGAR ↗
Mar 26, 2014 D
InVisage Technologies, Inc.
File 021-214232
$0$0$0None listed on this filingEDGAR ↗
Apr 11, 2013 D
ASPEN AEROGELS INC
File 021-194837
$0$0$0 (est.)None listed on this filingEDGAR ↗
Oct 11, 2012 D/A
ASPEN AEROGELS INC
File 021-180309
$0$0$0None listed on this filingEDGAR ↗
Mar 16, 2012 D/A
ASPEN AEROGELS INC
File 021-170463
$0$0$0None listed on this filingEDGAR ↗
Jul 7, 2011 D
SATCON TECHNOLOGY CORP
File 021-162402
$960,000$0$0Lazard Capital Markets LLC BrokerCheck CRD 134736 ↗EDGAR ↗
Jun 21, 2011 D/A
ASPEN AEROGELS INC
File 021-161352
$0$0$0None listed on this filingEDGAR ↗
Jun 16, 2011 D/A
SOLYNDRA, INC.
File 021-161361
$0$0$0None listed on this filingEDGAR ↗
Mar 10, 2011 D
SOLYNDRA, INC.
File 021-156493
$0$0$0None listed on this filingEDGAR ↗
Mar 10, 2011 D
Solyndra LLC
File 021-156494
$0$0$0None listed on this filingEDGAR ↗
Oct 7, 2010 D
ASPEN AEROGELS INC
File 021-148727
$0$0$0None listed on this filingEDGAR ↗
Jun 29, 2010 D
SOLYNDRA, INC.
File 021-144195
$0$0$0None listed on this filingEDGAR ↗
Sep 18, 2009 D
SOLYNDRA, INC.
File 021-122003
$0 (est.)$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 6

Every issuer that named David Prend on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

GS
Other Technology · group: Glasspoint

GlassPoint Solar, Inc.

Fremont, CA · Sep 12, 2014 → Sep 12, 2014 · 3 filings
  • Sep 12, 2014 · D/A · $25,622,642 sold of $25,622,642 · 30 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 12, 2014 · D · $35,000,000 sold of $35,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 12, 2014 · D · $17,959,526 sold of $17,959,526 · 15 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $35M from 30 investors (100% of the $25.6M target) as of the latest filing. David is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

IT
Other

InVisage Technologies, Inc.

Menlo Park, CA · Mar 26, 2014
  • Mar 26, 2014 · D · $17,832,709 sold of $30,000,000 · 11 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $17.8M from 11 investors (59% of the $30M target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AA
Other Technology

ASPEN AEROGELS INC

Northborough, MA · Oct 7, 2010 → Apr 11, 2013 · 8 filings
  • Apr 11, 2013 · D · $11,959,705 sold of $22,500,000 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 11, 2012 · D/A · $20,133,522 sold of $35,133,522 · 44 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 26, 2012 · D · $9,572,609 sold of $15,000,000 · 18 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 16, 2012 · D/A · $15,755,126 sold of $25,000,000 · 46 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 21, 2011 · D · $15,000,000 sold of $25,000,000 · 17 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 21, 2011 · D/A · $30,000,000 sold of $30,000,000 · 13 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 15, 2011 · D · $30,000,000 sold of $30,000,000 · 13 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 7, 2010 · D · $20,000,000 sold of $21,503,420 · 13 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $100M from 46 investors (100% of the $22.5M target) as of the latest filing. David is listed as director on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

ST
Other Energy

SATCON TECHNOLOGY CORP

Boston, MA · Jul 7, 2011
  • Jul 7, 2011 · D · $16,000,000 sold of $16,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $16M from 1 investor (100% of the $16M target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

S
Other Technology · group: Solyndra

SOLYNDRA, INC.

Fremont, CA · Sep 18, 2009 → Jun 16, 2011 · 5 filings
  • Jun 16, 2011 · D · $10,664,490 sold of $10,664,490 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 16, 2011 · D/A · $10,664,490 sold of $10,664,490 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 10, 2011 · D · $10,664,490 sold of $10,664,490 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 29, 2010 · D · $70,000,000 sold of $200,000,000 · 41 investors · min. $5,000 · role: Director EDGAR ↗
  • Sep 18, 2009 · D · $285,999,999 sold of $285,999,999 · 43 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $286M from 43 investors (100% of the $10.7M target) as of the latest filing. David is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

S
Other Technology · group: Solyndra

Solyndra LLC

Fremont, CA · Mar 10, 2011
  • Mar 10, 2011 · D · $186,644,319 sold of $186,644,319 · 47 investors · min. $5,000 · role: Director EDGAR ↗

Raised $186.6M from 47 investors (100% of the $186.6M target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (4)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • David Prend — NH, 1 issuer, Aug 11, 2009 → May 5, 2011 · no shared issuer
  • David Prend — MO, 1 issuer, Feb 25, 2020 → Dec 21, 2023 · no shared issuer
  • David Prend — MA, 1 issuer, Oct 5, 2009 → Sep 9, 2014 · no shared issuer
  • David J. Prend — NH, 1 issuer, Oct 26, 2023 → Oct 26, 2023 · no shared issuer

People around David 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Steve Mitchell

Director · 8 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as David Prend. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Ramsay Battin

Director · 8 shared filings (1 issuer)

Listed on the same filings as David Prend. Their page shows their other deals.

MN
No photo found yet (own website and image search run after this page is viewed)
Person

Mark L. Noetzel

Director · 8 shared filings (1 issuer)

Listed on the same filings as David Prend. Their page shows their other deals.

CH
No photo found yet (own website and image search run after this page is viewed)
Person

Craig A. Huff

Director · 8 shared filings (1 issuer)

Listed on the same filings as David Prend. Their page shows their other deals.

RR
No photo found yet (own website and image search run after this page is viewed)
Person

Richard F. Reilly

Director · 8 shared filings (1 issuer)

Listed on the same filings as David Prend. Their page shows their other deals.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

John F. Fairbanks

Executive Officer · 8 shared filings (1 issuer)

Listed on the same filings as David Prend. Their page shows their other deals.

WS
No photo found yet (own website and image search run after this page is viewed)
Person

Wilbur G. Stover

Executive Officer · 6 shared filings (2 issuers)

Listed on the same filings as David Prend. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jameson McJunkin

Director · 6 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as David Prend. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

James Gibbons

Director · 6 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as David Prend. Their page shows their other deals.

CG
No photo found yet (own website and image search run after this page is viewed)
Person

Christian Gronet

Executive Officer, Director · 6 shared filings (2 issuers)

Listed on the same filings as David Prend. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Raymond Sims

Director · 6 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as David Prend. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

Dan Maydan

Director · 6 shared filings (2 issuers) · also on 3 other issuers

Dan Maydan is on 5 issuers in total — a repeat sponsor. Their page lists every one.

BB
No photo found yet (own website and image search run after this page is viewed)
Person

Benjamin Bierman

Executive Officer · 6 shared filings (2 issuers)

Listed on the same filings as David Prend. Their page shows their other deals.

DY
No photo found yet (own website and image search run after this page is viewed)
Person

Donald R. Young

Executive Officer, Director · 6 shared filings (1 issuer)

Listed on the same filings as David Prend. Their page shows their other deals.

RG
No photo found yet (own website and image search run after this page is viewed)
Person

Robert M. Gervis

Director · 6 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as David Prend. Their page shows their other deals.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Steven R. Mitchell

Director · 6 shared filings (1 issuer)

Listed on the same filings as David Prend. Their page shows their other deals.

WN
No photo found yet (own website and image search run after this page is viewed)
Person

William P. Noglows

Director · 6 shared filings (1 issuer)

Listed on the same filings as David Prend. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

John Gaffney

Executive Officer · 5 shared filings (2 issuers)

Listed on the same filings as David Prend. Their page shows their other deals.

HW
No photo found yet (own website and image search run after this page is viewed)
Person

Harry R. Walkoff

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as David Prend. Their page shows their other deals.

GG
No photo found yet (own website and image search run after this page is viewed)
Person

George L. Gould

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as David Prend. Their page shows their other deals.

KS
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin A. Schmidt

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as David Prend. Their page shows their other deals.

CW
No photo found yet (own website and image search run after this page is viewed)
Person

Corby Whitaker

Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as David Prend. Their page shows their other deals.

KA
No photo found yet (own website and image search run after this page is viewed)
Person

Karen Alter

Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as David Prend. Their page shows their other deals.

BH
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Harrison

Executive Officer, Director · 4 shared filings (2 issuers)

Listed on the same filings as David Prend. Their page shows their other deals.

CJ
No photo found yet (own website and image search run after this page is viewed)
Person

Clemens Jargon

Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as David Prend. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

RICHARD MACKELLAR

Director · 3 shared filings (1 issuer) · also on 7 other issuers

RICHARD MACKELLAR is on 8 issuers in total — a repeat sponsor. Their page lists every one.

PB
No photo found yet (own website and image search run after this page is viewed)
Person

Peter von Behrens

Executive Officer · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Prend. Their page shows their other deals.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Marlette

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as David Prend. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

John O'Donnell

Executive Officer · 3 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as David Prend. Their page shows their other deals.

DP
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Palmer

Executive Officer · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Prend. Their page shows their other deals.

ZS
No photo found yet (own website and image search run after this page is viewed)
Person

Zaki Selim

Director · 3 shared filings (1 issuer)

Listed on the same filings as David Prend. Their page shows their other deals.

BB
No photo found yet (own website and image search run after this page is viewed)
Person

Ben Bierman

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as David Prend. Their page shows their other deals.

PW
No photo found yet (own website and image search run after this page is viewed)
Person

Peter de Wit

Director · 3 shared filings (1 issuer)

Listed on the same filings as David Prend. Their page shows their other deals.

DA
No photo found yet (own website and image search run after this page is viewed)
Person

David Allsworth

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as David Prend. Their page shows their other deals.

HS
No photo found yet (own website and image search run after this page is viewed)
Person

Hisham Al-Sheedi

Director · 3 shared filings (1 issuer)

Listed on the same filings as David Prend. Their page shows their other deals.

AJ
No photo found (searched own website, image search on Oct 24, 2026)
Person

Anup Jacob

Director · 2 shared filings (1 issuer) · also on 12 other issuers

Anup Jacob is on 13 issuers in total — a repeat sponsor. Their page lists every one.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

John Walecka

Director · 2 shared filings (1 issuer) · also on 12 other issuers

John Walecka is on 13 issuers in total — a repeat sponsor. Their page lists every one.

TB
No photo found (searched own website, image search on Oct 24, 2026)
Person

Thomas R. Baruch

Director · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as David Prend. Their page shows their other deals.

WF
No photo found yet (own website and image search run after this page is viewed)
Person

Winston Fu

Director · 2 shared filings (1 issuer) · also on 7 other issuers

Winston Fu is on 8 issuers in total — a repeat sponsor. Their page lists every one.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Rod MacGregor

Executive Officer, Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Prend. Their page shows their other deals.

The team behind the deals

S
Sponsor group

Solyndra

2 issuers · 6 filings · $197.3M reported sold · 2009–2011

One team, 2 deal companies. David Prend is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Prend.

G
Sponsor group

Glasspoint

2 issuers · 10 filings · $28.4M reported sold · 2009–2024

One team, 2 deal companies. David Prend is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Prend.

Same business address

3 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 6 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David Prend by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 6 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David Prend is listed on: none on file. No website or social profile named in SOLYNDRA, INC.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #350,656 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Fremont, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗Massachusetts MassCourts ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗Massachusetts Secretary of State business search ↗OpenCorporates ↗

Change history

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