David Lloyd is listed as a director on 5 SEC Form D filings by 1 issuer between Feb 2022 and Aug 2026: Left Brain Capital Appreciation Offshore Ltd (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2022–2026; $5.05M reported sold to 21 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
The issuer belongs to the sponsor group Left Brain (2 issuers, $20.5M reported sold, 2015–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Left Brain has 2 companies on file and $20.5M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 7 bankruptcy cases matching the name listed in Key records below.
What this means 7 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 5 public filings for David Lloyd and found 5 differences: Same name, different state: "David Lloyd" (E9 or NY or GA or NC) is a separate record; Same name, different state: "David Lloyd" (UT) is a separate record; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.