David Dean is listed as an executive officer on 2 SEC Form D filings by 1 issuer between Sep 2016 and Jan 2017: Trident Exploration Corp. (Calgary, Alberta, Canada (as filed: A0) — oil and gas — 2016–2017; $3.55M reported sold to 4 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Alan G. Withey (2 shared filings), Dan Scarth (2 shared filings), Daryl Gilbert (2 shared filings), Jason Baird (2 shared filings), Trident Resources Corp. (2 shared filings, management entity) and 10 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for David Dean and found 5 differences: Form D filed 19 days after the first sale; Same name, different state: "David Dean" (MI) is a separate record; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.