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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:43 AM ET

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David Ellett

Named as an officer, director or promoter on SEC Form D filings · British Columbia, Canada (as filed: A1) · Dec 11, 2019 → Dec 1, 2023

2deals (issuers)
$303Kreported sold
8investors
7Form D filings
2019–2023years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:45 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David Ellett is listed as a director on 7 SEC Form D filings by 2 issuers between Dec 2019 and Dec 2023: Usha Resources Ltd. (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2019–2021; $292K reported sold to 6 investors) and Formation Metals, Inc. (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2023; $11K reported sold to 2 investors).

What this means 2 separate companies raised money with this person listed as director, over about 4 years. Across those companies the filings report $303K sold in total.

Listed alongside Deepak Varshney (7 shared filings), Khalid Naeem (7 shared filings), Navin Varshney (7 shared filings), Leif Smither (6 shared filings), Brian Moore (3 shared filings) and 1 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 14 court cases matching the name, 9 bankruptcy cases matching the name listed in Key records below.

What this means 23 records came back, including 3 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 7 public filings for David Ellett and found 10 differences, 2 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David Ellett has not run yet — it is joining a line of 26,463 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

14 cases: 3 open, 5 closed (disposition not in docket feed), 5 dismissed, 1 judgment

Ellett v. Davol, Inc. open
District Court, S.D. Ohio · No. 2:24-cv-01288 · Filed Mar 20, 2024
Role of Ellett: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 49 federal dockets); surname only in the caption; court in OH (not a filing state)
Ellett v. Davol, Inc. closed
District Court, D. Minnesota · No. 0:24-cv-00505 · Filed Feb 19, 2024 · Closed Mar 25, 2024
Role of Ellett: Plaintiff · Outcome: Terminated 2024-03-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 49 federal dockets); surname only in the caption; court in MN (not a filing state)
Ellett v. Syngenta Crop Protection, LLC closed
District Court, S.D. Illinois · No. 3:23-pq-03057 · Filed Sep 8, 2023 · Closed Sep 3, 2024
Role of Ellett: Plaintiff · Outcome: Terminated 2024-09-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 49 federal dockets); surname only in the caption; court in IL (not a filing state)
Ellett v. Syngenta Crop Protection, LLC open
District Court, S.D. Illinois · No. 3:22-pq-02424 · Filed Oct 18, 2022
Role of Ellett: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 49 federal dockets); surname only in the caption; court in IL (not a filing state)
ELLETT v. JOHNSON & JOHNSON, INC open
District Court, D. New Jersey · No. 3:21-cv-17259 · Filed Sep 21, 2021
Role of ELLETT: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 49 federal dockets); surname only in the caption; court in NJ (not a filing state)
Navico Inc v. Ellett Brothers LLC closed
District Court, D. South Carolina · No. 3:19-cv-01430 · Filed May 15, 2019 · Closed Aug 14, 2019 · Nature of suit: 190 Other contract actions
Role of Ellett Brothers LLC: Defendant · Outcome: Terminated 2019-08-14 — FJC Integrated Database disposition: Stayed pending bankruptcy Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 49 federal dockets); surname only in the caption; court in SC (not a filing state)
Heckler and Koch Inc v. Ellett Brothers LLC closed
District Court, D. South Carolina · No. 3:19-cv-01137 · Filed Apr 18, 2019 · Closed Jul 16, 2019 · Nature of suit: 190 Other contract actions · Cause: 28:1332 Diversity-Breach of Contract
Role of Ellett Brothers LLC: Defendant · Outcome: Terminated 2019-07-16 — FJC Integrated Database disposition: Stayed pending bankruptcy Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 49 federal dockets); surname only in the caption; court in SC (not a filing state)
ELLETT BROTHERS, LLC v. CAMFOUR, INC., ET AL dismissed
District Court, D. South Carolina · No. · Filed Nov 9, 2017 · Closed Feb 20, 2018 · Nature of suit: 890 Other statutory actions
Role of ELLETT BROTHERS, LLC: Plaintiff · Outcome: Terminated 2018-02-20 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 49 federal dockets); surname only in the caption; court in SC (not a filing state)
Ellett v. Grace Park Townhome Apartments, LLC dismissed
District Court, E.D. Louisiana · No. 2:16-cv-13455 · Filed Jul 29, 2016 · Closed Mar 6, 2017 · Nature of suit: 140 Negotiable instruments
Role of Ellett: Plaintiff · Outcome: Terminated 2017-03-06 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 49 federal dockets); surname only in the caption; court in LA (not a filing state)
ELLETT v. EAGLE ACCOUNTS GROUP, INC. dismissed
District Court, S.D. Indiana · No. 1:14-cv-00316 · Filed Mar 3, 2014 · Closed Jun 1, 2015 · Nature of suit: 480 Consumer credit
Role of ELLETT: Plaintiff · Outcome: Terminated 2015-06-01 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 49 federal dockets); surname only in the caption; court in IN (not a filing state)
ELLETT v. MIRAMED REVENUE GROUP, LLC dismissed
District Court, S.D. Indiana · No. 1:13-cv-01360 · Filed Aug 23, 2013 · Closed Oct 25, 2013 · Nature of suit: 480 Consumer Credit · Cause: 15:1692 Fair Debt Collection Act
Role of ELLETT: Plaintiff · Outcome: Terminated 2013-10-25 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 49 federal dockets); surname only in the caption; court in IN (not a filing state)
ELLETT v. GLA COLLECTION COMPANY, INC. dismissed
District Court, S.D. Indiana · No. 1:13-cv-00853 · Filed May 24, 2013 · Closed Oct 3, 2013 · Nature of suit: 480 Consumer credit
Role of ELLETT: Plaintiff · Outcome: Terminated 2013-10-03 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 49 federal dockets); surname only in the caption; court in IN (not a filing state)
Ellett v. Delta Health Group closed
District Court, N.D. Mississippi · No. 2:01-cv-00020 · Filed Jan 26, 2001 · Closed Sep 14, 2001 · Nature of suit: 190 Other contract actions
Role of Ellett: Plaintiff · Outcome: Terminated 2001-09-14 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 49 federal dockets); surname only in the caption; court in MS (not a filing state)
Airwest Intl Inc v. Ellett judgment
District Court, D. Hawaii · No. 1:90-cv-00734 · Filed Oct 18, 1990 · Closed Jul 16, 1996 · Nature of suit: 423 Bankruptcy withdrawal 28 USC 157
Role of Ellett: Defendant · Outcome: Terminated 1996-07-16 — FJC Integrated Database disposition: Other; judgment for defendant Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 49 federal dockets); surname only in the caption; court in HI (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:45 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Ellett..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

9 cases: 8 closed (disposition not in docket feed), 1 open

Ellett Brothers, LLC closed
United States Bankruptcy Court, D. Delaware · No. 19-11301 · Filed Jun 10, 2019 · Closed Mar 31, 2023
Role of Ellett Brothers, LLC: Debtor · Outcome: Case closed 2023-03-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 49 federal dockets); surname only in the caption; court in DE (not a filing state)
ASPC Corp. v. Ellett Brothers, LLC open
United States Bankruptcy Court, S.D. Ohio · No. 2:19-ap-02018 · Filed Feb 22, 2019 · Nature of suit: 14 Recovery of money/property - other; 02 Other (e.g. other actions that would have been brought in state court if unrelated to bankruptcy)
Role of Ellett Brothers, LLC: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 49 federal dockets); surname only in the caption; court in OH (not a filing state)
David J. Ellett closed
United States Bankruptcy Court, D. Massachusetts · No. 05-10140 · Filed Jan 7, 2005 · Closed May 2, 2005
Role of David J. Ellett: Debtor · Outcome: Case closed 2005-05-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 49 federal dockets); first name matches; 2 people with this name in Form D filings; court in MA (not a filing state)
Crestar Bank v. Ellett closed
United States Bankruptcy Court, W.D. Virginia · No. 99-00090 · Filed Aug 20, 1999 · Closed Nov 18, 1999
Role of Ellett: Defendant · Outcome: Case closed 1999-11-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 49 federal dockets); surname only in the caption; court in VA (not a filing state)
Coville v. Ellett Brothers Inc. closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 5:98-ap-00120 · Filed Jun 3, 1998 · Closed Nov 5, 1998
Role of Ellett Brothers Inc.: Defendant · Outcome: Case closed 1998-11-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 49 federal dockets); surname only in the caption; court in PA (not a filing state)
Ellett v. Twin County Service Company closed
United States Bankruptcy Court, S.D. Illinois · No. 97-04055 · Filed May 20, 1997 · Closed Aug 19, 1997
Role of Ellett: Plaintiff · Outcome: Case closed 1997-08-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 49 federal dockets); surname only in the caption; court in IL (not a filing state)
David Ellett Howard and Cynthia Louise Howard closed
United States Bankruptcy Court, E.D. Tennessee · No. 1:94-bk-13943 · Filed Nov 3, 1994 · Closed Oct 20, 1997
Role of David Ellett Howard and Cynthia Louise Howard: Debtor · Outcome: Case closed 1997-10-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 49 federal dockets); first name matches; 2 people with this name in Form D filings; court in TN (not a filing state)
Lansing Lane Associates, Inc. v. Ellett closed
United States Bankruptcy Court, N.D. New York · No. 92-91272 · Filed Dec 14, 1992 · Closed Nov 22, 1993
Role of Ellett: Defendant · Outcome: Case closed 1993-11-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 49 federal dockets); surname only in the caption; court in NY (not a filing state)
David Ellett Howard and Cynthia Louise Howard closed
United States Bankruptcy Court, E.D. Tennessee · No. 1:89-bk-11619 · Filed May 18, 1989 · Closed Dec 28, 1994
Role of David Ellett Howard and Cynthia Louise Howard: Debtor · Outcome: Case closed 1994-12-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 49 federal dockets); first name matches; 2 people with this name in Form D filings; court in TN (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:45 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

10 differences found between the filings for David Ellett — 2 worth asking about (compared 7 filings on Oct 24, 2026)

Worth asking · Nov 4, 2020 – Dec 11, 2020

Amount sold went down between filings — Usha Resources Ltd.

The Nov 4, 2020 filing says $292,003 sold; the Dec 11, 2020 Form D/A says $38,601 sold — $253,402 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Sources
Worth asking · Nov 4, 2020 – Dec 11, 2020

Investor count went down between filings — Usha Resources Ltd.

The Nov 4, 2020 filing reports 6 investors; the Dec 11, 2020 Form D/A reports 2 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Sources
Note · Dec 1, 2023

David Ellett appears on 1 deal that stopped filing before reaching its target

Formation Metals, Inc. (last filing Dec 1, 2023; $10,962 sold of $2,495,797). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Note · Nov 3, 2023 – Dec 1, 2023

Form D filed 28 days after the first sale — Formation Metals, Inc.

The filing says the first sale was Nov 3, 2023. The Form D was filed Dec 1, 2023 — 28 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 13 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Nov 3, 2023 – Dec 1, 2023

No amendment in the last 12 months on an offering that may still be open — Formation Metals, Inc. (latest filing Dec 1, 2023)

The latest filing for this offering is dated Dec 1, 2023 (first sale Nov 3, 2023). It reports $10,962 sold of $2,495,797 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Dec 17, 2021 – Dec 21, 2021

No amendment in the last 12 months on an offering that may still be open — Usha Resources Ltd. (latest filing Dec 21, 2021)

The latest filing for this offering is dated Dec 21, 2021 (first sale Dec 17, 2021). It reports $35,030 sold of $113,264 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Oct 21, 2020 – Dec 11, 2020

No amendment in the last 12 months on an offering that may still be open — Usha Resources Ltd. (latest filing Dec 11, 2020)

The latest filing for this offering is dated Dec 11, 2020 (first sale Oct 21, 2020). It reports $38,601 sold of $96,522 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Nov 4, 2020 – Dec 11, 2020

Offering amount lowered between filings — Usha Resources Ltd.

The Nov 4, 2020 filing says $528,152 offered; the Dec 11, 2020 Form D/A says $96,522.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Sources
Note · Dec 11, 2019 – Sep 4, 2020

Reported revenue range changed between filings — Usha Resources Ltd.

"Decline to Disclose" (Dec 11, 2019); then "No Revenues" (Sep 4, 2020).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Sources
Note · Mar 20, 2013 – Aug 17, 2015

Same name, different state: "David R. Ellett" (TN) is a separate record

This page covers filings where the address state is A1. A separate record, "David R. Ellett" with address state TN, is listed on 3 filings — most recently by RemitDATA, Inc. (Aug 17, 2015). The two records do not overlap in time: this page runs Dec 11, 2019 to Dec 1, 2023; the other runs Mar 20, 2013 to Aug 17, 2015.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 5 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 1, 2023 D
Formation Metals, Inc.
File 021-498608
$0$0$0
In the ordinary course of business, the Issuer may use some of the proceeds of the offering to pay salaries to certain of its executive officers and directors.
None listed on this filingEDGAR ↗
Dec 21, 2021 D
Usha Resources Ltd.
File 021-426046
$0$0$0None listed on this filingEDGAR ↗
Dec 11, 2020 D/A
Usha Resources Ltd.
File 021-379695
$0$0$0
In the ordinary course of business, the issuer may use some of the proceeds of the offering to pay salaries to certain of its executive officers and directors.
None listed on this filingEDGAR ↗
Sep 4, 2020 D
Usha Resources Ltd.
File 021-374910
$0$0$0
In the ordinary course of business, the issuer may use some of the proceeds of the offering to pay salaries to certain of its executive officers and directors.
None listed on this filingEDGAR ↗
Dec 11, 2019 D/A
Usha Resources Ltd.
File 021-355274
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named David Ellett on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other

Formation Metals, Inc.

Vancouver, British Columbia, Canada (as filed: A1) · Dec 1, 2023
  • Dec 1, 2023 · D · $10,962 sold of $2,495,797 · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $11K from 2 investors (0% of the $2.5M target) as of the latest filing. David is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

Usha Resources Ltd.

Vancouver, British Columbia, Canada (as filed: A1) · Dec 11, 2019 → Dec 21, 2021 · 6 filings
  • Dec 21, 2021 · D · $35,030 sold of $113,264 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 11, 2020 · D/A · $38,601 sold of $96,522 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 4, 2020 · D · $292,003 sold of $528,152 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 4, 2020 · D · $144,432 sold of $144,432 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 11, 2019 · D/A · $3,583 sold of $3,583 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 11, 2019 · D · $3,583 sold of $3,583 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $292K from 6 investors (100% of the $113K target) as of the latest filing. David is listed as director on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • David R. Ellett — TN, 1 issuer, Mar 20, 2013 → Aug 17, 2015 · no shared issuer

People around David 6

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

DV
No photo found yet (own website and image search run after this page is viewed)
Person

Deepak Varshney

Executive Officer, Director · 7 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as David Ellett. Their page shows their other deals.

KN
No photo found yet (own website and image search run after this page is viewed)
Person

Khalid Naeem

Executive Officer · 7 shared filings (2 issuers)

Listed on the same filings as David Ellett. Their page shows their other deals.

NV
No photo found yet (own website and image search run after this page is viewed)
Person

Navin Varshney

Director · 7 shared filings (2 issuers)

Listed on the same filings as David Ellett. Their page shows their other deals.

LS
No photo found yet (own website and image search run after this page is viewed)
Person

Leif Smither

Director · 6 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Ellett. Their page shows their other deals.

BM
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Moore

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Ellett. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Adrian Smith

Director · 1 shared filing (1 issuer) · also on 4 other issuers

Adrian Smith is on 5 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

Same business address

12 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David Ellett by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David Ellett is listed on: none on file. No website or social profile named in Formation Metals, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #111,404 of 374,652 in line (1,311 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Vancouver, A1). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Business registries

Change history

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