PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:22 AM ET

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David Griggs

Named as an officer, director or promoter on SEC Form D filings · FL · Jun 30, 2014 → May 23, 2017

5deals (issuers)
$2.75Mreported sold
13investors
9Form D filings
2014–2017years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:31 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David Griggs is listed as a director on 9 SEC Form D filings by 5 issuers between Jun 2014 and May 2017: Mainsail Debt Fund LLC (Ponte Vedra Beach, FL — other real estate — 2015–2017; $1.52M reported sold to 4 investors), MAINSAIL CAPITAL FUND LLC (Ponte Vedra Beech, FL — other real estate — 2014; $698K reported sold to 2 investors), Mainsail Income Fund LLC (Ponte Vedra Beach, FL — other real estate — 2015–2017; $260K reported sold to 5 investors), MAINSAIL CAPITAL MORTGAGE LLC (Ponte Vedra Beach, FL — other real estate — 2014; $200K reported sold to 1 investors) and MAINSAIL CAPITAL VENTURES LLC (Ponte Vedra Beach, FL — other real estate — 2015; $70K reported sold to 1 investors).

What this means A repeat sponsor — 5 separate companies raised money with this person listed as director, over about 3 years. Across those companies the filings report $2.75M sold in total.

Listed alongside Geoff Disston (6 shared filings) and David Babinski (5 shared filings).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

All 5 issuers belong to the sponsor group Mainsail (11 issuers, $1.89M reported sold, 2012–2023).

What this means A sponsor group is one team that sets up a new company for each deal. Mainsail has 11 companies on file and $1.89M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 32 bankruptcy cases matching the name listed in Key records below.

What this means 32 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 9 public filings for David Griggs and found 12 differences, 3 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David Griggs has not run yet — it is joining a line of 31,725 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:31 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Griggs..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

32 cases: 1 open, 31 closed (disposition not in docket feed)

David W Griggs open
United States Bankruptcy Court, E.D. Arkansas · No. 4:25-bk-13992 · Filed Nov 14, 2025
Role of David W Griggs: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 3 people with this name in Form D filings; court in AR (not a filing state)
David W. Griggs and Amy B. Griggs closed
United States Bankruptcy Court, E.D. Virginia · No. 14-13105 · Filed Aug 21, 2014 · Closed Nov 28, 2014
Role of David W. Griggs and Amy B. Griggs: Debtor · Outcome: Case closed 2014-11-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 3 people with this name in Form D filings; court in VA (not a filing state)
David M. Griggs closed
United States Bankruptcy Court, M.D. Florida · No. 8:14-bk-09428 · Filed Aug 13, 2014 · Closed May 4, 2015
Role of David M. Griggs: Debtor · Outcome: Case closed 2015-05-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (FL)
David A Griggs and Beverly Ann Griggs closed
United States Bankruptcy Court, D. Minnesota · No. 13-32301 · Filed May 8, 2013 · Closed Aug 22, 2013
Role of David A Griggs and Beverly Ann Griggs: Debtor · Outcome: Case closed 2013-08-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 3 people with this name in Form D filings; court in MN (not a filing state)
David J Griggs closed
United States Bankruptcy Court, N.D. Ohio · No. 12-15500 · Filed Jul 27, 2012 · Closed Oct 29, 2012
Role of David J Griggs: Debtor · Outcome: Case closed 2012-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
David Griggs and Simonne Renee Brown-Griggs closed
United States Bankruptcy Court, E.D. Michigan · No. 11-60012 · Filed Jul 25, 2011 · Closed Nov 2, 2011
Role of David Griggs and Simonne Renee Brown-Griggs: Debtor · Outcome: Case closed 2011-11-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
David T. Griggs and Tina A. Griggs closed
United States Bankruptcy Court, W.D. Tennessee · No. 08-31623 · Filed Oct 31, 2008 · Closed Jan 16, 2014
Role of David T. Griggs and Tina A. Griggs: Debtor · Outcome: Case closed 2014-01-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 3 people with this name in Form D filings; court in TN (not a filing state)
David M. Griggs and Cary G. Griggs closed
United States Bankruptcy Court, M.D. North Carolina · No. 07-80349 · Filed Mar 8, 2007 · Closed Jul 11, 2007
Role of David M. Griggs and Cary G. Griggs: Debtor · Outcome: Case closed 2007-07-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 3 people with this name in Form D filings; court in NC (not a filing state)
David A Griggs closed
United States Bankruptcy Court, N.D. Indiana · No. 04-14669 · Filed Oct 18, 2004 · Closed Apr 12, 2006
Role of David A Griggs: Debtor · Outcome: Case closed 2006-04-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 3 people with this name in Form D filings; court in IN (not a filing state)
David L. Griggs and Ima G. Griggs closed
United States Bankruptcy Court, S.D. Texas · No. 04-41370 · Filed Aug 9, 2004 · Closed Jan 26, 2010
Role of David L. Griggs and Ima G. Griggs: Debtor · Outcome: Case closed 2010-01-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 3 people with this name in Form D filings; court in TX (not a filing state)
David D Griggs and Dorothy E Griggs closed
United States Bankruptcy Court, S.D. Alabama · No. 04-13731 · Filed Jun 28, 2004 · Closed Jan 23, 2006
Role of David D Griggs and Dorothy E Griggs: Debtor · Outcome: Case closed 2006-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 3 people with this name in Form D filings; court in AL (not a filing state)
David W. Griggs closed
United States Bankruptcy Court, E.D. Michigan · No. 04-32503 · Filed Jun 15, 2004 · Closed Jan 3, 2005
Role of David W. Griggs: Debtor · Outcome: Case closed 2005-01-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
David Griggs closed
United States Bankruptcy Court, E.D. Michigan · No. 04-56507 · Filed Jun 9, 2004 · Closed Sep 20, 2007
Role of David Griggs: Debtor · Outcome: Case closed 2007-09-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
David L. Griggs and Nancy M. Griggs closed
United States Bankruptcy Court, S.D. New York · No. 03-36240 · Filed May 27, 2003 · Closed Nov 4, 2003
Role of David L. Griggs and Nancy M. Griggs: Debtor · Outcome: Case closed 2003-11-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)
David Griggs and Jeanne Griggs closed
United States Bankruptcy Court, C.D. California · No. 8:02-bk-19430 · Filed Dec 9, 2002 · Closed Apr 8, 2003
Role of David Griggs and Jeanne Griggs: Debtor · Outcome: Case closed 2003-04-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
David O. Griggs and Erbena G. Griggs closed
United States Bankruptcy Court, D. Vermont · No. 01-10569 · Filed Apr 20, 2001 · Closed Aug 6, 2001
Role of David O. Griggs and Erbena G. Griggs: Debtor · Outcome: Case closed 2001-08-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 3 people with this name in Form D filings; court in VT (not a filing state)
David L. Griggs and Beth W. Griggs closed
United States Bankruptcy Court, M.D. North Carolina · No. 01-11012 · Filed Apr 16, 2001 · Closed Apr 24, 2002
Role of David L. Griggs and Beth W. Griggs: Debtor · Outcome: Case closed 2002-04-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 3 people with this name in Form D filings; court in NC (not a filing state)
David Griggs closed
United States Bankruptcy Court, S.D. West Virginia · No. 5:01-bk-50258 · Filed Mar 26, 2001 · Closed Aug 24, 2001
Role of David Griggs: Debtor · Outcome: Case closed 2001-08-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 3 people with this name in Form D filings; court in WV (not a filing state)
David E. Griggs and Starla M. Griggs closed
United States Bankruptcy Court, M.D. Alabama · No. 00-05898 · Filed Oct 23, 2000 · Closed Sep 9, 2003
Role of David E. Griggs and Starla M. Griggs: Debtor · Outcome: Case closed 2003-09-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 3 people with this name in Form D filings; court in AL (not a filing state)
David W. Griggs closed
United States Bankruptcy Court, E.D. Michigan · No. 00-30760 · Filed Apr 18, 2000 · Closed Aug 14, 2000
Role of David W. Griggs: Debtor · Outcome: Case closed 2000-08-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
David L. Griggs and Beth W. Griggs closed
United States Bankruptcy Court, M.D. North Carolina · No. 00-10132 · Filed Jan 21, 2000 · Closed Jul 18, 2001
Role of David L. Griggs and Beth W. Griggs: Debtor · Outcome: Case closed 2001-07-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 3 people with this name in Form D filings; court in NC (not a filing state)
Karen Griggs and David B. Griggs closed
United States Bankruptcy Court, E.D. Wisconsin · No. 99-28190 · Filed Aug 24, 1999 · Closed Apr 14, 2000
Role of David B. Griggs: Debtor · Outcome: Case closed 2000-04-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 3 people with this name in Form D filings; court in WI (not a filing state)
David Griggs closed
United States Bankruptcy Court, N.D. Illinois · No. 98-36432 · Filed Nov 12, 1998 · Closed May 19, 1999
Role of David Griggs: Debtor · Outcome: Case closed 1999-05-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
David Griggs and Nancy M. Griggs closed
United States Bankruptcy Court, W.D. New York · No. 1-98-17221 · Filed Nov 6, 1998 · Closed Feb 22, 1999
Role of David Griggs and Nancy M. Griggs: Debtor · Outcome: Case closed 1999-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)
David D Griggs and Rosita L Griggs closed
United States Bankruptcy Court, N.D. Illinois · No. 98-01010 · Filed Jan 13, 1998 · Closed Jan 8, 1999
Role of David D Griggs and Rosita L Griggs: Debtor · Outcome: Case closed 1999-01-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
David N. Griggs and Shirley A. Griggs closed
United States Bankruptcy Court, N.D. Georgia · No. 97-70089 · Filed Jun 4, 1997 · Closed Oct 3, 1997
Role of David N. Griggs and Shirley A. Griggs: Debtor · Outcome: Case closed 1997-10-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)
David W. Griggs and Amy B. Griggs closed
United States Bankruptcy Court, E.D. Virginia · No. 97-11091 · Filed Feb 14, 1997 · Closed May 28, 1997
Role of David W. Griggs and Amy B. Griggs: Debtor · Outcome: Case closed 1997-05-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 3 people with this name in Form D filings; court in VA (not a filing state)
David D Griggs closed
United States Bankruptcy Court, N.D. Illinois · No. 96-29383 · Filed Nov 4, 1996 · Closed Oct 16, 1997
Role of David D Griggs: Debtor · Outcome: Case closed 1997-10-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
David W. Griggs closed
United States Bankruptcy Court, S.D. Georgia · No. 94-20301 · Filed May 23, 1994 · Closed Jul 31, 1996
Role of David W. Griggs: Debtor · Outcome: Case closed 1996-07-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)
David T Griggs and Tina A Griggs closed
United States Bankruptcy Court, S.D. Ohio · No. 3:92-bk-31185 · Filed Mar 10, 1992 · Closed Jun 20, 1996
Role of David T Griggs and Tina A Griggs: Debtor · Outcome: Case closed 1996-06-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
David M. Griggs and Lennis Ann Griggs closed
United States Bankruptcy Court, D. South Carolina · No. 91-02161 · Filed Apr 9, 1991 · Closed Oct 31, 1991
Role of David M. Griggs and Lennis Ann Griggs: Debtor · Outcome: Case closed 1991-10-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 3 people with this name in Form D filings; court in SC (not a filing state)
David W. Griggs closed
United States Bankruptcy Court, W.D. Michigan · No. 87-00987 · Filed Mar 31, 1987 · Closed Oct 8, 1987
Role of David W. Griggs: Debtor · Outcome: Case closed 1987-10-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 61 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:31 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for David Griggs — 3 worth asking about (compared 9 filings on Oct 24, 2026)

Note · Jun 4, 1992 – Jun 20, 2006

4 bankruptcy cases name the subject or team members

Bankruptcy case: David Babinski — filed Oct 6, 2005 · Bankruptcy case: Universal Bank NA v. Babinski — filed Feb 26, 1999 · Bankruptcy case: Whitaker v. The Disston Company — filed Sep 25, 1992 · Bankruptcy case: Whitaker v. The Disston Co. — filed Jun 4, 1992

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. Florida. ↗David Babinski — PartnerFacts page ↗Docket · United States Bankruptcy Court, S.D. Florida. ↗Docket · United States Bankruptcy Court, M.D. Florida ↗
Sources
Worth asking · Oct 20, 2016 – May 23, 2017

Amount sold went down between filings — Mainsail Debt Fund LLC

The Oct 20, 2016 filing says $1,520,000 sold; the May 23, 2017 Form D/A says $520,000 sold — $1,000,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Oct 20, 2016 ↗Form D/A (later) · May 23, 2017 ↗Mainsail Debt Fund LLC — PartnerFacts page ↗
Sources
Worth asking · Oct 20, 2016 – May 23, 2017

Investor count went down between filings — Mainsail Debt Fund LLC

The Oct 20, 2016 filing reports 4 investors; the May 23, 2017 Form D/A reports 1 investor.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Oct 20, 2016 ↗Form D/A (later) · May 23, 2017 ↗Mainsail Debt Fund LLC — PartnerFacts page ↗
Sources
Worth asking · Jun 17, 2014 – May 23, 2017

David Griggs appears on 5 deals that stopped filing before reaching their target

Mainsail Income Fund LLC (last filing May 23, 2017; $260,000 sold of $10,000,000); Mainsail Debt Fund LLC (last filing May 23, 2017; $1,520,000 sold of $100,000,000); MAINSAIL CAPITAL VENTURES LLC (last filing Mar 31, 2015; $70,000 sold of $5,000,000); MAINSAIL CAPITAL MORTGAGE LLC (last filing Jun 30, 2014; $200,000 sold of $1,500,000); MAINSAIL CAPITAL FUND LLC (last filing Jun 17, 2014; $697,794 sold of $100,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Mainsail Income Fund LLC — PartnerFacts page ↗Mainsail Debt Fund LLC — PartnerFacts page ↗MAINSAIL CAPITAL VENTURES LLC — PartnerFacts page ↗MAINSAIL CAPITAL MORTGAGE LLC — PartnerFacts page ↗
Sources
Note · Oct 15, 2015 – Nov 2, 2015

Form D filed 18 days after the first sale — Mainsail Income Fund LLC

The filing says the first sale was Oct 15, 2015. The Form D was filed Nov 2, 2015 — 18 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Nov 2, 2015 ↗Mainsail Income Fund LLC — PartnerFacts page ↗
Sources
Note · Jun 13, 2014 – Jun 30, 2014

Form D filed 17 days after the first sale — MAINSAIL CAPITAL MORTGAGE LLC

The filing says the first sale was Jun 13, 2014. The Form D was filed Jun 30, 2014 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jun 30, 2014 ↗MAINSAIL CAPITAL MORTGAGE LLC — PartnerFacts page ↗
Sources
Note · Jun 5, 2014 – May 23, 2017

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Mainsail Debt Fund LLC (latest filing May 23, 2017) · No amendment in the last 12 months on an offering that may still be open — Mainsail Income Fund LLC (latest filing May 23, 2017) · No amendment in the last 12 months on an offering that may still be open — MAINSAIL CAPITAL VENTURES LLC (latest filing Mar 31, 2015) · No amendment in the last 12 months on an offering that may still be open — MAINSAIL CAPITAL MORTGAGE LLC (latest filing Jun 30, 2014) · No amendment in the last 12 months on an offering that may still be open — MAINSAIL CAPITAL FUND LLC (latest filing Jun 17, 2014)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · May 23, 2017 ↗Mainsail Debt Fund LLC — PartnerFacts page ↗Form D/A · May 23, 2017 ↗Mainsail Income Fund LLC — PartnerFacts page ↗
Sources
Note · Jan 29, 2015 – Mar 31, 2015

Offering amount changed between filings — MAINSAIL CAPITAL VENTURES LLC

The Jan 29, 2015 filing says $2,000,000 offered; the Mar 31, 2015 Form D/A says $5,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jan 29, 2015 ↗Form D/A (later) · Mar 31, 2015 ↗MAINSAIL CAPITAL VENTURES LLC — PartnerFacts page ↗
Sources
Note · Jan 29, 2015 – Mar 31, 2015

Minimum investment changed between filings — MAINSAIL CAPITAL VENTURES LLC

The Jan 29, 2015 filing lists a minimum of $50,000; the Mar 31, 2015 Form D/A lists $3,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jan 29, 2015 ↗Form D/A (later) · Mar 31, 2015 ↗MAINSAIL CAPITAL VENTURES LLC — PartnerFacts page ↗
Sources
Note · Jun 17, 2014 – Jun 30, 2014

David Griggs is written 2 different ways on the filings

listed as "David C Griggs" on 3 filings (from Jun 17, 2014), and "David Griggs" on 6 filings (from Jun 30, 2014).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jun 17, 2014 ↗Form D · Jun 30, 2014 ↗David Griggs — PartnerFacts page ↗
Sources
Note · Jan 10, 2024

Same name, different state: "DAVID J. GRIGGS" (WI) is a separate record

This page covers filings where the address state is FL. A separate record, "DAVID J. GRIGGS" with address state WI, is listed on 1 filing — most recently by Rufus King Community Development LLC (Jan 10, 2024). The two records do not overlap in time: this page runs Jun 30, 2014 to May 23, 2017; the other has one filing dated Jan 10, 2024.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

DAVID J. GRIGGS (WI) — PartnerFacts page ↗Form D · Jan 10, 2024 ↗Rufus King Community Development LLC — PartnerFacts page ↗David Griggs (FL) — this page ↗
Sources
Note · Oct 2, 2015

Same name, different state: "David W. Griggs" (MO) is a separate record

This page covers filings where the address state is FL. A separate record, "David W. Griggs" with address state MO, is listed on 2 filings — most recently by Indalo Therapeutics, Inc. (Oct 2, 2015). Both records have filings in the same period (Oct 2, 2015).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David W. Griggs (MO) — PartnerFacts page ↗Form D · Oct 2, 2015 ↗Indalo Therapeutics, Inc. — PartnerFacts page ↗David Griggs (FL) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 5 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
May 23, 2017 D/A
Mainsail Income Fund LLC
File 021-250519
$0$0$0None listed on this filingEDGAR ↗
May 23, 2017 D/A
Mainsail Debt Fund LLC
File 021-250607
$0$0$0None listed on this filingEDGAR ↗
Mar 31, 2015 D/A
MAINSAIL CAPITAL VENTURES LLC
File 021-233078
$0$0$0None listed on this filingEDGAR ↗
Jun 30, 2014 D
MAINSAIL CAPITAL MORTGAGE LLC
File 021-220046
$0$0$0None listed on this filingEDGAR ↗
Jun 17, 2014 D
MAINSAIL CAPITAL FUND LLC
File 021-219358
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 5

Every issuer that named David Griggs on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

MI
Other Real Estate · group: Mainsail

Mainsail Income Fund LLC

Ponte Vedra Beach, FL · Nov 2, 2015 → May 23, 2017 · 2 filings
  • May 23, 2017 · D/A · $260,000 sold of $10,000,000 · 5 investors · min. $50,000 · role: Director EDGAR ↗
  • Nov 2, 2015 · D · $260,000 sold of $10,000,000 · 5 investors · min. $50,000 · role: Director EDGAR ↗

Raised $260K from 5 investors (3% of the $10M target) as of the latest filing. David is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MD
Other Real Estate · group: Mainsail

Mainsail Debt Fund LLC

Ponte Vedra Beach, FL · Nov 3, 2015 → May 23, 2017 · 3 filings
  • May 23, 2017 · D/A · $520,000 sold of $100,000,000 · 1 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 20, 2016 · D/A · $1,520,000 sold of $100,000,000 · 4 investors · min. $50,000 · role: Director EDGAR ↗
  • Nov 3, 2015 · D · $520,000 sold of $100,000,000 · 1 investors · min. $50,000 · role: Director EDGAR ↗

Raised $1.52M from 4 investors (2% of the $100M target) as of the latest filing. David is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MC
Other Real Estate · group: Mainsail

MAINSAIL CAPITAL VENTURES LLC

Ponte Vedra Beach, FL · Jan 29, 2015 → Mar 31, 2015 · 2 filings
  • Mar 31, 2015 · D/A · $70,000 sold of $5,000,000 · 1 investors · min. $3,000 · role: Director EDGAR ↗
  • Jan 29, 2015 · D · $70,000 sold of $2,000,000 · 1 investors · min. $50,000 · role: Director EDGAR ↗

Raised $70K from 1 investor (1% of the $5M target) as of the latest filing. David is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MC
Other Real Estate · group: Mainsail

MAINSAIL CAPITAL MORTGAGE LLC

Ponte Vedra Beach, FL · Jun 30, 2014
  • Jun 30, 2014 · D · $200,000 sold of $1,500,000 · 1 investors · min. $50,000 · role: Director EDGAR ↗

Raised $200K from 1 investor (13% of the $1.5M target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MC
Other Real Estate · group: Mainsail

MAINSAIL CAPITAL FUND LLC

Ponte Vedra Beech, FL · Jun 17, 2014
  • Jun 17, 2014 · D · $697,794 sold of $100,000,000 · 2 investors · min. $50,000 · role: Director EDGAR ↗

Raised $698K from 2 investors (1% of the $100M target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(c) (1,959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • David W. Griggs — MO, 1 issuer, Oct 2, 2015 → Oct 2, 2015 · no shared issuer
  • DAVID J. GRIGGS — WI, 1 issuer, Jan 10, 2024 → Jan 10, 2024 · no shared issuer

People around David 2

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

GD
No photo found yet (own website and image search run after this page is viewed)
Person

Geoff Disston

Director · 6 shared filings (5 issuers) · also on 1 other issuer

Geoff Disston is on 6 issuers in total — a repeat sponsor. Their page lists every one.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

David Babinski

Director · 5 shared filings (5 issuers) · also on 1 other issuer

David Babinski is on 6 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

M
Sponsor group

Mainsail

11 issuers · 18 filings · $1.89M reported sold · 2012–2023

One team, 11 deal companies. David Griggs is listed on 5 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Griggs.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 5 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David Griggs by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 5 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David Griggs is listed on: none on file. No website or social profile named in MAINSAIL CAPITAL FUND LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #315,990 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Ponte Vedra Beech, FL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Hillsborough County FL Clerk (HOVER) ↗Miami-Dade Clerk online case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Florida Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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