Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:49 AM ET

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David Brookman

Named as an officer, director or promoter on SEC Form D filings · CA · Apr 26, 2024 → Feb 26, 2026

18deals (issuers)

$3.13Breported sold

1,486investors

44Form D filings

2024–2026years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:56 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David Brookman is listed as an executive officer and director on 44 SEC Form D filings by 18 issuers between Apr 2024 and Feb 2026. Largest by amount reported sold: FPA Hawkeye-7 Fund (Los Angeles, CA — pooled investment fund — 2024; $557.9M reported sold to 169 investors), FPA Multi-Advisor Fund II, L.P. (El Segundo, CA — pooled investment fund — 2024–2026; $352.3M reported sold to 219 investors), FPA Global Opportunity Fund (El Segundo, CA — pooled investment fund — 2024–2025; $329.4M reported sold to 135 investors), FPA GLOBAL OPPORTUNITY FUND, L.P. (El Segundo, CA — pooled investment fund — 2025–2026; $313.2M reported sold to 57 investors), FPA CONTRARIAN VALUE EQUITY FUND, L.P. (El Segundo, CA — pooled investment fund — 2024–2026; $273.5M reported sold to 18 investors) and 13 more (all listed below).

What this means That is a lot of deals — 18 separate companies raised money with this person listed as executive officer and director, over about 2 years. Across those companies the filings report $3.13B sold in total.

Listed alongside Steven Todd Romick (44 shared filings), James Richard Atwood (17 shared filings), T. First Pacific Advisors, LP (15 shared filings, management entity), Mark Landecker (14 shared filings), Brian Selmo (13 shared filings) and 5 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

All 18 issuers belong to the sponsor group Fpa (28 issuers, $3.59B reported sold, 2013–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Fpa has 28 companies on file and $3.59B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 12 court cases matching the name, 9 bankruptcy cases matching the name listed in Key records below.

What this means 21 records came back, including 4 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 44 public filings for David Brookman and found 12 differences, 3 worth asking the sponsor about: 4 offerings reported less sold on a later filing than an earlier one; 5 offerings reported fewer investors on a later filing; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David Brookman has not run yet — it is joining a line of 41,595 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

12 cases: 4 open, 1 closed (disposition not in docket feed), 5 dismissed, 2 judgment

Brookman v. Oppenheimer & Co., Inc. open

District Court, S.D. New York · No. 1:26-cv-05011 · Filed Jun 12, 2026 · Nature of suit: Other Statutes: Arbitration · Cause: 09:0010 Petition to Vacate Arbitration Award

Role of Brookman: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 48 federal dockets); surname only in the caption; court in NY (not a filing state)

Brookman v. Equifax Information Services, LLC open

District Court, N.D. Georgia · No. 1:26-cv-00514 · Filed Jan 28, 2026

Role of Brookman: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 48 federal dockets); surname only in the caption; court in GA (not a filing state)

Coy Brookman v. WEBTOON Entertainment Inc. open

District Court, C.D. California · No. 2:24-cv-07553 · Filed Sep 5, 2024 · Nature of suit: 850 Securities/Commodities · Cause: 15:77 Securities Fraud

Role of Coy Brookman: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 48 federal dockets); different first name (coy); court in the person's filing state (CA)

BROOKMAN v. JOHNSON & JOHNSON, INC open

District Court, D. New Jersey · No. 3:21-cv-02252 · Filed Feb 10, 2021

Role of BROOKMAN: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 48 federal dockets); surname only in the caption; court in NJ (not a filing state)

Brookman v. Dillon Companies, LLC closed

District Court, D. Colorado · No. 1:19-cv-03292 · Filed Nov 21, 2019 · Closed Aug 27, 2021 · Nature of suit: 360 P.I.: Other · Cause: 28:1332 Diversity-Petition for Removal

Role of Brookman: Plaintiff · Outcome: Terminated 2021-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 48 federal dockets); surname only in the caption; court in CO (not a filing state)

Brookman v. Time Warner Cable, Inc. dismissed

District Court, D. Massachusetts · No. 3:16-cv-11395 · Filed Jul 1, 2016 · Closed Jul 30, 2018 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-(Citizenship)

Role of Brookman: Plaintiff · Outcome: Terminated 2018-07-30 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 48 federal dockets); surname only in the caption; court in MA (not a filing state)

Brookman v. EMI Resorts Inc. dismissed

District Court, S.D. Florida · No. 1:10-cv-22446 · Filed Jul 22, 2010 · Closed Sep 20, 2011 · Nature of suit: 470 Civil (RICO)

Role of Brookman: Plaintiff · Outcome: Terminated 2011-09-20 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 48 federal dockets); surname only in the caption; court in FL (not a filing state)

FINOVA CAPITAL CORP v. BROOKMAN dismissed

District Court, D. New Jersey · No. 2:01-cv-01086 · Filed Mar 6, 2001 · Closed Sep 18, 2001 · Nature of suit: 190 Other contract actions

Role of BROOKMAN: Defendant · Outcome: Terminated 2001-09-18 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 48 federal dockets); surname only in the caption; court in NJ (not a filing state)

FIRESTONE FINANCIAL v. BROOKMAN judgment

District Court, E.D. Pennsylvania · No. 2:97-cv-00657 · Filed Jan 29, 1997 · Closed Jun 18, 1997 · Nature of suit: 190 Other contract actions

Role of BROOKMAN: Defendant · Outcome: Terminated 1997-06-18 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 48 federal dockets); surname only in the caption; court in PA (not a filing state)

Brookman v. ICI Americas Inc dismissed

District Court, N.D. California · No. 3:93-cv-01564 · Filed Apr 27, 1993 · Closed Jun 25, 1993 · Nature of suit: 190 Other contract actions

Role of Brookman: Plaintiff · Outcome: Terminated 1993-06-25 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 48 federal dockets); surname only in the caption; court in the person's filing state (CA)

BROOKMAN-FEIGENBAUM, JODI v. KALSPENCE INDUSTRIES INC dismissed

District Court, E.D. Pennsylvania · No. · Filed Dec 21, 1989 · Closed Nov 26, 1990 · Nature of suit: 190 Other contract actions

Role of BROOKMAN-FEIGENBAUM, JODI: Plaintiff · Outcome: Terminated 1990-11-26 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 48 federal dockets); surname only in the caption; court in PA (not a filing state)

U.S. FOR THE BROOKMAN CO. v. FIDELITY AND DEPOSIT CO. judgment

District Court, N.D. California · No. · Filed Apr 21, 1988 · Closed Apr 3, 1989 · Nature of suit: 130 Miller act

Role of U.S. FOR THE BROOKMAN CO.: Plaintiff · Outcome: Terminated 1989-04-03 — FJC Integrated Database disposition: Judgment on award of arbitrator; judgment for plaintiff Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 48 federal dockets); surname only in the caption; court in the person's filing state (CA)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:56 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Brookman..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

9 cases: 9 closed (disposition not in docket feed)

Brookman v. Citifinancial Services Inc. closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 10-02558 · Filed Oct 29, 2010 · Closed Dec 10, 2010

Role of Brookman: Plaintiff · Outcome: Case closed 2010-12-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 48 federal dockets); surname only in the caption; court in PA (not a filing state)

Colonial Pacific Leasing Corporation v. Brookman closed

United States Bankruptcy Court, W.D. Virginia · No. 09-06041 · Filed Apr 1, 2009 · Closed Sep 8, 2009

Role of Brookman: Defendant · Outcome: Case closed 2009-09-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 48 federal dockets); surname only in the caption; court in VA (not a filing state)

JCJ Capital LLC v. Brookman closed

United States Bankruptcy Court, E.D. California · No. 05-02390 · Filed Oct 12, 2005 · Closed Feb 14, 2007

Role of Brookman: Defendant · Outcome: Case closed 2007-02-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 48 federal dockets); surname only in the caption; court in the person's filing state (CA)

Vantage Motors, Inc. a New Jersey Corporation v. Brookman closed

United States Bankruptcy Court, M.D. Florida · No. 8:04-ap-00200 · Filed Apr 5, 2004 · Closed Sep 21, 2004

Role of Brookman: Defendant · Outcome: Case closed 2004-09-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 48 federal dockets); surname only in the caption; court in FL (not a filing state)

Brookman v. Vantage Motors Inc. closed

United States Bankruptcy Court, M.D. Florida · No. 8:04-ap-00060 · Filed Feb 4, 2004 · Closed Jun 9, 2004

Role of Brookman: Plaintiff · Outcome: Case closed 2004-06-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 48 federal dockets); surname only in the caption; court in FL (not a filing state)

David A. Brookman closed

United States Bankruptcy Court, W.D. Michigan · No. 01-12254 · Filed Dec 5, 2001 · Closed Jul 25, 2005

Role of David A. Brookman: Debtor · Outcome: Case closed 2005-07-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 48 federal dockets); first name matches; court in MI (not a filing state)

Brookman v. MBNA America, Inc. closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 97-01109 · Filed Nov 5, 1997 · Closed Mar 25, 1998

Role of Brookman: Plaintiff · Outcome: Case closed 1998-03-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 48 federal dockets); surname only in the caption; court in PA (not a filing state)

David Y. Brookman closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 97-13247 · Filed Mar 18, 1997 · Closed Nov 21, 1997

Role of David Y. Brookman: Debtor · Outcome: Case closed 1997-11-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 48 federal dockets); first name matches; court in PA (not a filing state)

David A. Brookman and Terri L. Brookman closed

United States Bankruptcy Court, W.D. Michigan · No. 92-83636 · Filed Jun 24, 1992 · Closed Jan 24, 1996

Role of David A. Brookman and Terri L. Brookman: Debtor · Outcome: Case closed 1996-01-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 48 federal dockets); first name matches; court in MI (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:56 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for David Brookman — 3 worth asking about (compared 44 filings on Oct 24, 2026)

Note · Oct 12, 2005 – Feb 14, 2007

Bankruptcy case: JCJ Capital LLC v. Brookman — filed Oct 12, 2005

United States Bankruptcy Court, E.D. California docket "JCJ Capital LLC v. Brookman" filed Oct 12, 2005, closed Feb 14, 2007. David Brookman is listed as Defendant ("Brookman"). Our match estimate: 43%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, E.D. California ↗

Sources

Docket · United States Bankruptcy Court, E.D. California ↗ (Oct 12, 2005)

Worth asking · Apr 26, 2023 – Feb 26, 2026

4 offerings reported less sold on a later filing than an earlier one

Amount sold went down between filings — FPA Multi-Advisor Offshore Fund, Ltd. · Amount sold went down between filings — FPA MULTI-ADVISOR FUND, L.P. · Amount sold went down between filings — FPA Select Fund, L.P. · Amount sold went down between filings — FPA Value Partners Fund, L.P.

What this means Amounts sold normally only go up. Ask the sponsor what happened on each.

Form D/A (earlier) · Feb 27, 2025 ↗Form D/A (later) · Feb 26, 2026 ↗FPA Multi-Advisor Offshore Fund, Ltd. — PartnerFacts page ↗Form D/A (earlier) · Feb 27, 2025 ↗

Sources

Form D/A (earlier) · Feb 27, 2025 ↗ (Feb 27, 2025)
Form D/A (later) · Feb 26, 2026 ↗ (Feb 26, 2026)
FPA Multi-Advisor Offshore Fund, Ltd. — PartnerFacts page ↗ (Feb 26, 2026)
Form D/A (earlier) · Feb 27, 2025 ↗ (Feb 27, 2025)
Form D/A (later) · Feb 26, 2026 ↗ (Feb 26, 2026)
FPA MULTI-ADVISOR FUND, L.P. — PartnerFacts page ↗ (Feb 26, 2026)
Form D/A (earlier) · Apr 26, 2023 ↗ (Apr 26, 2023)
Form D/A (later) · Apr 26, 2024 ↗ (Apr 26, 2024)

Worth asking · Feb 27, 2025 – Feb 26, 2026

5 offerings reported fewer investors on a later filing

Investor count went down between filings — FPA Hawkeye-7 Fund, L.P. · Investor count went down between filings — FPA Hawkeye Fund, L.P. · Investor count went down between filings — FPA Select Fund, L.P. · Investor count went down between filings — FPA Value Partners Fund, L.P. · Investor count went down between filings — FPA MULTI-ADVISOR FUND, L.P.

What this means Investor counts normally only grow. Ask the sponsor what happened on each.

Form D/A (earlier) · Feb 27, 2025 ↗Form D/A (later) · Feb 26, 2026 ↗FPA Hawkeye-7 Fund, L.P. — PartnerFacts page ↗Form D/A (earlier) · Feb 27, 2025 ↗

Sources

Form D/A (earlier) · Feb 27, 2025 ↗ (Feb 27, 2025)
Form D/A (later) · Feb 26, 2026 ↗ (Feb 26, 2026)
FPA Hawkeye-7 Fund, L.P. — PartnerFacts page ↗ (Feb 26, 2026)
Form D/A (earlier) · Feb 27, 2025 ↗ (Feb 27, 2025)
Form D/A (later) · Feb 26, 2026 ↗ (Feb 26, 2026)
FPA Hawkeye Fund, L.P. — PartnerFacts page ↗ (Feb 26, 2026)
Form D/A (earlier) · Feb 27, 2025 ↗ (Feb 27, 2025)
Form D/A (later) · Feb 26, 2026 ↗ (Feb 26, 2026)

Worth asking · Jun 30, 2017 – Feb 26, 2026

5 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: Introduction Capital Inc. — FPA Select Fund, L.P. · Paid seller listed without a CRD number: Introduction Capital Inc. — FPA CONTRARIAN VALUE EQUITY FUND, L.P. · Paid seller listed without a CRD number: Introduction Capital Inc. — FPA GLOBAL OPPORTUNITY FUND, L.P. · Paid seller listed without a CRD number: Introduction Capital Inc. — FPA Select Maple Fund, L.P. · Paid seller listed without a CRD number: Introduction Capital Inc. — FPA Global Opportunity Fund

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Feb 26, 2026 ↗BrokerCheck search: Introduction Capital Inc. ↗FPA Select Fund, L.P. — PartnerFacts page ↗Form D/A · Feb 26, 2026 ↗

Sources

Form D/A · Feb 26, 2026 ↗ (Feb 26, 2026)
BrokerCheck search: Introduction Capital Inc. ↗
FPA Select Fund, L.P. — PartnerFacts page ↗ (Feb 26, 2026)
Form D/A · Feb 26, 2026 ↗ (Feb 26, 2026)
FPA CONTRARIAN VALUE EQUITY FUND, L.P. — PartnerFacts page ↗ (Feb 26, 2026)
Form D/A · Feb 26, 2026 ↗ (Feb 26, 2026)
FPA GLOBAL OPPORTUNITY FUND, L.P. — PartnerFacts page ↗ (Feb 26, 2026)
Form D/A · Feb 27, 2025 ↗ (Feb 27, 2025)

Note · Oct 1, 2001 – Feb 27, 2025

6 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — FPA Global Opportunity Fund (latest filing Feb 27, 2025) · No amendment in the last 12 months on an offering that may still be open — FPA Select Maple Fund, L.P. (latest filing Feb 27, 2025) · No amendment in the last 12 months on an offering that may still be open — FPA Contrarian Value Equity Fund (ERISA), L.P. (latest filing Feb 26, 2025) · No amendment in the last 12 months on an offering that may still be open — FPA Hawkeye-7 Fund (latest filing Apr 26, 2024) · No amendment in the last 12 months on an offering that may still be open — FPA HAWKEYE FUND (latest filing Apr 26, 2024) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Feb 27, 2025 ↗FPA Global Opportunity Fund — PartnerFacts page ↗Form D/A · Feb 27, 2025 ↗FPA Select Maple Fund, L.P. — PartnerFacts page ↗

Sources

Form D/A · Feb 27, 2025 ↗ (Feb 27, 2025)
FPA Global Opportunity Fund — PartnerFacts page ↗ (Feb 27, 2025)
Form D/A · Feb 27, 2025 ↗ (Feb 27, 2025)
FPA Select Maple Fund, L.P. — PartnerFacts page ↗ (Feb 27, 2025)
Form D/A · Feb 26, 2025 ↗ (Feb 26, 2025)
FPA Contrarian Value Equity Fund (ERISA), L.P. — PartnerFacts page ↗ (Feb 26, 2025)
Form D/A · Apr 26, 2024 ↗ (Apr 26, 2024)
FPA Hawkeye-7 Fund — PartnerFacts page ↗ (Apr 26, 2024)

Note · Apr 26, 2024 – Feb 27, 2025

David Brookman's role changed at FPA Income Opportunities Offshore Fund, L.P.: executive officer → executive officer, director

The Apr 26, 2024 filing lists David Brookman as executive officer; the Feb 27, 2025 Form D/A lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Apr 26, 2024 ↗Form D/A · Feb 27, 2025 ↗David Brookman — PartnerFacts page ↗FPA Income Opportunities Offshore Fund, L.P. — PartnerFacts page ↗

Sources

Form D/A · Apr 26, 2024 ↗ (Apr 26, 2024)
Form D/A · Feb 27, 2025 ↗ (Feb 27, 2025)
David Brookman — PartnerFacts page ↗
FPA Income Opportunities Offshore Fund, L.P. — PartnerFacts page ↗ (Feb 26, 2026)

Note · Apr 26, 2024 – Feb 27, 2025

David Brookman's role changed at FPA Multi-Advisor Offshore Fund, Ltd.: executive officer → executive officer, director

The Apr 26, 2024 filing lists David Brookman as executive officer; the Feb 27, 2025 Form D/A lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Apr 26, 2024 ↗Form D/A · Feb 27, 2025 ↗David Brookman — PartnerFacts page ↗FPA Multi-Advisor Offshore Fund, Ltd. — PartnerFacts page ↗

Sources

Form D/A · Apr 26, 2024 ↗ (Apr 26, 2024)
Form D/A · Feb 27, 2025 ↗ (Feb 27, 2025)
David Brookman — PartnerFacts page ↗
FPA Multi-Advisor Offshore Fund, Ltd. — PartnerFacts page ↗ (Feb 26, 2026)

Note · Apr 26, 2024 – Feb 27, 2025

Minimum investment changed between filings — FPA Hawkeye Offshore Fund, Ltd.

The Apr 26, 2024 filing lists a minimum of $0; the Feb 27, 2025 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 26, 2024 ↗Form D/A (later) · Feb 27, 2025 ↗FPA Hawkeye Offshore Fund, Ltd. — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 26, 2024 ↗ (Apr 26, 2024)
Form D/A (later) · Feb 27, 2025 ↗ (Feb 27, 2025)
FPA Hawkeye Offshore Fund, Ltd. — PartnerFacts page ↗ (Feb 26, 2026)

Note · Apr 26, 2023 – Apr 26, 2024

Minimum investment changed between filings — FPA Multi-Advisor Offshore Fund, Ltd.

The Apr 26, 2023 filing lists a minimum of $0; the Apr 26, 2024 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 26, 2023 ↗Form D/A (later) · Apr 26, 2024 ↗FPA Multi-Advisor Offshore Fund, Ltd. — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 26, 2023 ↗ (Apr 26, 2023)
Form D/A (later) · Apr 26, 2024 ↗ (Apr 26, 2024)
FPA Multi-Advisor Offshore Fund, Ltd. — PartnerFacts page ↗ (Feb 26, 2026)

Note · Apr 26, 2024 – Sep 30, 2025

David Brookman is written 2 different ways on the filings

listed as "David Brookman" on 42 filings (from Apr 26, 2024), and "David A Brookman" on 2 filings (from Sep 30, 2025).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Apr 26, 2024 ↗Form D · Sep 30, 2025 ↗David Brookman — PartnerFacts page ↗

Sources

Form D/A · Apr 26, 2024 ↗ (Apr 26, 2024)
Form D · Sep 30, 2025 ↗ (Sep 30, 2025)
David Brookman — PartnerFacts page ↗

Note · Apr 1, 2013 – Apr 26, 2023

8 issuers changed their reported size band between filings

Reported net asset value range changed between filings — FPA Multi-Advisor Offshore Fund, Ltd. · Reported net asset value range changed between filings — FPA Hawkeye Offshore Fund, Ltd. · Reported net asset value range changed between filings — FPA Value Partners Fund, L.P. · Reported net asset value range changed between filings — FPA Multi-Advisor Fund II, L.P. · Reported net asset value range changed between filings — FPA MULTI-ADVISOR FUND, L.P. · and 3 more

What this means The size band is self-reported. Ask for current numbers.

Form D · Jul 30, 2015 ↗Form D/A · Apr 26, 2023 ↗FPA Multi-Advisor Offshore Fund, Ltd. — PartnerFacts page ↗Form D · Jul 30, 2015 ↗

Sources

Form D · Jul 30, 2015 ↗ (Jul 30, 2015)
Form D/A · Apr 26, 2023 ↗ (Apr 26, 2023)
FPA Multi-Advisor Offshore Fund, Ltd. — PartnerFacts page ↗ (Feb 26, 2026)
Form D · Jul 30, 2015 ↗ (Jul 30, 2015)
Form D/A · Apr 26, 2022 ↗ (Apr 26, 2022)
FPA Hawkeye Offshore Fund, Ltd. — PartnerFacts page ↗ (Feb 26, 2026)
Form D · Apr 1, 2013 ↗ (Apr 1, 2013)
Form D/A · Apr 1, 2016 ↗ (Apr 1, 2016)

Note · Apr 26, 2024 – Feb 27, 2025

12 address changes between filings

Address moved from Los Angeles, CA to El Segundo, CA — FPA Income Opportunities Onshore Fund, L.P. · Address moved from Los Angeles, CA to El Segundo, CA — FPA Income Opportunities Offshore Fund, L.P. · Address moved from Los Angeles, CA to El Segundo, CA — FPA CONTRARIAN VALUE EQUITY FUND, L.P. · Address moved from Los Angeles, CA to El Segundo, CA — FPA Select Fund, L.P. · Address moved from Los Angeles, CA to El Segundo, CA — FPA Multi-Advisor Offshore Fund, Ltd. · and 7 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · Apr 26, 2024 ↗Form D/A · Feb 27, 2025 ↗FPA Income Opportunities Onshore Fund, L.P. — PartnerFacts page ↗Form D/A · Apr 26, 2024 ↗

Sources

Form D/A · Apr 26, 2024 ↗ (Apr 26, 2024)
Form D/A · Feb 27, 2025 ↗ (Feb 27, 2025)
FPA Income Opportunities Onshore Fund, L.P. — PartnerFacts page ↗ (Feb 26, 2026)
Form D/A · Apr 26, 2024 ↗ (Apr 26, 2024)
Form D/A · Feb 27, 2025 ↗ (Feb 27, 2025)
FPA Income Opportunities Offshore Fund, L.P. — PartnerFacts page ↗ (Feb 26, 2026)
Form D/A · Apr 26, 2024 ↗ (Apr 26, 2024)
Form D/A · Feb 27, 2025 ↗ (Feb 27, 2025)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

6 of 18 offerings report sales commissions totalling $826,340; 5 report finder's fees totalling $37,584; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Feb 26, 2026 D/A FPA MULTI-ADVISOR FUND, L.P. File 021-236953	$143,394 (est.)	$0	$0	Pursuit Capital Marketing, LLC BrokerCheck CRD 145850 ↗	EDGAR ↗
Feb 26, 2026 D/A FPA Multi-Advisor Offshore Fund, Ltd. File 021-244739	$175,879 (est.)	$0	$0	Pursuit Capital Marketing, LLC BrokerCheck CRD 145850 ↗	EDGAR ↗
Feb 26, 2026 D/A FPA Multi-Advisor Fund II, L.P. File 021-262138	$190,107 (est.)	$0	$0	Pursuit Capital Marketing, LLC BrokerCheck CRD 145850 ↗	EDGAR ↗
Feb 26, 2026 D/A FPA Select Fund, L.P. File 021-283836	$0	$11,250	$0	Introduction Capital Inc. no CRD number reported	EDGAR ↗
Feb 26, 2026 D/A FPA Income Opportunities Onshore Fund, L.P. File 021-362711	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 26, 2026 D/A FPA Value Partners Fund, L.P. File 021-194291	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 26, 2026 D/A FPA Income Opportunities Offshore Fund, L.P. File 021-362708	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 26, 2026 D/A FPA Hawkeye Offshore Fund, Ltd. File 021-244737	$295,152	$0	$0	Pursuit Capital Marketing, LLC BrokerCheck CRD 145850 ↗	EDGAR ↗
Feb 26, 2026 D/A FPA CONTRARIAN VALUE EQUITY FUND, L.P. File 021-301638	$0	$1,250	$0	Introduction Capital Inc. no CRD number reported	EDGAR ↗
Feb 26, 2026 D/A FPA Hawkeye-7 Fund, L.P. File 021-525400	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 26, 2026 D/A FPA Hawkeye Fund, L.P. File 021-525404	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 26, 2026 D/A FPA GLOBAL OPPORTUNITY FUND, L.P. File 021-559188	$0	$10,084	$0	Introduction Capital Inc. no CRD number reported	EDGAR ↗
Feb 27, 2025 D/A FPA Select Maple Fund, L.P. File 021-289883	$0	$13,750	$0	Introduction Capital Inc. no CRD number reported	EDGAR ↗
Feb 27, 2025 D/A FPA Global Opportunity Fund File 021-194349	$0	$1,250	$0	Introduction Capital Inc. no CRD number reported	EDGAR ↗
Feb 26, 2025 D/A FPA Contrarian Value Equity Fund (ERISA), L.P. File 021-350020	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 26, 2024 D/A FPA Long Opportunity Fund, L.P. File 021-276956	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 26, 2024 D/A FPA HAWKEYE FUND File 021-236769	$7,831 (est.)	$0	$0	Pursuit Capital Marketing, LLC BrokerCheck CRD 145850 ↗	EDGAR ↗
Apr 26, 2024 D/A FPA Hawkeye-7 Fund File 021-236803	$13,977 (est.)	$0	$0	Pursuit Capital Marketing, LLC BrokerCheck CRD 145850 ↗	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 18

Every issuer that named David Brookman on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Fpa

FPA Hawkeye Offshore Fund, Ltd.

El Segundo, CA · Apr 26, 2024 → Feb 26, 2026 · 3 filings

Feb 26, 2026 · D/A · $53,025,000 sold of Indefinite · 6 investors · min. $100,000 · role: Executive Officer, Director (David Brookman is a Director of the general partner of First Pacific Advisors, LP.) EDGAR ↗
Feb 27, 2025 · D/A · $53,025,000 sold of Indefinite · 6 investors · min. $100,000 · role: Executive Officer, Director (David Brookman is a Director of the general partner of First Pacific Advisors, LP.) EDGAR ↗
Apr 26, 2024 · D/A · $53,025,000 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer, Director (David Brookman is a Director of the general partner of First Pacific Advisors, LP.) EDGAR ↗

Raised $53M from 6 investors as of the latest filing. David is listed as executive officer, director on 3 filings for this deal.

David Brookman

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Bankruptcy case: JCJ Capital LLC v. Brookman — filed Oct 12, 2005

4 offerings reported less sold on a later filing than an earlier one

5 offerings reported fewer investors on a later filing

5 paid sellers are listed without a CRD number

6 offerings have no amendment in the last 12 months and may still be open

David Brookman's role changed at FPA Income Opportunities Offshore Fund, L.P.: executive officer → executive officer, director

David Brookman's role changed at FPA Multi-Advisor Offshore Fund, Ltd.: executive officer → executive officer, director

Minimum investment changed between filings — FPA Hawkeye Offshore Fund, Ltd.

Minimum investment changed between filings — FPA Multi-Advisor Offshore Fund, Ltd.

David Brookman is written 2 different ways on the filings

8 issuers changed their reported size band between filings

12 address changes between filings

5. Money to insiders

Deals 18

People around David 10

The team behind the deals

51 other issuers file from the same address (first 50 shown)

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person