PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:19 AM ET

Sponsor Check › Person

DG
No photo found yet (own website and image search run after this page is viewed)

David Gann

Named as an officer, director or promoter on SEC Form D filings · NV · Oct 21, 2009 → Oct 27, 2009

1deal (issuers)
$150Kreported sold
3investors
3Form D filings
2009year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David Gann is listed as an executive officer, director, and promoter on 3 SEC Form D filings by 1 issuer in Oct 2009: D & Y Laboratories, Inc. (Reno, NV — industry reported as "Other" — 2009; $150K reported sold to 3 investors).

What this means One deal on file with the SEC, filed Oct 2009. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside ALAN BRUCE PAINTER (2 shared filings) and SHUI YIN LO (2 shared filings).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 18 bankruptcy cases matching the name listed in Key records below.

What this means 18 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 3 public filings for David Gann and found 15 differences, 8 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David Gann has not run yet — it is joining a line of 51,379 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Gann..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

18 cases: 1 open, 17 closed (disposition not in docket feed)

David Gann and Elizabeth Rich Gann open
United States Bankruptcy Court, N.D. Alabama · No. 17-41305 · Filed Jul 18, 2017
Role of David Gann and Elizabeth Rich Gann: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); court in AL (not a filing state)
David R Gann and Sophanny Sieng closed
United States Bankruptcy Court, W.D. Washington · No. 14-17437 · Filed Oct 8, 2014 · Closed Jan 12, 2015
Role of David R Gann and Sophanny Sieng: Debtor · Outcome: Case closed 2015-01-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); court in WA (not a filing state)
David Gann closed
United States Bankruptcy Court, S.D. Texas · No. 10-41246 · Filed Dec 7, 2010 · Closed Mar 15, 2011
Role of David Gann: Debtor · Outcome: Case closed 2011-03-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); court in TX (not a filing state)
David C. Gann and Judith A. Gann closed
United States Bankruptcy Court, D. New Jersey · No. 10-33689 · Filed Jul 31, 2010 · Closed Nov 22, 2010
Role of David C. Gann and Judith A. Gann: Debtor · Outcome: Case closed 2010-11-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); court in NJ (not a filing state)
David Gann closed
United States Bankruptcy Court, N.D. Alabama · No. 10-71078 · Filed May 12, 2010 · Closed Nov 26, 2012
Role of David Gann: Debtor · Outcome: Case closed 2012-11-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); court in AL (not a filing state)
David L. Gann and Lisa M. Gann closed
United States Bankruptcy Court, E.D. Missouri · No. 09-44948 · Filed May 28, 2009 · Closed Sep 21, 2009
Role of David L. Gann and Lisa M. Gann: Debtor · Outcome: Case closed 2009-09-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); court in MO (not a filing state)
David L. Gann and Christie P. Gann closed
United States Bankruptcy Court, N.D. Georgia · No. 05-68966 · Filed May 13, 2005 · Closed Aug 24, 2005
Role of David L. Gann and Christie P. Gann: Debtor · Outcome: Case closed 2005-08-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); court in GA (not a filing state)
David W Gann closed
United States Bankruptcy Court, N.D. Alabama · No. 05-02575 · Filed Mar 15, 2005 · Closed Jun 29, 2005
Role of David W Gann: Debtor · Outcome: Case closed 2005-06-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); court in AL (not a filing state)
David A. Gann and Paula L. Gann closed
United States Bankruptcy Court, E.D. Tennessee · No. 1:04-bk-12393 · Filed Apr 15, 2004 · Closed Aug 30, 2004
Role of David A. Gann and Paula L. Gann: Debtor · Outcome: Case closed 2004-08-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); court in TN (not a filing state)
David A. Gann, Sr. and Genell C. Gann closed
United States Bankruptcy Court, E.D. Missouri · No. 03-45875 · Filed May 2, 2003 · Closed Nov 10, 2004
Role of David A. Gann, Sr.: Debtor · Outcome: Case closed 2004-11-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); court in MO (not a filing state)
DAVID W GANN closed
United States Bankruptcy Court, E.D. Washington · No. 03-03445 · Filed Apr 21, 2003 · Closed Jul 12, 2007
Role of DAVID W GANN: Debtor · Outcome: Case closed 2007-07-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); court in WA (not a filing state)
David A. Gann, Sr. and Genell C. Gann closed
United States Bankruptcy Court, E.D. Missouri · No. 03-40071 · Filed Jan 3, 2003 · Closed Jun 25, 2003
Role of David A. Gann, Sr.: Debtor · Outcome: Case closed 2003-06-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); court in MO (not a filing state)
DAVID GANN closed
United States Bankruptcy Court, M.D. Tennessee · No. 3:01-bk-11512 · Filed Oct 17, 2001 · Closed Apr 12, 2002
Role of DAVID GANN: Debtor · Outcome: Case closed 2002-04-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); court in TN (not a filing state)
DAVID L. GANN closed
United States Bankruptcy Court, N.D. Alabama · No. 00-40908 · Filed Mar 31, 2000 · Closed Aug 3, 2000
Role of DAVID L. GANN: Debtor · Outcome: Case closed 2000-08-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); court in AL (not a filing state)
DAVID A. GANN and KAREN L. GANN closed
United States Bankruptcy Court, N.D. Alabama · No. 97-42819 · Filed Sep 4, 1997 · Closed Sep 23, 1999
Role of DAVID A. GANN and KAREN L. GANN: Debtor · Outcome: Case closed 1999-09-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); court in AL (not a filing state)
David A. Gann closed
United States Bankruptcy Court, D. Wyoming · No. 94-20732 · Filed Oct 17, 1994 · Closed May 4, 1995
Role of David A. Gann: Debtor · Outcome: Case closed 1995-05-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); court in WY (not a filing state)
David W. Gann closed
United States Bankruptcy Court, W.D. Louisiana · No. 90-80567 · Filed May 16, 1990 · Closed Dec 6, 1990
Role of David W. Gann: Debtor · Outcome: Case closed 1990-12-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); court in LA (not a filing state)
DAVID W GANN and DEBORAH A GANN closed
United States Bankruptcy Court, E.D. Washington · No. 85-01384 · Filed Jun 12, 1985 · Closed Dec 16, 1985
Role of DAVID W GANN and DEBORAH A GANN: Debtor · Outcome: Case closed 1985-12-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 51 federal dockets); court in WA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

15 differences found between the filings for David Gann — 8 worth asking about (compared 3 filings on Oct 24, 2026)

Worth asking · Oct 21, 2009 – Oct 27, 2009

Amount sold went down between filings — D & Y Laboratories, Inc.

The Oct 21, 2009 filing says $150,000 sold; the Oct 27, 2009 Form D says $50,000 sold — $100,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Oct 21, 2009 ↗Form D (later) · Oct 27, 2009 ↗D & Y Laboratories, Inc. — PartnerFacts page ↗
Sources
Worth asking · Oct 21, 2009 – Oct 27, 2009

Investor count went down between filings — D & Y Laboratories, Inc.

The Oct 21, 2009 filing reports 3 investors; the Oct 27, 2009 Form D reports 1 investor.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Oct 21, 2009 ↗Form D (later) · Oct 27, 2009 ↗D & Y Laboratories, Inc. — PartnerFacts page ↗
Sources
Worth asking · Oct 27, 2009

200% of the money raised went to insiders — D & Y Laboratories, Inc.

The Oct 27, 2009 Form D reports $50,000 sold and $100,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Oct 27, 2009 ↗D & Y Laboratories, Inc. — PartnerFacts page ↗
Sources
Worth asking · Oct 21, 2009

250% of the money raised went to insiders — D & Y Laboratories, Inc.

The Oct 21, 2009 Form D/A reports $150,000 sold and $375,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D/A · Oct 21, 2009 ↗D & Y Laboratories, Inc. — PartnerFacts page ↗
Sources
Worth asking · Oct 21, 2009

250% of the money raised went to insiders — D & Y Laboratories, Inc.

The Oct 21, 2009 Form D reports $150,000 sold and $375,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Oct 21, 2009 ↗D & Y Laboratories, Inc. — PartnerFacts page ↗
Sources
Note · Oct 27, 2009

David Gann appears on 1 deal that stopped filing before reaching its target

D & Y Laboratories, Inc. (last filing Oct 27, 2009; $150,000 sold of $25,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

D & Y Laboratories, Inc. — PartnerFacts page ↗
Sources
Worth asking · Oct 27, 2009

Paid seller listed without a CRD number: Pacific Charter Fin Serv Corp — D & Y Laboratories, Inc.

Pacific Charter Fin Serv Corp is listed as receiving sales compensation on 1 filing (Oct 27, 2009) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D · Oct 27, 2009 ↗BrokerCheck search: Pacific Charter Fin Serv Corp ↗D & Y Laboratories, Inc. — PartnerFacts page ↗
Sources
Worth asking · Oct 21, 2009

Paid seller listed without a CRD number: Pacific Charter Financial Services Corp. — D & Y Laboratories, Inc.

Pacific Charter Financial Services Corp. is listed as receiving sales compensation on 2 filings (Oct 21, 2009 to Oct 21, 2009) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D · Oct 21, 2009 ↗BrokerCheck search: Pacific Charter Financial Services Corp. ↗D & Y Laboratories, Inc. — PartnerFacts page ↗
Sources
Worth asking · Sep 24, 2008 – Oct 21, 2009

Form D filed 392 days after the first sale — D & Y Laboratories, Inc.

The filing says the first sale was Sep 24, 2008. The Form D was filed Oct 21, 2009 — 392 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 377 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Oct 21, 2009 ↗D & Y Laboratories, Inc. — PartnerFacts page ↗
Sources
Note · Sep 24, 2009 – Oct 27, 2009

Form D filed 33 days after the first sale — D & Y Laboratories, Inc.

The filing says the first sale was Sep 24, 2009. The Form D was filed Oct 27, 2009 — 33 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 18 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Oct 27, 2009 ↗D & Y Laboratories, Inc. — PartnerFacts page ↗
Sources
Note · Sep 24, 2008 – Oct 27, 2009

No amendment in the last 12 months on an offering that may still be open — D & Y Laboratories, Inc. (latest filing Oct 27, 2009)

The latest filing for this offering is dated Oct 27, 2009 (first sale Sep 24, 2008). It reports $50,000 sold of $2,500,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Oct 27, 2009 ↗D & Y Laboratories, Inc. — PartnerFacts page ↗
Sources
Note · Oct 21, 2009 – Oct 27, 2009

David Gann's role changed at D & Y Laboratories, Inc.: executive officer, director → executive officer, director, promoter

The Oct 21, 2009 filing lists David Gann as executive officer, director; the Oct 27, 2009 Form D lists executive officer, director, promoter.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Oct 21, 2009 ↗Form D · Oct 27, 2009 ↗David Gann — PartnerFacts page ↗D & Y Laboratories, Inc. — PartnerFacts page ↗
Sources
Note · Oct 21, 2009 – Oct 27, 2009

Offering amount lowered between filings — D & Y Laboratories, Inc.

The Oct 21, 2009 filing says $25,000,000 offered; the Oct 27, 2009 Form D says $2,500,000.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Form D/A (earlier) · Oct 21, 2009 ↗Form D (later) · Oct 27, 2009 ↗D & Y Laboratories, Inc. — PartnerFacts page ↗
Sources
Note · Oct 21, 2009 – Oct 27, 2009

Minimum investment changed between filings — D & Y Laboratories, Inc.

The Oct 21, 2009 filing lists a minimum of $50,000; the Oct 27, 2009 Form D lists $10,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Oct 21, 2009 ↗Form D (later) · Oct 27, 2009 ↗D & Y Laboratories, Inc. — PartnerFacts page ↗
Sources
Note · Oct 21, 2009 – Oct 27, 2009

Reported revenue range changed between filings — D & Y Laboratories, Inc.

"No Revenues" (Oct 21, 2009); then "$1 - $1,000,000" (Oct 27, 2009).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D/A · Oct 21, 2009 ↗Form D · Oct 27, 2009 ↗D & Y Laboratories, Inc. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 1 offering reports sales commissions totalling $500,000; 0 report finder's fees; 1 reports proceeds to related persons totalling $100,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 27, 2009 D
D & Y Laboratories, Inc.
File 021-135472
$500,000 (est.)$0 (est.)$100,000 (est.)Pacific Charter Fin Serv Corp no CRD number reportedEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named David Gann on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

DY
Other

D & Y Laboratories, Inc.

Reno, NV · Oct 21, 2009 → Oct 27, 2009 · 3 filings
  • Oct 27, 2009 · D · $50,000 sold of $2,500,000 · 1 investors · min. $10,000 · role: Executive Officer, Director, Promoter EDGAR ↗
  • Oct 21, 2009 · D · $150,000 sold of $25,000,000 · 3 investors · min. $50,000 · role: Executive Officer, Director EDGAR ↗
  • Oct 21, 2009 · D/A · $150,000 sold of $25,000,000 · 3 investors · min. $50,000 · role: Executive Officer, Director EDGAR ↗

Raised $150K from 3 investors (6% of the $2.5M target) as of the latest filing. David is listed as executive officer, director, promoter on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around David 2

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

SL
No photo found yet (own website and image search run after this page is viewed)
Person

SHUI YIN LO

Executive Officer, Director, Promoter · 2 shared filings (1 issuer)

Listed on the same filings as David Gann. Their page shows their other deals.

AP
No photo found yet (own website and image search run after this page is viewed)
Person

ALAN BRUCE PAINTER

Executive Officer, Director, Promoter · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Gann. Their page shows their other deals.

The team behind the deals

Same business address

10 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David Gann by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David Gann is listed on: none on file. No website or social profile named in D & Y Laboratories, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #367,064 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Reno, NV). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Clark County NV District Court portal ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Nevada Secretary of State business search ↗OpenCorporates ↗

Change history

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