Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · WI, NY · Aug 12, 2016 → Oct 16, 2026
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
David G Lee is listed as an executive officer and director on 76 SEC Form D filings by 31 issuers between Jul 2011 and Oct 2026. Largest by amount reported sold: Keystone Private Income Fund (Milwaukee, WI — pooled investment fund — 2020–2024; $2.19B reported sold to 5,627 investors), Agility Multi-Asset Income Fund (Milwaukee, WI — pooled investment fund — 2019–2024; $742.9M reported sold to 2,853 investors), Corbin Multi-Strategy Fund, LLC (Milwaukee, WI — pooled investment fund — 2019–2022; $398.3M reported sold to 1,576 investors), Squarespace, Inc. (New York, NY — other technology — 2014; $190M reported sold to 27 investors), FT Vest Total Return Income Fund: Series B2 (Milwaukee, WI — pooled investment fund — 2025–2026; $142.6M reported sold to 814 investors) and 26 more (all listed below).
What this means That is a lot of deals — 31 separate companies raised money with this person listed as executive officer and director, over about 15 years. Across those companies the filings report $4.93B sold in total.
Listed alongside Robert Seyferth (73 shared filings), Terrance P Gallagher (61 shared filings), Gary E Shugrue (59 shared filings), Ann Maurer (57 shared filings), Michael Peck (42 shared filings) and 74 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.
The issuers belong to 4 sponsor groups: Ft Vest (43 issuers, $7.29B reported sold, 2011–2026), Agility Comprehensive (3 issuers, $8.1B reported sold, 2009–2026), Investcorp (41 issuers, $4.81B reported sold, 2009–2026) and Infinity (54 issuers, $2.14B reported sold, 2009–2026).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 5 SEC releases, 1 state regulator order, 23 bankruptcy cases matching the name listed in Key records below.
What this means 29 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared the newest 50 of 76 public filings for David G Lee and found 22 differences, 9 worth asking the sponsor about: Regulator action: David Lee, et al. (Jul 31, 2013); Regulator action: David Lee (Dec 16, 2008); and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for David G Lee has not run yet — it is joining a line of 60,716 names; searches run around the clock at the hosts' allowed rate. Searched so far: 703 names.
Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.
Five things investors ask first. Items still in human review are counted, not shown.
None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
5 SEC releases; 1 state regulator order
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David G Lee..
State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).
23 cases: 22 closed (disposition not in docket feed), 1 open
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
22 differences found between the filings for David G Lee — 9 worth asking about (compared the newest 50 of 76 filings on Oct 24, 2026; older filings not covered)
An SEC litigation release dated Jul 31, 2013 names David G Lee. Our match estimate: 44%. The release is the source; we do not summarize its outcome here.
What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.
A ap release dated Dec 16, 2008 names David G Lee. Our match estimate: 44%. The release is the source; we do not summarize its outcome here.
What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.
An SEC litigation release dated Nov 18, 2008 names David G Lee. Our match estimate: 44%. The release is the source; we do not summarize its outcome here.
What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.
United States Bankruptcy Court, S.D. New York docket "Jalbert v. Perella Weinberg Partners LP" filed Aug 16, 2012, closed Oct 23, 2014. Perella Weinberg Partners Capital Management, LP (listed on the same filings) is listed as Party ("Jalbert v. Perella Weinberg Partners LP"). Our match estimate: 60%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
The Feb 4, 2025 filing says $38,034,750 sold; the Feb 4, 2026 Form D/A says $36,108,850 sold — $1,925,900 less.
What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.
Investor count went down between filings — FT Vest Total Return Income Fund: Series A3 · Investor count went down between filings — FT Vest Hedged Equity Income Fund: Series A2 · Investor count went down between filings — FT Vest Hedged Equity Income Fund: Series B1 · Investor count went down between filings — FT Vest Hedged Equity Income Fund: Series A4 · Investor count went down between filings — Agility Multi-Asset Income Fund · and 1 more
What this means Investor counts normally only grow. Ask the sponsor what happened on each.
P First Trust Portfolios L.P. is both a listed promoter and a paid seller — FT Vest Hedged Equity Income Fund: Series A2 · P First Trust Portfolios L.P. is both a listed promoter and a paid seller — FT Vest Hedged Equity Income Fund: Series B2 · P First Trust Portfolios L.P. is both a listed promoter and a paid seller — FT Vest Total Return Income Fund: Series B2 · P First Trust Portfolios L.P. is both a listed promoter and a paid seller — FT Vest Total Return Income Fund: Series A1 · P First Trust Portfolios L.P. is both a listed promoter and a paid seller — FT Vest Hedged Equity Income Fund: Series B1 · and 11 more
What this means The same person is listed as running the company and as being paid to sell its securities. Ask how much and on what terms.
The filing says the first sale was Jul 1, 2024. The Form D was filed Jul 11, 2025 — 375 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 360 days past that.
What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.
The filing says the first sale was Jun 5, 2024. The Form D was filed Mar 13, 2025 — 281 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 266 days past that.
What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.
The filing says the first sale was Oct 1, 2010. The Form D was filed Jul 26, 2024 — 5,047 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 5,032 days past that.
What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.
No amendment in the last 12 months on an offering that may still be open — FT Vest Total Return Income Fund: Series A2 (latest filing Aug 11, 2025) · No amendment in the last 12 months on an offering that may still be open — First Trust Enhanced Private Credit Fund (latest filing Jul 11, 2025) · No amendment in the last 12 months on an offering that may still be open — Destiny Alternative Fund (TEI) LLC (latest filing Apr 9, 2025) · No amendment in the last 12 months on an offering that may still be open — Destiny Alternative Fund LLC (latest filing Apr 9, 2025) · No amendment in the last 12 months on an offering that may still be open — KD Knit Corp (latest filing Mar 13, 2025) · and 4 more
What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.
David G Lee appears on the Jun 28, 2024 Form D/A (director) but not on the Jun 27, 2025 Form D/A for the same offering.
What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.
The Nov 29, 2021 filing lists a minimum of $0; the Jul 14, 2022 Form D/A lists $100,000.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
listed as "David G. Lee" on 59 filings (from Jul 18, 2019), and "David Lee" on the Mar 13, 2025 filing.
What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.
Reported net asset value range changed between filings — FT Vest Total Return Income Fund: Series A3 · Reported net asset value range changed between filings — FT Vest Hedged Equity Income Fund: Series A3 · Reported net asset value range changed between filings — FT Vest Hedged Equity Income Fund: Series A2 · Reported net asset value range changed between filings — FT Vest Total Return Income Fund: Series A4 · Reported net asset value range changed between filings — FT Vest Total Return Income Fund: Series A2
What this means The size band is self-reported. Ask for current numbers.
This page covers filings where the address state is WI or NY. A separate record, "David Lee" with address state KY, is listed on 2 filings — most recently by AppHarvest, Inc. (Dec 21, 2021). Both records have filings in the same period (Apr 16, 2021 to Dec 21, 2021).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is WI or NY. A separate record, "David Lee" with address state MD, is listed on 4 filings — most recently by FusiForm, Inc. (Nov 12, 2020). Both records have filings in the same period (Aug 12, 2016 to Nov 12, 2020).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is WI or NY. A separate record, "David Lee" with address state CT or MA, is listed on 14 filings — most recently by Medically Home Group, Inc. (Nov 4, 2020). Both records have filings in the same period (Aug 12, 2016 to Dec 4, 2019).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is WI or NY. A separate record, "David Lee" with address state TX, is listed on 11 filings — most recently by ESO Solutions Inc (Apr 30, 2019). Both records have filings in the same period (Aug 12, 2016 to Apr 30, 2019).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is WI or NY. A separate record, "David Lee" with address state MS, is listed on 1 filing — most recently by NuTech Spine, Inc. (Feb 1, 2011). The two records do not overlap in time: this page runs Aug 12, 2016 to Oct 16, 2026; the other has one filing dated Feb 1, 2011.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
Address moved from Milwaukee, WI to Salt Lake City, UT — Keystone Private Income Fund · Address moved from Chicago, IL to Milwaukee, WI — Destiny Alternative Fund LLC · Address moved from Charlotte, NC to Milwaukee, WI — Agility Multi-Asset Income Fund · Address moved from Charlotte, NC to Milwaukee, WI — Corbin Multi-Strategy Fund, LLC
What this means Businesses move. If you were told one city and the forms say another, ask which is current.
WI on 59 filings (Jul 18, 2019 to Oct 16, 2026); NY on 1 filing (Mar 13, 2025).
What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 76 filings (work cap); older filings are not covered here. As of Oct 24, 2026.
19 of 33 offerings report sales commissions totalling $6,088,107; 0 report finder's fees; 11 report proceeds to related persons totalling $3,184,041. (includes amounts the issuer reported as estimates)
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Oct 16, 2026 D/A FT Vest Hedged Equity Income Fund: Series A3 File 021-527237 | $96,414 (est.) | $0 | $0 The Fund pays each Independent Trustee a retainer of $10,000 per fiscal year. | First Trust Portfolios L.P. BrokerCheck CRD 28519 ↗ | EDGAR ↗ |
| Oct 16, 2026 D/A FT Vest Total Return Income Fund: Series A3 File 021-527238 | $162,823 (est.) | $0 | $0 The Fund pays each Independent Trustee a retainer of $10,000 per fiscal year. | First Trust Portfolios L.P. BrokerCheck CRD 28519 ↗ | EDGAR ↗ |
| Sep 15, 2026 D Felicitas Income Fund File 021-597494 | $0 | $0 | $45,000 (est.) Annual compensation of Independent Trustees | None listed on this filing | EDGAR ↗ |
| Aug 6, 2026 D/A FT Vest Hedged Equity Income Fund: Series A2 File 021-520926 | $515,249 (est.) | $0 | $0 The Fund pays each Independent Trustee a retainer of $10,000 per fiscal year. | First Trust Portfolios L.P. BrokerCheck CRD 28519 ↗ | EDGAR ↗ |
| Jul 31, 2026 D/A FT Vest Total Return Income Fund: Series B2 File 021-553481 | $407,577 (est.) | $0 | $0 The Fund pays each Independent Trustee a retainer of $10,000 per fiscal year. | First Trust Portfolios L.P. BrokerCheck CRD 28519 ↗ | EDGAR ↗ |
| Jul 31, 2026 D/A FT Vest Hedged Equity Income Fund: Series B2 File 021-553483 | $72,426 (est.) | $0 | $0 The Fund pays each Independent Trustee a retainer of $10,000 per fiscal year. | First Trust Portfolios L.P. BrokerCheck CRD 28519 ↗ | EDGAR ↗ |
| May 7, 2026 D FT Vest Total Return Income Fund: Series A1 File 021-583197 | $209,572 (est.) | $0 | $0 The Fund pays each Independent Trustee a retainer of $10,000 per fiscal year. | First Trust Portfolios L.P. BrokerCheck CRD 28519 ↗ | EDGAR ↗ |
| May 5, 2026 D/A FT Vest Hedged Equity Income Fund: Series B1 File 021-545267 | $128,019 | $0 | $0 The Fund pays each Independent Trustee a retainer of $10,000 per fiscal year. | First Trust Portfolios L.P. BrokerCheck CRD 28519 ↗ | EDGAR ↗ |
| May 5, 2026 D/A FT Vest Total Return Income Fund: Series B1 File 021-545269 | $370,177 | $0 | $0 The Fund pays each Independent Trustee a retainer of $10,000 per fiscal year. | First Trust Portfolios L.P. BrokerCheck CRD 28519 ↗ | EDGAR ↗ |
| Feb 4, 2026 D/A FT Vest Hedged Equity Income Fund: Series A4 File 021-537254 | $126,843 | $0 | $0 The Fund pays each Independent Trustee a retainer of $10,000 per fiscal year. | First Trust Portfolios L.P. BrokerCheck CRD 28519 ↗ | EDGAR ↗ |
| Feb 4, 2026 D/A FT Vest Total Return Income Fund: Series A4 File 021-537256 | $306,286 (est.) | $0 | $0 The Fund pays each Independent Trustee a retainer of $10,000 per fiscal year. | First Trust Portfolios L.P. BrokerCheck CRD 28519 ↗ | EDGAR ↗ |
| Jan 28, 2026 D FT Vest Total Return Income Fund: Series B4 File 021-571490 | $498,002 (est.) | $0 | $0 The Fund pays each Independent Trustee a retainer of $10,000 per fiscal year. | First Trust Portfolios L.P. BrokerCheck CRD 28519 ↗ | EDGAR ↗ |
| Jan 14, 2026 D Destiny Alternative Fund File 021-569998 | $0 | $0 | $0 The Fund pays each Independent Manager a retainer of $10,000 per fiscal year. | None listed on this filing | EDGAR ↗ |
| Nov 26, 2025 D/A FT Vest Rising Dividend Achievers Total Return Fund File 021-530652 | $177,000 (est.) | $0 | $0 The fund pays each Independent Trustee a retainer of $10,000 per fiscal year. | First Trust Portfolios L.P. BrokerCheck CRD 28519 ↗ | EDGAR ↗ |
| Oct 31, 2025 D FT Vest Hedged Equity Income Fund: Series B3 File 021-562689 | $59,208 (est.) | $0 | $0 The Fund pays each Independent Trustee a retainer of $10,000 per fiscal year. | First Trust Portfolios L.P. BrokerCheck CRD 28519 ↗ | EDGAR ↗ |
| Oct 31, 2025 D FT Vest Total Return Income Fund: Series B3 File 021-562692 | $476,474 (est.) | $0 | $0 The Fund pays each Independent Trustee a retainer of $10,000 per fiscal year. | First Trust Portfolios L.P. BrokerCheck CRD 28519 ↗ | EDGAR ↗ |
| Aug 11, 2025 D/A FT Vest Total Return Income Fund: Series A2 File 021-521172 | $125,000 (est.) | $0 | $0 The Fund pays each Independent Trustee a retainer of $10,000 per fiscal year. | None listed on this filing | EDGAR ↗ |
| Jul 11, 2025 D First Trust Enhanced Private Credit Fund File 021-551445 | $0 | $0 | $45,937 The Fund pays each Independent Trustee a retainer of $10,000 per fiscal year. | None listed on this filing | EDGAR ↗ |
| Apr 9, 2025 D/A Destiny Alternative Fund LLC File 021-377877 | $0 | $0 | $0 The Fund pays each Independent Manager a retainer of $10,000 per fiscal year. | None listed on this filing | EDGAR ↗ |
| Apr 9, 2025 D/A Destiny Alternative Fund (TEI) LLC File 021-452280 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 13, 2025 D KD Knit Corp File 021-540829 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 26, 2024 D Agility Multi-Asset Income Fund File 021-519850 | $1,027,056 (est.) | $0 (est.) | $893,776 | Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗ | EDGAR ↗ |
| Jul 12, 2024 D First Trust Enhanced Private Credit Fund File 021-518645 | $0 | $0 | $0 The Fund pays each Independent Trustee a retainer of $10,000 per fiscal year. | None listed on this filing | EDGAR ↗ |
| Jun 28, 2024 D/A Keystone Private Income Fund File 021-369877 | $11,500 | $0 | $363,442 Trustee and officer fees | Sunbelt Securities BrokerCheck CRD 42180 ↗ | EDGAR ↗ |
| Jul 28, 2023 D/A Agility Multi-Asset Income Fund File 021-147327 | $1,027,056 (est.) | $0 (est.) | $830,776 | Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗ | EDGAR ↗ |
| Jul 13, 2023 D Felicitas Private Markets Fund File 021-486757 | $0 | $0 | $10,000 (est.) Annual compensation of independent trustees | None listed on this filing | EDGAR ↗ |
| Jul 15, 2022 D/A Corbin Multi-Strategy Fund, LLC File 021-153431 | $291,425 | $0 | $786,329 Directors' and Officer Fees | Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗ | EDGAR ↗ |
| Jan 6, 2022 D Investcorp International Inc. File 021-428084 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 14, 2021 D/A Infinity Long/Short Equity Fund, LLC File 021-272486 | $0 | $0 | $113,000 | Foreside Fund Services LLC BrokerCheck CRD 46106 ↗ | EDGAR ↗ |
| Aug 11, 2017 D/A AETNA MULTI-STRATEGY 1099 FUND File 021-182662 | $0 | $0 | $41,781 | Foreside Fund Services, LLC BrokerCheck CRD 46106 ↗ | EDGAR ↗ |
| Jun 30, 2014 D/A Center Coast Core MLP Fund I, LLC File 021-162547 | $0 | $0 | $34,000 Managers' and Chief Compliance Officer Fees | Foreside Fund Services, LLC BrokerCheck CRD 46106 ↗ | EDGAR ↗ |
| Apr 29, 2014 D Squarespace, Inc. File 021-216469 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Oct 15, 2013 D INFINITY CORE ALTERNATIVE FUND File 021-204607 | $0 | $0 | $20,000 | Foreside Fund Services, LLC BrokerCheck CRD 46106 ↗ | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named David G Lee on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $14.4M from 115 investors as of the latest filing. David is listed as director on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $23.4M from 166 investors as of the latest filing. David is listed as director on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
No sales reported yet as of the latest filing. David is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $72.3M from 492 investors as of the latest filing. David is listed as director on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $142.6M from 814 investors as of the latest filing. David is listed as director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $20.6M from 179 investors as of the latest filing. David is listed as director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $75.9M from 584 investors as of the latest filing. David is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $114.8M from 751 investors as of the latest filing. David is listed as director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $39.2M from 214 investors as of the latest filing. David is listed as director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $38M from 330 investors as of the latest filing. David is listed as director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $97.5M from 614 investors as of the latest filing. David is listed as director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $124.5M from 846 investors as of the latest filing. David is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $67.4M from 132 investors as of the latest filing. David is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $49.1M from 313 investors as of the latest filing. David is listed as director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $119.1M from 767 investors as of the latest filing. David is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $14.8M from 99 investors as of the latest filing. David is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $34.3M from 120 investors as of the latest filing. David is listed as director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $69.1M from 384 investors as of the latest filing. David is listed as director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $22.3M from 67 investors as of the latest filing. David is listed as director on 5 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $47M from 127 investors as of the latest filing. David is listed as director on 4 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $1.07M from 6 investors (68% of the $1.57M target) as of the latest filing. David is listed as executive officer, director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Manufacturing / 506(b) (1,339 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $742.9M from 2,853 investors as of the latest filing. David is listed as director on 6 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $2.19B from 5,627 investors as of the latest filing. David is listed as director on 6 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $111.6M from 121 investors (100% of the $111.6M target) as of the latest filing. David is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $398.3M from 1,576 investors as of the latest filing. David is listed as director on 4 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
24 investors reported; no amount sold yet as of the latest filing. David is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(c) (764 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $19.2M from 20 investors as of the latest filing. David is listed as director on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $70.2M from 164 investors as of the latest filing. David is listed as director on 6 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $5.4M from 29 investors as of the latest filing. David is listed as director on 4 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $190M from 27 investors (100% of the $40M target) as of the latest filing. David is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $19.5M from 10 investors as of the latest filing. David is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.
P First Trust Capital Management L.P. is on 19 issuers in total — a repeat sponsor. Their page lists every one.
P First Trust Portfolios L.P. is on 15 issuers in total — a repeat sponsor. Their page lists every one.
P Vest Financial, LLC is on 15 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as David G Lee. Their page shows their other deals.
Listed on the same filings as David G Lee. Their page shows their other deals.
Listed on the same filings as David G Lee. Their page shows their other deals.
Listed on the same filings as David G Lee. Their page shows their other deals.
Keystone National Group, LLC is on 7 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as David G Lee. Their page shows their other deals.
Listed on the same filings as David G Lee. Their page shows their other deals.
Listed on the same filings as David G Lee. Their page shows their other deals.
Listed on the same filings as David G Lee. Their page shows their other deals.
Perella Weinberg Partners Capital Management, LP is on 12 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as David G Lee. Their page shows their other deals.
Felicitas Global Partners, LLC is on 15 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as David G Lee. Their page shows their other deals.
Listed on the same filings as David G Lee. Their page shows their other deals.
Listed on the same filings as David G Lee. Their page shows their other deals.
Listed on the same filings as David G Lee. Their page shows their other deals.
Infinity Capital Advisors, LLC is on 24 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as David G Lee. Their page shows their other deals.
Listed on the same filings as David G Lee. Their page shows their other deals.
Listed on the same filings as David G Lee. Their page shows their other deals.
Listed on the same filings as David G Lee. Their page shows their other deals.
Listed on the same filings as David G Lee. Their page shows their other deals.
Robert Seyferth is on 28 issuers in total — a repeat sponsor. Their page lists every one.
Terrance P Gallagher is on 25 issuers in total — a repeat sponsor. Their page lists every one.
Gary E Shugrue is on 24 issuers in total — a repeat sponsor. Their page lists every one.
Ann Maurer is on 22 issuers in total — a repeat sponsor. Their page lists every one.
Michael Peck is on 38 issuers in total — a repeat sponsor. Their page lists every one.
Chad Eisenberg is on 41 issuers in total — a repeat sponsor. Their page lists every one.
Bernadette Murphy is on 19 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as David G Lee. Their page shows their other deals.
Listed on the same filings as David G Lee. Their page shows their other deals.
One team, 43 deal companies. David G Lee is listed on 24 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David G Lee.
One team, 3 deal companies. David G Lee is listed on 1 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David G Lee.
One team, 41 deal companies. David G Lee is listed on 1 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David G Lee.
Infinity Park Ridge Partners LLC Pooled Investment Fund · $12.4M sold · 2023One team, 54 deal companies. David G Lee is listed on 1 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David G Lee.
One team, 35 deal companies. David G Lee is listed on 1 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David G Lee.
A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.
Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).
A person is never an adviser firm. 8 of the 31 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): FT Vest Hedged Equity Income Fund: Series A3, FT Vest Total Return Income Fund: Series A3, Felicitas Income Fund, Keystone Private Income Fund, Agility Multi-Asset Income Fund, Felicitas Private Markets Fund, Corbin Multi-Strategy Fund, LLC, INFINITY CORE ALTERNATIVE FUND.
| Source | Filed | Form | Issuer | Amount offered (as reported) | Amount sold (as reported) | Matched on |
|---|---|---|---|---|---|---|
| EDGAR ↗ | Feb 10, 2023 File 020-31770 | Regulation Crowdfunding offering (Form C) Offering filed · deadline Apr 30, 2023 | KD Knit Corp New York, NY | $250,000 target · $500,000 maximum via Wefunder Portal LLC (CRD 283503 · FINRA funding portals ↗) | Not reported on this form | signer name on this filing (David Lee) + listed as a related person on Form D filings of the same issuer (CIK 1957579) · 85% |
Amounts are as reported by the issuer on the form; Regulation Crowdfunding forms report a target and maximum, not sales. Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
Property records are matched to companies only, never to individuals, so none are matched to David G Lee by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 31 issuers this person is listed on — 1 issuer has property records: Squarespace, Inc. (1).
Websites and social links of the issuers David G Lee is listed on: none on file. No website or social profile named in Agility Multi-Asset Income Fund's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #93,963 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓
One-tap searches on sites we do not index ourselves, with the name pre-filled (Milwaukee, WI). Each opens in a new tab; what you find there is not verified by PartnerFacts.
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.
Members get an email when David G Lee appears on a new Form D, or when a court case or SEC action is matched to them. See plans →