David Baum

The filing says the first sale was Jan 21, 2022. The Form D was filed Feb 7, 2022 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

The filing says the first sale was Jun 22, 2012. The Form D was filed Jul 9, 2012 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

The filing says the first sale was Apr 4, 2012. The Form D was filed Apr 20, 2012 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Offering amount changed between filings — Wyebot, Inc. · Offering amount changed between filings — Wyebot, Inc. · Offering amount changed between filings — OnePIN, Inc. · Offering amount changed between filings — OnePIN, Inc. · Offering amount changed between filings — OnePIN, Inc. · and 2 more

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

No amendment in the last 12 months on an offering that may still be open — Wyebot, Inc. (latest filing Mar 18, 2025) · No amendment in the last 12 months on an offering that may still be open — Wyebot, Inc. (latest filing Aug 4, 2023) · No amendment in the last 12 months on an offering that may still be open — WiTricity Holdings, Inc. (latest filing Jun 22, 2022) · No amendment in the last 12 months on an offering that may still be open — TrenderTag, Inc. (latest filing Feb 7, 2022) · No amendment in the last 12 months on an offering that may still be open — Fuze, Inc. (latest filing Jan 20, 2021) · and 6 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

listed as "David Baum" on 20 filings (from Sep 14, 2009), and "David William Baum" on 2 filings (from Jul 9, 2012), and "David W. Baum" on the Jun 22, 2022 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

This page covers filings where the address state is MA. A separate record, "David Baum" with address state NY or NJ, is listed on 6 filings — most recently by Props2Fantasy.com, Inc. (Nov 7, 2022). Both records have filings in the same period (Apr 10, 2015 to Nov 7, 2022).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is MA. A separate record, "David Baum" with address state NC, is listed on 3 filings — most recently by Commerce Signals, Inc. (Jun 14, 2019). Both records have filings in the same period (Jul 17, 2017 to Jun 14, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is MA. A separate record, "David M. Baum" with address state CT, is listed on 2 filings — most recently by Uplift Nutrition, Inc. (Aug 4, 2016). Both records have filings in the same period (Jul 26, 2016 to Aug 4, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is MA. A separate record, "David A. Baum" with address state IL, is listed on 2 filings — most recently by Protein2O Inc. (Apr 14, 2016). Both records have filings in the same period (Dec 19, 2013 to Apr 14, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Address moved from Marlborough, MA to Marlboro, MA — Wyebot, Inc. · Address moved from Marlboro, MA to Marlborough, MA — Wyebot, Inc. · Address moved from Waltham, MA to Wellesley, MA — INSTREAM MEDIA INC · Address moved from New York, NY to Waltham, MA — INSTREAM MEDIA INC

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

"No Revenues" (Sep 14, 2009); then "$1 - $1,000,000" (Mar 5, 2010); then "Decline to Disclose" (May 25, 2011).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.