PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:25 AM ET

Sponsor Check › Person

DB
No photo found yet (own website and image search run after this page is viewed)

David Barton

Named as an officer, director or promoter on SEC Form D filings · CA, CO · May 20, 2015 → Oct 27, 2025

4deals (issuers)
$192Mreported sold
360investors
7Form D filings
2015–2025years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David Barton is listed as an executive officer and director on 7 SEC Form D filings by 4 issuers between May 2015 and Oct 2025: GC Waves Holdings, Inc. (San Francisco, CA — investing — 2015–2016; $113.1M reported sold to 29 investors), OG Crimson Parent Holdings I, Inc. (Denver, CO — investing — 2024–2025; $74.4M reported sold to 276 investors), Electric Avenue Software, Inc. (Solana Beach, CA — other technology — 2022–2025; $2.87M reported sold to 25 investors) and OG Crimson Parent, Inc. (Denver, CO — investing — 2020; $1.64M reported sold to 30 investors).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer and director, over about 10 years. Across those companies the filings report $192M sold in total.

Listed alongside Anthony J. Salewski (4 shared filings), Benjamin L. Marshall (4 shared filings), Charles David Welling (3 shared filings), Charles Goldman (3 shared filings), Donald Calcagni (3 shared filings) and 10 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

3 of the issuers belong to the sponsor group Ohcp (88 issuers, $12.98B reported sold, 2010–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Ohcp has 88 companies on file and $12.98B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 5 bankruptcy cases matching the name listed in Key records below.

What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 7 public filings for David Barton and found 12 differences, 2 worth asking the sponsor about: Form D filed 159 days after the first sale; David Barton is no longer listed on the Aug 25, 2026 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David Barton has not run yet — it is #9,548 of 15,732 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 judgment

David Barton v. Conseco Life Insurance Company judgment
District Court, C.D. California · No. 2:04-cv-04655 · Filed Jun 28, 2004 · Closed Jul 3, 2007 · Nature of suit: 190 Other contract actions
Role of David Barton: Plaintiff · Outcome: Terminated 2007-07-03 — FJC Integrated Database disposition: Other; judgment for plaintiff Docket on CourtListener ↗
same full name (a name found in 166 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Barton..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

5 cases: 5 closed (disposition not in docket feed)

David Barton closed
United States Bankruptcy Court, N.D. California · No. 15-30113 · Filed Jan 30, 2015 · Closed Jun 17, 2015
Role of David Barton: Debtor · Outcome: Case closed 2015-06-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 166 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)
David A Barton and Cynthia T Barton closed
United States Bankruptcy Court, C.D. California · No. 6:04-bk-22828 · Filed Nov 23, 2004 · Closed Apr 13, 2005
Role of David A Barton and Cynthia T Barton: Debtor · Outcome: Case closed 2005-04-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 166 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)
David J. Barton and Leonora Barton closed
United States Bankruptcy Court, N.D. California · No. 03-51396 · Filed Mar 5, 2003 · Closed Jun 30, 2003
Role of David J. Barton and Leonora Barton: Debtor · Outcome: Case closed 2003-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 166 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)
David M Barton and Shelley L Barton closed
United States Bankruptcy Court, C.D. California · No. 6:00-bk-25592 · Filed Oct 26, 2000 · Closed Mar 2, 2001
Role of David M Barton and Shelley L Barton: Debtor · Outcome: Case closed 2001-03-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 166 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)
David Barton Jr closed
United States Bankruptcy Court, C.D. California · No. 1:90-bk-16803 · Filed Jul 9, 1990 · Closed Apr 15, 1993
Role of David Barton Jr: Debtor · Outcome: Case closed 1993-04-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 166 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for David Barton — 2 worth asking about (compared 7 filings on Oct 24, 2026)

Worth asking · Jun 21, 2024 – Nov 27, 2024

Form D filed 159 days after the first sale — OG Crimson Parent Holdings I, Inc.

The filing says the first sale was Jun 21, 2024. The Form D was filed Nov 27, 2024 — 159 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 144 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Nov 27, 2024 ↗OG Crimson Parent Holdings I, Inc. — PartnerFacts page ↗
Sources
Worth asking · Aug 21, 2025 – Aug 25, 2026

David Barton is no longer listed on the Aug 25, 2026 amendment — OG Crimson Parent Holdings I, Inc.

David Barton appears on the Aug 21, 2025 Form D/A (executive officer) but not on the Aug 25, 2026 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Aug 21, 2025 ↗Form D/A · Aug 25, 2026 ↗David Barton — PartnerFacts page ↗OG Crimson Parent Holdings I, Inc. — PartnerFacts page ↗
Sources
Note · Oct 3, 2025 – Oct 27, 2025

Form D filed 24 days after the first sale — Electric Avenue Software, Inc.

The filing says the first sale was Oct 3, 2025. The Form D was filed Oct 27, 2025 — 24 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 9 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Oct 27, 2025 ↗Electric Avenue Software, Inc. — PartnerFacts page ↗
Sources
Note · Feb 11, 2022 – Mar 8, 2022

Form D filed 25 days after the first sale — Electric Avenue Software, Inc.

The filing says the first sale was Feb 11, 2022. The Form D was filed Mar 8, 2022 — 25 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 10 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Mar 8, 2022 ↗Electric Avenue Software, Inc. — PartnerFacts page ↗
Sources
Note · Nov 27, 2024 – Aug 21, 2025

Offering amount changed between filings — OG Crimson Parent Holdings I, Inc.

The Nov 27, 2024 filing says $26,680,000 offered; the Aug 21, 2025 Form D/A says an indefinite amount.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Nov 27, 2024 ↗Form D/A (later) · Aug 21, 2025 ↗OG Crimson Parent Holdings I, Inc. — PartnerFacts page ↗
Sources
Note · Feb 11, 2022 – Mar 8, 2022

No amendment in the last 12 months on an offering that may still be open — Electric Avenue Software, Inc. (latest filing Mar 8, 2022)

The latest filing for this offering is dated Mar 8, 2022 (first sale Feb 11, 2022). It reports $2,870,969 sold of $3,000,969 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Mar 8, 2022 ↗Electric Avenue Software, Inc. — PartnerFacts page ↗
Sources
Note · Aug 4, 2016 – Aug 10, 2016

No amendment in the last 12 months on an offering that may still be open — GC Waves Holdings, Inc. (latest filing Aug 10, 2016)

The latest filing for this offering is dated Aug 10, 2016 (first sale Aug 4, 2016). It reports $23,303,104 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Aug 10, 2016 ↗GC Waves Holdings, Inc. — PartnerFacts page ↗
Sources
Note · May 14, 2015 – May 20, 2015

No amendment in the last 12 months on an offering that may still be open — GC Waves Holdings, Inc. (latest filing May 20, 2015)

The latest filing for this offering is dated May 20, 2015 (first sale May 14, 2015). It reports $113,130,355 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · May 20, 2015 ↗GC Waves Holdings, Inc. — PartnerFacts page ↗
Sources
Note · Mar 8, 2022 – Oct 27, 2025

Industry group changed between filings — Electric Avenue Software, Inc.

"Retailing" (Mar 8, 2022); then "Other Technology" (Oct 27, 2025).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Mar 8, 2022 ↗Form D · Oct 27, 2025 ↗Electric Avenue Software, Inc. — PartnerFacts page ↗
Sources
Note · Mar 18, 2013 – Jul 18, 2013

Same name, different state: "David Barton" (WA) is a separate record

This page covers filings where the address state is CA or CO. A separate record, "David Barton" with address state WA, is listed on 2 filings — most recently by Epoch, Inc. (Jul 18, 2013). The two records do not overlap in time: this page runs May 20, 2015 to Oct 27, 2025; the other runs Mar 18, 2013 to Jul 18, 2013.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David Barton (WA) — PartnerFacts page ↗Form D/A · Jul 18, 2013 ↗Epoch, Inc. — PartnerFacts page ↗David Barton (CA,CO) — this page ↗
Sources
Note · May 15, 2009

Same name, different state: "David H. Barton" (AZ) is a separate record

This page covers filings where the address state is CA or CO. A separate record, "David H. Barton" with address state AZ, is listed on 1 filing — most recently by MERCER ADVISORS INC (May 15, 2009). The two records do not overlap in time: this page runs May 20, 2015 to Oct 27, 2025; the other has one filing dated May 15, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David H. Barton (AZ) — PartnerFacts page ↗Form D · May 15, 2009 ↗MERCER ADVISORS INC — PartnerFacts page ↗David Barton (CA,CO) — this page ↗
Sources
Note · May 20, 2015 – Oct 27, 2025

David Barton is listed with 2 different address states: CA, CO

CA on 4 filings (May 20, 2015 to Oct 27, 2025); CO on 3 filings (Apr 6, 2020 to Aug 21, 2025).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · May 20, 2015 ↗Form D · Apr 6, 2020 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 6 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $40,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 27, 2025 D
Electric Avenue Software, Inc.
File 021-562174
$0$0$40,000 (est.)None listed on this filingEDGAR ↗
Aug 21, 2025 D/A
OG Crimson Parent Holdings I, Inc.
File 021-530636
$0$0$0None listed on this filingEDGAR ↗
Mar 8, 2022 D
Electric Avenue Software, Inc.
File 021-436354
$0$0$0None listed on this filingEDGAR ↗
Apr 6, 2020 D
OG Crimson Parent, Inc.
File 021-364393
$0$0$0None listed on this filingEDGAR ↗
Aug 10, 2016 D
GC Waves Holdings, Inc.
File 021-268660
$0$0$0None listed on this filingEDGAR ↗
May 20, 2015 D
GC Waves Holdings, Inc.
File 021-240236
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named David Barton on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

EA
Other Technology

Electric Avenue Software, Inc.

Solana Beach, CA · Mar 8, 2022 → Oct 27, 2025 · 2 filings
  • Oct 27, 2025 · D · $523,646 sold of $800,852 · 8 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Mar 8, 2022 · D · $2,870,969 sold of $3,000,969 · 25 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $2.87M from 25 investors (100% of the $801K target) as of the latest filing. David is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OC
Investing · group: Ohcp

OG Crimson Parent Holdings I, Inc.

Denver, CO · Nov 27, 2024 → Aug 21, 2025 · 2 filings
  • Aug 21, 2025 · D/A · $48,210,000 sold of Indefinite · 204 investors · min. No minimum reported · role: Executive Officer (OG Crimson Parent Holdings I, Inc.) EDGAR ↗
  • Nov 27, 2024 · D · $26,680,000 sold of $26,680,000 · 136 investors · min. No minimum reported · role: Executive Officer (OG Crimson Parent Holdings I, Inc.) EDGAR ↗

Raised $74.4M from 276 investors as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OC
Investing · group: Ohcp

OG Crimson Parent, Inc.

Denver, CO · Apr 6, 2020
  • Apr 6, 2020 · D · $1,636,000 sold of $1,636,000 · 30 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $1.64M from 30 investors (100% of the $1.64M target) as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GW
Investing · group: Ohcp

GC Waves Holdings, Inc.

San Francisco, CA · May 20, 2015 → Aug 10, 2016 · 2 filings
  • Aug 10, 2016 · D · $23,303,104 sold of Indefinite · 14 investors · min. No minimum reported · role: Director (Director) EDGAR ↗
  • May 20, 2015 · D · $113,130,355 sold of Indefinite · 29 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $113.1M from 29 investors as of the latest filing. David is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • David H. Barton — AZ, 1 issuer, May 15, 2009 → May 15, 2009 · no shared issuer
  • David Barton — WA, 1 issuer, Mar 18, 2013 → Jul 18, 2013 · no shared issuer

People around David 15

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony J. Salewski

Executive Officer, Director · 4 shared filings (2 issuers) · also on 19 other issuers

Anthony J. Salewski is on 21 issuers in total — a repeat sponsor. Their page lists every one.

BM
No photo found yet (own website and image search run after this page is viewed)
Person

Benjamin L. Marshall

Director, Executive Officer · 4 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as David Barton. Their page shows their other deals.

WN
No photo found yet (own website and image search run after this page is viewed)
Person

William Nelson

Executive Officer · 3 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as David Barton. Their page shows their other deals.

CG
No photo found yet (own website and image search run after this page is viewed)
Person

Charles Goldman

Director · 3 shared filings (2 issuers) · also on 3 other issuers

Charles Goldman is on 5 issuers in total — a repeat sponsor. Their page lists every one.

ME
No photo found yet (own website and image search run after this page is viewed)
Person

Mathew R. Encino

Executive Officer · 3 shared filings (2 issuers)

Listed on the same filings as David Barton. Their page shows their other deals.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

Donald Calcagni

Executive Officer · 3 shared filings (2 issuers) · also on 3 other issuers

Donald Calcagni is on 5 issuers in total — a repeat sponsor. Their page lists every one.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Ronald Blood

Executive Officer · 3 shared filings (2 issuers)

Listed on the same filings as David Barton. Their page shows their other deals.

LP
No photo found yet (own website and image search run after this page is viewed)
Person

Loren Pierson

Executive Officer · 3 shared filings (2 issuers)

Listed on the same filings as David Barton. Their page shows their other deals.

CW
No photo found yet (own website and image search run after this page is viewed)
Person

Charles David Welling

Executive Officer, Director · 3 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as David Barton. Their page shows their other deals.

KL
No photo found yet (own website and image search run after this page is viewed)
Person

Karen Lee

Executive Officer · 3 shared filings (2 issuers)

Listed on the same filings as David Barton. Their page shows their other deals.

KV
No photo found yet (own website and image search run after this page is viewed)
Person

Karsten Voermann

Executive Officer · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as David Barton. Their page shows their other deals.

HS
No photo found yet (own website and image search run after this page is viewed)
Person

Harold Strong

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as David Barton. Their page shows their other deals.

SP
No photo found yet (own website and image search run after this page is viewed)
Person

Steven G. Puccinelli

Executive Officer, Director · 2 shared filings (1 issuer) · also on 42 other issuers

Steven G. Puccinelli is on 43 issuers in total — a repeat sponsor. Their page lists every one.

NT
No photo found yet (own website and image search run after this page is viewed)
Person

Nicholas Theofanidis

Executive Officer, Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as David Barton. Their page shows their other deals.

GM
No photo found yet (own website and image search run after this page is viewed)
Person

Geoffrey Miller

Executive Officer, Director · 1 shared filing (1 issuer) · also on 6 other issuers

Geoffrey Miller is on 7 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

O
Sponsor group

Ohcp

88 issuers · 160 filings · $12.98B reported sold · 2010–2026

One team, 88 deal companies. David Barton is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Barton.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 4 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David Barton by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 4 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David Barton is listed on: none on file. No website or social profile named in GC Waves Holdings, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #284,726 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (San Francisco, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗Colorado state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗Colorado Secretary of State business search ↗OpenCorporates ↗

Change history

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