Sponsor Check › Person
Related person on Form D filings · address state/country as listed: Cayman Islands (as filed: E9) · listed Feb 26, 2009 → Mar 16, 2021
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:56 PM ET · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
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None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:56 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
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No SEC search has run yet for this person.
None found in sources searched.
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:56 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
18 of 31 offerings report sales commissions totalling $16,890,770; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Mar 16, 2021 D File 021-392357 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 22, 2020 D/A File 021-127002 | $7,753,614 (est.) | $0 | $0 | Mariner Group Capital Markets, LLC BrokerCheck CRD 25878 ↗ J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ Profor Advisors BrokerCheck CRD 136084 ↗ |
| EDGAR ↗ | May 8, 2020 D/A File 021-312115 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees. | None listed on this filing |
| EDGAR ↗ | Jan 30, 2020 D/A File 021-304304 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 3, 2018 D/A File 021-95656 | $5,685,440 (est.) | $0 | $0 | Mariner Group Capital Markets, Inc. BrokerCheck CRD 25878 ↗ |
| EDGAR ↗ | Nov 21, 2016 D File 021-274870 | $0 | $0 | $0 | Mariner Group Capital Markets, Inc. BrokerCheck CRD 25878 ↗ |
| EDGAR ↗ | Nov 2, 2016 D/A File 021-227859 | $0 | $0 | $0 | Mariner Group Capital Markets, Inc. BrokerCheck CRD 25878 ↗ |
| EDGAR ↗ | Aug 11, 2016 D/A File 021-208749 | $33,490 (est.) | $0 | $0 | Mariner Group Capital Markets, Inc. BrokerCheck CRD 25878 ↗ |
| EDGAR ↗ | Apr 25, 2016 D/A File 021-195899 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 16, 2015 D/A File 021-200372 | $0 | $0 | $0 | Mariner Group Capital Markets, Inc. BrokerCheck CRD 25878 ↗ |
| EDGAR ↗ | Jul 2, 2015 D/A File 021-220725 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 6, 2015 D/A File 021-216931 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 12, 2015 D/A File 021-112280 | $117,351 (est.) | $0 | $0 | Mariner Group Capital Markets BrokerCheck CRD 25878 ↗ |
| EDGAR ↗ | Sep 18, 2014 D/A File 021-150195 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 7, 2014 D File 021-209431 | $1,143,624 (est.) | $0 | $0 | Mariner Group Capital Markets, Inc. BrokerCheck CRD 25878 ↗ |
| EDGAR ↗ | Jul 29, 2013 D/A File 021-121432 | $0 (est.) | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 27, 2013 D/A File 021-180592 | $5,764 | $0 | $0 | Mariner Group Capital Markets BrokerCheck CRD 25878 ↗ |
| EDGAR ↗ | Jun 27, 2013 D/A File 021-180594 | $1,197 | $0 | $0 | Mariner Group Capital Markets BrokerCheck CRD 25878 ↗ |
| EDGAR ↗ | Jun 27, 2013 D/A File 021-180595 | $355 | $0 | $0 | Mariner Group Capital Markets BrokerCheck CRD 25878 ↗ |
| EDGAR ↗ | Mar 5, 2013 D/A File 021-56333 | $28,261 (est.) | $0 | $0 | NYLIFE Distributors LLC BrokerCheck CRD 35350 ↗ |
| EDGAR ↗ | Oct 9, 2012 D File 021-185154 | $0 | $0 | $0 | Mariner Group Capital Markets Inc. BrokerCheck CRD 25878 ↗ |
| EDGAR ↗ | May 10, 2012 D File 021-177991 | $1,000 (est.) | $0 | $0 | Mariner Group Capital Markets, Inc. BrokerCheck CRD 25878 ↗ |
| EDGAR ↗ | Apr 19, 2011 D/A File 021-56335 | $68,911 (est.) | $0 | $0 | Mariner Group Capital Markets, Inc. BrokerCheck CRD 25878 ↗ |
| EDGAR ↗ | Mar 8, 2011 D/A File 021-96006 | $9,449 (est.) | $0 | $0 | Mariner Group Capital Markets, Inc. BrokerCheck CRD 25878 ↗ |
| EDGAR ↗ | Mar 8, 2011 D/A File 021-96613 | $202,821 (est.) | $0 | $0 | NYLIFE Distributors LLC BrokerCheck CRD 35350 ↗ |
| EDGAR ↗ | Mar 8, 2011 D/A File 021-95901 | $80,329 (est.) | $0 | $0 | NYLIFE Distributors LLC BrokerCheck CRD 35350 ↗ |
| EDGAR ↗ | Mar 8, 2011 D/A File 021-127590 | $1,231,038 (est.) | $0 | $0 | Mariner Group Capital Markets, Inc. BrokerCheck CRD 25878 ↗ NYLIFE Distributors LLC BrokerCheck CRD 35350 ↗ |
| EDGAR ↗ | Feb 1, 2011 D/A File 021-127026 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 12, 2009 D/A File 021-96637 | $240,058 (est.) | $0 | $0 | NYLIFE Distributors LLC BrokerCheck CRD 35350 ↗ |
| EDGAR ↗ | Mar 11, 2009 D File 021-127587 | $250,500 (est.) | $0 | $0 | Mariner Group Capital Markets, Inc. BrokerCheck CRD 25878 ↗ NYLIFE Distributors LLC BrokerCheck CRD 35350 ↗ |
| EDGAR ↗ | Mar 11, 2009 D/A File 021-95958 | $37,568 (est.) | $0 | $0 | Mariner Group Capital Markets, Inc. BrokerCheck CRD 25878 ↗ |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Caspian Focused Opportunities International Fund group: Caspian Inefficient Markets | Director | Mar 16, 2021 | D | Indefinite similar: $155,000–$5,250,000 | $20,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MARINER ATLANTIC MULTI-STRATEGY FUND, LTD group: Mariner | Director | Jul 22, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,983,583,560 | 716 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Muddy Waters Capital Global Opportunities Fund, Ltd. group: Muddy Waters | Director | May 8, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $11,250,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TCM Momentum Tracker Fund | Director | Jan 30, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,550,000 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MARINER ATLANTIC MULTI-STRATEGY FUND, LTD group: Mariner | Director | Jul 25, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,832,224,687 | 680 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Muddy Waters Capital Global Opportunities Fund, Ltd. group: Muddy Waters | Director | May 9, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $11,250,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TCM Momentum Tracker Fund | Director | Jan 25, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,700,000 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MARINER ATLANTIC MULTI-STRATEGY FUND, LTD group: Mariner | Director | Jul 27, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,719,662,287 | 604 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Muddy Waters Capital Global Opportunities Fund, Ltd. group: Muddy Waters | Director | May 10, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $250,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TCM Momentum Tracker Fund | Director | Jan 29, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $1,250,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Tricadia Credit Strategies, Ltd. group: Tricadia | Director | Jan 3, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,289,349,993 | 209 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MARINER ATLANTIC MULTI-STRATEGY FUND, LTD group: Mariner | Director | Aug 7, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,662,332,287 | 552 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Tricadia Credit Strategies, Ltd. group: Tricadia | Director | Jan 4, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,281,929,993 | 210 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MARINER ATLANTIC MULTI-STRATEGY FUND, LTD group: Mariner | Director | Nov 21, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Mariner Coria RV Fund, Ltd. group: Mariner | Director | Nov 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $25,000,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MARINER ATLANTIC MULTI-STRATEGY FUND, LTD group: Mariner | Director | Aug 11, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $122,055,496 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MARINER ATLANTIC MULTI-STRATEGY FUND, LTD group: Mariner | Director | Aug 11, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,192,012,296 | 131 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MARINER ATLANTIC MULTI-STRATEGY FUND, LTD group: Mariner | Director | Aug 11, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $331,539,495 | 418 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Mariner Total Return Municipal Bond Fund, Ltd. group: Mariner | Director | Apr 25, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $68,251,264 | 6 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Tricadia Credit Strategies, Ltd. group: Tricadia | Director | Jan 5, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,257,447,993 | 206 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Mariner Coria RV Fund, Ltd. group: Mariner | Director | Nov 5, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $25,000,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MARINER ATLANTIC MULTI-STRATEGY FUND, LTD group: Mariner | Director | Aug 12, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $122,055,496 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MARINER ATLANTIC MULTI-STRATEGY FUND, LTD group: Mariner | Director | Aug 12, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $331,539,495 | 418 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MARINER ATLANTIC MULTI-STRATEGY FUND, LTD group: Mariner | Director | Aug 12, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,192,012,296 | 131 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Tricadia Credit Strategies, Ltd. group: Tricadia | Director | Jul 24, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,163,684,833 | 197 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Mariner Global Rates Trading Fund, Ltd. group: Mariner | Director | Jul 16, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $61,000,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Caspian Focused Credit International L Fund group: Caspian Inefficient Markets | Director | Jul 2, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $38,250,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Caspian Focused Credit International Fund group: Caspian Inefficient Markets | Director | May 6, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $30,000,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Mariner Total Return Municipal Bond Fund, Ltd. group: Mariner | Director | Apr 27, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $62,687,144 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | CASPIAN SELECT CREDIT INTERNATIONAL, LTD. group: Caspian Inefficient Markets | Director | Mar 12, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,060,250,236 | 207 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Tricadia Credit Strategies, Ltd. group: Tricadia | Director | Jan 7, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,078,811,833 | 191 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MARINER ATLANTIC MULTI-STRATEGY FUND, LTD group: Mariner | Director | Dec 17, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,192,012,296 | 131 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MARINER ATLANTIC MULTI-STRATEGY FUND, LTD group: Mariner | Director | Dec 17, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $289,439,495 | 416 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MARINER ATLANTIC MULTI-STRATEGY FUND, LTD group: Mariner | Director | Dec 17, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $122,055,496 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Mariner Coria RV Fund, Ltd. group: Mariner | Director | Nov 6, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $25,000,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Mariner Silvermine Fund Offshore Ltd group: Mariner | Director | Sep 18, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $43,342,419 | 9 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Mariner Global Rates Trading Fund, Ltd. group: Mariner | Director | Jul 23, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $50,000,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Caspian Focused Credit International L Fund group: Caspian Inefficient Markets | Director | Jul 10, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $27,750,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Caspian Focused Credit International Fund group: Caspian Inefficient Markets | Director | May 7, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $24,000,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Mariner Total Return Municipal Bond Fund, Ltd. group: Mariner | Director | Apr 30, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $39,500,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | CASPIAN SELECT CREDIT INTERNATIONAL, LTD. group: Caspian Inefficient Markets | Director | Mar 19, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,932,600,236 | 199 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MARINER ATLANTIC MULTI-STRATEGY FUND, LTD group: Mariner | Director | Jan 8, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $278,211,000 | 415 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MARINER ATLANTIC MULTI-STRATEGY FUND, LTD group: Mariner | Director | Jan 8, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,191,762,296 | 131 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Tricadia Credit Strategies, Ltd. group: Tricadia | Director | Jan 7, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,765,797,982 | 174 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Tricadia Credit Strategies, Ltd. group: Tricadia | Director | Jan 7, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $2,765,797,982 | 174 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MARINER ATLANTIC MULTI-STRATEGY FUND, LTD group: Mariner | Director | Dec 26, 2013 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Mariner Silvermine Fund Offshore Ltd group: Mariner | Director | Sep 20, 2013 | D/A | Indefinite | $19,872,220 | 6 | $100,000 |
| EDGAR ↗ | MARINER ATLANTIC TIPS, LTD. group: Mariner | Director | Jul 29, 2013 | D/A | Indefinite | $183,000,000 | 2 | $100,000 |
| EDGAR ↗ | Mariner Global Rates Trading Fund, Ltd. group: Mariner | Director | Jul 29, 2013 | D | Indefinite | $0 | 0 | $100,000 |
| EDGAR ↗ | CASPIAN SELECT CREDIT INTERNATIONAL, LTD. group: Caspian Inefficient Markets | Director | Jun 27, 2013 | D/A | Indefinite | $43,857,505 | 4 | $100,000 |
| EDGAR ↗ | CASPIAN SELECT CREDIT INTERNATIONAL, LTD. group: Caspian Inefficient Markets | Director | Jun 27, 2013 | D/A | Indefinite | $711,382,701 | 43 | $100,000 |
| EDGAR ↗ | CASPIAN SELECT CREDIT INTERNATIONAL, LTD. group: Caspian Inefficient Markets | Director | Jun 27, 2013 | D/A | Indefinite | $39,000,000 | 2 | $100,000 |
| EDGAR ↗ | CASPIAN SELECT CREDIT INTERNATIONAL, LTD. group: Caspian Inefficient Markets | Director | Jun 27, 2013 | D/A | Indefinite | $1,005,453,383 | 42 | $100,000 |
| EDGAR ↗ | Mariner Total Return Municipal Bond Fund, Ltd. group: Mariner | Director | May 2, 2013 | D | Indefinite | $37,500,000 | 1 | $100,000 |
| EDGAR ↗ | MARINER SELECT INTERNATIONAL, LTD. | Director | Mar 5, 2013 | D/A | Indefinite | $1,168,370,214 | 44 | $100,000 |
| EDGAR ↗ | Tricadia Credit Strategies, Ltd. group: Tricadia | Director | Jan 8, 2013 | D/A | Indefinite | $2,044,276,414 | 97 | No minimum reported |
| EDGAR ↗ | Mariner Silvermine Fund Offshore Ltd group: Mariner | Director | Nov 6, 2012 | D/A | Indefinite | $5,000,000 | 1 | $100,000 |
| EDGAR ↗ | Tricadia-GraniteRidge Corporate Credit Fund Ltd. group: Tricadia | Director | Oct 9, 2012 | D | Indefinite | $30,000,000 | 3 | No minimum reported |
| EDGAR ↗ | MARINER ATLANTIC TIPS, LTD. group: Mariner | Director | Aug 7, 2012 | D/A | Indefinite | $178,000,000 | 2 | $100,000 |
| EDGAR ↗ | CASPIAN SELECT CREDIT INTERNATIONAL, LTD. group: Caspian Inefficient Markets | Director | Jul 2, 2012 | D | Indefinite | $2,850,000 | 1 | $100,000 |
| EDGAR ↗ | CASPIAN SELECT CREDIT INTERNATIONAL, LTD. group: Caspian Inefficient Markets | Director | Jul 2, 2012 | D | Indefinite | $171,846,735 | 15 | $100,000 |
| EDGAR ↗ | CASPIAN SELECT CREDIT INTERNATIONAL, LTD. group: Caspian Inefficient Markets | Director | Jul 2, 2012 | D | Indefinite | $25,000,000 | 1 | $100,000 |
| EDGAR ↗ | CASPIAN SELECT CREDIT INTERNATIONAL, LTD. group: Caspian Inefficient Markets | Director | Jul 2, 2012 | D/A | Indefinite | $112,109,920 | 1 | $100,000 |
| EDGAR ↗ | CASPIAN SELECT CREDIT INTERNATIONAL, LTD. group: Caspian Inefficient Markets | Director | Jul 2, 2012 | D/A | Indefinite | $616,865,830 | 15 | $100,000 |
| EDGAR ↗ | Tricadia Credit Strategies, Ltd. group: Tricadia | Director | May 24, 2012 | D/A | Indefinite | $2,691,688,514 | 150 | $50,000 |
| EDGAR ↗ | Bright Meadow Mortgage Strategies Offshore Fund, Ltd. group: Mariner | Director | May 10, 2012 | D | Indefinite | $25,300,000 | 3 | $100,000 |
| EDGAR ↗ | MARINER SELECT INTERNATIONAL, LTD. | Director | Mar 6, 2012 | D/A | Indefinite | $1,168,370,214 | 44 | $100,000 |
| EDGAR ↗ | CASPIAN SELECT CREDIT INTERNATIONAL, LTD. group: Caspian Inefficient Markets | Director | Nov 29, 2011 | D/A | Indefinite | $60,000,000 | 2 | $100,000 |
| EDGAR ↗ | Mariner Silvermine Fund Offshore Ltd group: Mariner | Director | Nov 7, 2011 | D/A | Indefinite | $5,000,000 | 1 | $100,000 |
| EDGAR ↗ | MARINER ATLANTIC TIPS, LTD. group: Mariner | Director | Aug 2, 2011 | D/A | Indefinite | $163,000,000 | 1 | $100,000 |
| EDGAR ↗ | Tricadia Credit Strategies, Ltd. group: Tricadia | Director | Apr 26, 2011 | D/A | Indefinite | $2,058,114,255 | 119 | $50,000 |
| EDGAR ↗ | Tricadia Credit Strategies, Ltd. group: Tricadia | Director | Apr 19, 2011 | D/A | Indefinite | $1,559,562,261 | 75 | $50,000 |
| EDGAR ↗ | CASPIAN CAPITAL PARTNERS INTERNATIONAL, LTD. group: Caspian Inefficient Markets | Director | Apr 19, 2011 | D/A | Indefinite | $827,758,811 | 65 | $50,000 |
| EDGAR ↗ | MARINER SELECT ULTRA INTERNATIONAL, LTD. group: Mariner | Director | Mar 8, 2011 | D/A | Indefinite | $11,160,351 | 1 | $100,000 |
| EDGAR ↗ | MARINER SELECT INTERNATIONAL, LTD. | Director | Mar 8, 2011 | D/A | Indefinite | $89,980,562 | 10 | $100,000 |
| EDGAR ↗ | Mariner Navigator International, Ltd. group: Mariner Navigator | Director | Mar 8, 2011 | D/A | Indefinite | $497,966,400 | 18 | $100,000 |
| EDGAR ↗ | MARINER NAVIGATOR TIPS LTD group: Mariner Navigator | Director | Mar 8, 2011 | D/A | Indefinite | $52,922,066 | 3 | $100,000 |
| EDGAR ↗ | Mariner Navigator US Equities Ltd group: Mariner Navigator | Director | Mar 8, 2011 | D/A | Indefinite | $24,894,457 | 1 | $100,000 |
| EDGAR ↗ | CASPIAN SELECT CREDIT INTERNATIONAL, LTD. group: Caspian Inefficient Markets | Director | Feb 22, 2011 | D/A | Indefinite | $119,797,521 | 1 | $100,000 |
| EDGAR ↗ | CASPIAN SELECT CREDIT INTERNATIONAL, LTD. group: Caspian Inefficient Markets | Director | Feb 22, 2011 | D/A | Indefinite | $583,855,081 | 29 | $100,000 |
| EDGAR ↗ | TRILOGY SPECIAL SITUATIONS INTERNATIONAL, LTD. group: Trilogy | Director | Feb 1, 2011 | D/A | Indefinite | $6,112,147 | 2 | No minimum reported |
| EDGAR ↗ | CASPIAN SELECT CREDIT INTERNATIONAL, LTD. group: Caspian Inefficient Markets | Director | Dec 1, 2010 | D/A | Indefinite | $60,718,692 | 2 | $100,000 |
| EDGAR ↗ | Mariner Silvermine Fund Offshore Ltd group: Mariner | Director | Nov 9, 2010 | D | Indefinite | $5,000,000 | 1 | $100,000 |
| EDGAR ↗ | MARINER ATLANTIC TIPS, LTD. group: Mariner | Director | Aug 5, 2010 | D/A | Indefinite | $178,671,109 | 1 | $100,000 |
| EDGAR ↗ | CASPIAN CAPITAL PARTNERS INTERNATIONAL, LTD. group: Caspian Inefficient Markets | Director | Apr 21, 2010 | D/A | Indefinite | $435,349,838 | 34 | $50,000 |
| EDGAR ↗ | Tricadia Credit Strategies, Ltd. group: Tricadia | Director | Mar 9, 2010 | D/A | Indefinite | $1,207,653,879 | 76 | $50,000 |
| EDGAR ↗ | MARINER SELECT ULTRA INTERNATIONAL, LTD. group: Mariner | Director | Mar 9, 2010 | D/A | Indefinite | $16,752,446 | 1 | $50,000 |
| EDGAR ↗ | Mariner Navigator International, Ltd. group: Mariner Navigator | Director | Mar 9, 2010 | D/A | Indefinite | $461,469,637 | 20 | $50,000 |
| EDGAR ↗ | MARINER NAVIGATOR TIPS LTD group: Mariner Navigator | Director | Mar 9, 2010 | D/A | Indefinite | $48,429,581 | 3 | $50,000 |
| EDGAR ↗ | Mariner Navigator US Equities Ltd group: Mariner Navigator | Director | Mar 9, 2010 | D/A | Indefinite | $21,180,262 | 1 | $50,000 |
| EDGAR ↗ | MARINER SELECT INTERNATIONAL, LTD. | Director | Mar 9, 2010 | D/A | Indefinite | $217,382,200 | 16 | $50,000 |
| EDGAR ↗ | CASPIAN SELECT CREDIT INTERNATIONAL, LTD. group: Caspian Inefficient Markets | Director | Feb 23, 2010 | D/A | Indefinite | $37,644,110 | 1 | $100,000 |
| EDGAR ↗ | CASPIAN SELECT CREDIT INTERNATIONAL, LTD. group: Caspian Inefficient Markets | Director | Feb 23, 2010 | D/A | Indefinite | $469,052,415 | 21 | $100,000 |
| EDGAR ↗ | TRILOGY SPECIAL SITUATIONS INTERNATIONAL, LTD. group: Trilogy | Director | Feb 9, 2010 | D/A | Indefinite | $6,112,147 | 2 | No minimum reported |
| EDGAR ↗ | CASPIAN SELECT CREDIT INTERNATIONAL, LTD. group: Caspian Inefficient Markets | Director | Nov 24, 2009 | D | Indefinite | $0 | 0 | $100,000 |
| EDGAR ↗ | CASPIAN SELECT CREDIT INTERNATIONAL, LTD. group: Caspian Inefficient Markets | Director | Oct 30, 2009 | D | Indefinite | $0 | 0 | $10,000 |
| EDGAR ↗ | MARINER ATLANTIC TIPS, LTD. group: Mariner | Director | Aug 10, 2009 | D/A | Indefinite | $127,745,862 | 1 | $10,000 |
| EDGAR ↗ | CASPIAN CAPITAL PARTNERS INTERNATIONAL, LTD. group: Caspian Inefficient Markets | Director | Apr 29, 2009 | D | Indefinite | $0 | 0 | $50,000 |
| EDGAR ↗ | MARINER NAVIGATOR US BONDS LTD group: Mariner Navigator | Director | Mar 12, 2009 | D/A | Indefinite | $27,888,373 | 1 | $50,000 |
| EDGAR ↗ | MARINER NAVIGATOR TIPS LTD group: Mariner Navigator | Director | Mar 12, 2009 | D/A | Indefinite | $46,719,195 | 3 | $50,000 |
| EDGAR ↗ | Mariner Navigator US Equities Ltd group: Mariner Navigator | Director | Mar 12, 2009 | D/A | Indefinite | $15,338,722 | 1 | $50,000 |
| EDGAR ↗ | Mariner Select International US Equities, Ltd. group: Mariner Navigator | Director | Mar 11, 2009 | D | Indefinite | $47,000,000 | 1 | $50,000 |
| EDGAR ↗ | MARINER SELECT INTERNATIONAL, LTD. | Director | Mar 11, 2009 | D/A | Indefinite | $302,412,754 | 18 | $50,000 |
| EDGAR ↗ | Mariner Select Ultra 2X International Ltd group: Mariner | Director | Mar 11, 2009 | D/A | Indefinite | $24,445,759 | 1 | $10,000 |
| EDGAR ↗ | MARINER SELECT ULTRA INTERNATIONAL, LTD. group: Mariner | Director | Mar 11, 2009 | D/A | Indefinite | $45,747,821 | 2 | $10,000 |
| EDGAR ↗ | Tricadia Credit Strategies, Ltd. group: Tricadia | Director | Mar 11, 2009 | D/A | Indefinite | $785,906,039 | 24 | $50,000 |
| EDGAR ↗ | CASPIAN SELECT CREDIT INTERNATIONAL, LTD. group: Caspian Inefficient Markets | Director | Feb 26, 2009 | D/A | Indefinite | $287,259,793 | 6 | $10,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
People and management entities the issuers listed as related persons on the same Form D filings as Andrew Hersant. Source: the EDGAR rows in the table above.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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