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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 1:59 AM ET

Sponsor Check › Person

David A. Ellison

Related person on Form D filings · address state as listed: VA · listed Jun 15, 2009 → Feb 26, 2015

4issuers
12Form D filings
2009–2015years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:56 PM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:56 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

No SEC search has run yet for this person.

3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:56 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

0 of 9 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $250,000. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Aug 17, 2016 D
File 021-269129
$0$0$250,000 (est.)None listed on this filing
EDGAR ↗Feb 26, 2015 D
File 021-234817
$0$0$0None listed on this filing
EDGAR ↗Apr 23, 2014 D
File 021-216096
$0$0$0None listed on this filing
EDGAR ↗Oct 10, 2013 D
File 021-204367
$0$0$0None listed on this filing
EDGAR ↗May 7, 2013 D/A
File 021-192421
$0$0$0None listed on this filing
EDGAR ↗May 18, 2012 D/A
File 021-177878
$0$0$0None listed on this filing
EDGAR ↗Mar 17, 2011 D
File 021-156918
$0$0$0
Proceeds used for retirement of debt and working capital.
None listed on this filing
EDGAR ↗Jul 16, 2010 D
File 021-145113
$0$0$0None listed on this filing
EDGAR ↗Jun 15, 2009 D
File 021-131968
$0$0$0None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗SurfWatch Labs, Inc.
group: Redcloud
Executive Officer, DirectorAug 17, 2016D$4,619,980
similar: $1,100,015–$10,001,163
$3,978,34713
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗SurfWatch Labs, Inc.
group: Redcloud
Executive OfficerFeb 26, 2015D$5,200,011
similar: $1,100,015–$10,001,163
$5,200,01119
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗SurfWatch Labs, Inc.
group: Redcloud
Executive Officer, DirectorApr 23, 2014D$3,500,000
similar: $1,100,015–$10,001,163
$3,500,00010
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗TERRAGO TECHNOLOGIES INCDirectorOct 10, 2013D$995,000
similar: $1,100,015–$10,001,163
$995,00010
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗TERRAGO TECHNOLOGIES INCDirectorMay 7, 2013D/A$5,816,604$3,489,96220No minimum reported
EDGAR ↗TERRAGO TECHNOLOGIES INCDirectorFeb 26, 2013D$5,500,000$2,550,0006No minimum reported
EDGAR ↗RedCloud, Inc.
group: Redcloud
Executive Officer, DirectorMay 18, 2012D/A$3,500,000$3,500,00033No minimum reported
EDGAR ↗RedCloud, Inc.
group: Redcloud
Executive Officer, DirectorMay 8, 2012D$3,500,000$3,500,00033No minimum reported
EDGAR ↗RedCloud, Inc.
group: Redcloud
DirectorMar 17, 2011D$4,521,000$3,420,00017$10,000
EDGAR ↗Metron Holdings, Inc.Executive Officer, DirectorJul 16, 2010D$190,650$190,6501No minimum reported
EDGAR ↗Metron Holdings, Inc.Executive Officer, DirectorJun 15, 2009D$18,497,723$15,377,09430No minimum reported
EDGAR ↗Metron Holdings, Inc.Executive Officer, DirectorJun 15, 2009D$56,500$56,5007No minimum reported

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.

  • DAVID G. ELLISON — address state SC, 1 issuer, Jan 28, 2014 → Oct 8, 2019 · no shared issuer found
  • David Ellison — address state NY, 1 issuer, Nov 19, 2015 → Nov 19, 2015 · no shared issuer found
  • David Ellison — address state GA, 1 issuer, Mar 3, 2016 → Mar 3, 2016 · no shared issuer found
  • David Ellison — address state CA, 1 issuer, Oct 26, 2016 → Nov 23, 2016 · no shared issuer found
  • David Ellison — address state Ontario, Canada (as filed: A6), 1 issuer, May 26, 2026 → May 26, 2026 · no shared issuer found

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 22 names on the same filings (0 management entities, 22 people)

People and management entities the issuers listed as related persons on the same Form D filings as David A. Ellison. Source: the EDGAR rows in the table above.

  • Jonathan Perl — 12 shared filings (4 issuers) · role as listed: Director · also listed on 21 other issuers
  • John Young — 4 shared filings (2 issuers) · role as listed: Executive Officer
  • Donato J. Antonucci — 3 shared filings (1 issuer) · role as listed: Director
  • John W. Kies — 3 shared filings (1 issuer) · role as listed: Director
  • Richard Harris — 3 shared filings (1 issuer) · role as listed: Director · also listed on 5 other issuers
  • Joseph Del Guercio — 3 shared filings (1 issuer) · role as listed: Director · also listed on 5 other issuers
  • Mark Frantz — 3 shared filings (1 issuer) · role as listed: Director · also listed on 8 other issuers
  • Anne Miglarese — 3 shared filings (1 issuer) · role as listed: Director
  • Christopher Broderick — 3 shared filings (2 issuers) · roles as listed: Director, Executive Officer
  • Richard Cobb — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Chris Broderick — 2 shared filings (2 issuers) · role as listed: Director
  • W. Stewart Brooks — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • David G Basil — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • David Neely — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Jason Polancich — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Jane Garvey — 1 shared filing (1 issuer) · role as listed: Director
  • Terry Neely — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director
  • Ted Lepich — 1 shared filing (1 issuer) · role as listed: Director
  • Nelson Blitz — 1 shared filing (1 issuer) · role as listed: Executive Officer · also listed on 1 other issuer
  • David Stokely — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Joe Del Guercio — 1 shared filing (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • James Gaughan — 1 shared filing (1 issuer) · role as listed: Executive Officer

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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