PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:34 AM ET

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David Green

Named as an officer, director or promoter on SEC Form D filings · MA · Mar 29, 2018 → Sep 14, 2026

2deals (issuers)
$9.01Mreported sold
45investors
8Form D filings
2018–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:40 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David Green is listed as an executive officer and director on 8 SEC Form D filings by 2 issuers between Mar 2018 and Sep 2026: Harvard Apparatus Regenerative Technology, Inc. (Holliston, MA — biotechnology — 2022–2026; $6.01M reported sold to 25 investors) and Lumint Corp (Boston, MA — other banking and financial services — 2018; $3M reported sold to 20 investors).

What this means 2 separate companies raised money with this person listed as executive officer and director, over about 8 years. Across those companies the filings report $9.01M sold in total.

Listed alongside Herman Sanchez (6 shared filings), Hong Yu (6 shared filings), James Shmerling (6 shared filings), Jing Chen (6 shared filings), Junli He (6 shared filings) and 10 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 6 state regulator orders, 1 bankruptcy case matching the name listed in Key records below.

What this means 7 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 8 public filings for David Green and found 15 differences, 2 worth asking the sponsor about: 4 paid sellers are listed without a CRD number; Form D filed 113 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David Green has not run yet — it is joining a line of 56,588 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:40 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

6 state regulator orders

Order To Dismiss IL · Illinois Secretary of State, Securities Department
Order date Feb 11, 2016 · Regulator: Illinois Secretary of State, Securities Department · File No. 1200143 · Parties (regulator's caption): David Green, Oakdale Construction And Mgmt Inc.
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 13 people with this name in Form D filings; regulator in IL (not a filing state)
Notice Of Hearing IL · Illinois Secretary of State, Securities Department
Order date Apr 8, 2014 · Regulator: Illinois Secretary of State, Securities Department · File No. 1200143 · Parties (regulator's caption): David Green, Oakdale Construction And Mgmt Inc.
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 13 people with this name in Form D filings; regulator in IL (not a filing state)
Order Of Prohibition IL · Illinois Secretary of State, Securities Department
Order date Jun 20, 2006 · Regulator: Illinois Secretary of State, Securities Department · File No. 0500226 · Parties (regulator's caption): David Green, The New Regime Investment Club Inc.
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 13 people with this name in Form D filings; regulator in IL (not a filing state)
Temporary Order Of Prohibition IL · Illinois Secretary of State, Securities Department
Order date Apr 3, 2006 · Regulator: Illinois Secretary of State, Securities Department · File No. 0500226 · Parties (regulator's caption): David Green, The New Regime Investment Club Inc.
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 13 people with this name in Form D filings; regulator in IL (not a filing state)
Temporary Order Of Prohibition IL · Illinois Secretary of State, Securities Department
Order date Mar 14, 2006 · Regulator: Illinois Secretary of State, Securities Department · File No. 0500226 · Parties (regulator's caption): David Green, The New Regime Investment Club Inc.
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 13 people with this name in Form D filings; regulator in IL (not a filing state)
Amended Summary Order Suspending Securities Salesperson Registration And Notice Of Intent To Revoke Securities Salesperson Registration, Impose Fines, And Order Affirmative Relief. WA · Washington State Department of Financial Institutions, Securities Division (DFI)
Order date Sep 23, 2003 · Regulator: Washington State Department of Financial Institutions, Securities Division (DFI) · S-03-006-003-TO02 · Parties (regulator's caption): David A. Green (CGF Securities LLC), Respondent · Order entered with/against: Dave Augustus Green (“Green”) for alleged violations of the Washington Securities Act
As listed by the regulator: On September 23, 2003, the Securities Division entered an Amended Summary Order Suspending Securities Salesperson Registration And Notice Of Intent To Revoke Securities Salesperson Registration, Impose Fines, And Order Affirmative Relief against Dave Augustus Green (“Green”) for alleged violations of the Washington Securities Act. … Green’s securities salesperson registration was suspended, pending a final determination in the matter. Order / docket ↗ Regulator's list ↗
same full name in the order; 13 people with this name in Form D filings; regulator in WA (not a filing state); named in the regulator's case caption but not in the entry sentence stating who the order was entered with/against
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Green..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

David S. Green closed
United States Bankruptcy Court, D. Massachusetts · No. 08-44062 · Filed Dec 15, 2008 · Closed Aug 18, 2009
Role of David S. Green: Debtor · Outcome: Case closed 2009-08-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 969 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (MA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:40 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

15 differences found between the filings for David Green — 2 worth asking about (compared 8 filings on Oct 24, 2026)

Note · Jun 8, 2022

Junli He is both a listed director and a paid seller — Harvard Apparatus Regenerative Technology, Inc.

The Jun 8, 2022 Form D lists Junli He as director of the issuer and also as a person receiving sales compensation (no CRD number given). Sales commissions reported on this filing: $258,714.

What this means The same person is listed as running the company and as being paid to sell its securities. Ask how much and on what terms.

Form D · Jun 8, 2022 ↗Junli He — PartnerFacts page ↗Harvard Apparatus Regenerative Technology, Inc. — PartnerFacts page ↗
Sources
Note · Jun 8, 2022

David Green is both a listed executive officer, director and a paid seller — Harvard Apparatus Regenerative Technology, Inc.

The Jun 8, 2022 Form D lists David Green as executive officer, director of the issuer and also as a person receiving sales compensation (no CRD number given). Sales commissions reported on this filing: $258,714.

What this means The same person is listed as running the company and as being paid to sell its securities. Ask how much and on what terms.

Form D · Jun 8, 2022 ↗David Green — PartnerFacts page ↗Harvard Apparatus Regenerative Technology, Inc. — PartnerFacts page ↗
Sources
Note · Jun 8, 2022

Hong Yu is both a listed executive officer and a paid seller — Harvard Apparatus Regenerative Technology, Inc.

The Jun 8, 2022 Form D lists Hong Yu as executive officer of the issuer and also as a person receiving sales compensation (no CRD number given). Sales commissions reported on this filing: $258,714.

What this means The same person is listed as running the company and as being paid to sell its securities. Ask how much and on what terms.

Form D · Jun 8, 2022 ↗Hong Yu — PartnerFacts page ↗Harvard Apparatus Regenerative Technology, Inc. — PartnerFacts page ↗
Sources
Worth asking · Jun 8, 2022

4 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: Junli He — Harvard Apparatus Regenerative Technology, Inc. · Paid seller listed without a CRD number: Hu Shu — Harvard Apparatus Regenerative Technology, Inc. · Paid seller listed without a CRD number: David Green — Harvard Apparatus Regenerative Technology, Inc. · Paid seller listed without a CRD number: Hong Yu — Harvard Apparatus Regenerative Technology, Inc.

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Form D · Jun 8, 2022 ↗BrokerCheck search: Junli He ↗Harvard Apparatus Regenerative Technology, Inc. — PartnerFacts page ↗BrokerCheck search: Hu Shu ↗
Sources
Worth asking · Apr 15, 2024 – Aug 6, 2024

Form D filed 113 days after the first sale — Harvard Apparatus Regenerative Technology, Inc.

The filing says the first sale was Apr 15, 2024. The Form D was filed Aug 6, 2024 — 113 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 98 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Aug 6, 2024 ↗Harvard Apparatus Regenerative Technology, Inc. — PartnerFacts page ↗
Sources
Note · May 12, 2022 – Jun 8, 2022

Form D filed 27 days after the first sale — Harvard Apparatus Regenerative Technology, Inc.

The filing says the first sale was May 12, 2022. The Form D was filed Jun 8, 2022 — 27 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 12 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jun 8, 2022 ↗Harvard Apparatus Regenerative Technology, Inc. — PartnerFacts page ↗
Sources
Note · Mar 9, 2017 – Jun 19, 2018

No amendment in the last 12 months on an offering that may still be open — Lumint Corp (latest filing Jun 19, 2018)

The latest filing for this offering is dated Jun 19, 2018 (first sale Mar 9, 2017). It reports $3,001,173 sold of $4,001,173 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Jun 19, 2018 ↗Lumint Corp — PartnerFacts page ↗
Sources
Note · Jun 8, 2022 – Apr 14, 2023

David Green's role changed at Harvard Apparatus Regenerative Technology, Inc.: executive officer, director → director

The Jun 8, 2022 filing lists David Green as executive officer, director; the Apr 14, 2023 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Jun 8, 2022 ↗Form D · Apr 14, 2023 ↗David Green — PartnerFacts page ↗Harvard Apparatus Regenerative Technology, Inc. — PartnerFacts page ↗
Sources
Note · Mar 29, 2018 – Jun 19, 2018

Offering amount changed between filings — Lumint Corp

The Mar 29, 2018 filing says $1,187,270 offered; the Jun 19, 2018 Form D/A says $4,001,173.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Mar 29, 2018 ↗Form D/A (later) · Jun 19, 2018 ↗Lumint Corp — PartnerFacts page ↗
Sources
Note · Mar 14, 2017 – Mar 29, 2018

Offering amount changed between filings — Lumint Corp

The Mar 14, 2017 filing says $1,000,000 offered; the Mar 29, 2018 Form D/A says $1,187,270.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Mar 14, 2017 ↗Form D/A (later) · Mar 29, 2018 ↗Lumint Corp — PartnerFacts page ↗
Sources
Note · May 1, 2009 – Jun 19, 2018

Same name, different state: "David Green" (TX) is a separate record

This page covers filings where the address state is MA. A separate record, "David Green" with address state TX, is listed on 3 filings — most recently by VantageCrypto INC (Jun 19, 2018). Both records have filings in the same period (Mar 29, 2018 to Jun 19, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Green (TX) — PartnerFacts page ↗Form D · Jun 19, 2018 ↗VantageCrypto INC — PartnerFacts page ↗David Green (MA) — this page ↗
Sources
Note · Jan 14, 2015 – Feb 14, 2018

Same name, different state: "David Green" (CA) is a separate record

This page covers filings where the address state is MA. A separate record, "David Green" with address state CA, is listed on 3 filings — most recently by LegWorks, Inc. (Feb 14, 2018). The two records do not overlap in time: this page runs Mar 29, 2018 to Sep 14, 2026; the other runs Jan 14, 2015 to Feb 14, 2018.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David Green (CA) — PartnerFacts page ↗Form D · Feb 14, 2018 ↗LegWorks, Inc. — PartnerFacts page ↗David Green (MA) — this page ↗
Sources
Note · Oct 1, 2012 – Jan 13, 2015

Same name, different state: "David Green" (CT) is a separate record

This page covers filings where the address state is MA. A separate record, "David Green" with address state CT, is listed on 45 filings — most recently by Chilton Global Natural Resources Long Opportunities, L.P. (Jan 13, 2015). The two records do not overlap in time: this page runs Mar 29, 2018 to Sep 14, 2026; the other runs Oct 1, 2012 to Jan 13, 2015.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David Green (CT) — PartnerFacts page ↗Form D/A · Jan 13, 2015 ↗Chilton Global Natural Resources Long Opportunities, L.P. — PartnerFacts page ↗David Green (MA) — this page ↗
Sources
Note · Jan 9, 2012 – Jan 10, 2013

Same name, different state: "David F. Green" (GA) is a separate record

This page covers filings where the address state is MA. A separate record, "David F. Green" with address state GA, is listed on 2 filings — most recently by Hole Road II, LLC (Jan 10, 2013). The two records do not overlap in time: this page runs Mar 29, 2018 to Sep 14, 2026; the other runs Jan 9, 2012 to Jan 10, 2013.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David F. Green (GA) — PartnerFacts page ↗Form D · Jan 10, 2013 ↗Hole Road II, LLC — PartnerFacts page ↗David Green (MA) — this page ↗
Sources
Note · Aug 27, 2012

Same name, different state: "David Green" (UT) is a separate record

This page covers filings where the address state is MA. A separate record, "David Green" with address state UT, is listed on 1 filing — most recently by CATHETER CONNECTIONS, INC. (Aug 27, 2012). The two records do not overlap in time: this page runs Mar 29, 2018 to Sep 14, 2026; the other has one filing dated Aug 27, 2012.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David Green (UT) — PartnerFacts page ↗Form D · Aug 27, 2012 ↗CATHETER CONNECTIONS, INC. — PartnerFacts page ↗David Green (MA) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 7 offerings reports sales commissions totalling $258,714; 0 report finder's fees; 1 reports proceeds to related persons totalling $20,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 14, 2026 D
Harvard Apparatus Regenerative Technology, Inc.
File 021-597327
$0$0$0
Some of the proceeds may be used for working capital and other general corporate purposes, which may include the payment of salaries and other fees to those listed in Item 3.
None listed on this filingEDGAR ↗
Jan 6, 2026 D
Harvard Apparatus Regenerative Technology, Inc.
File 021-569012
$0$0$0
Some of the proceeds may be used for working capital and other general corporate purposes, which may include the payment of salaries and other fees to those listed in Item 3.
None listed on this filingEDGAR ↗
Jul 14, 2025 D
Harvard Apparatus Regenerative Technology, Inc.
File 021-551604
$0$0$0
Some of the proceeds may be used for working capital and other general corporate purposes, which may include the payment of salaries and other fees to those listed in Item 3.
None listed on this filingEDGAR ↗
Aug 6, 2024 D
Harvard Apparatus Regenerative Technology, Inc.
File 021-520709
$0$0$0
Some of the proceeds may be used for working capital and other general corporate purposes, which may include the payment of salaries and other fees to those listed in Item 3.
None listed on this filingEDGAR ↗
Apr 14, 2023 D
Harvard Apparatus Regenerative Technology, Inc.
File 021-478846
$0$0$0
Some of the proceeds may be used for working capital and other general corporate purposes, which may include the payment of salaries and other fees to those listed in Item 3.
None listed on this filingEDGAR ↗
Jun 8, 2022 D
Harvard Apparatus Regenerative Technology, Inc.
File 021-448465
$258,714 (est.)$0$0
Some of the proceeds may be used for working capital and other general corporate purposes, which may include the payment of salaries and other fees to those listed in Item 3.
Junli He no CRD number reported
Hu Shu no CRD number reported
David Green no CRD number reported
Hong Yu no CRD number reported		EDGAR ↗
Jun 19, 2018 D/A
Lumint Corp
File 021-282482
$0$0$20,000 (est.)None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named David Green on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

HA
Biotechnology

Harvard Apparatus Regenerative Technology, Inc.

Holliston, MA · Jun 8, 2022 → Sep 14, 2026 · 6 filings
  • Sep 14, 2026 · D · $2,838,911 sold of $3,000,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 6, 2026 · D · $700,000 sold of $2,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 14, 2025 · D · $2,000,000 sold of $2,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 6, 2024 · D · $1,482,100 sold of $1,482,100 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 14, 2023 · D · $6,005,800 sold of $6,005,800 · 14 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 8, 2022 · D · $5,060,240 sold of $5,060,240 · 25 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $6.01M from 25 investors (100% of the $3M target) as of the latest filing. David is listed as director, executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LC
Other Banking and Financial Services

Lumint Corp

Boston, MA · Mar 29, 2018 → Jun 19, 2018 · 2 filings
  • Jun 19, 2018 · D/A · $3,001,173 sold of $4,001,173 · 20 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 29, 2018 · D/A · $1,001,173 sold of $1,187,270 · 19 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $3M from 20 investors (75% of the $4M target) as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(b) (1,630 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (12)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • David Green — CT, 19 issuers, Oct 1, 2012 → Jan 13, 2015 · no shared issuer
  • David Green — TX, 3 issuers, May 1, 2009 → Jun 19, 2018 · no shared issuer
  • David F. Green — GA, 2 issuers, Jan 9, 2012 → Jan 10, 2013 · no shared issuer
  • David Green — CO, 2 issuers, Oct 31, 2019 → Jul 26, 2024 · no shared issuer
  • David Green — UT, 1 issuer, Aug 27, 2012 → Aug 27, 2012 · no shared issuer
  • David Green — CA, 1 issuer, Jan 14, 2015 → Feb 14, 2018 · no shared issuer
  • David Green — FL, 1 issuer, Apr 20, 2015 → Apr 20, 2015 · no shared issuer
  • David Green — Hong Kong (as filed: K3), 1 issuer, Aug 11, 2017 → Aug 15, 2017 · no shared issuer
  • David G Green — SC, 1 issuer, Jan 30, 2026 → Jan 30, 2026 · no shared issuer
  • DAVID GREEN — TN, 1 issuer, Aug 24, 2026 → Aug 24, 2026 · no shared issuer
  • David A Green — FL, 1 issuer, Oct 13, 2016 → Oct 13, 2016 · no shared issuer
  • David L. Green — GA, 1 issuer, Sep 15, 2017 → Sep 15, 2017 · no shared issuer

People around David 15

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Jing Chen

Director · 6 shared filings (1 issuer)

Listed on the same filings as David Green. Their page shows their other deals.

HY
No photo found yet (own website and image search run after this page is viewed)
Person

Hong Yu

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as David Green. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

James Shmerling

Director · 6 shared filings (1 issuer)

Listed on the same filings as David Green. Their page shows their other deals.

WF
No photo found yet (own website and image search run after this page is viewed)
Person

William Fodor

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as David Green. Their page shows their other deals.

TL
No photo found yet (own website and image search run after this page is viewed)
Person

Ting Li

Director · 6 shared filings (1 issuer)

Listed on the same filings as David Green. Their page shows their other deals.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Shunfu Hu

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as David Green. Their page shows their other deals.

HS
No photo found yet (own website and image search run after this page is viewed)
Person

Herman Sanchez

Director · 6 shared filings (1 issuer)

Listed on the same filings as David Green. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Junli He

Director, Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as David Green. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Damasio

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as David Green. Their page shows their other deals.

RP
No photo found yet (own website and image search run after this page is viewed)
Person

Ronald Packard

Director · 5 shared filings (1 issuer)

Listed on the same filings as David Green. Their page shows their other deals.

MZ
No photo found yet (own website and image search run after this page is viewed)
Person

Mao Zhang

Director · 3 shared filings (1 issuer)

Listed on the same filings as David Green. Their page shows their other deals.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Benfer

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as David Green. Their page shows their other deals.

RY
No photo found yet (own website and image search run after this page is viewed)
Person

Rodney Yoshida

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as David Green. Their page shows their other deals.

PC
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Carey

Executive Officer, Director, Promoter · 2 shared filings (1 issuer)

Listed on the same filings as David Green. Their page shows their other deals.

AD
No photo found yet (own website and image search run after this page is viewed)
Person

Alexander Dunegan

Executive Officer, Director, Promoter · 2 shared filings (1 issuer)

Listed on the same filings as David Green. Their page shows their other deals.

The team behind the deals

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 1 of the 2 issuers this person is listed on matches a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Lumint Corp.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David Green by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David Green is listed on: none on file. No website or social profile named in Harvard Apparatus Regenerative Technology, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #8,349 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Holliston, MA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Massachusetts MassCourts ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Massachusetts Secretary of State business search ↗OpenCorporates ↗

Change history

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