PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:36 AM ET

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David P. Luci

Named as an officer, director or promoter on SEC Form D filings · NJ, NY, TX, GA, CA · Jul 30, 2010 → Apr 29, 2026

5deals (issuers)
$44.1Mreported sold
271investors
26Form D filings
2010–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:22 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David P. Luci is listed as an executive officer, director, and promoter on 26 SEC Form D filings by 5 issuers between Jul 2010 and Apr 2026: PLx Pharma Inc. (Sparta, NJ — pharmaceuticals — 2010–2017; $18.2M reported sold to 37 investors), Enveric Biosciences, Inc. (Cambridge, MA — biotechnology — 2018; $12.8M reported sold to 15 investors), Acurx Pharmaceuticals, Inc. (Staten Island, NY — pharmaceuticals — 2018–2026; $7.84M reported sold to 202 investors), Digital Prime Technologies, Inc. (Jersey City, NJ — other technology — 2019–2025; $5M reported sold to 10 investors) and Kryptos & Kiddies, LLC (Los Angeles, CA — other technology — 2022; $258K reported sold to 7 investors).

What this means A repeat sponsor — 5 separate companies raised money with this person listed as executive officer, director, and promoter, over about 16 years. Across those companies the filings report $44.1M sold in total.

Listed alongside Robert J. DeLuccia (15 shared filings), Robert G. Shawah (11 shared filings), Jack H. Dean (9 shared filings), James Runnels (8 shared filings), Carl Sailer (6 shared filings) and 37 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

1 of the issuers belongs to the sponsor group Plx Pharma (4 issuers, $26.2M reported sold, 2009–2025).

What this means A sponsor group is one team that sets up a new company for each deal. Plx Pharma has 4 companies on file and $26.2M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 court cases matching the name, 1 state regulator order, 37 bankruptcy cases matching the name listed in Key records below.

What this means 40 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 26 public filings for David P. Luci and found 14 differences, 3 worth asking the sponsor about: Regulator action naming a team member: Jeffrey E. Eberwein; Lone Star Value Management, et al. (Feb 14, 2017); 13 bankruptcy cases name the subject or team members; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David P. Luci has not run yet — it is joining a line of 57,452 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

2 cases: 1 judgment, 1 open

Luci v. Overton, Russell, Doerr and Donovan, LLP judgment
District Court, N.D. New York · No. 6:18-cv-00360 · Filed Mar 25, 2018 · Closed Nov 27, 2018 · Nature of suit: 480 Consumer Credit · Cause: 15:1692 Fair Debt Collection Act
Role of Luci: Plaintiff · Outcome: Terminated 2018-11-27 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 46 federal dockets); surname only in the caption; court in the person's filing state (NY)
Hernandez v. Luci's Express Deli Inc. open
District Court, E.D. New York · No. 0:20-cv-02405 · Filed —
Role of Luci's Express Deli Inc.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 46 federal dockets); surname only in the caption; court in the person's filing state (NY)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:22 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 state regulator order

CEASE AND DESIST ORDERED HI · Hawaii Department of Commerce and Consumer Affairs, Business Registration Division, Securities Enforcement Branch
Order date May 7, 2026 · Regulator: Hawaii Department of Commerce and Consumer Affairs, Business Registration Division, Securities Enforcement Branch · Parties (regulator's caption): BG WEALTH SHARING LTD, CRANCI ILIMA LUCI HOOPAI, AND LIGAYA JOY ARCENAS
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same rare surname (1 person in Form D filings); different first name (ilima); regulator in HI (not a filing state); middle initial differs
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David P. Luci..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

37 cases: 36 closed (disposition not in docket feed), 1 open

William Lee Martin and Luci Angelia Martin closed
United States Bankruptcy Court, E.D. Kentucky · No. 22-70223 · Filed Jul 21, 2022 · Closed Nov 16, 2022
Role of William Lee Martin and Luci Angelia Martin: Debtor · Outcome: Case closed 2022-11-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 46 federal dockets); surname only in the caption; court in KY (not a filing state)
Gary Randolph Thomas and Luci Cobbs Thomas closed
United States Bankruptcy Court, W.D. Virginia · No. 21-70076 · Filed Jan 28, 2021 · Closed Jun 4, 2021
Role of Gary Randolph Thomas and Luci Cobbs Thomas: Debtor · Outcome: Case closed 2021-06-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 46 federal dockets); surname only in the caption; court in VA (not a filing state)
Gary Deane Koch and Luci Jayde Koch closed
United States Bankruptcy Court, D. Nebraska · No. 20-40775 · Filed Jun 3, 2020 · Closed Oct 9, 2020
Role of Gary Deane Koch and Luci Jayde Koch: Debtor · Outcome: Case closed 2020-10-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 46 federal dockets); surname only in the caption
David D Garcia and Luci R Garcia open
United States Bankruptcy Court, D. Colorado · No. 20-11340 · Filed Feb 27, 2020
Role of David D Garcia and Luci R Garcia: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 46 federal dockets); surname only in the caption; court in CO (not a filing state)
Luci L Hatten and Steven E Hatten closed
United States Bankruptcy Court, W.D. Wisconsin · No. 3-19-14247 · Filed Dec 23, 2019 · Closed Mar 10, 2022
Role of Luci L Hatten and Steven E Hatten: Debtor · Outcome: Case closed 2022-03-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 46 federal dockets); surname only in the caption; court in WI (not a filing state)
David Wayne Dixon and Luci Dixon closed
United States Bankruptcy Court, N.D. Texas · No. 16-43466 · Filed Sep 6, 2016 · Closed Mar 17, 2017
Role of David Wayne Dixon and Luci Dixon: Debtor · Outcome: Case closed 2017-03-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 46 federal dockets); surname only in the caption; court in the person's filing state (TX)
Richard Lee Phillips and Luci Anya Phillips closed
United States Bankruptcy Court, E.D. Kentucky · No. 16-50917 · Filed May 5, 2016 · Closed Nov 7, 2016
Role of Richard Lee Phillips and Luci Anya Phillips: Debtor · Outcome: Case closed 2016-11-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 46 federal dockets); surname only in the caption; court in KY (not a filing state)
David Wayne Dixon and Luci Dixon closed
United States Bankruptcy Court, N.D. Texas · No. 15-44469 · Filed Nov 2, 2015 · Closed Jul 1, 2016
Role of David Wayne Dixon and Luci Dixon: Debtor · Outcome: Case closed 2016-07-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 46 federal dockets); surname only in the caption; court in the person's filing state (TX)
Kevin R Barnes and Luci R Barnes closed
United States Bankruptcy Court, S.D. Ohio · No. 2:15-bk-56957 · Filed Oct 29, 2015 · Closed Jun 30, 2016
Role of Kevin R Barnes and Luci R Barnes: Debtor · Outcome: Case closed 2016-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 46 federal dockets); surname only in the caption; court in OH (not a filing state)
Richard Lee Phillips and Luci Anya Phillips closed
United States Bankruptcy Court, E.D. Kentucky · No. 15-51944 · Filed Oct 2, 2015 · Closed May 19, 2016
Role of Richard Lee Phillips and Luci Anya Phillips: Debtor · Outcome: Case closed 2016-05-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 46 federal dockets); surname only in the caption; court in KY (not a filing state)
Richard Lee Phillips and Luci Anya Phillips closed
United States Bankruptcy Court, E.D. Kentucky · No. 15-50657 · Filed Apr 4, 2015 · Closed Dec 8, 2015
Role of Richard Lee Phillips and Luci Anya Phillips: Debtor · Outcome: Case closed 2015-12-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 46 federal dockets); surname only in the caption; court in KY (not a filing state)
Christopher W Johnson and Luci G Johnson closed
United States Bankruptcy Court, W.D. Arkansas · No. 5:11-bk-74291 · Filed Sep 21, 2011 · Closed Jan 6, 2012
Role of Christopher W Johnson and Luci G Johnson: Debtor · Outcome: Case closed 2012-01-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 46 federal dockets); surname only in the caption; court in AR (not a filing state)
Brian R. Collins and Luci K. Collins closed
United States Bankruptcy Court, S.D. Iowa · No. 11-01925 · Filed May 10, 2011 · Closed Feb 21, 2013
Role of Brian R. Collins and Luci K. Collins: Debtor · Outcome: Case closed 2013-02-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 46 federal dockets); surname only in the caption; court in IA (not a filing state)
Nicholas Nicky Ramirez and Luci Maria Ramirez closed
United States Bankruptcy Court, E.D. California · No. 10-19349 · Filed Aug 17, 2010 · Closed Dec 3, 2010
Role of Nicholas Nicky Ramirez and Luci Maria Ramirez: Debtor · Outcome: Case closed 2010-12-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 46 federal dockets); surname only in the caption; court in the person's filing state (CA)
Jaime Ramirez and Luci S. Ramirez closed
United States Bankruptcy Court, E.D. California · No. 10-17758 · Filed Jul 9, 2010 · Closed Nov 12, 2010
Role of Jaime Ramirez and Luci S. Ramirez: Debtor · Outcome: Case closed 2010-11-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 46 federal dockets); surname only in the caption; court in the person's filing state (CA)
Robert Allen Wright and Luci Michelle Wright closed
United States Bankruptcy Court, S.D. Florida. · No. 10-22287 · Filed May 5, 2010 · Closed Aug 19, 2010
Role of Robert Allen Wright and Luci Michelle Wright: Debtor · Outcome: Case closed 2010-08-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 46 federal dockets); surname only in the caption; court in FL (not a filing state)
John Charles Keeler and Luci Y Keeler closed
United States Bankruptcy Court, C.D. California · No. 2:10-bk-26370 · Filed Apr 27, 2010 · Closed Nov 23, 2010
Role of John Charles Keeler and Luci Y Keeler: Debtor · Outcome: Case closed 2010-11-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 46 federal dockets); surname only in the caption; court in the person's filing state (CA)
David Wayne Dixon and Luci Ann Dixon closed
United States Bankruptcy Court, N.D. Texas · No. 09-46479 · Filed Oct 9, 2009 · Closed Jun 1, 2010
Role of David Wayne Dixon and Luci Ann Dixon: Debtor · Outcome: Case closed 2010-06-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 46 federal dockets); surname only in the caption; court in the person's filing state (TX)
David Wayne Dixon and Luci Ann Dixon closed
United States Bankruptcy Court, N.D. Texas · No. 09-42273 · Filed Apr 17, 2009 · Closed Oct 15, 2009
Role of David Wayne Dixon and Luci Ann Dixon: Debtor · Outcome: Case closed 2009-10-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 46 federal dockets); surname only in the caption; court in the person's filing state (TX)
Richard L. Phillips and Luci A. Phillips closed
United States Bankruptcy Court, E.D. Kentucky · No. 06-51103 · Filed Sep 7, 2006 · Closed Dec 26, 2006
Role of Richard L. Phillips and Luci A. Phillips: Debtor · Outcome: Case closed 2006-12-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 46 federal dockets); surname only in the caption; court in KY (not a filing state)
Steve E Hatten and Luci L Hatten closed
United States Bankruptcy Court, W.D. Wisconsin · No. 3-05-16900 · Filed Aug 31, 2005 · Closed Jun 17, 2009
Role of Steve E Hatten and Luci L Hatten: Debtor · Outcome: Case closed 2009-06-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 46 federal dockets); surname only in the caption; court in WI (not a filing state)
Benjamin Hawk Thompson and Luci Nichole Thompson closed
United States Bankruptcy Court, W.D. Oklahoma · No. 05-19590 · Filed Aug 8, 2005 · Closed Dec 8, 2005
Role of Benjamin Hawk Thompson and Luci Nichole Thompson: Debtor · Outcome: Case closed 2005-12-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 46 federal dockets); surname only in the caption; court in OK (not a filing state)
Prima Luci, Inc. closed
United States Bankruptcy Court, S.D. New York · No. 05-23224 · Filed Jun 10, 2005 · Closed Aug 11, 2006
Role of Prima Luci, Inc.: Debtor · Outcome: Case closed 2006-08-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 46 federal dockets); different first name (inc); court in the person's filing state (NY)
Michael James Lester Bennett and Luci Annette Bennett closed
United States Bankruptcy Court, N.D. Oklahoma · No. 04-16164 · Filed Oct 22, 2004 · Closed Feb 1, 2005
Role of Michael James Lester Bennett and Luci Annette Bennett: Debtor · Outcome: Case closed 2005-02-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 46 federal dockets); surname only in the caption; court in OK (not a filing state)
David W Murphy and Luci B Murphy closed
United States Bankruptcy Court, N.D. Illinois · No. 04-74389 · Filed Sep 2, 2004 · Closed Dec 30, 2005
Role of David W Murphy and Luci B Murphy: Debtor · Outcome: Case closed 2005-12-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 46 federal dockets); surname only in the caption; court in IL (not a filing state)
Charles G. Douglas and Luci P. Douglas closed
United States Bankruptcy Court, M.D. Florida · No. 8:04-bk-04667 · Filed Mar 10, 2004 · Closed Mar 9, 2006
Role of Charles G. Douglas and Luci P. Douglas: Debtor · Outcome: Case closed 2006-03-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 46 federal dockets); surname only in the caption; court in FL (not a filing state)
Gary R Thomas and Luci C Thomas closed
United States Bankruptcy Court, W.D. Virginia · No. 03-02302 · Filed Jun 2, 2003 · Closed Oct 21, 2003
Role of Gary R Thomas and Luci C Thomas: Debtor · Outcome: Case closed 2003-10-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 46 federal dockets); surname only in the caption; court in VA (not a filing state)
MICHAEL DUANE SCHUMACHER and LUCI ANN SCHUMACHER closed
United States Bankruptcy Court, E.D. Washington · No. 03-03082 · Filed Apr 9, 2003 · Closed Jul 16, 2003
Role of MICHAEL DUANE SCHUMACHER and LUCI ANN SCHUMACHER: Debtor · Outcome: Case closed 2003-07-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 46 federal dockets); surname only in the caption; court in WA (not a filing state)
Robert Everett Chase and Luci Rene' Chase closed
United States Bankruptcy Court, S.D. Texas · No. 01-60409 · Filed Nov 16, 2001 · Closed May 7, 2002
Role of Robert Everett Chase and Luci Rene' Chase: Debtor · Outcome: Case closed 2002-05-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 46 federal dockets); surname only in the caption; court in the person's filing state (TX)
Universal Bank, N.A. v. Luci closed
United States Bankruptcy Court, N.D. California · No. 99-04147 · Filed Mar 22, 1999 · Closed Jun 17, 1999
Role of Luci: Defendant · Outcome: Case closed 1999-06-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 46 federal dockets); surname only in the caption; court in the person's filing state (CA)
Thomas C. Buckner and Luci H. Buckner closed
United States Bankruptcy Court, D. Massachusetts · No. 97-48209 · Filed Nov 24, 1997 · Closed Mar 25, 1998
Role of Thomas C. Buckner and Luci H. Buckner: Debtor · Outcome: Case closed 1998-03-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 46 federal dockets); surname only in the caption; court in the person's filing state (MA)
Stephen Scott Richards and Luci Marie Richards closed
United States Bankruptcy Court, S.D. Alabama · No. 96-13415 · Filed Sep 19, 1996 · Closed Jan 27, 1997
Role of Stephen Scott Richards and Luci Marie Richards: Debtor · Outcome: Case closed 1997-01-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 46 federal dockets); surname only in the caption; court in AL (not a filing state)
William Hadley and Luci Hadley closed
United States Bankruptcy Court, W.D. Arkansas · No. 5:95-bk-80691 · Filed Sep 5, 1995 · Closed Aug 29, 1997
Role of William Hadley and Luci Hadley: Debtor · Outcome: Case closed 1997-08-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 46 federal dockets); surname only in the caption; court in AR (not a filing state)
JAMES D ALLEN and LUCI ALLEN closed
United States Bankruptcy Court, E.D. Washington · No. 93-02741 · Filed Oct 14, 1993 · Closed Jan 31, 1994
Role of JAMES D ALLEN and LUCI ALLEN: Debtor · Outcome: Case closed 1994-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 46 federal dockets); surname only in the caption; court in WA (not a filing state)
George E. Butler and Luci J. Butler closed
United States Bankruptcy Court, W.D. Arkansas · No. 5:92-bk-80466 · Filed Jun 8, 1992 · Closed Nov 24, 1992
Role of George E. Butler and Luci J. Butler: Debtor · Outcome: Case closed 1992-11-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 46 federal dockets); surname only in the caption; court in AR (not a filing state)
John P. Siciliano and Luci J. Siciliano closed
United States Bankruptcy Court, M.D. Florida · No. 2:91-bk-13667 · Filed Oct 23, 1991 · Closed Jun 23, 1994
Role of John P. Siciliano and Luci J. Siciliano: Debtor · Outcome: Case closed 1994-06-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 46 federal dockets); surname only in the caption; court in FL (not a filing state)
Stephen F. Prince and Luci B. Prince closed
United States Bankruptcy Court, D. Utah · No. 88-27405 · Filed Dec 16, 1988 · Closed Apr 17, 1989
Role of Stephen F. Prince and Luci B. Prince: Debtor · Outcome: Case closed 1989-04-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 46 federal dockets); surname only in the caption; court in UT (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:22 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

14 differences found between the filings for David P. Luci — 3 worth asking about (compared 26 filings on Oct 24, 2026)

Worth asking · Feb 14, 2017

Regulator action naming a team member: Jeffrey E. Eberwein; Lone Star Value Management, et al. (Feb 14, 2017)

A ap release dated Feb 14, 2017 names Jeffrey E. Eberwein (listed on the same filings). Our match estimate: 80%. The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Jeffrey E. Eberwein; Lone Star Value Management, et al. ↗Jeffrey E. Eberwein — PartnerFacts page ↗
Sources
Worth asking · Apr 26, 1990 – Mar 17, 2017

13 bankruptcy cases name the subject or team members

Bankruptcy case: David Wayne Dixon and Luci Dixon — filed Sep 6, 2016 · Bankruptcy case: David Wayne Dixon and Luci Dixon — filed Nov 2, 2015 · Bankruptcy case: Nicholas Nicky Ramirez and Luci Maria Ramirez — filed Aug 17, 2010 · Bankruptcy case: John Charles Keeler and Luci Y Keeler — filed Apr 27, 2010 · Bankruptcy case: Jaime Ramirez and Luci S. Ramirez — filed Jul 9, 2010 · and 8 more

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. Texas ↗Docket · United States Bankruptcy Court, N.D. Texas ↗Docket · United States Bankruptcy Court, E.D. California ↗Docket · United States Bankruptcy Court, C.D. California ↗
Sources
Note · Mar 4, 2022

David P. Luci appears on 1 deal that stopped filing before reaching its target

Kryptos & Kiddies, LLC (last filing Mar 4, 2022; $257,580 sold of $1,995,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Kryptos & Kiddies, LLC — PartnerFacts page ↗
Sources
Worth asking · Nov 27, 2021 – Mar 4, 2022

Form D filed 97 days after the first sale — Kryptos & Kiddies, LLC

The filing says the first sale was Nov 27, 2021. The Form D was filed Mar 4, 2022 — 97 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 82 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Mar 4, 2022 ↗Kryptos & Kiddies, LLC — PartnerFacts page ↗
Sources
Note · Mar 30, 2012 – Apr 23, 2012

Form D filed 24 days after the first sale — PLx Pharma Inc.

The filing says the first sale was Mar 30, 2012. The Form D was filed Apr 23, 2012 — 24 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 9 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Apr 23, 2012 ↗PLx Pharma Inc. — PartnerFacts page ↗
Sources
Note · Jul 23, 2010 – May 20, 2025

11 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Acurx Pharmaceuticals, Inc. (latest filing May 20, 2025) · No amendment in the last 12 months on an offering that may still be open — Digital Prime Technologies, Inc. (latest filing Jul 11, 2023) · No amendment in the last 12 months on an offering that may still be open — Digital Prime Technologies, Inc. (latest filing Apr 5, 2022) · No amendment in the last 12 months on an offering that may still be open — Kryptos & Kiddies, LLC (latest filing Mar 4, 2022) · No amendment in the last 12 months on an offering that may still be open — Digital Prime Technologies, Inc. (latest filing Apr 2, 2021) · and 6 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · May 20, 2025 ↗Acurx Pharmaceuticals, Inc. — PartnerFacts page ↗Form D · Jul 11, 2023 ↗Digital Prime Technologies, Inc. — PartnerFacts page ↗
Sources
Note · Jul 22, 2013 – Jun 27, 2025

4 role changes for the same people across filings

David P. Luci's role changed at Acurx Pharmaceuticals, Inc.: executive officer → executive officer, director · David P. Luci's role changed at Acurx Pharmaceuticals, Inc.: executive officer, director → executive officer · David P. Luci's role changed at Acurx Pharmaceuticals, Inc.: director → executive officer, director · David P. Luci's role changed at PLx Pharma Inc.: executive officer, director, promoter → director

What this means Roles on Form D are self-reported. Ask who runs the company today.

Form D · May 20, 2025 ↗Form D · Jun 27, 2025 ↗David P. Luci — PartnerFacts page ↗Acurx Pharmaceuticals, Inc. — PartnerFacts page ↗
Sources
Note · Jul 30, 2010 – Apr 5, 2022

4 offerings changed their target amount between filings

Offering amount changed between filings — Digital Prime Technologies, Inc. · Offering amount changed between filings — Acurx Pharmaceuticals, Inc. · Offering amount changed between filings — Enveric Biosciences, Inc. · Offering amount changed between filings — PLx Pharma Inc.

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D (earlier) · Feb 14, 2022 ↗Form D/A (later) · Apr 5, 2022 ↗Digital Prime Technologies, Inc. — PartnerFacts page ↗Form D/A (earlier) · Oct 30, 2018 ↗
Sources
Note · Jul 30, 2010 – Jun 28, 2017

David P. Luci is written 2 different ways on the filings

listed as "David P. Luci" on 20 filings (from Jul 30, 2010), and "David Luci" on 6 filings (from Jun 28, 2017).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jul 30, 2010 ↗Form D · Jun 28, 2017 ↗David P. Luci — PartnerFacts page ↗
Sources
Note · Apr 3, 2018 – Jan 17, 2025

Industry group changed between filings — Acurx Pharmaceuticals, Inc.

"Biotechnology" (Apr 3, 2018 to Jan 17, 2020); then "Pharmaceuticals" (Jan 17, 2025 to Apr 29, 2026).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Apr 3, 2018 ↗Form D · Jan 17, 2025 ↗Acurx Pharmaceuticals, Inc. — PartnerFacts page ↗
Sources
Note · Oct 9, 2019 – Jul 11, 2023

Reported revenue range changed between filings — Digital Prime Technologies, Inc.

"No Revenues" (Oct 9, 2019); then "$1 - $1,000,000" (Apr 2, 2021); then "No Revenues" (Jul 11, 2023).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Oct 9, 2019 ↗Form D · Apr 2, 2021 ↗Form D · Jul 11, 2023 ↗Digital Prime Technologies, Inc. — PartnerFacts page ↗
Sources
Note · Apr 3, 2018 – May 31, 2018

Reported revenue range changed between filings — Acurx Pharmaceuticals, Inc.

"No Revenues" (Apr 3, 2018); then "Decline to Disclose" (May 31, 2018).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Apr 3, 2018 ↗Form D/A · May 31, 2018 ↗Acurx Pharmaceuticals, Inc. — PartnerFacts page ↗
Sources
Note · Feb 25, 2013 – Jan 17, 2025

4 address changes between filings

Address moved from White Plains, NY to Staten Island, NY — Acurx Pharmaceuticals, Inc. · Address moved from Staten Island, NY to Jersey City, NJ — Digital Prime Technologies, Inc. · Address moved from Staten Island, NY to Houston, TX — PLx Pharma Inc. · Address moved from White Plains, NY to Staten Island, NY — PLx Pharma Inc.

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D · Jan 17, 2020 ↗Form D · Jan 17, 2025 ↗Acurx Pharmaceuticals, Inc. — PartnerFacts page ↗Form D/A · Jan 10, 2020 ↗
Sources
Note · Jul 30, 2010 – Apr 29, 2026

David P. Luci is listed with 5 different address states: NY, TX, GA, NJ, CA

NY on 17 filings (Jul 30, 2010 to Apr 29, 2026); TX on 1 filing (Jun 28, 2017); GA on 2 filings (Aug 2, 2018 to Aug 28, 2018); NJ on 5 filings (Apr 2, 2021 to Dec 18, 2025); CA on 1 filing (Mar 4, 2022).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Jul 30, 2010 ↗Form D · Jun 28, 2017 ↗Form D · Aug 2, 2018 ↗Form D · Apr 2, 2021 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

5 of 19 offerings report sales commissions totalling $2,116,037; 2 report finder's fees totalling $227,840; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 29, 2026 D
Acurx Pharmaceuticals, Inc.
File 021-582296
$0$0$0None listed on this filingEDGAR ↗
Dec 18, 2025 D
Digital Prime Technologies, Inc.
File 021-567273
$0$0$0
In the ordinary course of business, the issuer will use some of the proceeds of the offering to pay salaries to certain of its executive officers.
None listed on this filingEDGAR ↗
Jun 27, 2025 D
Acurx Pharmaceuticals, Inc.
File 021-550215
$186,708$0$0H.C. WAINWRIGHT & CO., LLC BrokerCheck CRD 000000375 ↗EDGAR ↗
May 20, 2025 D
Acurx Pharmaceuticals, Inc.
File 021-546703
$0$0$0None listed on this filingEDGAR ↗
Mar 21, 2025 D
Acurx Pharmaceuticals, Inc.
File 021-541695
$117,840 (est.)$117,840$0H.C. Wainwright & Co., LLC BrokerCheck CRD 375 ↗EDGAR ↗
Jan 17, 2025 D
Acurx Pharmaceuticals, Inc.
File 021-535700
$163,100$110,000$0H.C. Wainwright & Co., LLC BrokerCheck CRD 375 ↗EDGAR ↗
Jul 11, 2023 D
Digital Prime Technologies, Inc.
File 021-486442
$0$0$0
In the ordinary course of business, the issuer may use some of the proceeds of the offering to pay salaries to certain of its executive officers.
None listed on this filingEDGAR ↗
Apr 5, 2022 D/A
Digital Prime Technologies, Inc.
File 021-433575
$0$0$0
In the ordinary course of business, the issuer may use some of the proceeds of the offering to pay salaries to certain of its executive officers.
None listed on this filingEDGAR ↗
Mar 4, 2022 D
Kryptos & Kiddies, LLC
File 021-435947
$0$0$0
In the ordinary course of business, the issuer may use some of the proceeds of the offering to pay salaries to certain of its executive officers.
None listed on this filingEDGAR ↗
Apr 2, 2021 D
Digital Prime Technologies, Inc.
File 021-394584
$0$0$0
In the ordinary course of business, the issuer may use some of the proceeds of the offering to pay salaries to certain of its executive officers.
None listed on this filingEDGAR ↗
Jan 17, 2020 D
Acurx Pharmaceuticals, Inc.
File 021-358483
$0$0$0None listed on this filingEDGAR ↗
Jan 10, 2020 D/A
Digital Prime Technologies, Inc.
File 021-350727
$0$0$0
In the ordinary course of business, the issuer may use some of the proceeds of the offering to pay salaries to certain of its executive officers.
None listed on this filingEDGAR ↗
Oct 30, 2019 D/A
Acurx Pharmaceuticals, Inc.
File 021-309165
$0$0$0None listed on this filingEDGAR ↗
Aug 28, 2018 D/A
Enveric Biosciences, Inc.
File 021-318350
$456,877$0$0A.G.P. / Alliance Global Partners BrokerCheck CRD 8361 ↗EDGAR ↗
Jun 28, 2017 D
PLx Pharma Inc.
File 021-289624
$1,191,512$0$0
No proceeds are proposed to be used for payments to such persons other than ordinary salary expenses that may be paid out of working capital.
Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗
Janney Montgomery Scott LLC BrokerCheck CRD 463 ↗		EDGAR ↗
Jul 22, 2013 D
PLx Pharma Inc.
File 021-200029
$0$0$0 (est.)None listed on this filingEDGAR ↗
Feb 25, 2013 D
PLx Pharma Inc.
File 021-192357
$0 (est.)$0$0 (est.)None listed on this filingEDGAR ↗
Apr 23, 2012 D
PLx Pharma Inc.
File 021-177069
$0 (est.)$0$0 (est.)None listed on this filingEDGAR ↗
Nov 7, 2011 D/A
PLx Pharma Inc.
File 021-145743
$0 (est.)$0$0 (est.)None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 5

Every issuer that named David P. Luci on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

AP
Pharmaceuticals

Acurx Pharmaceuticals, Inc.

Staten Island, NY · Apr 3, 2018 → Apr 29, 2026 · 10 filings
  • Apr 29, 2026 · D · $4,587,473 sold of $4,587,473 · 5 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jun 27, 2025 · D · $3,978,664 sold of $3,978,664 · 1 investors · min. No minimum reported · role: Executive Officer, Director (CHIEF EXECUTIVE OFFICER) EDGAR ↗
  • May 20, 2025 · D · $0 sold of $12,000,000 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 21, 2025 · D · $3,376,350 sold of $3,376,350 · 6 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jan 17, 2025 · D · $2,404,259 sold of $2,404,259 · 12 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jan 17, 2020 · D · $455,000 sold of $6,000,000 · 21 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Oct 30, 2019 · D/A · $7,842,500 sold of $7,842,500 · 202 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 30, 2018 · D/A · $3,811,500 sold of $7,000,000 · 72 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 31, 2018 · D/A · $2,871,500 sold of $7,000,000 · 61 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 3, 2018 · D · $2,081,500 sold of $7,000,000 · 47 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $7.84M from 202 investors (100% of the $4.59M target) as of the latest filing. David is listed as executive officer, director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DP
Other Technology

Digital Prime Technologies, Inc.

Jersey City, NJ · Oct 9, 2019 → Dec 18, 2025 · 7 filings
  • Dec 18, 2025 · D · $5,000,000 sold of $7,000,000 · 1 investors · min. $250,000 · role: Director EDGAR ↗
  • Jul 11, 2023 · D · $1,025,000 sold of $4,000,021 · 3 investors · min. $25,000 · role: Director EDGAR ↗
  • Apr 5, 2022 · D/A · $325,000 sold of $970,760 · 3 investors · min. $25,000 · role: Director EDGAR ↗
  • Feb 14, 2022 · D · $325,000 sold of $605,500 · 3 investors · min. $25,000 · role: Director EDGAR ↗
  • Apr 2, 2021 · D · $320,240 sold of $8,500,000 · 10 investors · min. $25,000 · role: Director EDGAR ↗
  • Jan 10, 2020 · D/A · $75,000 sold of $1,000,000 · 2 investors · min. $25,000 · role: Director EDGAR ↗
  • Oct 9, 2019 · D · $25,000 sold of $1,000,000 · 1 investors · min. $25,000 · role: Director EDGAR ↗

Raised $5M from 10 investors (71% of the $7M target) as of the latest filing. David is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KK
Other Technology

Kryptos & Kiddies, LLC

Los Angeles, CA · Mar 4, 2022
  • Mar 4, 2022 · D · $257,580 sold of $1,995,000 · 7 investors · min. $25,000 · role: Director EDGAR ↗

Raised $258K from 7 investors (13% of the $2M target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EB
Business Services

Enveric Biosciences, Inc.

Cambridge, MA · Aug 2, 2018 → Aug 28, 2018 · 2 filings
  • Aug 28, 2018 · D/A · $6,600,000 sold of $6,600,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 2, 2018 · D · $6,000,000 sold of $6,000,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $12.8M from 15 investors (100% of the $6.6M target) as of the latest filing. David is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Business Services / 506(b) (965 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PP
Pharmaceuticals · group: Plx Pharma

PLx Pharma Inc.

Sparta, NJ · Jul 30, 2010 → Jun 28, 2017 · 6 filings
  • Jun 28, 2017 · D · $18,191,869 sold of $18,191,869 · 37 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 22, 2013 · D · $2,750,000 sold of $5,500,000 · 28 investors · min. $25,000 · role: Executive Officer, Director, Promoter EDGAR ↗
  • Feb 25, 2013 · D · $930,000 sold of $1,750,000 · 8 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
  • Apr 23, 2012 · D · $507,500 sold of $2,500,000 · 16 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
  • Nov 7, 2011 · D/A · $2,740,000 sold of $3,000,000 · 34 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
  • Jul 30, 2010 · D · $1,070,000 sold of $2,500,000 · 23 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗

Raised $18.2M from 37 investors (100% of the $18.2M target) as of the latest filing. David is listed as director, executive officer, promoter on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around David 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Robert J. DeLuccia

Executive Officer, Director, Promoter · 15 shared filings (2 issuers)

Listed on the same filings as David P. Luci. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Robert G. Shawah

Executive Officer, Director · 11 shared filings (2 issuers)

Listed on the same filings as David P. Luci. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

Jack H. Dean

Director · 9 shared filings (2 issuers)

Listed on the same filings as David P. Luci. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

James Runnels

Executive Officer, Director · 8 shared filings (2 issuers)

Listed on the same filings as David P. Luci. Their page shows their other deals.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

Carl Sailer

Director · 6 shared filings (1 issuer)

Listed on the same filings as David P. Luci. Their page shows their other deals.

TH
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Harrison

Director · 5 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as David P. Luci. Their page shows their other deals.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

John Terrana

Director · 5 shared filings (2 issuers)

Listed on the same filings as David P. Luci. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Scodari

Director · 5 shared filings (1 issuer)

Listed on the same filings as David P. Luci. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

James Donohue

Director · 5 shared filings (1 issuer)

Listed on the same filings as David P. Luci. Their page shows their other deals.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Hurd

Director · 4 shared filings (1 issuer)

Listed on the same filings as David P. Luci. Their page shows their other deals.

WM
No photo found yet (own website and image search run after this page is viewed)
Person

William McSherry, Jr.

Director · 4 shared filings (1 issuer)

Listed on the same filings as David P. Luci. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jeanine Hightower-Sellitto

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as David P. Luci. Their page shows their other deals.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Baldassano

Director · 3 shared filings (1 issuer)

Listed on the same filings as David P. Luci. Their page shows their other deals.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Milos Koterec

Director · 2 shared filings (1 issuer)

Listed on the same filings as David P. Luci. Their page shows their other deals.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Coughlin

Director · 2 shared filings (1 issuer)

Listed on the same filings as David P. Luci. Their page shows their other deals.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

John Leone

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as David P. Luci. Their page shows their other deals.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Duffy

Director · 2 shared filings (2 issuers)

Listed on the same filings as David P. Luci. Their page shows their other deals.

DA
No photo found yet (own website and image search run after this page is viewed)
Person

Dimitrios Angelis

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David P. Luci. Their page shows their other deals.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

Srinidhi Devanur

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as David P. Luci. Their page shows their other deals.

VP
No photo found yet (own website and image search run after this page is viewed)
Person

Viraj Patel

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as David P. Luci. Their page shows their other deals.

BK
No photo found yet (own website and image search run after this page is viewed)
Person

Brent Kelton

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as David P. Luci. Their page shows their other deals.

DW
No photo found yet (own website and image search run after this page is viewed)
Person

Darren Wolfberg

Director · 2 shared filings (1 issuer)

Listed on the same filings as David P. Luci. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Sherry

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as David P. Luci. Their page shows their other deals.

MV
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Valentino

Executive Officer, Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as David P. Luci. Their page shows their other deals.

DJ
No photo found yet (own website and image search run after this page is viewed)
Person

David Jorden

Executive Officer · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as David P. Luci. Their page shows their other deals.

GM
No photo found yet (own website and image search run after this page is viewed)
Person

Gary Mossman

Executive Officer · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as David P. Luci. Their page shows their other deals.

NG
No photo found yet (own website and image search run after this page is viewed)
Person

Natasha Giordano

Executive Officer, Director · 1 shared filing (1 issuer) · also on 5 other issuers

Natasha Giordano is on 6 issuers in total — a repeat sponsor. Their page lists every one.

EZ
No photo found yet (own website and image search run after this page is viewed)
Person

Ellen Zaroff

Director · 1 shared filing (1 issuer)

Listed on the same filings as David P. Luci. Their page shows their other deals.

RP
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Pearse

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David P. Luci. Their page shows their other deals.

KC
No photo found yet (own website and image search run after this page is viewed)
Person

Kirk Calhoun

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David P. Luci. Their page shows their other deals.

GB
No photo found yet (own website and image search run after this page is viewed)
Person

Gary Balkema

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David P. Luci. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

John W. Hadden II

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David P. Luci. Their page shows their other deals.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Casale

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David P. Luci. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

James Shad

Director · 1 shared filing (1 issuer)

Listed on the same filings as David P. Luci. Their page shows their other deals.

VB
No photo found yet (own website and image search run after this page is viewed)
Person

Venkatraman Balakrishnan

Director · 1 shared filing (1 issuer)

Listed on the same filings as David P. Luci. Their page shows their other deals.

AJ
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony Jadhon

Director · 1 shared filing (1 issuer)

Listed on the same filings as David P. Luci. Their page shows their other deals.

PB
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Baehr

Director · 1 shared filing (1 issuer)

Listed on the same filings as David P. Luci. Their page shows their other deals.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Rathjen

Director · 1 shared filing (1 issuer)

Listed on the same filings as David P. Luci. Their page shows their other deals.

KJ
No photo found yet (own website and image search run after this page is viewed)
Person

Katie Jadhon

Director · 1 shared filing (1 issuer)

Listed on the same filings as David P. Luci. Their page shows their other deals.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Hoisman

Director · 1 shared filing (1 issuer)

Listed on the same filings as David P. Luci. Their page shows their other deals.

The team behind the deals

PP
Sponsor group

Plx Pharma

4 issuers · 41 filings · $26.2M reported sold · 2009–2025

One team, 4 deal companies. David P. Luci is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David P. Luci.

Same business address

25 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 5 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David P. Luci by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 5 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David P. Luci is listed on: none on file. No website or social profile named in Enveric Biosciences, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #28,849 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Cambridge, MA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New Jersey state courts — find the court ↗New York WebCivil Supreme ↗Texas re:SearchTX court records ↗Georgia state courts — find the court ↗California — find the county court ↗Los Angeles Superior Court case search ↗Massachusetts MassCourts ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New Jersey Secretary of State business search ↗New York Secretary of State business search ↗Texas Secretary of State business search ↗Georgia Secretary of State business search ↗California Secretary of State business search ↗Massachusetts Secretary of State business search ↗OpenCorporates ↗

Change history

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