Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · MA, CA, NY · Feb 13, 2013 → Aug 18, 2026
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:27 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
David Ferguson is listed as an executive officer and director on 23 SEC Form D filings by 15 issuers between Jul 2009 and Aug 2026. Largest by amount reported sold: GreyLion Fund III B LP (New York, NY — pooled investment fund — 2020–2022; $464.6M reported sold to 6 investors), GreyLion Fund III LP (New York, NY — pooled investment fund — 2020–2022; $464.6M reported sold to 74 investors), PWP Growth Equity Fund I LP (New York, NY — pooled investment fund — 2013–2014; $443.9M reported sold to 106 investors), DPN Parent LLC (New York, NY — other technology — 2018; $76.4M reported sold to 10 investors), BBD Holdco LLC (Redding, CA — restaurants — 2016; $71.2M reported sold to 7 investors) and 10 more (all listed below).
What this means That is a lot of deals — 15 separate companies raised money with this person listed as executive officer and director, over about 17 years. Across those companies the filings report $1.61B sold in total.
Listed alongside Chip Baird (22 shared filings), Dina Colombo (11 shared filings), Ellen Rosenberg (11 shared filings), Jody Shechtman (9 shared filings), Allyson Svenson (4 shared filings) and 44 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.
The issuers belong to 3 sponsor groups: Greylion (7 issuers, $929.3M reported sold, 2020–2026), Pwp (2 issuers, $443.9M reported sold, 2013–2017) and Freestone (54 issuers, $3.86B reported sold, 2009–2026).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 state regulator order, 60 bankruptcy cases matching the name listed in Key records below.
What this means 61 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 23 public filings for David Ferguson and found 15 differences, 2 worth asking the sponsor about: 42% of the money raised went to insiders; Form D filed 394 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for David Ferguson has not run yet — it is joining a line of 52,632 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.
Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.
Five things investors ask first. Items still in human review are counted, not shown.
None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:27 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
1 state regulator order
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Ferguson..
State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).
60 cases: 2 open, 58 closed (disposition not in docket feed)
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:27 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
15 differences found between the filings for David Ferguson — 2 worth asking about (compared 23 filings on Oct 24, 2026)
United States Bankruptcy Court, D. New Jersey docket "Chase Bank USA, N.A. v. Baranski" filed Sep 9, 2005, closed Jan 20, 2006. Lynn Baranski (listed on the same filings) is listed as Defendant ("Baranski"). Our match estimate: 70%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
United States Bankruptcy Court, S.D. Ohio docket "Household Credit Services, Inc. v. McGillivary" filed Jun 1, 1999, closed Aug 13, 1999. DAVID MCGILLIVARY (listed on the same filings) is listed as Defendant ("McGillivary"). Our match estimate: 70%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
The Mar 4, 2016 Form D reports $71,198,508 sold and $29,984,177 of the proceeds used for payments to officers, directors or promoters.
What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.
PWP Growth Equity Fund II LP (last filing Jan 24, 2017; $0 sold of $750,000,000). Each has no filing in more than two years and reported under half its target sold.
What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.
The filing says the first sale was Jul 16, 2013. The Form D was filed Aug 14, 2014 — 394 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 379 days past that.
What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.
The filing says the first sale was Feb 23, 2016. The Form D was filed Mar 18, 2016 — 24 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 9 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
The filing says the first sale was Feb 12, 2016. The Form D was filed Mar 4, 2016 — 21 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 6 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
No amendment in the last 12 months on an offering that may still be open — GreyLion Fund III LP (latest filing Dec 9, 2022) · No amendment in the last 12 months on an offering that may still be open — GreyLion Fund III B LP (latest filing Dec 9, 2022) · No amendment in the last 12 months on an offering that may still be open — MOD Super Fast Pizza Holdings, LLC (latest filing Feb 13, 2018) · No amendment in the last 12 months on an offering that may still be open — MOD Super Fast Pizza Holdings, LLC (latest filing Dec 29, 2017) · No amendment in the last 12 months on an offering that may still be open — MOD Super Fast Pizza Holdings, LLC (latest filing Nov 18, 2016) · and 2 more
What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.
listed as "David M. Ferguson" on the Jul 1, 2009 filing, and "David Ferguson" on 22 filings (from May 11, 2011).
What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.
This page covers filings where the address state is MA or CA or NY. A separate record, "David Ferguson" with address state WA, is listed on 6 filings — most recently by SkinSpirit Holdings LLC (Oct 11, 2018). Both records have filings in the same period (Feb 13, 2013 to Oct 11, 2018).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is MA or CA or NY. A separate record, "David L. Ferguson" with address state CA, is listed on 2 filings — most recently by COVERMATE INC (Dec 20, 2010). The two records do not overlap in time: this page runs Feb 13, 2013 to Aug 18, 2026; the other runs Feb 25, 2010 to Dec 20, 2010.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is MA or CA or NY. A separate record, "DAVID FERGUSON" with address state A1, is listed on 2 filings — most recently by NEXTRACTION ENERGY CORP. (Apr 6, 2010). The two records do not overlap in time: this page runs Feb 13, 2013 to Aug 18, 2026; the other runs Nov 25, 2009 to Apr 6, 2010.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is MA or CA or NY. A separate record, "David L. Ferguson" with address state MA, is listed on 1 filing — most recently by Robbins Bros. Jewelry Holdings, Inc. (Jun 5, 2009). The two records do not overlap in time: this page runs Feb 13, 2013 to Aug 18, 2026; the other has one filing dated Jun 5, 2009.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is MA or CA or NY. A separate record, "David E Ferguson" with address state KY, is listed on 1 filing — most recently by 3DR Laboratories LLC (May 29, 2009). The two records do not overlap in time: this page runs Feb 13, 2013 to Aug 18, 2026; the other has one filing dated May 29, 2009.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
MA on 1 filing (Jul 1, 2009); CA on 2 filings (May 11, 2011 to Mar 4, 2016); NY on 20 filings (Feb 13, 2013 to Aug 18, 2026).
What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
2 of 19 offerings report sales commissions totalling $8,725,000; 0 report finder's fees; 1 reports proceeds to related persons totalling $29,984,177. (includes amounts the issuer reported as estimates)
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Aug 18, 2026 D GreyLion Fund IV LP File 021-594506 | $0 | $0 | $0 (est.) The general partner is entitled to a performance allocation. The manager is entitled to a management fee. The performance allocation and management fee are discussed in the Issuer's confidential offering materials. | Harris Williams BrokerCheck CRD 113930 ↗ Stifel, Nicolaus & Company Incorporated BrokerCheck CRD 793 ↗ | EDGAR ↗ |
| Aug 18, 2026 D GreyLion Fund IV B LP File 021-594505 | $0 | $0 | $0 (est.) The general partner is entitled to a performance allocation. The manager is entitled to a management fee. The performance allocation and management fee are discussed in the Issuer's confidential offering materials. | Harris Williams BrokerCheck CRD 113930 ↗ Stifel, Nicolaus & Company Incorporated BrokerCheck CRD 793 ↗ | EDGAR ↗ |
| Sep 19, 2025 D GreyLion SLPSTM Holdings LP File 021-558063 | $0 | $0 | $0 (est.) The Issuer's confidential offering materials fully discuss fees due to the Investment Manager of the Issuer and the General Partner of the Issuer. | None listed on this filing | EDGAR ↗ |
| Apr 17, 2025 D GreyLion TGNL Holdings LP File 021-543994 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 6, 2024 D GreyLion BE Holdings LP File 021-520731 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 9, 2022 D/A GreyLion Fund III B LP File 021-377050 | $0 (est.) | $0 (est.) | $0 (est.) The general partner is entitled to a performance allocation. The manager is entitled to a management fee. The performance allocation and management fee are discussed in the Issuer's confidential offering materials. | Aviditi Financial, LLC BrokerCheck CRD 309026 ↗ Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗ | EDGAR ↗ |
| Dec 9, 2022 D/A GreyLion Fund III LP File 021-377051 | $0 (est.) | $0 (est.) | $0 (est.) The general partner is entitled to a performance allocation. The manager is entitled to a management fee. The performance allocation and management fee are discussed in the Issuer's confidential offering materials. | Aviditi Financial, LLC BrokerCheck CRD 309026 ↗ Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗ | EDGAR ↗ |
| Feb 13, 2018 D MOD Super Fast Pizza Holdings, LLC File 021-305476 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 18, 2018 D DPN Parent LLC File 021-303563 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 29, 2017 D MOD Super Fast Pizza Holdings, LLC File 021-301952 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 24, 2017 D PWP Growth Equity Fund II LP File 021-279116 | $3,125,000 (est.) | $0 | $0 | Perella Weinberg Partners LP BrokerCheck CRD 138618 ↗ via Perella Weinberg Partners LP (CRD 138618 ↗) Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗ via Stifel, Nicolaus & Company, Incorporated (CRD 793 ↗) | EDGAR ↗ |
| Nov 18, 2016 D MOD Super Fast Pizza Holdings, LLC File 021-274813 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 18, 2016 D MOD Super Fast Pizza Holdings, LLC File 021-259533 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 4, 2016 D BBD Holdco LLC File 021-258614 | $0 | $0 | $29,984,177 | None listed on this filing | EDGAR ↗ |
| Aug 14, 2014 D PWP Growth Equity Fund I LP File 021-222894 | $5,600,000 (est.) | $0 | $0 | Perella Weinberg Partners LP BrokerCheck CRD 138618 ↗ via Perella Weinberg Partners LP (CRD 138618 ↗) Barclays Capital Inc. BrokerCheck CRD 19714 ↗ via Barclays Capital Inc. (CRD 19714 ↗) | EDGAR ↗ |
| May 21, 2013 D PWP Growth Equity Fund I LP File 021-196831 | $0 | $0 | $0 | Perella Weinberg Partners LP BrokerCheck CRD 138618 ↗ via Perella Weinberg Partners LP (CRD 138618 ↗) | EDGAR ↗ |
| Feb 13, 2013 D B. Lane, Inc. File 021-191766 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 11, 2011 D CENZIC INC File 021-159636 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 1, 2009 D WP Evenflo Group Holdings, Inc. File 021-132380 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named David Ferguson on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
No sales reported yet as of the latest filing. David is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
No sales reported yet as of the latest filing. David is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
No sales reported yet as of the latest filing. David is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
No sales reported yet as of the latest filing. David is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
No sales reported yet as of the latest filing. David is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $464.6M from 6 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $464.6M from 74 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $37M from 44 investors (100% of the $1M target) as of the latest filing. David is listed as director on 4 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Restaurants / 506(b) (639 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $76.4M from 10 investors (100% of the $76.4M target) as of the latest filing. David is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
No sales reported yet as of the latest filing. David is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $71.2M from 7 investors (100% of the $71.2M target) as of the latest filing. David is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Restaurants / 506(b) (639 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $443.9M from 106 investors (74% of the $600M target) as of the latest filing. David is listed as executive officer on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $18.2M from 15 investors (100% of the $18.2M target) as of the latest filing. David is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $1M from 1 investor (100% of the $1M target) as of the latest filing. David is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $33.3M from 31 investors (100% of the $33.3M target) as of the latest filing. David is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.
Listed on the same filings as David Ferguson. Their page shows their other deals.
Listed on the same filings as David Ferguson. Their page shows their other deals.
Chip Baird is on 15 issuers in total — a repeat sponsor. Their page lists every one.
Dina Colombo is on 7 issuers in total — a repeat sponsor. Their page lists every one.
Ellen Rosenberg is on 7 issuers in total — a repeat sponsor. Their page lists every one.
Jody Shechtman is on 5 issuers in total — a repeat sponsor. Their page lists every one.
Nader Naini is on 29 issuers in total — a repeat sponsor. Their page lists every one.
Scott Svenson is on 21 issuers in total — a repeat sponsor. Their page lists every one.
Lindsey Schwartz is on 5 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as David Ferguson. Their page shows their other deals.
Listed on the same filings as David Ferguson. Their page shows their other deals.
Listed on the same filings as David Ferguson. Their page shows their other deals.
Listed on the same filings as David Ferguson. Their page shows their other deals.
Listed on the same filings as David Ferguson. Their page shows their other deals.
Lynn Baranski is on 7 issuers in total — a repeat sponsor. Their page lists every one.
Steve Baloff is on 5 issuers in total — a repeat sponsor. Their page lists every one.
Erik Straser is on 8 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as David Ferguson. Their page shows their other deals.
Listed on the same filings as David Ferguson. Their page shows their other deals.
Listed on the same filings as David Ferguson. Their page shows their other deals.
Listed on the same filings as David Ferguson. Their page shows their other deals.
Listed on the same filings as David Ferguson. Their page shows their other deals.
Listed on the same filings as David Ferguson. Their page shows their other deals.
Mark Gorenberg is on 12 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as David Ferguson. Their page shows their other deals.
Listed on the same filings as David Ferguson. Their page shows their other deals.
Listed on the same filings as David Ferguson. Their page shows their other deals.
Listed on the same filings as David Ferguson. Their page shows their other deals.
Listed on the same filings as David Ferguson. Their page shows their other deals.
Listed on the same filings as David Ferguson. Their page shows their other deals.
Listed on the same filings as David Ferguson. Their page shows their other deals.
One team, 7 deal companies. David Ferguson is listed on 7 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Ferguson.
One team, 2 deal companies. David Ferguson is listed on 2 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Ferguson.
One team, 54 deal companies. David Ferguson is listed on 1 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Ferguson.
A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.
Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).
None of the 15 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to David Ferguson by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 15 issuers this person is listed on — nothing matched.
Websites and social links of the issuers David Ferguson is listed on: none on file. No website or social profile named in DPN Parent LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #260,092 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓
One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.
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