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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:43 AM ET

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DH
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David J. Haffner

Named as an officer, director or promoter on SEC Form D filings · PA · May 12, 2015 → Aug 24, 2021

3deals (issuers)
$51Mreported sold
139investors
26Form D filings
2015–2021years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David J. Haffner is listed as an executive officer and director on 26 SEC Form D filings by 3 issuers between May 2010 and Aug 2021: ALUNG TECHNOLOGIES INC (Pittsburgh, PA — biotechnology — 2015–2021; $37.5M reported sold to 109 investors), FOUNDATION RADIOLOGY, INC. (Pittsburgh, PA — hospitals and physicians — 2014; $10M reported sold to 8 investors) and CLEARCOUNT MEDICAL SOLUTIONS INC (Pittsburgh, PA — other health care — 2010–2012; $3.5M reported sold to 22 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 11 years. Across those companies the filings report $51M sold in total.

Listed alongside Peter M. DeComo (25 shared filings), Gary G. Glausser (19 shared filings), Kraig J. McEwen (17 shared filings), David Motley (16 shared filings), Adam G. Seiver (12 shared filings) and 21 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 4 bankruptcy cases matching the name listed in Key records below.

What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 26 public filings for David J. Haffner and found 13 differences, 1 worth asking the sponsor about: Paid seller listed without a CRD number: Steven Rueb; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David J. Haffner has not run yet — it is joining a line of 26,238 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David J. Haffner..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

4 cases: 4 closed (disposition not in docket feed)

David A. Haffner and Heather Haffner closed
United States Bankruptcy Court, D. Maryland · No. 11-32319 · Filed Nov 10, 2011 · Closed Mar 23, 2012
Role of David A. Haffner and Heather Haffner: Debtor · Outcome: Case closed 2012-03-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); 2 people with this name in Form D filings; court in MD (not a filing state); middle initial differs
David H. Haffner, Jr. and Graziella Haffner closed
United States Bankruptcy Court, S.D. New York · No. 10-37182 · Filed Jul 20, 2010 · Closed Dec 21, 2010
Role of David H. Haffner, Jr.: Debtor · Outcome: Case closed 2010-12-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state); middle initial differs
David F Haffner closed
United States Bankruptcy Court, M.D. Florida · No. 2:10-bk-14168 · Filed Jun 12, 2010 · Closed Dec 22, 2015
Role of David F Haffner: Debtor · Outcome: Case closed 2015-12-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state); middle initial differs
David J Haffner and Amy R Haffner closed
United States Bankruptcy Court, N.D. Illinois · No. 02-11946 · Filed Mar 26, 2002 · Closed Feb 17, 2006
Role of David J Haffner and Amy R Haffner: Debtor · Outcome: Case closed 2006-02-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 8 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

13 differences found between the filings for David J. Haffner — 1 worth asking about (compared 26 filings on Oct 24, 2026)

Note · May 30, 2013 – Jul 5, 2013

Bankruptcy case: Bovino v. Foundation Radiology Group, P.C. — filed May 30, 2013

United States Bankruptcy Court, M.D. Pennsylvania docket "Bovino v. Foundation Radiology Group, P.C." filed May 30, 2013, closed Jul 5, 2013. FOUNDATION RADIOLOGY, INC. (related issuer) is listed as Party ("Bovino v. Foundation Radiology Group, P.C."). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, M.D. Pennsylvania ↗FOUNDATION RADIOLOGY, INC. — PartnerFacts page ↗
Sources
Note · Sep 5, 2005 – Mar 6, 2006

Bankruptcy case: Roy L. Ziegler — filed Sep 5, 2005

United States Bankruptcy Court, W.D. Pennsylvania docket "Roy L. Ziegler" filed Sep 5, 2005, closed Mar 6, 2006. Roy Ziegler (listed on the same filings) is listed as Debtor ("Roy L. Ziegler"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, W.D. Pennsylvania ↗Roy Ziegler — PartnerFacts page ↗
Sources
Note · May 16, 1990 – Dec 12, 1994

Bankruptcy case: Roy D. Ziegler and Helen G. Ziegler — filed May 16, 1990

United States Bankruptcy Court, W.D. Pennsylvania docket "Roy D. Ziegler and Helen G. Ziegler" filed May 16, 1990, closed Dec 12, 1994. Roy Ziegler (listed on the same filings) is listed as Debtor ("Roy D. Ziegler and Helen G. Ziegler"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, W.D. Pennsylvania ↗Roy Ziegler — PartnerFacts page ↗
Sources
Note · May 18, 2010

Steven Rueb is both a listed director and a paid seller — CLEARCOUNT MEDICAL SOLUTIONS INC

The May 18, 2010 Form D/A lists Steven Rueb as director of the issuer and also as a person receiving sales compensation (no CRD number given). Sales commissions reported on this filing: $7,141.

What this means The same person is listed as running the company and as being paid to sell its securities. Ask how much and on what terms.

Form D/A · May 18, 2010 ↗Steven Rueb — PartnerFacts page ↗CLEARCOUNT MEDICAL SOLUTIONS INC — PartnerFacts page ↗
Sources
Worth asking · May 18, 2010

Paid seller listed without a CRD number: Steven Rueb — CLEARCOUNT MEDICAL SOLUTIONS INC

Steven Rueb is listed as receiving sales compensation on 1 filing (May 18, 2010) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · May 18, 2010 ↗BrokerCheck search: Steven Rueb ↗CLEARCOUNT MEDICAL SOLUTIONS INC — PartnerFacts page ↗
Sources
Note · Oct 2, 2012 – Aug 24, 2021

7 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — ALUNG TECHNOLOGIES INC (latest filing Aug 24, 2021) · No amendment in the last 12 months on an offering that may still be open — ALUNG TECHNOLOGIES INC (latest filing Nov 12, 2020) · No amendment in the last 12 months on an offering that may still be open — ALUNG TECHNOLOGIES INC (latest filing Feb 27, 2020) · No amendment in the last 12 months on an offering that may still be open — ALUNG TECHNOLOGIES INC (latest filing Jan 8, 2019) · No amendment in the last 12 months on an offering that may still be open — ALUNG TECHNOLOGIES INC (latest filing Dec 12, 2017) · and 2 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Aug 24, 2021 ↗ALUNG TECHNOLOGIES INC — PartnerFacts page ↗Form D · Nov 12, 2020 ↗Form D/A · Feb 27, 2020 ↗
Sources
Note · Feb 16, 2017 – Apr 13, 2017

David J. Haffner's role changed at ALUNG TECHNOLOGIES INC: executive officer, director → executive officer

The Feb 16, 2017 filing lists David J. Haffner as executive officer, director; the Apr 13, 2017 Form D lists executive officer.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Feb 16, 2017 ↗Form D · Apr 13, 2017 ↗David J. Haffner — PartnerFacts page ↗ALUNG TECHNOLOGIES INC — PartnerFacts page ↗
Sources
Note · Feb 19, 2016 – Jan 10, 2017

David J. Haffner's role changed at ALUNG TECHNOLOGIES INC: executive officer → executive officer, director

The Feb 19, 2016 filing lists David J. Haffner as executive officer; the Jan 10, 2017 Form D lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Feb 19, 2016 ↗Form D · Jan 10, 2017 ↗David J. Haffner — PartnerFacts page ↗ALUNG TECHNOLOGIES INC — PartnerFacts page ↗
Sources
Note · Apr 13, 2017 – Aug 2, 2017

Offering amount lowered between filings — ALUNG TECHNOLOGIES INC

The Apr 13, 2017 filing says $42,648,730 offered; the Aug 2, 2017 Form D/A says $42,646,843.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Form D (earlier) · Apr 13, 2017 ↗Form D/A (later) · Aug 2, 2017 ↗ALUNG TECHNOLOGIES INC — PartnerFacts page ↗
Sources
Note · May 4, 2010 – May 12, 2015

David J. Haffner is written 2 different ways on the filings

listed as "David Haffner" on 7 filings (from May 4, 2010), and "David J. Haffner" on 19 filings (from May 12, 2015).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · May 4, 2010 ↗Form D · May 12, 2015 ↗David J. Haffner — PartnerFacts page ↗
Sources
Note · May 4, 2010 – Aug 25, 2010

Industry group changed between filings — CLEARCOUNT MEDICAL SOLUTIONS INC

"Biotechnology" (May 4, 2010 to May 18, 2010); then "Other Health Care" (Aug 25, 2010 to Oct 16, 2012).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · May 4, 2010 ↗Form D · Aug 25, 2010 ↗CLEARCOUNT MEDICAL SOLUTIONS INC — PartnerFacts page ↗
Sources
Note · May 12, 2015 – Dec 4, 2015

Reported revenue range changed between filings — ALUNG TECHNOLOGIES INC

"$1,000,001 - $5,000,000" (May 12, 2015); then "Decline to Disclose" (Dec 4, 2015).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · May 12, 2015 ↗Form D/A · Dec 4, 2015 ↗ALUNG TECHNOLOGIES INC — PartnerFacts page ↗
Sources
Note · May 4, 2010 – Aug 25, 2010

Reported revenue range changed between filings — CLEARCOUNT MEDICAL SOLUTIONS INC

"No Revenues" (May 4, 2010); then "$1 - $1,000,000" (May 18, 2010); then "Decline to Disclose" (Aug 25, 2010).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · May 4, 2010 ↗Form D/A · May 18, 2010 ↗Form D · Aug 25, 2010 ↗CLEARCOUNT MEDICAL SOLUTIONS INC — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

5 of 16 offerings report sales commissions totalling $1,999,109; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 24, 2021 D/A
ALUNG TECHNOLOGIES INC
File 021-399770
$12,000$0$0Weild & Co. BrokerCheck CRD 132398 ↗
via Weild & Co. (CRD 132398 ↗)
EDGAR ↗
Nov 12, 2020 D
ALUNG TECHNOLOGIES INC
File 021-380305
$0$0$0None listed on this filingEDGAR ↗
Jun 1, 2020 D
ALUNG TECHNOLOGIES INC
File 021-368048
$0$0$0None listed on this filingEDGAR ↗
Feb 27, 2020 D/A
ALUNG TECHNOLOGIES INC
File 021-359234
$0$0$0None listed on this filingEDGAR ↗
Feb 21, 2020 D
ALUNG TECHNOLOGIES INC
File 021-361101
$180,000$0$0Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗
via Kee Colen (CRD 2004801 ↗)
EDGAR ↗
Aug 14, 2019 D
ALUNG TECHNOLOGIES INC
File 021-346587
$0$0$0None listed on this filingEDGAR ↗
Jan 8, 2019 D
ALUNG TECHNOLOGIES INC
File 021-329907
$0$0$0None listed on this filingEDGAR ↗
Dec 12, 2017 D/A
ALUNG TECHNOLOGIES INC
File 021-284699
$1,470,000$0$0Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗
via Kee Colen (CRD 2004801 ↗)
EDGAR ↗
Feb 16, 2017 D/A
ALUNG TECHNOLOGIES INC
File 021-278028
$0$0$0None listed on this filingEDGAR ↗
Feb 19, 2016 D/A
ALUNG TECHNOLOGIES INC
File 021-239623
$329,968$0$0Melvin Pirchesky BrokerCheck CRD 1143100 ↗
via Equinox Securities, Inc. (CRD 145790 ↗)
EDGAR ↗
Jun 26, 2014 D
FOUNDATION RADIOLOGY, INC.
File 021-219889
$0$0$0None listed on this filingEDGAR ↗
Oct 16, 2012 D
CLEARCOUNT MEDICAL SOLUTIONS INC
File 021-185603
$0$0$0None listed on this filingEDGAR ↗
May 14, 2012 D
CLEARCOUNT MEDICAL SOLUTIONS INC
File 021-178155
$0$0$0None listed on this filingEDGAR ↗
Jul 25, 2011 D
CLEARCOUNT MEDICAL SOLUTIONS INC
File 021-163381
$0$0$0None listed on this filingEDGAR ↗
Aug 25, 2010 D
CLEARCOUNT MEDICAL SOLUTIONS INC
File 021-146903
$0$0$0None listed on this filingEDGAR ↗
May 18, 2010 D/A
CLEARCOUNT MEDICAL SOLUTIONS INC
File 021-141476
$7,141$0$0Steven Rueb no CRD number reportedEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named David J. Haffner on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

AT
Biotechnology

ALUNG TECHNOLOGIES INC

Pittsburgh, PA · May 12, 2015 → Aug 24, 2021 · 19 filings
  • Aug 24, 2021 · D/A · $4,589,862 sold of $12,000,000 · 55 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • May 18, 2021 · D · $1,810,537 sold of $12,000,000 · 7 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Nov 12, 2020 · D · $5,441,577 sold of $15,000,000 · 47 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 1, 2020 · D · $2,000,000 sold of $2,000,000 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Feb 27, 2020 · D/A · $3,262,900 sold of $5,000,000 · 52 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Feb 21, 2020 · D · $3,000,000 sold of $3,000,000 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jan 29, 2020 · D · $3,254,353 sold of $5,000,000 · 51 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Aug 14, 2019 · D · $5,000,000 sold of $5,000,000 · 48 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jan 8, 2019 · D · $4,999,990 sold of $5,000,000 · 61 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Dec 12, 2017 · D/A · $37,544,283 sold of $42,646,843 · 96 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Aug 2, 2017 · D/A · $37,415,892 sold of $42,646,843 · 95 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Apr 13, 2017 · D · $36,556,512 sold of $42,648,730 · 93 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Feb 16, 2017 · D/A · $2,602,233 sold of $4,000,000 · 37 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jan 10, 2017 · D · $2,558,489 sold of $4,000,000 · 36 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Feb 19, 2016 · D/A · $12,000,000 sold of $12,000,000 · 79 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jan 13, 2016 · D/A · $10,836,814 sold of $12,000,000 · 63 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Dec 4, 2015 · D/A · $10,531,797 sold of $12,000,000 · 57 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • May 18, 2015 · D/A · $3,750,000 sold of $12,000,000 · 31 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • May 12, 2015 · D · $3,750,000 sold of $12,000,000 · 31 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $37.5M from 109 investors (100% of the $12M target) as of the latest filing. David is listed as executive officer, director on 19 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FR
Hospitals and Physicians

FOUNDATION RADIOLOGY, INC.

Pittsburgh, PA · Jun 26, 2014
  • Jun 26, 2014 · D · $2,500,000 sold of $2,500,000 · 3 investors · min. $159,534 · role: Executive Officer EDGAR ↗

Raised $10M from 8 investors (100% of the $2.5M target) as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Hospitals and Physicians / 506(b) (147 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CM
Other Health Care

CLEARCOUNT MEDICAL SOLUTIONS INC

Pittsburgh, PA · May 4, 2010 → Oct 16, 2012 · 6 filings
  • Oct 16, 2012 · D · $300,000 sold of $600,000 · 10 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • May 14, 2012 · D · $1,453,587 sold of $1,453,587 · 1 investors · min. $10,000 · role: Executive Officer EDGAR ↗
  • Jul 25, 2011 · D · $2,250,000 sold of $2,250,000 · 22 investors · min. $100 · role: Executive Officer EDGAR ↗
  • Aug 25, 2010 · D · $3,500,000 sold of $3,500,000 · 0 investors · min. $1,000 · role: Executive Officer EDGAR ↗
  • May 18, 2010 · D/A · $1,500,000 sold of $1,500,000 · 20 investors · min. $1,000 · role: Executive Officer EDGAR ↗
  • May 4, 2010 · D · $1,146,955 sold of $1,500,000 · 13 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $3.5M from 22 investors (100% of the $600K target) as of the latest filing. David is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • David S. Haffner — MO, 1 issuer, Sep 14, 2026 → Sep 14, 2026 · no shared issuer

People around David 26

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

PD
No photo found yet (own website and image search run after this page is viewed)
Person

Peter M. DeComo

Director, Executive Officer · 25 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as David J. Haffner. Their page shows their other deals.

GG
No photo found yet (own website and image search run after this page is viewed)
Person

Gary G. Glausser

Director · 19 shared filings (1 issuer)

Listed on the same filings as David J. Haffner. Their page shows their other deals.

KM
No photo found yet (own website and image search run after this page is viewed)
Person

Kraig J. McEwen

Director · 17 shared filings (1 issuer)

Listed on the same filings as David J. Haffner. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

David Motley

Director · 16 shared filings (1 issuer) · also on 4 other issuers

David Motley is on 5 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

John McIlwraith

Director · 12 shared filings (1 issuer) · also on 4 other issuers

John McIlwraith is on 5 issuers in total — a repeat sponsor. Their page lists every one.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Adam G. Seiver

Director · 12 shared filings (1 issuer)

Listed on the same filings as David J. Haffner. Their page shows their other deals.

GM
No photo found yet (own website and image search run after this page is viewed)
Person

Gerald E. McGinnis

Director · 11 shared filings (1 issuer)

Listed on the same filings as David J. Haffner. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Jeanne Cunicelli

Director · 10 shared filings (1 issuer) · also on 5 other issuers

Jeanne Cunicelli is on 6 issuers in total — a repeat sponsor. Their page lists every one.

NC
No photo found yet (own website and image search run after this page is viewed)
Person

Nicholas Cullen

Director · 8 shared filings (1 issuer)

Listed on the same filings as David J. Haffner. Their page shows their other deals.

DP
No photo found yet (own website and image search run after this page is viewed)
Person

David Palmer

Executive Officer, Director · 6 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David J. Haffner. Their page shows their other deals.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

Arthur Boni

Director · 6 shared filings (1 issuer)

Listed on the same filings as David J. Haffner. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

Dean Morris

Director · 6 shared filings (1 issuer)

Listed on the same filings as David J. Haffner. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Mike Stubler

Director · 6 shared filings (1 issuer) · also on 5 other issuers

Mike Stubler is on 6 issuers in total — a repeat sponsor. Their page lists every one.

SR
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Rueb

Director · 6 shared filings (1 issuer)

Listed on the same filings as David J. Haffner. Their page shows their other deals.

SF
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Fleck

Executive Officer · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David J. Haffner. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

John Kuzmishin

Director · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as David J. Haffner. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jim Srock

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as David J. Haffner. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jim Sweeney

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as David J. Haffner. Their page shows their other deals.

RP
No photo found yet (own website and image search run after this page is viewed)
Person

Rick Petersen

Director · 2 shared filings (1 issuer)

Listed on the same filings as David J. Haffner. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Jeanne Cunnicelli

Director · 2 shared filings (1 issuer)

Listed on the same filings as David J. Haffner. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

John Petersen

Director · 2 shared filings (1 issuer) · also on 6 other issuers

John Petersen is on 7 issuers in total — a repeat sponsor. Their page lists every one.

KK
No photo found yet (own website and image search run after this page is viewed)
Person

Koleman Karleski

Director · 1 shared filing (1 issuer) · also on 4 other issuers

Koleman Karleski is on 5 issuers in total — a repeat sponsor. Their page lists every one.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Skelton

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as David J. Haffner. Their page shows their other deals.

RZ
No photo found yet (own website and image search run after this page is viewed)
Person

Roy Ziegler

Director · 1 shared filing (1 issuer)

Listed on the same filings as David J. Haffner. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Brailer

Director · 1 shared filing (1 issuer)

Listed on the same filings as David J. Haffner. Their page shows their other deals.

CO
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher J. Olivia

Director · 1 shared filing (1 issuer)

Listed on the same filings as David J. Haffner. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David J. Haffner by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David J. Haffner is listed on: none on file. No website or social profile named in ALUNG TECHNOLOGIES INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #182,406 of 374,652 in line (1,307 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Pittsburgh, PA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Pennsylvania UJS portal case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Pennsylvania Secretary of State business search ↗OpenCorporates ↗

Change history

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