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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:37 AM ET

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David Farrell

Named as an officer, director or promoter on SEC Form D filings · British Columbia, Canada (as filed: A1) · Apr 13, 2016 → Mar 7, 2025

3deals (issuers)
$5.04Mreported sold
39investors
20Form D filings
2016–2025years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:36 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David Farrell is listed as an executive officer and director on 20 SEC Form D filings by 3 issuers between Apr 2016 and Mar 2025: ELEVATION GOLD MINING Corp (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2016–2022; $1.97M reported sold to 24 investors), Hillcrest Energy Technologies Ltd. (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2021–2025; $1.87M reported sold to 7 investors) and Luminex Resources Corp. (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2019–2023; $1.2M reported sold to 8 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 9 years. Across those companies the filings report $5.04M sold in total.

Listed alongside Donald J. Currie (7 shared filings), Kylie J. Dickson (7 shared filings), Michael Krzus (7 shared filings), Robert Lambert (7 shared filings), Thomas G. Milne (7 shared filings) and 35 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

1 of the issuers belongs to the sponsor group Magma (4 issuers, $19.9M reported sold, 2009–2023).

What this means A sponsor group is one team that sets up a new company for each deal. Magma has 4 companies on file and $19.9M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 20 public filings for David Farrell and found 11 differences: David Farrell appears on 2 deals that stopped filing before reaching their target; 4 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David Farrell has not run yet — it is joining a line of 57,726 names; searches run around the clock at the hosts' allowed rate. Searched so far: 643 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:36 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Farrell..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:36 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for David Farrell (compared 20 filings on Oct 24, 2026)

Note · Apr 11, 2022 – Mar 6, 2023

David Farrell appears on 2 deals that stopped filing before reaching their target

Luminex Resources Corp. (last filing Mar 6, 2023; $1,202,836 sold of $7,564,675); ELEVATION GOLD MINING Corp (last filing Apr 11, 2022; $1,971,921 sold of $4,694,660). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Luminex Resources Corp. — PartnerFacts page ↗ELEVATION GOLD MINING Corp — PartnerFacts page ↗
Sources
Note · Feb 20, 2019 – Jun 13, 2024

4 Form Ds were filed more than 15 days after the first sale

Form D filed 21 days after the first sale — Hillcrest Energy Technologies Ltd. · Form D filed 18 days after the first sale — Luminex Resources Corp. · Form D filed 18 days after the first sale — ELEVATION GOLD MINING Corp · Form D filed 35 days after the first sale — ELEVATION GOLD MINING Corp

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Jun 13, 2024 ↗Hillcrest Energy Technologies Ltd. — PartnerFacts page ↗Form D · Mar 6, 2023 ↗Luminex Resources Corp. — PartnerFacts page ↗
Sources
Note · Mar 31, 2016 – Jun 13, 2024

11 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Hillcrest Energy Technologies Ltd. (latest filing Jun 13, 2024) · No amendment in the last 12 months on an offering that may still be open — Hillcrest Energy Technologies Ltd. (latest filing Oct 12, 2023) · No amendment in the last 12 months on an offering that may still be open — Luminex Resources Corp. (latest filing Mar 6, 2023) · No amendment in the last 12 months on an offering that may still be open — Luminex Resources Corp. (latest filing May 5, 2022) · No amendment in the last 12 months on an offering that may still be open — ELEVATION GOLD MINING Corp (latest filing Apr 11, 2022) · and 6 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Jun 13, 2024 ↗Hillcrest Energy Technologies Ltd. — PartnerFacts page ↗Form D · Oct 12, 2023 ↗Form D · Mar 6, 2023 ↗
Sources
Note · Apr 20, 2023 – Jul 18, 2023

David Farrell's role changed at Hillcrest Energy Technologies Ltd.: executive officer, director → director

The Apr 20, 2023 filing lists David Farrell as executive officer, director; the Jul 18, 2023 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Apr 20, 2023 ↗Form D · Jul 18, 2023 ↗David Farrell — PartnerFacts page ↗Hillcrest Energy Technologies Ltd. — PartnerFacts page ↗
Sources
Note · Jan 25, 2023 – Apr 20, 2023

David Farrell's role changed at Hillcrest Energy Technologies Ltd.: director → executive officer, director

The Jan 25, 2023 filing lists David Farrell as director; the Apr 20, 2023 Form D lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Jan 25, 2023 ↗Form D · Apr 20, 2023 ↗David Farrell — PartnerFacts page ↗Hillcrest Energy Technologies Ltd. — PartnerFacts page ↗
Sources
Note · Jul 25, 2019 – Mar 6, 2023

Reported revenue range changed between filings — Luminex Resources Corp.

"No Revenues" (Jul 25, 2019); then "Decline to Disclose" (May 5, 2022); then "No Revenues" (Mar 6, 2023).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Jul 25, 2019 ↗Form D · May 5, 2022 ↗Form D · Mar 6, 2023 ↗Luminex Resources Corp. — PartnerFacts page ↗
Sources
Note · Apr 13, 2016 – Nov 16, 2016

Reported revenue range changed between filings — ELEVATION GOLD MINING Corp

"No Revenues" (Apr 13, 2016); then "Decline to Disclose" (Nov 16, 2016).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Apr 13, 2016 ↗Form D · Nov 16, 2016 ↗ELEVATION GOLD MINING Corp — PartnerFacts page ↗
Sources
Note · Dec 11, 2025 – Aug 14, 2026

Same name, different state: "David J Farrell" (VT) is a separate record

This page covers filings where the address state is A1. A separate record, "David J Farrell" with address state VT, is listed on 2 filings — most recently by Farmer Companies, LLC (Aug 14, 2026). The two records do not overlap in time: this page runs Apr 13, 2016 to Mar 7, 2025; the other runs Dec 11, 2025 to Aug 14, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David J Farrell (VT) — PartnerFacts page ↗Form D · Aug 14, 2026 ↗Farmer Companies, LLC — PartnerFacts page ↗David Farrell (A1) — this page ↗
Sources
Note · Jul 13, 2021

Same name, different state: "DAVID H. FARRELL" (OR) is a separate record

This page covers filings where the address state is A1. A separate record, "DAVID H. FARRELL" with address state OR, is listed on 1 filing — most recently by GAMMA DIAGNOSTICS, INC. (Jul 13, 2021). Both records have filings in the same period (Jul 13, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

DAVID H. FARRELL (OR) — PartnerFacts page ↗Form D · Jul 13, 2021 ↗GAMMA DIAGNOSTICS, INC. — PartnerFacts page ↗David Farrell (A1) — this page ↗
Sources
Note · Dec 18, 2015 – Apr 5, 2021

Same name, different state: "David B. Farrell" (CT) is a separate record

This page covers filings where the address state is A1. A separate record, "David B. Farrell" with address state CT, is listed on 2 filings — most recently by SALISBURY BANCORP INC (Apr 5, 2021). Both records have filings in the same period (Apr 13, 2016 to Apr 5, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David B. Farrell (CT) — PartnerFacts page ↗Form D · Apr 5, 2021 ↗SALISBURY BANCORP INC — PartnerFacts page ↗David Farrell (A1) — this page ↗
Sources
Note · Dec 3, 2018

Same name, different state: "David Farrell" (AZ) is a separate record

This page covers filings where the address state is A1. A separate record, "David Farrell" with address state AZ, is listed on 1 filing — most recently by Helia Care, Inc. (Dec 3, 2018). Both records have filings in the same period (Dec 3, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Farrell (AZ) — PartnerFacts page ↗Form D · Dec 3, 2018 ↗Helia Care, Inc. — PartnerFacts page ↗David Farrell (A1) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

7 of 20 offerings report sales commissions totalling $409,720; 2 report finder's fees totalling $123,811; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 7, 2025 D
Hillcrest Energy Technologies Ltd.
File 021-540146
$0$0$0None listed on this filingEDGAR ↗
Jun 13, 2024 D
Hillcrest Energy Technologies Ltd.
File 021-515897
$0$0$0None listed on this filingEDGAR ↗
Oct 12, 2023 D
Hillcrest Energy Technologies Ltd.
File 021-494504
$0$0$0None listed on this filingEDGAR ↗
Jul 18, 2023 D
Hillcrest Energy Technologies Ltd.
File 021-487167
$0$0$0None listed on this filingEDGAR ↗
Apr 20, 2023 D
Hillcrest Energy Technologies Ltd.
File 021-479531
$0$0$0None listed on this filingEDGAR ↗
Mar 6, 2023 D
Luminex Resources Corp.
File 021-474901
$55,200$0$0
In the ordinary course of business, the issuer may use some of the proceeds of the offering to pay salaries to certain of its executive officers and directors.
Haywood Securities (USA) Inc. BrokerCheck CRD 42072 ↗EDGAR ↗
Jan 25, 2023 D
Hillcrest Energy Technologies Ltd.
File 021-471726
$0$0$0None listed on this filingEDGAR ↗
May 5, 2022 D
Luminex Resources Corp.
File 021-444690
$0$0$0
In the ordinary course of business, the issuer may use some of the proceeds of the offering to pay salaries to certain of its executive officers and directors.
None listed on this filingEDGAR ↗
Apr 11, 2022 D
ELEVATION GOLD MINING Corp
File 021-441350
$236,631$0$0Canaccord Genuity LLC BrokerCheck CRD 1020 ↗
via Canaccord Genuity Corp. (CRD 24790 ↗)
EDGAR ↗
Dec 20, 2021 D
Hillcrest Energy Technologies Ltd.
File 021-425841
$0$83,781$0Four Points Capital Partners LLC BrokerCheck CRD 43149 ↗EDGAR ↗
May 19, 2021 D
Luminex Resources Corp.
File 021-399930
$51,211 (est.)$0$0
In the ordinary course of business, the issuer may use some of the proceeds of the offering to pay salaries to certain of its executive officers and directors.
HAYWOOD SECURITIES (USA) INC. BrokerCheck CRD 42072 ↗
PI FINANCIAL (US) CORP. BrokerCheck CRD 127404 ↗		EDGAR ↗
Jul 8, 2020 D
Luminex Resources Corp.
File 021-370469
$56,885 (est.)$0$0
In the ordinary course of business, the issuer may use some of the proceeds of the offering to pay salaries to certain of its executive officers and directors.
HAYWOOD SECURITIES (USA) INC. BrokerCheck CRD 42072 ↗
RAYMOND JAMES (USA) LTD. BrokerCheck CRD 25853 ↗
CORMARK SECURITIES (USA) LIMITED BrokerCheck CRD 101000 ↗
PI FINANCIAL (US) CORP. BrokerCheck CRD 127404 ↗		EDGAR ↗
Dec 20, 2019 D
Luminex Resources Corp.
File 021-356176
$0$40,030 (est.)$0
In the ordinary course of business, the issuer may use some of the proceeds of the offering to pay salaries to certain of its executive officers and directors.
Haywood Securities (USA) Inc. BrokerCheck CRD 42072 ↗
via Haywood Securities Inc.
EDGAR ↗
Jul 25, 2019 D
Luminex Resources Corp.
File 021-345039
$0$0$0
In the ordinary course of business, the issuer may use some of the proceeds of the offering to pay salaries to certain of its executive officers and directors.
None listed on this filingEDGAR ↗
Mar 27, 2019 D
ELEVATION GOLD MINING Corp
File 021-335750
$4,511$0$0Carter, Terry & Company, Inc. BrokerCheck CRD 16365 ↗EDGAR ↗
May 11, 2018 D
ELEVATION GOLD MINING Corp
File 021-312216
$0$0$0None listed on this filingEDGAR ↗
Jul 28, 2017 D
ELEVATION GOLD MINING Corp
File 021-291754
$3,061$0$0None listed on this filingEDGAR ↗
Dec 9, 2016 D
ELEVATION GOLD MINING Corp
File 021-276028
$0$0$0None listed on this filingEDGAR ↗
Nov 16, 2016 D
ELEVATION GOLD MINING Corp
File 021-274649
$0$0$0None listed on this filingEDGAR ↗
Apr 13, 2016 D
ELEVATION GOLD MINING Corp
File 021-261211
$2,221$0$0Wolverton Securities (USA), Ltd. BrokerCheck CRD 41745 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named David Farrell on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

HE
Other

Hillcrest Energy Technologies Ltd.

Vancouver, British Columbia, Canada (as filed: A1) · Dec 20, 2021 → Mar 7, 2025 · 7 filings
  • Mar 7, 2025 · D · $8,465 sold of $8,465 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 13, 2024 · D · $127,732 sold of $346,702 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 12, 2023 · D · $349,248 sold of $785,808 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 18, 2023 · D · $6,090 sold of $6,090 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 20, 2023 · D · $341,182 sold of $341,182 · 2 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jan 25, 2023 · D · $545,104 sold of $545,104 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 20, 2021 · D · $0 sold of $1,054,584 · 1 investors · min. $10,000 · role: Director EDGAR ↗

Raised $1.87M from 7 investors (100% of the $8,465 target) as of the latest filing. David is listed as director, executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LR
Other · group: Magma

Luminex Resources Corp.

Vancouver, British Columbia, Canada (as filed: A1) · Jul 25, 2019 → Mar 6, 2023 · 6 filings
  • Mar 6, 2023 · D · $743,731 sold of $7,564,675 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 5, 2022 · D · $455,562 sold of $5,533,705 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 19, 2021 · D · $913,030 sold of $913,030 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 8, 2020 · D · $1,114,332 sold of $1,114,332 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 20, 2019 · D · $1,202,836 sold of $1,202,836 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 25, 2019 · D · $1,116,305 sold of $1,116,305 · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $1.2M from 8 investors (16% of the $7.56M target) as of the latest filing. David is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EG
Other

ELEVATION GOLD MINING Corp

Vancouver, British Columbia, Canada (as filed: A1) · Apr 13, 2016 → Apr 11, 2022 · 7 filings
  • Apr 11, 2022 · D · $1,971,921 sold of $4,694,660 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 27, 2019 · D · $298,779 sold of $781,161 · 24 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 11, 2018 · D · $546,006 sold of $903,010 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 28, 2017 · D · $63,250 sold of $118,594 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 9, 2016 · D · $48,128 sold of $126,335 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 16, 2016 · D · $5,980 sold of $5,980 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 13, 2016 · D · $37,011 sold of $94,841 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $1.97M from 24 investors (42% of the $4.69M target) as of the latest filing. David is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (4)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • David J Farrell — VT, 1 issuer, Dec 11, 2025 → Aug 14, 2026 · no shared issuer
  • David B. Farrell — CT, 1 issuer, Dec 18, 2015 → Apr 5, 2021 · no shared issuer
  • David Farrell — AZ, 1 issuer, Dec 3, 2018 → Dec 3, 2018 · no shared issuer
  • DAVID H. FARRELL — OR, 1 issuer, Jul 13, 2021 → Jul 13, 2021 · no shared issuer

People around David 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

Donald J. Currie

Executive Officer, Director · 7 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Farrell. Their page shows their other deals.

KD
No photo found yet (own website and image search run after this page is viewed)
Person

Kylie J. Dickson

Director · 7 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as David Farrell. Their page shows their other deals.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Krzus

Executive Officer, Director · 7 shared filings (1 issuer)

Listed on the same filings as David Farrell. Their page shows their other deals.

TM
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas G. Milne

Director · 7 shared filings (1 issuer)

Listed on the same filings as David Farrell. Their page shows their other deals.

RL
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Lambert

Director · 7 shared filings (1 issuer)

Listed on the same filings as David Farrell. Their page shows their other deals.

LB
No photo found yet (own website and image search run after this page is viewed)
Person

Lyle Braaten

Director, Executive Officer · 6 shared filings (1 issuer) · also on 4 other issuers

Lyle Braaten is on 5 issuers in total — a repeat sponsor. Their page lists every one.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Donald Shumka

Director · 6 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as David Farrell. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

James M. McDonald

Director · 6 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as David Farrell. Their page shows their other deals.

KB
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth Berry

Director, Executive Officer · 6 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Farrell. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Bardswich

Director · 6 shared filings (1 issuer)

Listed on the same filings as David Farrell. Their page shows their other deals.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Martin Rip

Executive Officer · 6 shared filings (1 issuer) · also on 4 other issuers

Martin Rip is on 5 issuers in total — a repeat sponsor. Their page lists every one.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Marshall Koval

Executive Officer, Director · 6 shared filings (1 issuer) · also on 4 other issuers

Marshall Koval is on 5 issuers in total — a repeat sponsor. Their page lists every one.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

John Wright

Director · 6 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Farrell. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Moskowitz

Director · 6 shared filings (1 issuer)

Listed on the same filings as David Farrell. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jamie Hogue

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as David Farrell. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

James Bolen

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as David Farrell. Their page shows their other deals.

GU
No photo found yet (own website and image search run after this page is viewed)
Person

Gordon D. Ulrich

Director · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Farrell. Their page shows their other deals.

CP
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Park

Executive Officer · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Farrell. Their page shows their other deals.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

Ari Berger

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as David Farrell. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

Diego Benalcazar

Executive Officer · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Farrell. Their page shows their other deals.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Haworth

Director · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as David Farrell. Their page shows their other deals.

SY
No photo found yet (own website and image search run after this page is viewed)
Person

Samuel Yik

Executive Officer · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Farrell. Their page shows their other deals.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Hicks

Executive Officer · 3 shared filings (1 issuer) · also on 4 other issuers

Scott Hicks is on 5 issuers in total — a repeat sponsor. Their page lists every one.

AC
No photo found yet (own website and image search run after this page is viewed)
Person

Andy Carstensen

Executive Officer · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Farrell. Their page shows their other deals.

JY
No photo found yet (own website and image search run after this page is viewed)
Person

John Youle

Executive Officer · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as David Farrell. Their page shows their other deals.

LH
No photo found yet (own website and image search run after this page is viewed)
Person

Leo Hathaway

Executive Officer · 2 shared filings (1 issuer) · also on 7 other issuers

Leo Hathaway is on 8 issuers in total — a repeat sponsor. Their page lists every one.

DG
No photo found yet (own website and image search run after this page is viewed)
Person

Daryn Gordon

Executive Officer · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as David Farrell. Their page shows their other deals.

GB
No photo found yet (own website and image search run after this page is viewed)
Person

Geoff Burns

Director · 2 shared filings (1 issuer)

Listed on the same filings as David Farrell. Their page shows their other deals.

RT
No photo found yet (own website and image search run after this page is viewed)
Person

Raymond Threlkeld

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as David Farrell. Their page shows their other deals.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

Douglas J. Hurst

Director · 1 shared filing (1 issuer) · also on 4 other issuers

Douglas J. Hurst is on 5 issuers in total — a repeat sponsor. Their page lists every one.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Marcel de Groot

Director · 1 shared filing (1 issuer) · also on 10 other issuers

Marcel de Groot is on 11 issuers in total — a repeat sponsor. Their page lists every one.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

J. Richard (Dick) H. Whittington

Director, Executive Officer · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as David Farrell. Their page shows their other deals.

MA
No photo found yet (own website and image search run after this page is viewed)
Person

Michael G. Allen

Executive Officer · 1 shared filing (1 issuer) · also on 4 other issuers

Michael G. Allen is on 5 issuers in total — a repeat sponsor. Their page lists every one.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Sawyer

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David Farrell. Their page shows their other deals.

HL
No photo found yet (own website and image search run after this page is viewed)
Person

Hathaway Leo

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Farrell. Their page shows their other deals.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Raj Clair

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Farrell. Their page shows their other deals.

WB
No photo found yet (own website and image search run after this page is viewed)
Person

Warwick Board

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Farrell. Their page shows their other deals.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Tim Swendseid

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Farrell. Their page shows their other deals.

PS
No photo found yet (own website and image search run after this page is viewed)
Person

Paulo Santos

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as David Farrell. Their page shows their other deals.

ED
No photo found yet (own website and image search run after this page is viewed)
Person

Ed J. Duda

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Farrell. Their page shows their other deals.

The team behind the deals

M
Sponsor group

Magma

4 issuers · 17 filings · $19.9M reported sold · 2009–2023

One team, 4 deal companies. David Farrell is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Farrell.

Same business address

11 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David Farrell by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David Farrell is listed on: none on file. No website or social profile named in Luminex Resources Corp.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #131,503 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Vancouver, A1). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

OpenCorporates ↗

Change history

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