David E. Nelson is listed as an executive officer and promoter on 14 SEC Form D filings by 10 issuers between Nov 2008 and Jan 2013. Largest by amount reported sold: Nelson Energy Partners 2011-A, L.P. (Lake Stevens, WA — oil and gas — 2011–2012; $1.6M reported sold to 21 investors), Nelson Energy Partners 2012-A, L.P. (Lake Stevens, WA — oil and gas — 2012–2013; $1.51M reported sold to 14 investors), Nelson Energy Partners 2011-B, L.P. (Lake Stevens, WA — oil and gas — 2011–2012; $925K reported sold to 13 investors), Nelson Energy Partners 2012-B, L.P. (Lake Stevens, WA — oil and gas — 2012–2013; $915K reported sold to 12 investors), Nelson Energy Partners 2010-B, L.P. (Lake Stevens, WA — oil and gas — 2010) and 5 more (all listed below).
What this means That is a lot of deals — 10 separate companies raised money with this person listed as executive officer and promoter, over about 5 years. Across those companies the filings report $4.95M sold in total.
No other person or management entity is listed on the same filings.
What this means The filings name this person alone — no co-officers, directors or promoters were listed.
All 10 issuers belong to the sponsor group Nelson Energy (10 issuers, $4.95M reported sold, 2008–2013).
What this means A sponsor group is one team that sets up a new company for each deal. Nelson Energy has 10 companies on file and $4.95M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 7 bankruptcy cases matching the name listed in Key records below.
What this means 7 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 14 public filings for David E. Nelson and found 8 differences, 2 worth asking the sponsor about: David E. Nelson appears on 10 deals that stopped filing before reaching their target; 4 paid sellers are listed without a CRD number; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.