David Howe is listed as a director on 5 SEC Form D filings by 3 issuers between Nov 2009 and Dec 2017: LAYERED TECHNOLOGIES INC (Plano, TX — other technology — 2010; $51.7M reported sold to 16 investors), Throtle, Inc. (Red Bank, NJ — other technology — 2017; $36.4M reported sold to 12 investors) and HazelTree Fund Services, Inc. (New York, NY — other technology — 2009–2011; $14M reported sold to 36 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as director, over about 8 years. Across those companies the filings report $102M sold in total.
Listed alongside Ben Bisconti (2 shared filings), Brett Fliegler (2 shared filings), Dean Jacobson (2 shared filings), Gregory Nihon (2 shared filings), John Faulkner (2 shared filings) and 10 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 8 bankruptcy cases matching the name listed in Key records below.
What this means 8 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 5 public filings for David Howe and found 11 differences, 2 worth asking the sponsor about: Investor count went down between filings; David Howe is no longer listed on the Nov 29, 2010 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.