David Lynch is listed as an executive officer on 31 SEC Form D filings by 7 issuers between Aug 2010 and May 2017. Largest by amount reported sold: ATHENA ALPHA INVESTORS LP (Lincoln, MA — pooled investment fund — 2010–2017; $296.5M reported sold to 84 investors), ATHENA STONEHORSE PARTNERS LP (Lincoln, MA — pooled investment fund — 2011–2016; $59.8M reported sold to 14 investors), Athena Olive Tree Multi-Asset Fund LP (Lincoln, MA — pooled investment fund — 2010–2015; $57.3M reported sold to 20 investors), Athena Catholic Values Fund LP (Lincoln, MA — pooled investment fund — 2014–2017; $25.4M reported sold to 2 investors), Athena Stonehorse Fund, Ltd. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2011–2013; $22M reported sold to 3 investors) and 2 more (all listed below).
What this means A repeat sponsor — 7 separate companies raised money with this person listed as executive officer, over about 7 years. Across those companies the filings report $470.3M sold in total.
6 of the issuers belong to the sponsor group Athena Alpha (15 issuers, $1.52B reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Athena Alpha has 15 companies on file and $1.52B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 4 SEC releases, 8 bankruptcy cases matching the name listed in Key records below.
What this means 12 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 31 public filings for David Lynch and found 14 differences, 8 worth asking the sponsor about: 8 offerings reported less sold on a later filing than an earlier one; 8 offerings reported fewer investors on a later filing; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.