David Fleckenstein is listed as an executive officer on 18 SEC Form D filings by 12 issuers between Dec 2013 and Oct 2016. Largest by amount reported sold: AIP Private Markets Fund VI LP (West Conshohocken, PA — pooled investment fund — 2013–2015; $443.5M reported sold to 271 investors), AIP Private Markets Fund VI (Cayman) L.P. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2013–2015; $343.2M reported sold to 40 investors), AIP Private Markets Fund VI Offshore Investors LP (West Conshohocken, PA — pooled investment fund — 2013–2015; $343.2M reported sold to 1 investors), Ashbridge Transformational Secondaries Fund I (Cayman), LP (West Conshohocken, PA — pooled investment fund — 2016; $204.5M reported sold to 22 investors), Ashbridge Transformational Secondaries Fund I, LP (West Conshohocken, PA — pooled investment fund — 2016; $163.8M reported sold to 39 investors) and 7 more (all listed below).
What this means That is a lot of deals — 12 separate companies raised money with this person listed as executive officer, over about 3 years. Across those companies the filings report $2.06B sold in total.
Listed alongside Amy Knox (18 shared filings), Amy Yeung (18 shared filings), Andrea Passarella (18 shared filings), Andrew R. Hayes (18 shared filings), Carla Harris (18 shared filings) and 110 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.
All 12 issuers belong to the sponsor group Riverview (107 issuers, $30.65B reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Riverview has 107 companies on file and $30.65B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 3 bankruptcy cases matching the name listed in Key records below.
What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 18 public filings for David Fleckenstein and found 10 differences, 4 worth asking the sponsor about: 11 bankruptcy cases name the subject or team members; David Fleckenstein is no longer listed on the Jan 17, 2017 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.