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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:53 AM ET

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David E. Kass

Named as an officer, director or promoter on SEC Form D filings · OH · Mar 17, 2016 → Jan 10, 2025

8deals (issuers)
$31Mreported sold
212investors
10Form D filings
2016–2025years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:23 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David E. Kass is listed as an executive officer and director on 10 SEC Form D filings by 8 issuers between Jun 2011 and Jan 2025. Largest by amount reported sold: UPH Holdings, LLC (Columbus, OH — commercial — 2016; $7.02M reported sold to 93 investors), Continental Retail Holdings I, LLC (Columbus, OH — commercial — 2011; $5.4M reported sold to 14 investors), Gryphon Charleston Investments, LLC (Columbus, OH — commercial — 2021; $4M reported sold to 6 investors), Continental Hotel One, LLC (Columbus, OH — commercial — 2012; $4M reported sold to 47 investors), CHG Mt. Lebanon Holdings, LLC (Columbus, OH — commercial — 2021; $3.56M reported sold to 21 investors) and 3 more (all listed below).

What this means A repeat sponsor — 8 separate companies raised money with this person listed as executive officer and director, over about 14 years. Across those companies the filings report $31M sold in total.

Listed alongside Mark G. Laport (3 shared filings), Richard L. Branca (3 shared filings), E CHG Alexandria Partners, LLC (1 shared filing, management entity), E CHG Charleston Partners, LLC (1 shared filing, management entity), E CHG Neptune Partners, LLC (1 shared filing, management entity) and 3 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

6 of the issuers belong to the sponsor group Concord (45 issuers, $154.7M reported sold, 2009–2025).

What this means A sponsor group is one team that sets up a new company for each deal. Concord has 45 companies on file and $154.7M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 1 SEC release, 4 bankruptcy cases matching the name listed in Key records below.

What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 10 public filings for David E. Kass and found 9 differences, 1 worth asking the sponsor about: Amount sold went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David E. Kass has not run yet — it is #34,121 of 62,924 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 744 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

HERFF JONES, INC. v. KASS, DAVID dismissed
District Court, S.D. Indiana · No. 1:91-cv-01262 · Filed Nov 8, 1991 · Closed Mar 4, 1993 · Nature of suit: 190 Other contract actions
Role of KASS, DAVID: Defendant · Outcome: Terminated 1993-03-04 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same full name (a name found in 6 federal dockets); 2 people with this name in Form D filings; court in IN (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:23 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release

Delaney Equity Group LLC Delaney, David C. Kass, Ian C. Administrative proceeding
SEC · Aug 29, 2018 · Parties as named in the release: Delaney Equity Group LLC Delaney, David C. Kass, Ian C. Read the release ↗
same full name in the release title; 2 people with this name in Form D filings; the person's filing state is not named; middle initial differs
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David E. Kass..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

4 cases: 4 closed (disposition not in docket feed)

David M. Kass closed
United States Bankruptcy Court, D. Nebraska · No. 12-81896 · Filed Aug 24, 2012 · Closed Dec 10, 2012
Role of David M. Kass: Debtor · Outcome: Case closed 2012-12-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 6 federal dockets); 2 people with this name in Form D filings; middle initial differs
David M Kass closed
United States Bankruptcy Court, C.D. California · No. 2:12-bk-25779 · Filed May 4, 2012 · Closed Aug 17, 2012
Role of David M Kass: Debtor · Outcome: Case closed 2012-08-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 6 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state); middle initial differs
David R Kass closed
United States Bankruptcy Court, W.D. Texas · No. 00-53627 · Filed Sep 18, 2000 · Closed Dec 20, 2000
Role of David R Kass: Debtor · Outcome: Case closed 2000-12-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 6 federal dockets); 2 people with this name in Form D filings; court in TX (not a filing state); middle initial differs
David Kass closed
United States Bankruptcy Court, C.D. California · No. 1:91-bk-81658 · Filed Jul 2, 1991 · Closed Dec 3, 1991
Role of David Kass: Debtor · Outcome: Case closed 1991-12-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 6 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:23 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

9 differences found between the filings for David E. Kass — 1 worth asking about (compared 10 filings on Oct 24, 2026)

Worth asking · Mar 17, 2016

Amount sold went down between filings — UPH Holdings, LLC

The Mar 17, 2016 filing says $7,020,000 sold; the Mar 17, 2016 Form D/A says $7,002,000 sold — $18,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Mar 17, 2016 ↗Form D/A (later) · Mar 17, 2016 ↗UPH Holdings, LLC — PartnerFacts page ↗
Sources
Note · May 10, 2016

18% of the money raised went to insiders — UPH Holdings, LLC

The May 10, 2016 Form D/A reports $7,002,000 sold and $1,242,000 of the proceeds used for payments to officers, directors or promoters. Issuer's note: "Approximately $1,242,000 of proceeds were distributed by Issuer to members of the Issuer, as a return of a portion of such members' invested capital in Issuer. Persons identified in Item 3 are part o".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D/A · May 10, 2016 ↗UPH Holdings, LLC — PartnerFacts page ↗
Sources
Note · Mar 17, 2016

18% of the money raised went to insiders — UPH Holdings, LLC

The Mar 17, 2016 Form D/A reports $7,002,000 sold and $1,242,000 of the proceeds used for payments to officers, directors or promoters. Issuer's note: "Approximately $1,242,000 of proceeds were distributed by Issuer to members of the Issuer, as a return of a portion of such members' invested capital in Issuer. Persons identified in Item 3 are part o".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D/A · Mar 17, 2016 ↗UPH Holdings, LLC — PartnerFacts page ↗
Sources
Note · Mar 17, 2016

18% of the money raised went to insiders — UPH Holdings, LLC

The Mar 17, 2016 Form D reports $7,020,000 sold and $1,242,000 of the proceeds used for payments to officers, directors or promoters. Issuer's note: "Approximately $1,242,000 of proceeds were distributed by Issuer to members of the Issuer, as a return of a portion of such members' invested capital in Issuer. Persons identified in Item 3 are part o".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Mar 17, 2016 ↗UPH Holdings, LLC — PartnerFacts page ↗
Sources
Note · Dec 20, 2024 – Jan 10, 2025

Form D filed 21 days after the first sale — Gryphon CHG Fund Investments, LLC

The filing says the first sale was Dec 20, 2024. The Form D was filed Jan 10, 2025 — 21 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 6 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jan 10, 2025 ↗Gryphon CHG Fund Investments, LLC — PartnerFacts page ↗
Sources
Note · May 19, 2011 – Jun 3, 2011

No amendment in the last 12 months on an offering that may still be open — Continental Retail Holdings I, LLC (latest filing Jun 3, 2011)

The latest filing for this offering is dated Jun 3, 2011 (first sale May 19, 2011). It reports $5,400,000 sold of $5,600,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jun 3, 2011 ↗Continental Retail Holdings I, LLC — PartnerFacts page ↗
Sources
Note · Mar 17, 2016

Offering amount lowered between filings — UPH Holdings, LLC

The Mar 17, 2016 filing says $7,020,000 offered; the Mar 17, 2016 Form D/A says $7,002,000.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Form D (earlier) · Mar 17, 2016 ↗Form D/A (later) · Mar 17, 2016 ↗UPH Holdings, LLC — PartnerFacts page ↗
Sources
Note · Jun 3, 2011 – Mar 17, 2016

David E. Kass is written 2 different ways on the filings

listed as "David Kass" on 3 filings (from Jun 3, 2011), and "David E. Kass" on 7 filings (from Mar 17, 2016).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jun 3, 2011 ↗Form D/A · Mar 17, 2016 ↗David E. Kass — PartnerFacts page ↗
Sources
Note · Sep 4, 2018 – Jan 22, 2020

Same name, different state: "David Kass" (CA) is a separate record

This page covers filings where the address state is OH. A separate record, "David Kass" with address state CA, is listed on 2 filings — most recently by Da Vinci Purchaser Holdings LP (Jan 22, 2020). Both records have filings in the same period (Sep 4, 2018 to Jan 22, 2020).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Kass (CA) — PartnerFacts page ↗Form D · Jan 22, 2020 ↗Da Vinci Purchaser Holdings LP — PartnerFacts page ↗David E. Kass (OH) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 8 offerings report sales commissions totalling $427,800; 0 report finder's fees; 1 reports proceeds to related persons totalling $1,242,000.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 10, 2025 D
Gryphon CHG Fund Investments, LLC
File 021-534809
$0$0$0None listed on this filingEDGAR ↗
Oct 14, 2021 D
Gryphon Charleston Investments, LLC
File 021-416997
$0$0$0None listed on this filingEDGAR ↗
Oct 13, 2021 D
Gryphon Neptune Investments, LLC
File 021-416776
$0$0$0None listed on this filingEDGAR ↗
May 6, 2021 D
CHG Mt. Lebanon Holdings, LLC
File 021-398444
$0$0$0None listed on this filingEDGAR ↗
May 10, 2016 D/A
UPH Holdings, LLC
File 021-259469
$280,800$0$1,242,000
Approximately $1,242,000 of proceeds were distributed by Issuer to members of the Issuer, as a return of a portion of such members' invested capital in Issuer. Persons identified in Item 3 are part owners of such members.
Houlihan Capital, LLC BrokerCheck CRD 156028 ↗
FundAmerica Securities BrokerCheck CRD 156214 ↗		EDGAR ↗
Sep 28, 2012 D
Continental Hotel One, LLC
File 021-184771
$147,000$0$0Houlihan Capital BrokerCheck CRD 156028 ↗
via Thomas Heilman II (CRD 1445421 ↗)
EDGAR ↗
Sep 26, 2011 D
Waterfront Hotel Lender, LLC
File 021-166367
$0$0$0None listed on this filingEDGAR ↗
Jun 3, 2011 D
Continental Retail Holdings I, LLC
File 021-160725
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 8

Every issuer that named David E. Kass on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

GC
Commercial · group: Concord

Gryphon CHG Fund Investments, LLC

Columbus, OH · Jan 10, 2025
  • Jan 10, 2025 · D · $3,000,000 sold of $3,000,000 · 2 investors · min. $100,000 · role: Director (Manager of the Issuer's Manager) EDGAR ↗

Raised $3M from 2 investors (100% of the $3M target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GC
Commercial · group: Concord

Gryphon Charleston Investments, LLC

Columbus, OH · Oct 14, 2021
  • Oct 14, 2021 · D · $4,000,000 sold of $4,000,000 · 6 investors · min. $50,000 · role: Director (Manager of Issuer's Manager) EDGAR ↗

Raised $4M from 6 investors (100% of the $4M target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GN
Commercial · group: Concord

Gryphon Neptune Investments, LLC

Columbus, OH · Oct 13, 2021
  • Oct 13, 2021 · D · $2,000,000 sold of $2,000,000 · 6 investors · min. $50,000 · role: Director (Manager of Issuer's Manager) EDGAR ↗

Raised $2M from 6 investors (100% of the $2M target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CM
Commercial · group: Concord

CHG Mt. Lebanon Holdings, LLC

Columbus, OH · May 6, 2021
  • May 6, 2021 · D · $3,562,500 sold of $3,562,500 · 21 investors · min. $50,000 · role: Director (Manager of Issuer's Manager) EDGAR ↗

Raised $3.56M from 21 investors (100% of the $3.56M target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UH
Commercial · group: Concord

UPH Holdings, LLC

Columbus, OH · Mar 17, 2016 → May 10, 2016 · 3 filings
  • May 10, 2016 · D/A · $7,002,000 sold of $7,002,000 · 93 investors · min. $25,000 · role: Director (Identified persons exercise control of the Manager of the Issuer.) EDGAR ↗
  • Mar 17, 2016 · D/A · $7,002,000 sold of $7,002,000 · 93 investors · min. $25,000 · role: Director (Identified persons exercise control of the Manager of the Issuer.) EDGAR ↗
  • Mar 17, 2016 · D · $7,020,000 sold of $7,020,000 · 93 investors · min. $25,000 · role: Director (Identified persons exercise control of the Manager of the Issuer.) EDGAR ↗

Raised $7.02M from 93 investors (100% of the $7M target) as of the latest filing. David is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CH
Commercial · group: Concord

Continental Hotel One, LLC

Columbus, OH · Sep 28, 2012
  • Sep 28, 2012 · D · $4,000,000 sold of $4,000,000 · 47 investors · min. $25,000 · role: Executive Officer EDGAR ↗

Raised $4M from 47 investors (100% of the $4M target) as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

WH
Commercial

Waterfront Hotel Lender, LLC

Columbus, OH · Sep 26, 2011
  • Sep 26, 2011 · D · $2,000,000 sold of $2,000,000 · 23 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗

Raised $2M from 23 investors (100% of the $2M target) as of the latest filing. David is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CR
Commercial

Continental Retail Holdings I, LLC

Columbus, OH · Jun 3, 2011
  • Jun 3, 2011 · D · $5,400,000 sold of $5,600,000 · 14 investors · min. $50,000 · role: Executive Officer, Director EDGAR ↗

Raised $5.4M from 14 investors (96% of the $5.6M target) as of the latest filing. David is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • David Kass — CA, 2 issuers, Sep 4, 2018 → Jan 22, 2020 · no shared issuer

People around David 8

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

EC
Management entity

E CHG Charleston Partners, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as David E. Kass. Their page shows their other deals.

EC
Management entity

E CHG Neptune Partners, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as David E. Kass. Their page shows their other deals.

EC
Management entity

E CHG Alexandria Partners, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as David E. Kass. Their page shows their other deals.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Mark G. Laport

Director · 3 shared filings (1 issuer) · also on 40 other issuers

Mark G. Laport is on 41 issuers in total — a repeat sponsor. Their page lists every one.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Richard L. Branca

Director · 3 shared filings (1 issuer) · also on 34 other issuers

Richard L. Branca is on 35 issuers in total — a repeat sponsor. Their page lists every one.

TD
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas R. Davis

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David E. Kass. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan E. Kass

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David E. Kass. Their page shows their other deals.

The team behind the deals

C
Sponsor group

Concord

45 issuers · 48 filings · $154.7M reported sold · 2009–2025

One team, 45 deal companies. David E. Kass is listed on 6 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David E. Kass.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 8 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David E. Kass by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 8 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David E. Kass is listed on: none on file. No website or social profile named in UPH Holdings, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #287,487 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Columbus, OH). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Franklin County OH Clerk of Courts ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Ohio Secretary of State business search ↗OpenCorporates ↗

Change history

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