Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:30 AM ET

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David Kaplan

Named as an officer, director or promoter on SEC Form D filings · British Columbia, Canada (as filed: A1) · Nov 8, 2012 → Nov 8, 2012

1deal (issuers)

$392Kreported sold

11investors

1Form D filing

2012year on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:03 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David Kaplan is listed as a director on 1 SEC Form D filing by 1 issuer in Nov 2012: Coronet Metals Inc. (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2012; $392K reported sold to 11 investors).

What this means One deal on file with the SEC, filed Nov 2012. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Douglas Newby (1 shared filing), Joel Dumaresq (1 shared filing), June Hamilton (1 shared filing), Len Harris (1 shared filing), Stephen Stine (1 shared filing) and 1 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 2 court cases matching the name, 8 SEC releases, 43 bankruptcy cases matching the name listed in Key records below.

What this means 53 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for David Kaplan and found 2 differences: Same name, different state: "David Kaplan" (CA or MA or WA or DC or NY or WY or MD or DE) is a separate record; Same name, different state: "David Kaplan" (MA) is a separate record.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David Kaplan has not run yet — it is joining a line of 22,734 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

2 cases: 1 closed (disposition not in docket feed), 1 dismissed

Eric L. Gold v. David Kaplan closed

District Court, C.D. California · No. 2:21-cv-03204 · Filed Apr 14, 2021 · Closed Mar 29, 2022

Role of David Kaplan: Defendant · Outcome: Terminated 2022-03-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)

David Kaplan v. Porsche Financial Services dismissed

District Court, C.D. California · No. 2:17-cv-03405 · Filed May 5, 2017 · Closed Aug 10, 2018 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Contract Dispute

Role of David Kaplan: Plaintiff · Outcome: Terminated 2018-08-10 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:03 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

8 SEC releases

David B. Kaplan, Esq. Administrative proceeding

SEC · Jan 17, 2018 · Parties as named in the release: David B. Kaplan, Esq. Read the release ↗

same full name in the release title; 4 people with this name in Form D filings; the person's filing state is not named

David B. Kaplan, Esq. Administrative proceeding

SEC · Jan 17, 2018 · Parties as named in the release: David B. Kaplan, Esq. Read the release ↗

same full name in the release title; 4 people with this name in Form D filings; the person's filing state is not named

David B. Kaplan, Esq., et al. Litigation release

SEC · Jan 9, 2018 · Parties as named in the release: David B. Kaplan, Esq., et al. Read the release ↗

same full name in the release title; 4 people with this name in Form D filings; the person's filing state is not named

David B. Kaplan, Esq., et al. Litigation release

SEC · May 27, 2016 · Parties as named in the release: David B. Kaplan, Esq., et al. Read the release ↗

same full name in the release title; 4 people with this name in Form D filings; the person's filing state is not named

Gilford Securities, Incorporated, Ralph Worthington, IV, David S. Kaplan, and Richard W. Granahan Administrative proceeding

SEC · Sep 30, 2011 · Parties as named in the release: Gilford Securities, Incorporated, Ralph Worthington, IV, David S. Kaplan, and Richard W. Granahan Read the release ↗

same full name in the release title; 4 people with this name in Form D filings; the person's filing state is not named

David Rivard; David Kaplan Litigation release

SEC · Nov 2, 2004 · Parties as named in the release: David Rivard; David Kaplan Read the release ↗

same full name in the release title; 4 people with this name in Form D filings; the person's filing state is not named

David Kaplan, CPA Administrative proceeding

SEC · Oct 27, 2004 · Parties as named in the release: David Kaplan, CPA Read the release ↗

same full name in the release title; 4 people with this name in Form D filings; the person's filing state is not named

Ira Zar, David Rivard, and David Kaplan Litigation release

SEC · Apr 8, 2004 · Parties as named in the release: Ira Zar, David Rivard, and David Kaplan Read the release ↗

same full name in the release title; 4 people with this name in Form D filings; the person's filing state is not named

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Kaplan..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

43 cases: 43 closed (disposition not in docket feed)

David L Kaplan closed

United States Bankruptcy Court, N.D. New York · No. 19-60771 · Filed May 29, 2019 · Closed Oct 1, 2019

Role of David L Kaplan: Debtor · Outcome: Case closed 2019-10-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in NY (not a filing state)

David E. Kaplan and Arrie E Kaplan closed

United States Bankruptcy Court, D. Connecticut · No. 18-30888 · Filed May 29, 2018 · Closed Sep 18, 2018

Role of David E. Kaplan and Arrie E Kaplan: Debtor · Outcome: Case closed 2018-09-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in CT (not a filing state)

David N Kaplan closed

United States Bankruptcy Court, C.D. California · No. 1:16-bk-13179 · Filed Nov 4, 2016 · Closed Feb 7, 2017

Role of David N Kaplan: Debtor · Outcome: Case closed 2017-02-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)

David L. Kaplan closed

United States Bankruptcy Court, N.D. Georgia · No. 14-66543 · Filed Aug 25, 2014 · Closed Dec 22, 2014

Role of David L. Kaplan: Debtor · Outcome: Case closed 2014-12-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in GA (not a filing state)

David Kaplan closed

United States Bankruptcy Court, M.D. Florida · No. 8:14-bk-06926 · Filed Jun 13, 2014 · Closed Sep 16, 2015

Role of David Kaplan: Debtor · Outcome: Case closed 2015-09-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)

David B Kaplan and Christina S Kaplan closed

United States Bankruptcy Court, C.D. California · No. 2:12-bk-25742 · Filed May 3, 2012 · Closed Aug 20, 2012

Role of David B Kaplan and Christina S Kaplan: Debtor · Outcome: Case closed 2012-08-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)

David T. Kaplan closed

United States Bankruptcy Court, D. New Hampshire · No. 12-11236 · Filed Apr 16, 2012 · Closed Jan 2, 2014

Role of David T. Kaplan: Debtor · Outcome: Case closed 2014-01-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in NH (not a filing state)

David E Kaplan closed

United States Bankruptcy Court, D. New Jersey · No. 11-36986 · Filed Sep 14, 2011 · Closed Jan 10, 2012

Role of David E Kaplan: Debtor · Outcome: Case closed 2012-01-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in NJ (not a filing state)

David Kaplan closed

United States Bankruptcy Court, W.D. Kentucky · No. 11-34189 · Filed Aug 29, 2011 · Closed Apr 26, 2012

Role of David Kaplan: Debtor · Outcome: Case closed 2012-04-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in KY (not a filing state)

David E Kaplan closed

United States Bankruptcy Court, D. New Jersey · No. 11-15477 · Filed Feb 25, 2011 · Closed Sep 13, 2011

Role of David E Kaplan: Debtor · Outcome: Case closed 2011-09-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in NJ (not a filing state)

David A. Kaplan closed

United States Bankruptcy Court, D. New Jersey · No. 10-36308 · Filed Aug 26, 2010 · Closed Apr 1, 2016

Role of David A. Kaplan: Debtor · Outcome: Case closed 2016-04-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in NJ (not a filing state)

David E. Kaplan closed

United States Bankruptcy Court, D. Connecticut · No. 10-30857 · Filed Mar 26, 2010 · Closed Sep 15, 2010

Role of David E. Kaplan: Debtor · Outcome: Case closed 2010-09-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in CT (not a filing state)

David Kaplan closed

United States Bankruptcy Court, S.D. Florida. · No. 10-16706 · Filed Mar 17, 2010 · Closed Jun 24, 2010

Role of David Kaplan: Debtor · Outcome: Case closed 2010-06-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)

David Kaplan closed

United States Bankruptcy Court, C.D. California · No. 6:10-bk-17006 · Filed Mar 11, 2010 · Closed Jul 14, 2010

Role of David Kaplan: Debtor · Outcome: Case closed 2010-07-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)

David L Kaplan and Michelle G Kaplan closed

United States Bankruptcy Court, D. New Jersey · No. 09-10291 · Filed Jan 7, 2009 · Closed May 4, 2009

Role of David L Kaplan and Michelle G Kaplan: Debtor · Outcome: Case closed 2009-05-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in NJ (not a filing state)

David B Kaplan closed

United States Bankruptcy Court, S.D. Florida. · No. 08-28821 · Filed Dec 10, 2008 · Closed Mar 17, 2009

Role of David B Kaplan: Debtor · Outcome: Case closed 2009-03-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)

David W Kaplan closed

United States Bankruptcy Court, D. Maine · No. 08-11012 · Filed Sep 26, 2008 · Closed May 26, 2010

Role of David W Kaplan: Debtor · Outcome: Case closed 2010-05-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in ME (not a filing state)

David Kaplan and Wendy Gail Kaplan closed

United States Bankruptcy Court, D. Maryland · No. 08-14680 · Filed Apr 3, 2008 · Closed Jul 10, 2008

Role of David Kaplan and Wendy Gail Kaplan: Debtor · Outcome: Case closed 2008-07-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in MD (not a filing state)

David E. Kaplan and Hollis A. Kaplan closed

United States Bankruptcy Court, D. Oregon · No. 06-31135 · Filed May 1, 2006 · Closed Aug 7, 2006

Role of David E. Kaplan and Hollis A. Kaplan: Debtor · Outcome: Case closed 2006-08-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in OR (not a filing state)

David Kaplan closed

United States Bankruptcy Court, D. New Jersey · No. 05-42045 · Filed Sep 27, 2005 · Closed Jan 23, 2006

Role of David Kaplan: Debtor · Outcome: Case closed 2006-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in NJ (not a filing state)

David B. Kaplan and Marcia J. Kaplan closed

United States Bankruptcy Court, N.D. Ohio · No. 05-70079 · Filed Sep 19, 2005 · Closed Feb 6, 2006

Role of David B. Kaplan and Marcia J. Kaplan: Debtor · Outcome: Case closed 2006-02-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in OH (not a filing state)

David R Kaplan closed

United States Bankruptcy Court, C.D. California · No. 2:05-bk-26581 · Filed Jul 21, 2005 · Closed Jan 24, 2006

Role of David R Kaplan: Debtor · Outcome: Case closed 2006-01-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)

David B Kaplan closed

United States Bankruptcy Court, N.D. New York · No. 05-14988 · Filed Jul 20, 2005 · Closed Jan 17, 2007

Role of David B Kaplan: Debtor · Outcome: Case closed 2007-01-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in NY (not a filing state)

David N Kaplan closed

United States Bankruptcy Court, C.D. California · No. 1:02-bk-13401 · Filed Apr 16, 2002 · Closed Aug 12, 2002

Role of David N Kaplan: Debtor · Outcome: Case closed 2002-08-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)

David A. Kaplan closed

United States Bankruptcy Court, D. New Jersey · No. 01-62884 · Filed Nov 14, 2001 · Closed Feb 27, 2002

Role of David A. Kaplan: Debtor · Outcome: Case closed 2002-02-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in NJ (not a filing state)

David B Kaplan and Maria C Kaplan closed

United States Bankruptcy Court, C.D. California · No. 2:01-bk-36384 · Filed Aug 29, 2001 · Closed Sep 20, 2004

Role of David B Kaplan and Maria C Kaplan: Debtor · Outcome: Case closed 2004-09-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)

David H. Kaplan closed

United States Bankruptcy Court, D. Massachusetts · No. 00-40051 · Filed Jan 5, 2000 · Closed May 9, 2000

Role of David H. Kaplan: Debtor · Outcome: Case closed 2000-05-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in MA (not a filing state)

David S. Kaplan closed

United States Bankruptcy Court, D. Maryland · No. 99-19289 · Filed Aug 4, 1999 · Closed Nov 16, 1999

Role of David S. Kaplan: Debtor · Outcome: Case closed 1999-11-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in MD (not a filing state)

David M. Kaplan closed

United States Bankruptcy Court, S.D. Florida. · No. 99-20958 · Filed Feb 12, 1999 · Closed Aug 11, 1999

Role of David M. Kaplan: Debtor · Outcome: Case closed 1999-08-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)

David M. Kaplan closed

United States Bankruptcy Court, S.D. Florida. · No. 98-35350 · Filed Oct 8, 1998 · Closed Feb 9, 1999

Role of David M. Kaplan: Debtor · Outcome: Case closed 1999-02-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)

David Kaplan closed

United States Bankruptcy Court, D. Maryland · No. 98-61974 · Filed Aug 25, 1998 · Closed Dec 8, 1998

Role of David Kaplan: Debtor · Outcome: Case closed 1998-12-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in MD (not a filing state)

David P. Kaplan closed

United States Bankruptcy Court, W.D. New York · No. 1-97-15920 · Filed Sep 24, 1997 · Closed Jan 16, 1998

Role of David P. Kaplan: Debtor · Outcome: Case closed 1998-01-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in NY (not a filing state)

Hollis Kaplan and David Kaplan closed

United States Bankruptcy Court, D. Oregon · No. 97-33974 · Filed May 15, 1997 · Closed Aug 22, 1997

Role of David Kaplan: Debtor · Outcome: Case closed 1997-08-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in OR (not a filing state)

David L Kaplan and Alicia Kaplan closed

United States Bankruptcy Court, N.D. Illinois · No. 97-01258 · Filed Jan 15, 1997 · Closed May 14, 1997

Role of David L Kaplan and Alicia Kaplan: Debtor · Outcome: Case closed 1997-05-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)

David Kaplan and Deborah Kaplan closed

United States Bankruptcy Court, D. Rhode Island · No. 1:96-bk-13899 · Filed Dec 2, 1996 · Closed Apr 15, 1997

Role of David Kaplan and Deborah Kaplan: Debtor · Outcome: Case closed 1997-04-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in RI (not a filing state)

David R. Kaplan and Laura E. Logan closed

United States Bankruptcy Court, M.D. Pennsylvania · No. 1:96-bk-01497 · Filed Jun 5, 1996 · Closed Jul 18, 1997

Role of David R. Kaplan and Laura E. Logan: Debtor · Outcome: Case closed 1997-07-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in PA (not a filing state)

David A. Kaplan closed

United States Bankruptcy Court, D. Hawaii · No. 94-01181 · Filed Sep 30, 1994 · Closed Jan 10, 1995

Role of David A. Kaplan: Debtor · Outcome: Case closed 1995-01-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in HI (not a filing state)

David J Kaplan closed

United States Bankruptcy Court, N.D. Illinois · No. 94-15124 · Filed Jul 29, 1994 · Closed Jan 6, 1995

Role of David J Kaplan: Debtor · Outcome: Case closed 1995-01-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)

David A. Kaplan and Stacy I. Kaplan closed

United States Bankruptcy Court, C.D. California · No. 8:94-bk-15513 · Filed May 27, 1994 · Closed Oct 12, 1994

Role of David A. Kaplan and Stacy I. Kaplan: Debtor · Outcome: Case closed 1994-10-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)

David Kaplan closed

United States Bankruptcy Court, N.D. Illinois · No. 94-00145 · Filed Jan 4, 1994 · Closed Oct 14, 1994

Role of David Kaplan: Debtor · Outcome: Case closed 1994-10-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)

David M. Kaplan closed

United States Bankruptcy Court, D. New Hampshire · No. 92-12988 · Filed Sep 29, 1992 · Closed Jun 21, 1993

Role of David M. Kaplan: Debtor · Outcome: Case closed 1993-06-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in NH (not a filing state)

David Kaplan closed

United States Bankruptcy Court, D. New Jersey · No. 92-34600 · Filed Jul 20, 1992 · Closed Dec 11, 1992

Role of David Kaplan: Debtor · Outcome: Case closed 1992-12-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in NJ (not a filing state)

David R. Kaplan closed

United States Bankruptcy Court, D. Massachusetts · No. 91-41977 · Filed Jul 31, 1991 · Closed May 17, 1996

Role of David R. Kaplan: Debtor · Outcome: Case closed 1996-05-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in MA (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:03 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

2 differences found between the filings for David Kaplan (compared 1 filing on Oct 24, 2026)

Note · Dec 7, 2010 – Oct 15, 2026

Same name, different state: "David Kaplan" (CA or MA or WA or DC or NY or WY or MD or DE) is a separate record

This page covers filings where the address state is A1. A separate record, "David Kaplan" with address state CA or MA or WA or DC or NY or WY or MD or DE, is listed on 130 filings — most recently by Gin & Luck Inc. (Oct 20, 2026). Both records have filings in the same period (Nov 8, 2012).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Kaplan (CA,MA,WA,DC,NY,WY,MD,DE) — PartnerFacts page ↗Form D/A · Oct 20, 2026 ↗Gin & Luck Inc. — PartnerFacts page ↗David Kaplan (A1) — this page ↗

Sources

David Kaplan (CA,MA,WA,DC,NY,WY,MD,DE) — PartnerFacts page ↗ (Oct 15, 2026)
Form D/A · Oct 20, 2026 ↗ (Oct 20, 2026)
Gin & Luck Inc. — PartnerFacts page ↗ (Oct 20, 2026)
David Kaplan (A1) — this page ↗ (Nov 8, 2012)

Note · Dec 14, 2021 – Apr 23, 2025

Same name, different state: "David Kaplan" (MA) is a separate record

This page covers filings where the address state is A1. A separate record, "David Kaplan" with address state MA, is listed on 7 filings — most recently by SKK-Global Partners Property Fund II, L.P. (Apr 23, 2025). The two records do not overlap in time: this page has one filing dated Nov 8, 2012; the other runs Dec 14, 2021 to Apr 23, 2025.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David Kaplan (MA) — PartnerFacts page ↗Form D · Apr 23, 2025 ↗SKK-Global Partners Property Fund II, L.P. — PartnerFacts page ↗David Kaplan (A1) — this page ↗

Sources

David Kaplan (MA) — PartnerFacts page ↗ (Apr 23, 2025)
Form D · Apr 23, 2025 ↗ (Apr 23, 2025)
SKK-Global Partners Property Fund II, L.P. — PartnerFacts page ↗ (Apr 23, 2025)
David Kaplan (A1) — this page ↗ (Nov 8, 2012)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Nov 8, 2012 D Coronet Metals Inc. File 021-186702	$0	$0	$0	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named David Kaplan on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other

Coronet Metals Inc.

Vancouver, British Columbia, Canada (as filed: A1) · Nov 8, 2012

Nov 8, 2012 · D · $392,269 sold of $392,269 · 11 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $392K from 11 investors (100% of the $392K target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

David Kaplan — CA, MA, WA, DC, NY, WY, MD, DE, 75 issuers, Dec 7, 2010 → Oct 15, 2026 · no shared issuer
David Kaplan — MA, 6 issuers, Dec 14, 2021 → Apr 23, 2025 · no shared issuer
DAVID BRIAN KAPLAN — British Columbia, Canada (as filed: A1), 1 issuer, Aug 17, 2010 → May 6, 2011 · no shared issuer

People around David 6

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Len Harris

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as David Kaplan. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

THEO VAN DER LINDE

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David Kaplan. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

June Hamilton

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Kaplan. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Joel Dumaresq

Director · 1 shared filing (1 issuer) · also on 4 other issuers

Joel Dumaresq is on 5 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Stephen Stine

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as David Kaplan. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Douglas Newby

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as David Kaplan. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David Kaplan by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David Kaplan is listed on: none on file. No website or social profile named in Coronet Metals Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #336,042 of 374,652 in line (1,149 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Vancouver, A1). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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David Kaplan

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Same name, different state: "David Kaplan" (CA or MA or WA or DC or NY or WY or MD or DE) is a separate record

Same name, different state: "David Kaplan" (MA) is a separate record

5. Money to insiders

Deals 1

Coronet Metals Inc.

People around David 6

Len Harris

THEO VAN DER LINDE

June Hamilton

Joel Dumaresq

Stephen Stine

Douglas Newby

Registrations and other filings

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person