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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:11 AM ET

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David J Specht

Named as an officer, director or promoter on SEC Form D filings · CA, AZ · Feb 4, 2010 → Mar 22, 2021

1deal (issuers)
$14.7Mreported sold
61investors
8Form D filings
2010–2021years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David J Specht is listed as an executive officer and director on 8 SEC Form D filings by 1 issuer between Feb 2010 and Jul 2025: Maui Imaging, Inc. (Tucson, AZ — industry reported as "Other" — 2010–2025; $14.7M reported sold to 61 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Donald F Specht (5 shared filings), Edward P. Miner (4 shared filings), Joseph J Digiovanni (3 shared filings), Kenneth D Brewer (3 shared filings), Richard Altinger (3 shared filings) and 11 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 3 bankruptcy cases matching the name listed in Key records below.

What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 8 public filings for David J Specht and found 10 differences, 1 worth asking the sponsor about: 4 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David J Specht has not run yet — it is joining a line of 9,326 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 judgment

United States v. SPECHT, DAVID M. judgment
District Court, W.D. Wisconsin · No. 3:93-cv-00236 · Filed Apr 8, 1993 · Closed Aug 9, 1993 · Nature of suit: 190 Other contract actions
Role of SPECHT, DAVID M.: Defendant · Outcome: Terminated 1993-08-09 — FJC Integrated Database disposition: Judgment on consent; judgment for plaintiff Docket on CourtListener ↗
same full name (a name found in 5 federal dockets); court in WI (not a filing state); middle initial differs
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David J Specht..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

3 cases: 3 closed (disposition not in docket feed)

David S. Specht closed
United States Bankruptcy Court, N.D. Ohio · No. 05-67606 · Filed Oct 11, 2005 · Closed Feb 13, 2006
Role of David S. Specht: Debtor · Outcome: Case closed 2006-02-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5 federal dockets); court in OH (not a filing state); middle initial differs
David Specht closed
United States Bankruptcy Court, E.D. Arkansas · No. 4:98-bk-46175 · Filed Dec 17, 1998 · Closed Dec 7, 2000
Role of David Specht: Debtor · Outcome: Case closed 2000-12-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5 federal dockets); court in AR (not a filing state)
David M. Specht closed
United States Bankruptcy Court, W.D. Wisconsin · No. 3-96-30500 · Filed Feb 12, 1996 · Closed Jun 13, 1996
Role of David M. Specht: Debtor · Outcome: Case closed 1996-06-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5 federal dockets); court in WI (not a filing state); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

10 differences found between the filings for David J Specht — 1 worth asking about (compared 8 filings on Oct 24, 2026)

Worth asking · May 14, 2013 – Jul 3, 2025

4 Form Ds were filed more than 15 days after the first sale

Form D filed 137 days after the first sale — Maui Imaging, Inc. · Form D filed 625 days after the first sale — Maui Imaging, Inc. · Form D filed 35 days after the first sale — Maui Imaging, Inc. · Form D filed 45 days after the first sale — Maui Imaging, Inc.

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Jan 17, 2017 ↗Maui Imaging, Inc. — PartnerFacts page ↗Form D · Jan 29, 2015 ↗Form D · Jul 3, 2025 ↗
Sources
Note · May 29, 2025 – Jul 3, 2025

No amendment in the last 12 months on an offering that may still be open — Maui Imaging, Inc. (latest filing Jul 3, 2025)

The latest filing for this offering is dated Jul 3, 2025 (first sale May 29, 2025). It reports $14,677,451 sold of $17,982,451 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jul 3, 2025 ↗Maui Imaging, Inc. — PartnerFacts page ↗
Sources
Note · May 14, 2013 – Jan 29, 2015

No amendment in the last 12 months on an offering that may still be open — Maui Imaging, Inc. (latest filing Jan 29, 2015)

The latest filing for this offering is dated Jan 29, 2015 (first sale May 14, 2013). It reports $5,721,000 sold of $7,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jan 29, 2015 ↗Maui Imaging, Inc. — PartnerFacts page ↗
Sources
Note · Jan 21, 2010 – Aug 19, 2010

No amendment in the last 12 months on an offering that may still be open — Maui Imaging, Inc. (latest filing Aug 19, 2010)

The latest filing for this offering is dated Aug 19, 2010 (first sale Jan 21, 2010). It reports $980,000 sold of $2,220,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Aug 19, 2010 ↗Maui Imaging, Inc. — PartnerFacts page ↗
Sources
Note · Feb 4, 2010 – Jul 3, 2025

David J Specht is written 2 different ways on the filings

listed as "David J Specht" on 7 filings (from Feb 4, 2010), and "David Specht" on the Jul 3, 2025 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Feb 4, 2010 ↗Form D · Jul 3, 2025 ↗David J Specht — PartnerFacts page ↗
Sources
Note · Feb 4, 2010 – Jul 3, 2025

Industry group changed between filings — Maui Imaging, Inc.

"Other Health Care" (Feb 4, 2010 to Mar 22, 2021); then "Other" (Jul 3, 2025).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Feb 4, 2010 ↗Form D · Jul 3, 2025 ↗Maui Imaging, Inc. — PartnerFacts page ↗
Sources
Note · Mar 22, 2021 – Jul 3, 2025

Address moved from San Jose, CA to Tucson, AZ — Maui Imaging, Inc.

The people listed on the Mar 22, 2021 filing give San Jose, CA; on the Jul 3, 2025 filing they give Tucson, AZ.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Mar 22, 2021 ↗Form D · Jul 3, 2025 ↗Maui Imaging, Inc. — PartnerFacts page ↗
Sources
Note · Jan 29, 2019 – Mar 22, 2021

Address moved from Sunnyvale, CA to San Jose, CA — Maui Imaging, Inc.

The people listed on the Jan 29, 2019 filing give Sunnyvale, CA; on the Mar 22, 2021 filing they give San Jose, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Jan 29, 2019 ↗Form D · Mar 22, 2021 ↗Maui Imaging, Inc. — PartnerFacts page ↗
Sources
Note · Feb 4, 2010 – Jan 17, 2017

Reported revenue range changed between filings — Maui Imaging, Inc.

"No Revenues" (Feb 4, 2010); then "$1,000,001 - $5,000,000" (Jan 29, 2015); then "Decline to Disclose" (Jan 17, 2017).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Feb 4, 2010 ↗Form D · Jan 29, 2015 ↗Form D · Jan 17, 2017 ↗Maui Imaging, Inc. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 5 offerings report sales commissions totalling $779,869; 0 report finder's fees; 1 reports proceeds to related persons totalling $55,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 3, 2025 D
Maui Imaging, Inc.
File 021-550743
$405,369$0$0None listed on this filingEDGAR ↗
Mar 22, 2021 D
Maui Imaging, Inc.
File 021-392958
$0$0$0None listed on this filingEDGAR ↗
Jan 29, 2019 D/A
Maui Imaging, Inc.
File 021-278492
$0$0$0
Does not include ordinary salary compensation.
None listed on this filingEDGAR ↗
Jan 29, 2015 D
Maui Imaging, Inc.
File 021-233094
$374,500$0$0
Does not include ordinary salary compensation
Growth Capital Services BrokerCheck CRD 124658 ↗
Mercury Securities BrokerCheck CRD 40368 ↗		EDGAR ↗
Aug 19, 2010 D/A
Maui Imaging, Inc.
File 021-138457
$0$0$55,000 (est.)None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named David J Specht on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

MI
Other

Maui Imaging, Inc.

Tucson, AZ · Feb 4, 2010 → Jul 3, 2025 · 8 filings
  • Jul 3, 2025 · D · $14,677,451 sold of $17,982,451 · 58 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Mar 22, 2021 · D · $1,500,000 sold of $1,500,000 · 16 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jan 29, 2019 · D/A · $7,000,000 sold of $7,000,000 · 61 investors · min. $1 · role: Executive Officer, Director EDGAR ↗
  • Jan 17, 2017 · D · $655,000 sold of $7,000,000 · 9 investors · min. $1 · role: Executive Officer, Director EDGAR ↗
  • Jan 29, 2015 · D · $5,721,000 sold of $7,000,000 · 15 investors · min. $30,000 · role: Executive Officer, Director EDGAR ↗
  • Aug 19, 2010 · D/A · $980,000 sold of $2,220,000 · 16 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Apr 23, 2010 · D/A · $550,000 sold of $2,220,000 · 13 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Feb 4, 2010 · D · $495,000 sold of $2,220,000 · 10 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $14.7M from 61 investors (82% of the $18M target) as of the latest filing. David is listed as executive officer, director on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around David 16

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Donald F Specht

Director · 5 shared filings (1 issuer)

Listed on the same filings as David J Specht. Their page shows their other deals.

EM
No photo found yet (own website and image search run after this page is viewed)
Person

Edward P. Miner

Director · 4 shared filings (1 issuer)

Listed on the same filings as David J Specht. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph J Digiovanni

Director · 3 shared filings (1 issuer)

Listed on the same filings as David J Specht. Their page shows their other deals.

KB
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth D Brewer

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as David J Specht. Their page shows their other deals.

RA
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Altinger

Director · 3 shared filings (1 issuer)

Listed on the same filings as David J Specht. Their page shows their other deals.

RV
No photo found yet (own website and image search run after this page is viewed)
Person

Ronald D. Verdoorn

Director · 3 shared filings (1 issuer)

Listed on the same filings as David J Specht. Their page shows their other deals.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Dench

Director · 2 shared filings (1 issuer)

Listed on the same filings as David J Specht. Their page shows their other deals.

ST
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen G Tolchin

Director · 2 shared filings (1 issuer)

Listed on the same filings as David J Specht. Their page shows their other deals.

LK
No photo found yet (own website and image search run after this page is viewed)
Person

Lothar Koob

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David J Specht. Their page shows their other deals.

AL
No photo found yet (own website and image search run after this page is viewed)
Person

Alexandria M. Lopez

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David J Specht. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

John Miller

Director · 2 shared filings (1 issuer) · also on 11 other issuers

John Miller is on 12 issuers in total — a repeat sponsor. Their page lists every one.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

David A. Drennan

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as David J Specht. Their page shows their other deals.

LM
No photo found yet (own website and image search run after this page is viewed)
Person

Levi Moore

Director · 1 shared filing (1 issuer)

Listed on the same filings as David J Specht. Their page shows their other deals.

AL
No photo found yet (own website and image search run after this page is viewed)
Person

Alexandra M. Lopez

Director · 1 shared filing (1 issuer)

Listed on the same filings as David J Specht. Their page shows their other deals.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Said Bolorforosh

Director · 1 shared filing (1 issuer)

Listed on the same filings as David J Specht. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

John Miller

Director · 1 shared filing (1 issuer)

Listed on the same filings as David J Specht. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David J Specht by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David J Specht is listed on: none on file. No website or social profile named in Maui Imaging, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #67,395 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Tucson, AZ). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗Arizona Judicial Branch public access ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗Arizona Secretary of State business search ↗OpenCorporates ↗

Change history

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