Sponsor Check › Person
Related person on Form D filings · address states/countries as listed: Cayman Islands (as filed: E9), CT · listed Mar 16, 2009 → Jun 12, 2026
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
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None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
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No SEC search has run yet for this person.
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Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
6 of 34 offerings report sales commissions totalling $31,020,343; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Jun 12, 2026 D/A File 021-247413 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 12, 2026 D/A File 021-315023 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees | Erigo Capital Partners LLC no CRD number reported via Finalis Securities LLC (CRD 000305908 ↗) Kinsale Capital Advisors LLC no CRD number reported via Profor Advisors (CRD 000136084 ↗) |
| EDGAR ↗ | Jan 8, 2026 D/A File 021-127002 | $28,877,120 (est.) | $0 | $0 | Mariner Group Capital Markets, LLC BrokerCheck CRD 25878 ↗ J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ Profor Advisors BrokerCheck CRD 136084 ↗ Citi Private Alternatives, LLC BrokerCheck CRD 153777 ↗ Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗ Vigilant Distributors, LLC BrokerCheck CRD 285573 ↗ |
| EDGAR ↗ | Jun 14, 2024 D/A File 021-210303 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 15, 2022 D/A File 021-329202 | $0 | $0 | $0 (est.) The Investment Manager, Growthline Capital Management LLC, receives a monthly management fee calculated as a percentage of the Issuer's net asset value. | FAR HILLS GROUP, LLC BrokerCheck CRD 32243 ↗ |
| EDGAR ↗ | May 14, 2020 D File 021-366959 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 26, 2019 D/A File 021-130828 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 24, 2017 D/A File 021-126058 | $2,086,498 (est.) | $0 | $0 | Barclays Capital Inc. BrokerCheck CRD 19714 ↗ Anchor Asset Management LLC BrokerCheck CRD 128344 ↗ |
| EDGAR ↗ | Mar 24, 2017 D/A File 021-151715 | $7,800 (est.) | $0 | $0 | Anchor Asset Management, LLC BrokerCheck CRD 128344 ↗ |
| EDGAR ↗ | Feb 13, 2017 D/A File 021-203530 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 21, 2016 D File 021-274870 | $0 | $0 | $0 | Mariner Group Capital Markets, Inc. BrokerCheck CRD 25878 ↗ |
| EDGAR ↗ | Aug 11, 2016 D/A File 021-208749 | $33,490 (est.) | $0 | $0 | Mariner Group Capital Markets, Inc. BrokerCheck CRD 25878 ↗ |
| EDGAR ↗ | May 5, 2015 D/A File 021-216807 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Feb 12, 2015 D/A File 021-130826 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 10, 2014 D/A File 021-199403 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 12, 2013 D/A File 021-131872 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Apr 4, 2013 D/A File 021-130291 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 14, 2011 D/A File 021-150364 | $0 | $0 | $0 (est.) The Fund's Investment Manager is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Nov 14, 2011 D File 021-168631 | $0 | $0 | $0 (est.) The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Nov 14, 2011 D File 021-168635 | $0 | $0 | $0 (est.) The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Oct 3, 2011 D/A File 021-156323 | $0 | $0 | $0 (est.) The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Sep 12, 2011 D/A File 021-143501 | $0 | $0 | $0 (est.) The Investment Manager of the Issuer is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Aug 9, 2011 D/A File 021-124689 | $0 | $0 | $0 (est.) The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Jul 11, 2011 D/A File 021-124473 | $0 | $0 | $0 (est.) The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Jun 13, 2011 D/A File 021-123876 | $0 | $0 | $0 (est.) The Fund's Investment Manager is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | May 12, 2011 D/A File 021-159411 | $0 | $0 | $0 (est.) The Fund's Investment Manager is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Mar 15, 2011 D/A File 021-76642 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 15, 2011 D/A File 021-118732 | $11,759 (est.) | $0 | $0 | Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Mar 15, 2011 D/A File 021-119134 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 15, 2011 D/A File 021-119382 | $3,676 (est.) | $0 | $0 | Deutchse Bank Securities Inc. BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Mar 11, 2011 D/A File 021-59259 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 19, 2010 D/A File 021-123875 | $0 | $0 | $0 (est.) The Investment Manager of the Fund is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing |
| EDGAR ↗ | Mar 16, 2009 D/A File 021-82050 | $0 | $0 | $0 | Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ Deutsche Bank Trust Company Americas no CRD number reported |
| EDGAR ↗ | Mar 16, 2009 D/A File 021-119119 | $0 | $0 | $0 | Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ Deustche Bank Trust Company Americas no CRD number reported |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Shrewsbury River Capital CMBS Event-Driven Fund Ltd group: Shrewsbury River | Director | Jun 12, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $75,552,090 | 17 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Elan Feeder Fund Ltd. group: Elan | Director | Jun 12, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,055,598,491 | 47 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MARINER ATLANTIC MULTI-STRATEGY FUND, LTD group: Mariner | Director | Jan 8, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $4,986,007,959 | 1066 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Shrewsbury River Capital CMBS Event-Driven Fund Ltd group: Shrewsbury River | Director | Jun 13, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $75,452,090 | 18 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Elan Feeder Fund Ltd. group: Elan | Director | Jun 12, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,049,278,491 | 47 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MARINER ATLANTIC MULTI-STRATEGY FUND, LTD group: Mariner | Director | Jan 8, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $4,621,608,141 | 1046 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Shrewsbury River Capital CMBS Event-Driven Fund Ltd group: Shrewsbury River | Director | Jun 14, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $75,352,090 | 18 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Elan Feeder Fund L.P. group: Elan | Director Director of the General Partner | Jun 14, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $686,394,972 | 34 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Elan Feeder Fund Ltd. group: Elan | Director | Jun 14, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,466,159,504 | 44 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MARINER ATLANTIC MULTI-STRATEGY FUND, LTD group: Mariner | Director | Jan 4, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $4,343,669,890 | 1009 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Elan Feeder Fund Ltd. group: Elan | Director | Jun 15, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,272,688,543 | 26 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Elan Feeder Fund L.P. group: Elan | Director Director of the General Partner | Jun 15, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $626,594,973 | 30 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Shrewsbury River Capital CMBS Event-Driven Fund Ltd group: Shrewsbury River | Director | Jun 14, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $64,852,090 | 17 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MARINER ATLANTIC MULTI-STRATEGY FUND, LTD group: Mariner | Director | Jan 4, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,991,415,005 | 954 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Growthline Capital Partners LP | Executive Officer Mr. Walker is a Managing Member of Growthline Capital LLC, the General Partner of the Issuer, and of Growthline Capital Management LLC, the Investment Manager of the Issuer. | Dec 15, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $15,370,000 | 22 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Elan Feeder Fund L.P. group: Elan | Director Director of the General Partner | Jun 15, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $539,244,973 | 21 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Elan Feeder Fund Ltd. group: Elan | Director | Jun 15, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $481,359,237 | 11 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Shrewsbury River Capital CMBS Event-Driven Fund Ltd group: Shrewsbury River | Director | Jun 14, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $64,762,090 | 17 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MARINER ATLANTIC MULTI-STRATEGY FUND, LTD group: Mariner | Director | Jan 3, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,576,831,281 | 863 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Growthline Capital Partners LP | Executive Officer Mr. Walker is a Managing Member of Growthline Capital LLC, the General Partner of the Issuer, and of Growthline Capital Management LLC, the Investment Manager of the Issuer. | Dec 15, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $15,220,000 | 18 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Shrewsbury River Capital CMBS Event-Driven Fund Ltd group: Shrewsbury River | Director | Jun 21, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $60,919,446 | 14 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Elan Feeder Fund L.P. group: Elan | Director Director of the General Partner | Jun 15, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $48,814,760 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Elan Feeder Fund Ltd. group: Elan | Director | Jun 15, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $442,037,108 | 7 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MARINER ATLANTIC MULTI-STRATEGY FUND, LTD group: Mariner | Director | Jan 4, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,151,186,407 | 741 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Growthline Capital Partners LP | Executive Officer Mr. Walker is a Managing Member of Growthline Capital LLC, the General Partner of the Issuer, and of Growthline Capital Management LLC, the Investment Manager of the Issuer. | Dec 15, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $11,169,096 | 10 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MARINER ATLANTIC MULTI-STRATEGY FUND, LTD group: Mariner | Director | Jul 22, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,983,583,560 | 716 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Shrewsbury River Capital CMBS Event-Driven Fund Ltd group: Shrewsbury River | Director | Jun 18, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $33,719,446 | 12 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Elan Feeder Fund Ltd. group: Elan | Director | Jun 15, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $367,198,253 | 7 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Elan Feeder Fund L.P. group: Elan | Director Director of the General Partner | Jun 15, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $149,747,783 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Black Coffee Capital Offshore Fund, Ltd. group: Black Coffee | Director | May 14, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Growthline Capital Partners LP | Executive Officer Mr. Walker is a Managing Member of Growthline Capital LLC, the General Partner of the Issuer, and of Growthline Capital Management LLC, the Investment Manager of the Issuer. | Dec 30, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $9,305,000 | 8 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MARINER ATLANTIC MULTI-STRATEGY FUND, LTD group: Mariner | Director | Jul 25, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,832,224,687 | 680 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Shrewsbury River Capital CMBS Event-Driven Fund Ltd group: Shrewsbury River | Director | Jun 20, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,969,024 | 9 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Elan Feeder Fund L.P. group: Elan | Director Director of the General Partner | Jun 14, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $100,016,776 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Elan Feeder Fund Ltd. group: Elan | Director | Jun 14, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $288,733,584 | 5 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | FORCE CAPITAL II LTD group: Force | Director | Mar 26, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $446,000,000 | 55 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Growthline Capital Partners LP | Executive Officer, Promoter Mr. Walker is a Managing Member of Growthline Capital LLC, the General Partner of the Issuer, and of Growthline Capital Management LLC, the Investment Manager of the Issuer. | Dec 28, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MARINER ATLANTIC MULTI-STRATEGY FUND, LTD group: Mariner | Director | Jul 27, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,719,662,287 | 604 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Shrewsbury River Capital CMBS Event-Driven Fund Ltd group: Shrewsbury River | Director | Jun 20, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $2,760,456 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Elan Feeder Fund L.P. group: Elan | Director Director of the General Partner | Jun 14, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $22,875,793 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Elan Feeder Fund Ltd. group: Elan | Director | Jun 14, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $191,111,040 | 6 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | FORCE CAPITAL II LTD group: Force | Director | Mar 27, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $446,000,000 | 55 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MARINER ATLANTIC MULTI-STRATEGY FUND, LTD group: Mariner | Director | Aug 7, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,662,332,287 | 552 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Prologue Delaware Feeder Fund, L.P. group: Prologue | Director Director of the General Partner of the Issuer. | Mar 24, 2017 | D/A | $563,425,708 similar: $155,000–$5,250,000 | $563,425,708 | 148 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Prologue Feeder Fund Ltd. group: Prologue | Director | Mar 24, 2017 | D/A | $276,720,000 similar: $155,000–$5,250,000 | $276,720,000 | 11 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | FORCE CAPITAL II LTD group: Force | Director | Feb 13, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $446,000,000 | 55 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Force Select LTD group: Force | Director | Feb 13, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,000,000 | 3 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MARINER ATLANTIC MULTI-STRATEGY FUND, LTD group: Mariner | Director | Nov 21, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MARINER ATLANTIC MULTI-STRATEGY FUND, LTD group: Mariner | Director | Aug 11, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $122,055,496 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MARINER ATLANTIC MULTI-STRATEGY FUND, LTD group: Mariner | Director | Aug 11, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,192,012,296 | 131 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MARINER ATLANTIC MULTI-STRATEGY FUND, LTD group: Mariner | Director | Aug 11, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $331,539,495 | 418 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Prologue Feeder Fund Ltd. group: Prologue | Director | Jul 11, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $276,720,000 | 11 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Prologue Delaware Feeder Fund, L.P. group: Prologue | Director Director of the General Partner of the Issuer. | Jun 13, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $562,425,708 | 147 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | FORCE CAPITAL II LTD group: Force | Director | Feb 12, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $446,000,000 | 55 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Force Select LTD group: Force | Director | Feb 12, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,000,000 | 3 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Prologue Delaware Feeder Fund, L.P. group: Prologue | Director Director of the General Partner of the Issuer. | Feb 12, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $547,550,708 | 122 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Prologue Delaware Feeder Fund, L.P. group: Prologue | Director Director of the General Partner of the Issuer. | Nov 6, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $541,390,588 | 93 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MARINER ATLANTIC MULTI-STRATEGY FUND, LTD group: Mariner | Director | Aug 12, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $122,055,496 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MARINER ATLANTIC MULTI-STRATEGY FUND, LTD group: Mariner | Director | Aug 12, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $331,539,495 | 418 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MARINER ATLANTIC MULTI-STRATEGY FUND, LTD group: Mariner | Director | Aug 12, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,192,012,296 | 131 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Prologue Feeder Fund Ltd. group: Prologue | Director | Jul 10, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $276,720,000 | 11 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Point72 Capital International, Ltd. group: Point72 | Director "Street Address is ""c/o Caledonian Trust Services (Cayman) Limited""." | May 5, 2015 | D/A | Indefinite similar: $500,000–$7,000,000 | $123,000,000 | 2 similar: 2–14 | $100,000 similar: $5,000–$50,000 |
| EDGAR ↗ | Force Select LTD group: Force | Director | Feb 12, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,000,000 | 3 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | FORCE CAPITAL II LTD group: Force | Director | Feb 12, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $446,000,000 | 55 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Force Capital LTD | Director | Feb 12, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $25,000,000 | 5 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MARINER ATLANTIC MULTI-STRATEGY FUND, LTD group: Mariner | Director | Dec 17, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,192,012,296 | 131 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MARINER ATLANTIC MULTI-STRATEGY FUND, LTD group: Mariner | Director | Dec 17, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $289,439,495 | 416 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MARINER ATLANTIC MULTI-STRATEGY FUND, LTD group: Mariner | Director | Dec 17, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $122,055,496 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Prologue Delaware Feeder Fund, L.P. group: Prologue | Director Director of the General Partner of the Issuer. | Nov 14, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $515,239,049 | 87 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Prologue Delaware Feeder Fund, L.P. group: Prologue | Director Director of the General Partner of the Issuer. | Aug 13, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $504,239,409 | 82 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Prologue Feeder Fund Ltd. group: Prologue | Director | Jul 10, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $276,720,000 | 11 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PROLOGUE LIQUID MORTGAGE FUND, L.P. group: Prologue | Director Director of the General Partner of the Issuer | Jul 10, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $13,052,070 | 8 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Point72 Capital International, Ltd. group: Point72 | Director "Street Address is ""c/o Caledonian Trust Services (Cayman) Limited""." | May 5, 2014 | D | Indefinite similar: $500,000–$7,000,000 | $0 | 0 similar: 2–14 | $100,000 similar: $5,000–$50,000 |
| EDGAR ↗ | Force Select LTD group: Force | Director | Feb 12, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,000,000 | 3 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Force Capital LTD | Director | Feb 12, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $25,000,000 | 4 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | FORCE CAPITAL II LTD group: Force | Director | Feb 12, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $370,000,000 | 40 similar: 4–27 | $2,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MARINER ATLANTIC MULTI-STRATEGY FUND, LTD group: Mariner | Director | Jan 8, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $278,211,000 | 415 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MARINER ATLANTIC MULTI-STRATEGY FUND, LTD group: Mariner | Director | Jan 8, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,191,762,296 | 131 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MARINER ATLANTIC MULTI-STRATEGY FUND, LTD group: Mariner | Director | Dec 26, 2013 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Prologue Feeder Fund Ltd. group: Prologue | Director | Dec 9, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $266,050,000 | 8 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Force Select LTD group: Force | Director | Sep 25, 2013 | D | Indefinite similar: $500,000–$16,420,250 | $20,000,000 | 4 similar: 2–28 | $2,000,000 similar: $5,000–$100,000 |
| EDGAR ↗ | Prologue Delaware Feeder Fund, L.P. group: Prologue | Director Director of the General Partner of the Issuer. | Aug 14, 2013 | D/A | Indefinite | $459,120,764 | 76 | $50,000 |
| EDGAR ↗ | PROLOGUE LIQUID MORTGAGE FUND, L.P. group: Prologue | Director Director of the General Partner of the Issuer | Jul 11, 2013 | D | Indefinite | $10,750,000 | 9 | $500,000 |
| EDGAR ↗ | Point72 Capital International, Ltd. group: Point72 | Director "Street Address is ""c/o Caledonian Trust Services (Cayman) Limited""." | Jun 12, 2013 | D/A | Indefinite | $4,738,175,715 | 323 | $100,000 |
| EDGAR ↗ | Prologue Delaware Feeder Fund, L.P. group: Prologue | Director Director of the General Partner of the Issuer. | Jun 11, 2013 | D/A | Indefinite | $438,929,348 | 74 | $50,000 |
| EDGAR ↗ | Prologue Feeder Fund Ltd. group: Prologue | Director | May 13, 2013 | D/A | Indefinite | $252,675,000 | 7 | $1,000,000 |
| EDGAR ↗ | Cedar Street Offshore Fund, Ltd. group: Cedar Street | Director | Apr 4, 2013 | D/A | Indefinite | $67,107,662 | 57 | $1,000,000 |
| EDGAR ↗ | FORCE CAPITAL II LTD group: Force | Director | Feb 21, 2013 | D/A | Indefinite | $370,000,000 | 40 | $2,000,000 |
| EDGAR ↗ | Force Capital LTD | Director | Feb 21, 2013 | D/A | Indefinite | $25,000,000 | 4 | $2,000,000 |
| EDGAR ↗ | Prologue Delaware Feeder Fund, L.P. group: Prologue | Director Manager of the General Partner of the Issuer. | Feb 5, 2013 | D/A | Indefinite | $413,377,713 | 70 | $50,000 |
| EDGAR ↗ | Prologue Delaware Feeder Fund, L.P. group: Prologue | Director Manager of the General Partner of the Issuer. | Dec 6, 2012 | D/A | Indefinite | $389,137,984 | 68 | $50,000 |
| EDGAR ↗ | Prologue Delaware Feeder Fund, L.P. group: Prologue | Director Manager of the General Partner of the Issuer. | Oct 11, 2012 | D/A | Indefinite | $366,104,765 | 66 | $50,000 |
| EDGAR ↗ | Prologue Delaware Feeder Fund, L.P. group: Prologue | Director Manager of the General Partner of the Issuer. | Aug 10, 2012 | D/A | Indefinite | $349,135,291 | 65 | $50,000 |
| EDGAR ↗ | Prologue Feeder Fund Ltd. group: Prologue | Director | Aug 10, 2012 | D/A | Indefinite | $107,675,000 | 6 | $1,000,000 |
| EDGAR ↗ | Point72 Capital International, Ltd. group: Point72 | Director "Street Address is ""c/o Caledonian Trust Services (Cayman) Limited""." | Jun 12, 2012 | D/A | Indefinite | $4,451,951,119 | 196 | $100,000 |
| EDGAR ↗ | Point72 Capital International, Ltd. group: Point72 | Director "Street Address is ""c/o Caledonian Trust Services (Cayman) Limited""." | Jun 11, 2012 | D/A | Indefinite | $4,046,809,280 | 183 | $100,000 |
| EDGAR ↗ | Cedar Street Offshore Fund, Ltd. group: Cedar Street | Director | Apr 6, 2012 | D/A | Indefinite | $45,400,662 | 45 | $1,000,000 |
| EDGAR ↗ | FORCE CAPITAL II LTD group: Force | Director | Feb 16, 2012 | D/A | Indefinite | $285,000,000 | 36 | $2,000,000 |
| EDGAR ↗ | Force Capital LTD | Director | Feb 16, 2012 | D/A | Indefinite | $77,000,000 | 15 | $2,000,000 |
| EDGAR ↗ | Pine River Opportunistic Credit Master Fund L.P. | Director Director of General Partner, Pine River (Cayman) Ltd. | Nov 14, 2011 | D | Indefinite | $100 | 1 | $100 |
| EDGAR ↗ | Pine River Opportunistic Credit Fund Ltd. group: Pine | Director | Nov 14, 2011 | D | Indefinite | $40,000,000 | 1 | $1,000,000 |
| EDGAR ↗ | Pine River Liquid Mortgage Fund Ltd. | Director | Nov 14, 2011 | D/A | Indefinite | $2,750,000 | 2 | $1,000,000 |
| EDGAR ↗ | Pine River Convertibles Fund Ltd. group: Pine River | Director | Oct 3, 2011 | D/A | Indefinite | $350,000 | 3 | $1,000,000 |
| EDGAR ↗ | Pine River Tail Hedge Fund Ltd. | Director | Sep 12, 2011 | D/A | Indefinite | $4,225,000 | 4 | $1,000,000 |
| EDGAR ↗ | Pine River Asia Fund Ltd | Director | Aug 9, 2011 | D/A | Indefinite | $73,250,000 | 5 | $1,000,000 |
| EDGAR ↗ | Pine River FUND LTD group: Pine River | Director | Jul 11, 2011 | D/A | Indefinite | $196,825,643 | 21 | $1,000,000 |
| EDGAR ↗ | Pine River Tail Hedge Fund Ltd. | Director | Jun 14, 2011 | D/A | Indefinite | $9,225,000 | 5 | $1,000,000 |
| EDGAR ↗ | Pine River FIXED INCOME FUND LTD. group: Pine River | Director | Jun 13, 2011 | D/A | Indefinite | $34,882,000 | 15 | $1,000,000 |
| EDGAR ↗ | Point72 Capital International, Ltd. group: Point72 | Director "Street Address is ""c/o Caledonian Trust Services (Cayman) Limited""." | Jun 10, 2011 | D/A | Indefinite | $1,013,312,035 | 102 | $100,000 |
| EDGAR ↗ | Pine River Baxter Fund Ltd. group: Pine River | Director | May 12, 2011 | D/A | Indefinite | $202,000,000 | 2 | $1,000,000 |
| EDGAR ↗ | Pine River Baxter Fund Ltd. group: Pine River | Director | May 9, 2011 | D | Indefinite | $2,000,000 | 1 | $1,000,000 |
| EDGAR ↗ | Cedar Street Offshore Fund, Ltd. group: Cedar Street | Director | Apr 8, 2011 | D/A | Indefinite | $33,618,888 | 29 | $1,000,000 |
| EDGAR ↗ | EQUILIBRIA JAPAN FUND group: Db Alpamayo Emerging Markets | Director Director of Caledonian Directors Limited | Mar 15, 2011 | D/A | Indefinite | $1,729,919,113 | 170 | $250,000 |
| EDGAR ↗ | DB ALPAMAYO EMERGING MARKETS VALUE FUND LP group: Db Alpamayo Emerging Markets | Director Authorized Signatory of Griffin Management Limited | Mar 15, 2011 | D/A | Indefinite | $41,690,000 | 23 | $500,000 |
| EDGAR ↗ | DB TORUS JAPAN FUND LTD group: Db Alpamayo Emerging Markets | Director Director of Caledonian Directors Limited | Mar 15, 2011 | D/A | Indefinite | $11,036,344,484 | 73 | $250,000 |
| EDGAR ↗ | DB ALPAMAYO EMERGING MARKETS VALUE FUND LTD group: Db Alpamayo Emerging Markets | Director Director of Caledonian Directors Limited | Mar 15, 2011 | D/A | Indefinite | $253,238,522 | 37 | $500,000 |
| EDGAR ↗ | Greenwich Harbour Arbitrage Fund Ltd. group: Greenwich Harbour Arbitrage | Director | Mar 11, 2011 | D/A | Indefinite | $279,593,305 | 63 | $1,000,000 |
| EDGAR ↗ | Pine River Convertibles Fund Ltd. group: Pine River | Director | Mar 8, 2011 | D | Indefinite | $250,000 | 2 | $1,000,000 |
| EDGAR ↗ | Pine River Asia Fund Ltd | Director | Nov 16, 2010 | D/A | Indefinite | $73,250,000 | 5 | $1,000,000 |
| EDGAR ↗ | Pine River Liquid Mortgage Fund Ltd. | Director | Nov 12, 2010 | D | Indefinite | $250,000 | 1 | $1,000,000 |
| EDGAR ↗ | Pine River FUND LTD group: Pine River | Director | Nov 8, 2010 | D/A | Indefinite | $194,225,643 | 12 | $1,000,000 |
| EDGAR ↗ | Pine River FIXED INCOME FUND LTD. group: Pine River | Director | Oct 19, 2010 | D/A | Indefinite | $26,932,000 | 9 | $1,000,000 |
| EDGAR ↗ | NISSWA ACQUISITION FUND LTD group: Nisswa | Director | Oct 19, 2010 | D/A | Indefinite | $0 | 0 | $1,000,000 |
| EDGAR ↗ | Point72 Capital International, Ltd. group: Point72 | Director | Jun 10, 2010 | D/A | Indefinite | $2,818,774,245 | 137 | $50,000 |
| EDGAR ↗ | Cedar Street Offshore Fund, Ltd. group: Cedar Street | Director | Apr 16, 2010 | D/A | Indefinite | $22,671,000 | 20 | $1,000,000 |
| EDGAR ↗ | EQUILIBRIA JAPAN FUND group: Db Alpamayo Emerging Markets | Director Director of Caledonian Directors Limited | Mar 15, 2010 | D/A | Indefinite | $1,562,391,666 | 139 | $250,000 |
| EDGAR ↗ | DB ALPAMAYO EMERGING MARKETS VALUE FUND LP group: Db Alpamayo Emerging Markets | Director Authorized Signatory of Griffin Management Limited | Mar 15, 2010 | D/A | Indefinite | $44,250,000 | 23 | $500,000 |
| EDGAR ↗ | DB ALPAMAYO EMERGING MARKETS VALUE FUND LTD group: Db Alpamayo Emerging Markets | Director Director of Caledonian Directors Limited | Mar 15, 2010 | D/A | Indefinite | $250,339,785 | 36 | $500,000 |
| EDGAR ↗ | DB TORUS JAPAN FUND LTD group: Db Alpamayo Emerging Markets | Director Director of Caledonian Directors Limited | Mar 15, 2010 | D/A | Indefinite | $11,035,602,055 | 73 | $250,000 |
| EDGAR ↗ | Force Capital LTD | Director | Mar 3, 2010 | D/A | Indefinite | $70,000,000 | 15 | $2,000,000 |
| EDGAR ↗ | FORCE CAPITAL II LTD group: Force | Director | Mar 3, 2010 | D/A | Indefinite | $115,000,000 | 15 | $2,000,000 |
| EDGAR ↗ | Pine River Asia Fund Ltd | Director | Nov 17, 2009 | D/A | Indefinite | $72,000,000 | 4 | $1,000,000 |
| EDGAR ↗ | Pine River FUND LTD group: Pine River | Director | Nov 12, 2009 | D/A | Indefinite | $57,425,643 | 8 | $1,000,000 |
| EDGAR ↗ | NISSWA ACQUISITION FUND LTD group: Nisswa | Director | Oct 20, 2009 | D/A | Indefinite | $0 | 0 | $1,000,000 |
| EDGAR ↗ | Pine River FIXED INCOME FUND LTD. group: Pine River | Director | Oct 20, 2009 | D/A | Indefinite | $23,700,000 | 4 | $1,000,000 |
| EDGAR ↗ | Point72 Capital International, Ltd. group: Point72 | Director | Jun 10, 2009 | D | Indefinite | $50,000,000 | 2 | $50,000 |
| EDGAR ↗ | FORCE CAPITAL II LTD group: Force | Director | May 11, 2009 | D | Indefinite | $115,000,000 | 24 | $2,000,000 |
| EDGAR ↗ | Force Capital LTD | Executive Officer, Director | May 11, 2009 | D | Indefinite | $70,000,000 | 15 | $2,000,000 |
| EDGAR ↗ | Cedar Street Offshore Fund, Ltd. group: Cedar Street | Director | Apr 16, 2009 | D | Indefinite | $5,922,000 | 6 | $1,000,000 |
| EDGAR ↗ | DB RADIX FUND LTD group: Db Alpamayo Emerging Markets | Director | Mar 16, 2009 | D/A | Indefinite | $137,948,379 | 8 | $250,000 |
| EDGAR ↗ | DB TORUS JAPAN FUND LTD group: Db Alpamayo Emerging Markets | Director Director of Caledonian Directors Limited | Mar 16, 2009 | D/A | Indefinite | $11,035,602,055 | 73 | $250,000 |
| EDGAR ↗ | DB GLOBAL ALPHA STRATEGIES FUND LP group: Db Alpamayo Emerging Markets | Director Authorized Signatory of Griffin Management Limited | Mar 16, 2009 | D/A | Indefinite | $11,826,945 | 8 | $250,000 |
| EDGAR ↗ | DB ALPAMAYO EMERGING MARKETS VALUE FUND LP group: Db Alpamayo Emerging Markets | Director Authorized Signatory of Griffin Management Limited | Mar 16, 2009 | D/A | Indefinite | $44,250,000 | 23 | $500,000 |
| EDGAR ↗ | DB ALPAMAYO EMERGING MARKETS VALUE FUND LTD group: Db Alpamayo Emerging Markets | Director Director of Caledonian Directors Limited | Mar 16, 2009 | D/A | Indefinite | $236,509,700 | 33 | $500,000 |
| EDGAR ↗ | EQUILIBRIA JAPAN FUND group: Db Alpamayo Emerging Markets | Director Director of Caledonian Directors Limited | Mar 16, 2009 | D/A | Indefinite | $1,425,121,960 | 103 | $250,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Other / 506(b) (18,678 filings); Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as David Walker. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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