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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:36 AM ET

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David Barse

Named as an officer, director or promoter on SEC Form D filings · NY · Mar 13, 2009 → Mar 2, 2015

6deals (issuers)
$715.1Mreported sold
338investors
24Form D filings
2009–2015years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David Barse is listed as an executive officer and director on 24 SEC Form D filings by 6 issuers between Mar 2009 and Mar 2015. Largest by amount reported sold: THIRD AVENUE REAL ESTATE OPPORTUNITIES FUND LP (New York, NY — pooled investment fund — 2009–2015; $299.6M reported sold to 172 investors), THIRD AVENUE GLOBAL VALUE OFFSHORE FUND LTD (New York, NY — pooled investment fund — 2009–2014; $220.8M reported sold to 104 investors), Whitman High Conviction Fund (New York, NY — pooled investment fund — 2012–2015; $154.5M reported sold to 42 investors), THIRD AVENUE SPECIAL SITUATIONS OFFSHORE FUND LTD (New York, NY — pooled investment fund — 2015; $33.6M reported sold to 16 investors), Third Avenue Emerging Markets (Offshore) Fund, Ltd. (New York, NY — pooled investment fund — 2010–2013; $3.66M reported sold to 3 investors) and 1 more (all listed below).

What this means A repeat sponsor — 6 separate companies raised money with this person listed as executive officer and director, over about 6 years. Across those companies the filings report $715.1M sold in total.

Listed alongside Vincent Dugan (24 shared filings), Scott Dakers (9 shared filings), Cormac Sheehan (8 shared filings), Scott Drakers (5 shared filings), Vijayabalan Murugesu (5 shared filings) and 3 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

4 of the issuers belong to the sponsor group Third Avenue (8 issuers, $990.5M reported sold, 2009–2015).

What this means A sponsor group is one team that sets up a new company for each deal. Third Avenue has 8 companies on file and $990.5M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 3 bankruptcy cases matching the name listed in Key records below.

What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 24 public filings for David Barse and found 16 differences, 8 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David Barse has not run yet — it is joining a line of 57,507 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 closed (disposition not in docket feed)

Barse v. Royce Laboratories closed
District Court, S.D. Florida · No. 1:92-cv-00924 · Filed Apr 23, 1992 · Closed Aug 24, 1993 · Nature of suit: 850 Securities, Commodities, Exchange
Role of Barse: Plaintiff · Outcome: Terminated 1993-08-24 — FJC Integrated Database disposition: Statistical closing Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 14 federal dockets); surname only in the caption; court in FL (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Barse..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

3 cases: 1 open, 2 closed (disposition not in docket feed)

Amy Marie Barse-Johnson open
United States Bankruptcy Court, D. South Dakota · No. 24-10025 · Filed Jun 3, 2024
Role of Amy Marie Barse-Johnson: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 14 federal dockets); different first name (marie); court in SD (not a filing state)
Barse v. Household Realty Corporation closed
United States Bankruptcy Court, S.D. Ohio · No. 3:11-ap-03319 · Filed Sep 8, 2011 · Closed Jan 4, 2012
Role of Barse: Plaintiff · Outcome: Case closed 2012-01-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 14 federal dockets); surname only in the caption; court in OH (not a filing state)
Charles Barse Palmer closed
United States Bankruptcy Court, N.D. New York · No. 98-16787 · Filed Oct 16, 1998 · Closed Mar 12, 1999
Role of Charles Barse Palmer: Debtor · Outcome: Case closed 1999-03-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 14 federal dockets); different first name (charles); court in the person's filing state (NY)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

16 differences found between the filings for David Barse — 8 worth asking about (compared 24 filings on Oct 24, 2026)

Note · Jul 21, 1993 – Jun 29, 2026

35 bankruptcy cases name the subject or team members

Bankruptcy case: 83 Third Avenue Bay Shore LLC — filed Jun 29, 2026 · Bankruptcy case: Unique Third Avenue LLC and Third Avenue Imaging LLC — filed Nov 4, 2025 · Bankruptcy case: Third Avenue Imaging LLC — filed Nov 4, 2025 · Bankruptcy case: Arche Third Avenue, Inc. — filed Mar 28, 2025 · Bankruptcy case: Glosslab 401 Third Avenue LLC — filed Dec 23, 2024 · and 30 more

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, E.D. New York ↗Third Avenue Management LLC — PartnerFacts page ↗Docket · United States Bankruptcy Court, S.D. New York ↗Docket · United States Bankruptcy Court, S.D. New York ↗
Sources
Worth asking · Mar 6, 2013 – Mar 6, 2014

Amount sold went down between filings — THIRD AVENUE GLOBAL VALUE OFFSHORE FUND LTD

The Mar 6, 2013 filing says $220,752,715 sold; the Mar 6, 2014 Form D/A says $73,050,000 sold — $147,702,715 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Mar 6, 2013 ↗Form D/A (later) · Mar 6, 2014 ↗THIRD AVENUE GLOBAL VALUE OFFSHORE FUND LTD — PartnerFacts page ↗
Sources
Worth asking · Mar 6, 2013 – Mar 6, 2014

Investor count went down between filings — THIRD AVENUE GLOBAL VALUE OFFSHORE FUND LTD

The Mar 6, 2013 filing reports 8 investors; the Mar 6, 2014 Form D/A reports 7 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Mar 6, 2013 ↗Form D/A (later) · Mar 6, 2014 ↗THIRD AVENUE GLOBAL VALUE OFFSHORE FUND LTD — PartnerFacts page ↗
Sources
Worth asking · Feb 16, 2011 – Feb 21, 2012

Investor count went down between filings — THIRD AVENUE GLOBAL VALUE OFFSHORE FUND LTD

The Feb 16, 2011 filing reports 104 investors; the Feb 21, 2012 Form D/A reports 7 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Feb 16, 2011 ↗Form D/A (later) · Feb 21, 2012 ↗THIRD AVENUE GLOBAL VALUE OFFSHORE FUND LTD — PartnerFacts page ↗
Sources
Worth asking · Dec 7, 2011 – Nov 30, 2012

Paid seller listed without a CRD number: EWM Capital Limited — Third Avenue Emerging Markets (Offshore) Fund, Ltd.

EWM Capital Limited is listed as receiving sales compensation on 2 filings (Dec 7, 2011 to Nov 30, 2012) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Nov 30, 2012 ↗BrokerCheck search: EWM Capital Limited ↗Third Avenue Emerging Markets (Offshore) Fund, Ltd. — PartnerFacts page ↗
Sources
Worth asking · Feb 21, 2012

Paid seller listed without a CRD number: EWM Capital Limited — THIRD AVENUE GLOBAL VALUE OFFSHORE FUND LTD

EWM Capital Limited is listed as receiving sales compensation on 1 filing (Feb 21, 2012) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Feb 21, 2012 ↗BrokerCheck search: EWM Capital Limited ↗THIRD AVENUE GLOBAL VALUE OFFSHORE FUND LTD — PartnerFacts page ↗
Sources
Worth asking · May 1, 2009 – Feb 23, 2010

Form D filed 298 days after the first sale — Third Avenue Value Equity (Offshore) Fund Ltd.

The filing says the first sale was May 1, 2009. The Form D was filed Feb 23, 2010 — 298 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 283 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Feb 23, 2010 ↗Third Avenue Value Equity (Offshore) Fund Ltd. — PartnerFacts page ↗
Sources
Note · Jan 1, 2005 – Mar 2, 2015

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — THIRD AVENUE SPECIAL SITUATIONS OFFSHORE FUND LTD (latest filing Mar 2, 2015) · No amendment in the last 12 months on an offering that may still be open — THIRD AVENUE GLOBAL VALUE OFFSHORE FUND LTD (latest filing Mar 6, 2014) · No amendment in the last 12 months on an offering that may still be open — Third Avenue Emerging Markets (Offshore) Fund, Ltd. (latest filing Nov 26, 2013) · No amendment in the last 12 months on an offering that may still be open — Third Avenue Value Equity (Offshore) Fund Ltd. (latest filing Feb 21, 2012)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Mar 2, 2015 ↗THIRD AVENUE SPECIAL SITUATIONS OFFSHORE FUND LTD — PartnerFacts page ↗Form D/A · Mar 6, 2014 ↗THIRD AVENUE GLOBAL VALUE OFFSHORE FUND LTD — PartnerFacts page ↗
Sources
Worth asking · Mar 6, 2015 – Mar 15, 2016

David Barse is no longer listed on the Mar 15, 2016 amendment — Whitman High Conviction Fund

David Barse appears on the Mar 6, 2015 Form D/A (executive officer) but not on the Mar 15, 2016 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Mar 6, 2015 ↗Form D/A · Mar 15, 2016 ↗David Barse — PartnerFacts page ↗Whitman High Conviction Fund — PartnerFacts page ↗
Sources
Worth asking · Mar 6, 2015 – Mar 4, 2016

David Barse is no longer listed on the Mar 4, 2016 amendment — THIRD AVENUE REAL ESTATE OPPORTUNITIES FUND LP

David Barse appears on the Mar 6, 2015 Form D/A (executive officer) but not on the Mar 4, 2016 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Mar 6, 2015 ↗Form D/A · Mar 4, 2016 ↗David Barse — PartnerFacts page ↗THIRD AVENUE REAL ESTATE OPPORTUNITIES FUND LP — PartnerFacts page ↗
Sources
Note · Mar 13, 2009 – Apr 17, 2009

David Barse is written 2 different ways on the filings

listed as "David Barse" on 14 filings (from Mar 13, 2009), and "David M. Barse" on 10 filings (from Apr 17, 2009).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Mar 13, 2009 ↗Form D/A · Apr 17, 2009 ↗David Barse — PartnerFacts page ↗
Sources
Note · Nov 13, 2023 – Nov 25, 2024

Same name, different state: "David Barse" (DC) is a separate record

This page covers filings where the address state is NY. A separate record, "David Barse" with address state DC, is listed on 3 filings — most recently by JUUL Labs, Inc. (Nov 25, 2024). The two records do not overlap in time: this page runs Mar 13, 2009 to Mar 2, 2015; the other runs Nov 13, 2023 to Nov 25, 2024.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David Barse (DC) — PartnerFacts page ↗Form D/A · Nov 25, 2024 ↗JUUL Labs, Inc. — PartnerFacts page ↗David Barse (NY) — this page ↗
Sources
Note · Mar 17, 2017 – Mar 19, 2018

Same name, different state: "David Barse" (CT) is a separate record

This page covers filings where the address state is NY. A separate record, "David Barse" with address state CT, is listed on 2 filings — most recently by Outvest Large Cap Fund, LP (Mar 19, 2018). The two records do not overlap in time: this page runs Mar 13, 2009 to Mar 2, 2015; the other runs Mar 17, 2017 to Mar 19, 2018.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David Barse (CT) — PartnerFacts page ↗Form D/A · Mar 19, 2018 ↗Outvest Large Cap Fund, LP — PartnerFacts page ↗David Barse (NY) — this page ↗
Sources
Note · Mar 6, 2014 – Mar 2, 2015

Address moved from Grand Cayman, Cayman Islands (as filed: E9) to New York, NY — THIRD AVENUE SPECIAL SITUATIONS OFFSHORE FUND LTD

The people listed on the Mar 6, 2014 filing give Grand Cayman, Cayman Islands (as filed: E9); on the Mar 2, 2015 filing they give New York, NY.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Mar 6, 2014 ↗Form D/A · Mar 2, 2015 ↗THIRD AVENUE SPECIAL SITUATIONS OFFSHORE FUND LTD — PartnerFacts page ↗
Sources
Note · Mar 13, 2009 – Feb 18, 2010

Address moved from George Town. Grand Cayman, Cayman Islands (as filed: E9) to Grand Cayman, Cayman Islands (as filed: E9) — THIRD AVENUE SPECIAL SITUATIONS OFFSHORE FUND LTD

The people listed on the Mar 13, 2009 filing give George Town. Grand Cayman, Cayman Islands (as filed: E9); on the Feb 18, 2010 filing they give Grand Cayman, Cayman Islands (as filed: E9).

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Mar 13, 2009 ↗Form D/A · Feb 18, 2010 ↗THIRD AVENUE SPECIAL SITUATIONS OFFSHORE FUND LTD — PartnerFacts page ↗
Sources
Note · Mar 13, 2009 – Feb 18, 2010

Address moved from George Town, Grand Cayman, Cayman Islands (as filed: E9) to Grand Cayman, Cayman Islands (as filed: E9) — THIRD AVENUE GLOBAL VALUE OFFSHORE FUND LTD

The people listed on the Mar 13, 2009 filing give George Town, Grand Cayman, Cayman Islands (as filed: E9); on the Feb 18, 2010 filing they give Grand Cayman, Cayman Islands (as filed: E9).

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Mar 13, 2009 ↗Form D/A · Feb 18, 2010 ↗THIRD AVENUE GLOBAL VALUE OFFSHORE FUND LTD — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 6 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 6, 2015 D/A
THIRD AVENUE REAL ESTATE OPPORTUNITIES FUND LP
File 021-86636
$0$0$0 (est.)None listed on this filingEDGAR ↗
Mar 6, 2015 D/A
Whitman High Conviction Fund
File 021-174483
$0$0$0None listed on this filingEDGAR ↗
Mar 2, 2015 D/A
THIRD AVENUE SPECIAL SITUATIONS OFFSHORE FUND LTD
File 021-92207
$0$0$0 (est.)None listed on this filingEDGAR ↗
Mar 6, 2014 D/A
THIRD AVENUE GLOBAL VALUE OFFSHORE FUND LTD
File 021-80080
$0$0$0 (est.)None listed on this filingEDGAR ↗
Nov 26, 2013 D/A
Third Avenue Emerging Markets (Offshore) Fund, Ltd.
File 021-151830
$0$0$0 (est.)None listed on this filingEDGAR ↗
Feb 21, 2012 D/A
Third Avenue Value Equity (Offshore) Fund Ltd.
File 021-138954
$0$0$0 (est.)
The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 6

Every issuer that named David Barse on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

TA
Pooled Investment Fund

THIRD AVENUE REAL ESTATE OPPORTUNITIES FUND LP

New York, NY · Apr 17, 2009 → Mar 6, 2015 · 6 filings
  • Mar 6, 2015 · D/A · $298,646,809 sold of Indefinite · 172 investors · min. $1,000,000 · role: Executive Officer (Officer of the Managing Member of the General Partner.) EDGAR ↗
  • Mar 6, 2014 · D/A · $298,646,809 sold of Indefinite · 172 investors · min. $1,000,000 · role: Executive Officer (Officer of the Managing Member of the General Partner.) EDGAR ↗
  • Mar 6, 2013 · D/A · $297,496,809 sold of Indefinite · 172 investors · min. $1,000,000 · role: Executive Officer (Officer of the Managing Member of the General Partner.) EDGAR ↗
  • Mar 7, 2012 · D/A · $297,371,809 sold of Indefinite · 172 investors · min. $1,000,000 · role: Executive Officer (Officer of the Managing Member of the General Partner.) EDGAR ↗
  • Mar 16, 2010 · D/A · $294,001,484 sold of Indefinite · 155 investors · min. $1,000,000 · role: Executive Officer (Officer of the Managing Member of the General Partner.) EDGAR ↗
  • Apr 17, 2009 · D/A · $294,001,484 sold of Indefinite · 155 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $299.6M from 172 investors as of the latest filing. David is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WH
Pooled Investment Fund

Whitman High Conviction Fund

New York, NY · Mar 7, 2012 → Mar 6, 2015 · 4 filings
  • Mar 6, 2015 · D/A · $126,824,269 sold of Indefinite · 37 investors · min. $50,000 · role: Executive Officer (Chief Executive Officer) EDGAR ↗
  • Mar 6, 2014 · D/A · $120,592,169 sold of Indefinite · 36 investors · min. $50,000 · role: Executive Officer (Chief Executive Officer) EDGAR ↗
  • Mar 4, 2013 · D/A · $115,913,830 sold of Indefinite · 34 investors · min. $50,000 · role: Executive Officer (Chief Executive Officer) EDGAR ↗
  • Mar 7, 2012 · D · $109,393,830 sold of Indefinite · 20 investors · min. $50,000 · role: Executive Officer (Chief Executive Officer) EDGAR ↗

Raised $154.5M from 42 investors as of the latest filing. David is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TA
Pooled Investment Fund · group: Third Avenue

THIRD AVENUE SPECIAL SITUATIONS OFFSHORE FUND LTD

New York, NY · Mar 2, 2015
  • Mar 2, 2015 · D/A · $16,078,606 sold of Indefinite · 10 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $33.6M from 16 investors as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

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Pooled Investment Fund · group: Third Avenue

THIRD AVENUE GLOBAL VALUE OFFSHORE FUND LTD

New York, NY · Mar 13, 2009 → Mar 6, 2014 · 6 filings
  • Mar 6, 2014 · D/A · $73,050,000 sold of Indefinite · 7 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Mar 6, 2013 · D/A · $220,752,715 sold of Indefinite · 8 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Feb 21, 2012 · D/A · $195,752,715 sold of Indefinite · 7 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Feb 16, 2011 · D/A · $195,667,715 sold of Indefinite · 104 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Feb 18, 2010 · D/A · $193,667,715 sold of Indefinite · 101 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Mar 13, 2009 · D/A · $193,667,715 sold of Indefinite · 101 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $220.8M from 104 investors as of the latest filing. David is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TA
Pooled Investment Fund · group: Third Avenue

Third Avenue Emerging Markets (Offshore) Fund, Ltd.

New York, NY · Dec 14, 2010 → Nov 26, 2013 · 4 filings
  • Nov 26, 2013 · D/A · $3,660,000 sold of Indefinite · 3 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Nov 30, 2012 · D/A · $3,660,000 sold of Indefinite · 3 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Dec 7, 2011 · D/A · $3,560,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Dec 14, 2010 · D · $2,400,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $3.66M from 3 investors as of the latest filing. David is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TA
Pooled Investment Fund · group: Third Avenue

Third Avenue Value Equity (Offshore) Fund Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Feb 23, 2010 → Feb 21, 2012 · 3 filings
  • Feb 21, 2012 · D/A · $2,910,606 sold of Indefinite · 1 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Feb 16, 2011 · D/A · $2,910,606 sold of Indefinite · 1 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Feb 23, 2010 · D · $2,910,606 sold of Indefinite · 1 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $2.91M from 1 investor as of the latest filing. David is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • David Barse — CT, 1 issuer, Mar 17, 2017 → Mar 19, 2018 · no shared issuer
  • David Barse — DC, 1 issuer, Nov 13, 2023 → Nov 25, 2024 · no shared issuer

People around David 8

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

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Management entity

Third Avenue Management LLC

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David Barse. Their page shows their other deals.

VD
No photo found yet (own website and image search run after this page is viewed)
Person

Vincent Dugan

Executive Officer · 24 shared filings (6 issuers) · also on 4 other issuers

Vincent Dugan is on 10 issuers in total — a repeat sponsor. Their page lists every one.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Dakers

Director · 9 shared filings (4 issuers) · also on 129 other issuers

Scott Dakers is on 133 issuers in total — a repeat sponsor. Their page lists every one.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

Cormac Sheehan

Director · 8 shared filings (4 issuers) · also on 38 other issuers

Cormac Sheehan is on 42 issuers in total — a repeat sponsor. Their page lists every one.

VM
No photo found yet (own website and image search run after this page is viewed)
Person

Vijayabalan Murugesu

Director · 5 shared filings (2 issuers) · also on 125 other issuers

Vijayabalan Murugesu is on 127 issuers in total — a repeat sponsor. Their page lists every one.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Drakers

Director · 5 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as David Barse. Their page shows their other deals.

BW
No photo found yet (own website and image search run after this page is viewed)
Person

Barbara E. Whitman

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as David Barse. Their page shows their other deals.

PH
No photo found yet (own website and image search run after this page is viewed)
Person

Philip Hughes

Director · 1 shared filing (1 issuer) · also on 73 other issuers

Philip Hughes is on 74 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

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Sponsor group

Third Avenue

8 issuers · 45 filings · $990.5M reported sold · 2009–2015

One team, 8 deal companies. David Barse is listed on 4 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Barse.

Same business address

13 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 1 of the 6 issuers this person is listed on matches a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): THIRD AVENUE SPECIAL SITUATIONS OFFSHORE FUND LTD.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David Barse by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 6 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David Barse is listed on: none on file. No website or social profile named in THIRD AVENUE REAL ESTATE OPPORTUNITIES FUND LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #74,572 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

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