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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:43 AM ET

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DJ
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David Joerg

Named as an officer, director or promoter on SEC Form D filings · MD · Dec 29, 2014 → Jul 9, 2019

1deal (issuers)
$12.6Mreported sold
6investors
5Form D filings
2014–2019years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:32 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David Joerg is listed as a director on 5 SEC Form D filings by 1 issuer between Dec 2014 and Jul 2019: Arena Analytics Inc. (Baltimore, MD — other technology — 2014–2019; $12.6M reported sold to 6 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Charles A. Ledsinger, Jr. (5 shared filings), Michael Rosenbaum (5 shared filings), Myra Norton (5 shared filings), Chris Kottke (3 shared filings), Alfred R. Berkeley, III (2 shared filings) and 1 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

The issuer belongs to the sponsor group Catalyte (2 issuers, $14.1M reported sold, 2013–2023).

What this means A sponsor group is one team that sets up a new company for each deal. Catalyte has 2 companies on file and $14.1M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 3 court cases matching the name, 5 bankruptcy cases matching the name listed in Key records below.

What this means 8 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 5 public filings for David Joerg and found 8 differences, 1 worth asking the sponsor about: 4 bankruptcy cases name the subject or team members; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David Joerg has not run yet — it is joining a line of 26,330 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

3 cases: 1 closed (disposition not in docket feed), 1 judgment, 1 dismissed

JOERG v. NEW JERSEY CVS PHARMACY LLC closed
District Court, D. New Jersey · No. 2:22-cv-00861 · Filed Feb 17, 2022 · Closed Jun 26, 2025
Role of JOERG: Plaintiff · Outcome: Terminated 2025-06-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 11 federal dockets); surname only in the caption; court in NJ (not a filing state)
Joerg Michaelsen v. Siemens Medical Solutions USA judgment
District Court, C.D. California · No. 8:06-cv-00457 · Filed May 10, 2006 · Closed Sep 25, 2006 · Nature of suit: 890 Other statutory actions
Role of Joerg Michaelsen: Plaintiff · Outcome: Terminated 2006-09-25 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 11 federal dockets); surname only in the caption; court in CA (not a filing state)
Directv Inc v. Joerg dismissed
District Court, D. New Mexico · No. 1:04-cv-00487 · Filed May 4, 2004 · Closed Apr 21, 2005 · Nature of suit: 890 Other statutory actions
Role of Joerg: Defendant · Outcome: Terminated 2005-04-21 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 11 federal dockets); surname only in the caption; court in NM (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:32 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Joerg..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

5 cases: 5 closed (disposition not in docket feed)

Michael Joerg Abbott closed
United States Bankruptcy Court, N.D. Texas · No. 14-40836 · Filed Feb 28, 2014 · Closed Jun 26, 2014
Role of Michael Joerg Abbott: Debtor · Outcome: Case closed 2014-06-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 11 federal dockets); different first name (michael); court in TX (not a filing state)
American Express Centurion Bank v. Joerg closed
United States Bankruptcy Court, D. New Jersey · No. 12-01699 · Filed Jul 9, 2012 · Closed Dec 5, 2012
Role of Joerg: Defendant · Outcome: Case closed 2012-12-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 11 federal dockets); surname only in the caption; court in NJ (not a filing state)
Joerg Uwe Ferchau and Carol Ann Ferchau closed
United States Bankruptcy Court, N.D. California · No. 94-56975 · Filed Nov 2, 1994 · Closed Feb 22, 2002
Role of Joerg Uwe Ferchau and Carol Ann Ferchau: Debtor · Outcome: Case closed 2002-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 11 federal dockets); surname only in the caption; court in CA (not a filing state)
JOERG REINHARDT CORP. closed
United States Bankruptcy Court, D. Nevada · No. 94-30343 · Filed Mar 11, 1994 · Closed Nov 15, 1996
Role of JOERG REINHARDT CORP.: Debtor · Outcome: Case closed 1996-11-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 11 federal dockets); surname only in the caption; court in NV (not a filing state)
Joerg Kramer and Terri Kramer closed
United States Bankruptcy Court, E.D. Wisconsin · No. 90-21270 · Filed Mar 14, 1990 · Closed Sep 14, 1990
Role of Joerg Kramer and Terri Kramer: Debtor · Outcome: Case closed 1990-09-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 11 federal dockets); surname only in the caption; court in WI (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:32 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for David Joerg — 1 worth asking about (compared 5 filings on Oct 24, 2026)

Worth asking · Mar 14, 1990 – Dec 5, 2012

4 bankruptcy cases name the subject or team members

Bankruptcy case: Joerg Uwe Ferchau and Carol Ann Ferchau — filed Nov 2, 1994 · Bankruptcy case: JOERG REINHARDT CORP. — filed Mar 11, 1994 · Bankruptcy case: Joerg Kramer and Terri Kramer — filed Mar 14, 1990 · Bankruptcy case: American Express Centurion Bank v. Joerg — filed Jul 9, 2012

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. California ↗Docket · United States Bankruptcy Court, D. Nevada ↗Docket · United States Bankruptcy Court, E.D. Wisconsin ↗Docket · United States Bankruptcy Court, D. New Jersey ↗
Sources
Note · May 4, 2004 – Feb 17, 2022

3 court cases name David Joerg — 1 as defendant

By role: plaintiff in 2, defendant in 1. Newest: "JOERG v. NEW JERSEY CVS PHARMACY LLC" (District Court, D. New Jersey, Feb 17, 2022); "Joerg Michaelsen v. Siemens Medical Solutions USA" (District Court, C.D. California, May 10, 2006); "Directv Inc v. Joerg" (District Court, D. New Mexico, May 4, 2004). Some of these are name matches with a match estimate below 95% — check each docket.

What this means Several court cases name this subject. Some are routine business suits. Ask what each was about and how it ended.

Docket · JOERG v. NEW JERSEY CVS PHARMACY LLC ↗Docket · Joerg Michaelsen v. Siemens Medical Solutions USA ↗Docket · Directv Inc v. Joerg ↗
Sources
Note · Dec 12, 2014 – Dec 29, 2014

Form D filed 17 days after the first sale — Arena Analytics Inc.

The filing says the first sale was Dec 12, 2014. The Form D was filed Dec 29, 2014 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Dec 29, 2014 ↗Arena Analytics Inc. — PartnerFacts page ↗
Sources
Note · Jun 27, 2018 – Jul 9, 2019

No amendment in the last 12 months on an offering that may still be open — Arena Analytics Inc. (latest filing Jul 9, 2019)

The latest filing for this offering is dated Jul 9, 2019 (first sale Jun 27, 2018). It reports $12,554,812 sold of $13,994,984 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Jul 9, 2019 ↗Arena Analytics Inc. — PartnerFacts page ↗
Sources
Note · Dec 12, 2014 – Dec 29, 2014

No amendment in the last 12 months on an offering that may still be open — Arena Analytics Inc. (latest filing Dec 29, 2014)

The latest filing for this offering is dated Dec 29, 2014 (first sale Dec 12, 2014). It reports $9,280,346 sold of $9,411,717 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Dec 29, 2014 ↗Arena Analytics Inc. — PartnerFacts page ↗
Sources
Note · Jul 11, 2018 – Feb 25, 2019

Offering amount changed between filings — Arena Analytics Inc.

The Jul 11, 2018 filing says $10,994,985 offered; the Feb 25, 2019 Form D/A says $13,994,984.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jul 11, 2018 ↗Form D/A (later) · Feb 25, 2019 ↗Arena Analytics Inc. — PartnerFacts page ↗
Sources
Note · Dec 31, 2015

Same name, different state: "David Joerg" (MA) is a separate record

This page covers filings where the address state is MD. A separate record, "David Joerg" with address state MA, is listed on 1 filing — most recently by Whoop, Inc. (Dec 31, 2015). Both records have filings in the same period (Dec 31, 2015).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Joerg (MA) — PartnerFacts page ↗Form D/A · Dec 31, 2015 ↗Whoop, Inc. — PartnerFacts page ↗David Joerg (MD) — this page ↗
Sources
Note · Jun 12, 2014

Same name, different state: "DAVID JOERG" (WA) is a separate record

This page covers filings where the address state is MD. A separate record, "DAVID JOERG" with address state WA, is listed on 1 filing — most recently by PLACED, INC. (Jun 12, 2014). The two records do not overlap in time: this page runs Dec 29, 2014 to Jul 9, 2019; the other has one filing dated Jun 12, 2014.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

DAVID JOERG (WA) — PartnerFacts page ↗Form D · Jun 12, 2014 ↗PLACED, INC. — PartnerFacts page ↗David Joerg (MD) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 2 offerings report sales commissions; 1 reports finder's fees totalling $150,000; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 9, 2019 D/A
Arena Analytics Inc.
File 021-316450
$0$0$0None listed on this filingEDGAR ↗
Dec 29, 2014 D/A
Arena Analytics Inc.
File 021-230945
$0$150,000$0Stout Causey Capital Corporation dba SC&H Capital BrokerCheck CRD 148291 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named David Joerg on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

AA
Other Technology · group: Catalyte

Arena Analytics Inc.

Baltimore, MD · Dec 29, 2014 → Jul 9, 2019 · 5 filings
  • Jul 9, 2019 · D/A · $12,554,812 sold of $13,994,984 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 25, 2019 · D/A · $11,804,813 sold of $13,994,984 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 11, 2018 · D · $10,804,813 sold of $10,994,985 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 29, 2014 · D/A · $9,280,346 sold of $9,411,717 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 29, 2014 · D · $9,280,346 sold of $9,411,717 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $12.6M from 6 investors (90% of the $14M target) as of the latest filing. David is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • DAVID JOERG — WA, 1 issuer, Jun 12, 2014 → Jun 12, 2014 · no shared issuer
  • David Joerg — MA, 1 issuer, Dec 31, 2015 → Dec 31, 2015 · no shared issuer

People around David 6

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Rosenbaum

Director, Executive Officer · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Joerg. Their page shows their other deals.

CL
No photo found yet (own website and image search run after this page is viewed)
Person

Charles A. Ledsinger, Jr.

Director · 5 shared filings (1 issuer)

Listed on the same filings as David Joerg. Their page shows their other deals.

MN
No photo found yet (own website and image search run after this page is viewed)
Person

Myra Norton

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as David Joerg. Their page shows their other deals.

CK
No photo found yet (own website and image search run after this page is viewed)
Person

Chris Kottke

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as David Joerg. Their page shows their other deals.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

Alfred R. Berkeley, III

Director · 2 shared filings (1 issuer) · also on 5 other issuers

Alfred R. Berkeley, III is on 6 issuers in total — a repeat sponsor. Their page lists every one.

DY
No photo found yet (own website and image search run after this page is viewed)
Person

David Young

Executive Officer · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as David Joerg. Their page shows their other deals.

The team behind the deals

C
Sponsor group

Catalyte

2 issuers · 14 filings · $14.1M reported sold · 2013–2023

One team, 2 deal companies. David Joerg is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Joerg.

Same business address

1 other issuer file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David Joerg by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David Joerg is listed on: none on file. No website or social profile named in Arena Analytics Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #231,784 of 374,652 in line (1,310 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Baltimore, MD). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Maryland Judiciary case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Maryland Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

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