PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:48 AM ET

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David B. Pollin

Named as an officer, director or promoter on SEC Form D filings · DC, MD, DE · Jun 5, 2019 → Feb 14, 2024

12deals (issuers)
$415.4Mreported sold
499investors
20Form D filings
2019–2024years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:44 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David B. Pollin is listed as an executive officer and director on 20 SEC Form D filings by 12 issuers between Jul 2015 and Feb 2024. Largest by amount reported sold: Corten Real Estate Fund II LP (Wilmington, DE — pooled investment fund — 2022–2024; $188M reported sold to 32 investors), CORTEN REAL ESTATE FUND I LP (Wilmington, DE — reits and finance — 2019–2021; $67.5M reported sold to 12 investors), SRE IV CORTEN HOLDINGS, LP (Wilmington, DE — reits and finance — 2021; $65M reported sold to 1 investors), Corten Real Estate Fund II Structured Hospitality LP (Wilmington, DE — pooled investment fund — 2022; $33M reported sold to 2 investors), Mid Atlantic Hotel Portfolio Investors LLC (Washington, DC — commercial — 2015; $20.1M reported sold to 24 investors) and 7 more (all listed below).

What this means That is a lot of deals — 12 separate companies raised money with this person listed as executive officer and director, over about 9 years. Across those companies the filings report $415.4M sold in total.

Listed alongside Christopher F. Buccini (20 shared filings), Robert E. Buccini (20 shared filings), Pennock J. Yeatman (10 shared filings), Corten Real Estate Partners I (6 shared filings, management entity), GP, LP Corten Real Estate Fund I (5 shared filings, management entity) and 8 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

All 12 issuers belong to the sponsor group Corten (13 issuers, $405.5M reported sold, 2015–2024).

What this means A sponsor group is one team that sets up a new company for each deal. Corten has 13 companies on file and $405.5M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 5 court cases matching the name, 1 bankruptcy case matching the name listed in Key records below.

What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 20 public filings for David B. Pollin and found 11 differences, 4 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David B. Pollin has not run yet — it is joining a line of 61,103 names; searches run around the clock at the hosts' allowed rate. Searched so far: 710 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

5 cases: 3 closed (disposition not in docket feed), 2 dismissed

Lopez v. Pollin/Miller Hospitality Strategies, Inc. closed
District Court, E.D. Virginia · No. 1:22-cv-00809 · Filed Jul 18, 2022 · Closed Feb 17, 2023
Role of Pollin/Miller Hospitality Strategies, Inc.: Defendant · Outcome: Terminated 2023-02-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 33 federal dockets); surname only in the caption; court in VA (not a filing state)
Pollin v. Community Management Corporation closed
District Court, D. Maryland · No. 1:22-cv-01700 · Filed Jul 8, 2022 · Closed Sep 18, 2023 · Nature of suit: Consumer Credit · Cause: 28:1446 Notice of Removal
Role of Pollin: Plaintiff · Outcome: Terminated 2023-09-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 33 federal dockets); surname only in the caption; court in the person's filing state (MD)
Pollin v. Carnival Corporation dismissed
District Court, S.D. Florida · No. 1:17-cv-22026 · Filed May 31, 2017 · Closed Jul 23, 2018 · Nature of suit: 360 P.I.: Other · Cause: 28:1332 Diversity
Role of Pollin: Plaintiff · Outcome: Terminated 2018-07-23 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 33 federal dockets); surname only in the caption; court in FL (not a filing state)
POLLIN v. PMA CAPITAL CORPORATION closed
District Court, E.D. Pennsylvania · No. 2:03-cv-06168 · Filed Nov 11, 2003 · Closed Mar 28, 2005 · Nature of suit: 850 Securities, Commodities, Exchange
Role of POLLIN: Plaintiff · Outcome: Terminated 2005-03-28 — FJC Integrated Database disposition: Statistical closing Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 33 federal dockets); surname only in the caption; court in PA (not a filing state)
POLLIN v. GROUP HOSP. & MED. dismissed
District Court, District of Columbia · No. 1:90-cv-01217 · Filed May 24, 1990 · Closed Dec 17, 1990 · Nature of suit: 890 Other statutory actions
Role of POLLIN: Plaintiff · Outcome: Terminated 1990-12-17 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 33 federal dockets); surname only in the caption; court in the person's filing state (DC)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:44 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David B. Pollin..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

Pollin v. FNB Consumer Discount Company closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 04-02170 · Filed Jan 29, 2004 · Closed Apr 5, 2004
Role of Pollin: Plaintiff · Outcome: Case closed 2004-04-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 33 federal dockets); surname only in the caption; court in PA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:44 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for David B. Pollin — 4 worth asking about (compared 20 filings on Oct 24, 2026)

Worth asking · Mar 12, 2020 – May 21, 2020

Amount sold went down between filings — Baltimore Hotel XLV Investors LLC

The Mar 12, 2020 filing says $10,000,000 sold; the May 21, 2020 Form D/A says $0 sold — $10,000,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Mar 12, 2020 ↗Form D/A (later) · May 21, 2020 ↗Baltimore Hotel XLV Investors LLC — PartnerFacts page ↗
Sources
Worth asking · Mar 12, 2020 – May 21, 2020

Investor count went down between filings — Baltimore Hotel XLV Investors LLC

The Mar 12, 2020 filing reports 54 investors; the May 21, 2020 Form D/A reports 0 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D (earlier) · Mar 12, 2020 ↗Form D/A (later) · May 21, 2020 ↗Baltimore Hotel XLV Investors LLC — PartnerFacts page ↗
Sources
Note · Jul 24, 2015

14% of the money raised went to insiders — Mid Atlantic Hotel Portfolio Investors LLC

The Jul 24, 2015 Form D reports $20,075,000 sold and $2,835,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "Fee to managers".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Jul 24, 2015 ↗Mid Atlantic Hotel Portfolio Investors LLC — PartnerFacts page ↗
Sources
Worth asking · Jul 24, 2015 – Jul 7, 2021

David B. Pollin appears on 3 deals that stopped filing before reaching their target

CORTEN REAL ESTATE FUND I LP (last filing Jul 7, 2021; $67,500,000 sold of $250,000,000); Baltimore Hotel XLV Investors LLC (last filing May 21, 2020; $10,000,000 sold of $28,300,000); Mid Atlantic Hotel Portfolio Investors LLC (last filing Jul 24, 2015; $20,075,000 sold of $45,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

CORTEN REAL ESTATE FUND I LP — PartnerFacts page ↗Baltimore Hotel XLV Investors LLC — PartnerFacts page ↗Mid Atlantic Hotel Portfolio Investors LLC — PartnerFacts page ↗
Sources
Worth asking · Dec 17, 2018 – Jul 13, 2021

6 Form Ds were filed more than 15 days after the first sale

Form D filed 73 days after the first sale — Corten Real Estate 1213 Walnut Investors LP · Form D filed 77 days after the first sale — Nashville Music Row Hotel Holdings LLC · Form D filed 18 days after the first sale — SRE IV CORTEN HOLDINGS, LP · Form D filed 59 days after the first sale — BPG Hotel Investors XXXVII LLC · Form D filed 22 days after the first sale — BPG Hotel XI Sponsor LLC · and 1 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Feb 3, 2020 ↗Corten Real Estate 1213 Walnut Investors LP — PartnerFacts page ↗Form D · Mar 4, 2019 ↗Nashville Music Row Hotel Holdings LLC — PartnerFacts page ↗
Sources
Note · Jul 9, 2015 – Feb 14, 2024

7 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Corten Real Estate Fund II LP (latest filing Feb 14, 2024) · No amendment in the last 12 months on an offering that may still be open — Corten Real Estate Fund II Structured Hospitality LP (latest filing Aug 11, 2022) · No amendment in the last 12 months on an offering that may still be open — SRE IV CORTEN HOLDINGS, LP (latest filing Jul 13, 2021) · No amendment in the last 12 months on an offering that may still be open — CORTEN REAL ESTATE FUND I LP (latest filing Jul 7, 2021) · No amendment in the last 12 months on an offering that may still be open — Baltimore Hotel XLV Investors LLC (latest filing May 21, 2020) · and 2 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Feb 14, 2024 ↗Corten Real Estate Fund II LP — PartnerFacts page ↗Form D · Aug 11, 2022 ↗Corten Real Estate Fund II Structured Hospitality LP — PartnerFacts page ↗
Sources
Note · Oct 31, 2019 – Feb 18, 2021

David B. Pollin's role changed at BPG Hotel Investors XXXVII LLC: executive officer, director → executive officer

The Oct 31, 2019 filing lists David B. Pollin as executive officer, director; the Feb 18, 2021 Form D lists executive officer.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Oct 31, 2019 ↗Form D · Feb 18, 2021 ↗David B. Pollin — PartnerFacts page ↗BPG Hotel Investors XXXVII LLC — PartnerFacts page ↗
Sources
Note · Jul 10, 2019 – Jun 29, 2020

Minimum investment changed between filings — CORTEN REAL ESTATE FUND I LP

The Jul 10, 2019 filing lists a minimum of $1,000,000; the Jun 29, 2020 Form D/A lists $500,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jul 10, 2019 ↗Form D/A (later) · Jun 29, 2020 ↗CORTEN REAL ESTATE FUND I LP — PartnerFacts page ↗
Sources
Note · Jul 24, 2015 – Feb 3, 2020

David B. Pollin is written 2 different ways on the filings

listed as "David B Pollin" on 19 filings (from Jul 24, 2015), and "David Pollin" on the Feb 3, 2020 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jul 24, 2015 ↗Form D · Feb 3, 2020 ↗David B. Pollin — PartnerFacts page ↗
Sources
Note · Jun 5, 2019 – Jun 29, 2020

Industry group changed between filings — CORTEN REAL ESTATE FUND I LP

"Commercial" (Jun 5, 2019 to Jul 10, 2019); then "REITS and Finance" (Jun 29, 2020 to Jul 7, 2021).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Jun 5, 2019 ↗Form D/A · Jun 29, 2020 ↗CORTEN REAL ESTATE FUND I LP — PartnerFacts page ↗
Sources
Note · Jul 24, 2015 – Feb 14, 2024

David B. Pollin is listed with 3 different address states: DC, MD, DE

DC on 2 filings (Jul 24, 2015 to May 8, 2017); MD on 8 filings (Mar 4, 2019 to Feb 18, 2021); DE on 10 filings (Jun 5, 2019 to Feb 14, 2024).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Jul 24, 2015 ↗Form D · Mar 4, 2019 ↗Form D · Jun 5, 2019 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 14 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $2,835,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 14, 2024 D/A
Corten Real Estate Fund II LP
File 021-436432
$0$0$0None listed on this filingEDGAR ↗
Aug 11, 2022 D
Corten Real Estate Fund II Structured Hospitality LP
File 021-455712
$0$0$0None listed on this filingEDGAR ↗
Jul 13, 2021 D
SRE IV CORTEN HOLDINGS, LP
File 021-405969
$0$0$0
The management company, an affiliate of the general partner of the Issuer, is entitled to a management fee, which is discussed in the offering documents for the Issuer.
None listed on this filingEDGAR ↗
Jul 7, 2021 D/A
CORTEN REAL ESTATE FUND I LP
File 021-341158
$0$0$0
The management company, an affiliate of the general partner of the Issuer, is entitled to a management fee, which is discussed in the Issuer's Confidential Private Placement Memorandum.
RSP Investments, LLC BrokerCheck CRD 161622 ↗EDGAR ↗
Feb 18, 2021 D
BPG Hotel Investors XXXVII LLC
File 021-389870
$0$0$0None listed on this filingEDGAR ↗
May 21, 2020 D/A
Baltimore Hotel XLV Investors LLC
File 021-362745
$0$0$0None listed on this filingEDGAR ↗
May 21, 2020 D
Baltimore Hotel XLV Investors LLC
File 021-367460
$0$0$0None listed on this filingEDGAR ↗
Feb 3, 2020 D
Corten Real Estate 1213 Walnut Investors LP
File 021-359617
$0$0$0
The management company, an affiliate of the general partner of the Issuer, is entitled to a management fee, which is discussed in the Issuer's Confidential Private Placement Memorandum.
None listed on this filingEDGAR ↗
Oct 31, 2019 D
BPG Hotel Investors XXXVII LLC
File 021-352270
$0$0$0None listed on this filingEDGAR ↗
Mar 21, 2019 D
BPG Hotel XI Holdings LLC
File 021-335408
$0$0$0None listed on this filingEDGAR ↗
Mar 21, 2019 D
BPG Hotel XI Sponsor LLC
File 021-335410
$0$0$0None listed on this filingEDGAR ↗
Mar 4, 2019 D
Nashville Music Row Hotel Holdings LLC
File 021-333946
$0$0$0None listed on this filingEDGAR ↗
May 8, 2017 D
Philly Hotel XXX LLC
File 021-286212
$0$0$0None listed on this filingEDGAR ↗
Jul 24, 2015 D
Mid Atlantic Hotel Portfolio Investors LLC
File 021-244426
$0$0$2,835,000 (est.)
Fee to managers
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 12

Every issuer that named David B. Pollin on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

CR
Pooled Investment Fund · group: Corten

Corten Real Estate Fund II LP

Wilmington, DE · Mar 9, 2022 → Feb 14, 2024 · 2 filings
  • Feb 14, 2024 · D/A · $188,000,000 sold of $250,000,000 · 32 investors · min. No minimum reported · role: Executive Officer (Manager of Corten Real Estate Partners II LLC, the GP of Corten Real Estate Fund II GP LP, the Issuer's GP) EDGAR ↗
  • Mar 9, 2022 · D · $0 sold of $250,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Manager of Corten Real Estate Partners II LLC, the GP of Corten Real Estate Fund II GP LP, the Issuer's GP) EDGAR ↗

Raised $188M from 32 investors (75% of the $250M target) as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CR
Pooled Investment Fund · group: Corten

Corten Real Estate Fund II Structured Hospitality LP

Wilmington, DE · Aug 11, 2022
  • Aug 11, 2022 · D · $33,000,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Manager of Corten Real Estate Partners II LLC, the GP of Corten Real Estate Fund II GP LP, the Issuer's GP) EDGAR ↗

Raised $33M from 2 investors as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SC
REITS and Finance · group: Corten

SRE IV CORTEN HOLDINGS, LP

Wilmington, DE · Jul 13, 2021
  • Jul 13, 2021 · D · $65,000,000 sold of $85,000,000 · 1 investors · min. $65,000,000 · role: Executive Officer (Member of General Partner of Manager of Issuer's General Partner) EDGAR ↗

Raised $65M from 1 investor (76% of the $85M target) as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CR
REITS and Finance · group: Corten

CORTEN REAL ESTATE FUND I LP

Wilmington, DE · Jun 5, 2019 → Jul 7, 2021 · 5 filings
  • Jul 7, 2021 · D/A · $67,500,000 sold of $250,000,000 · 12 investors · min. $500,000 · role: Executive Officer (Manager of General Partner of Issuer) EDGAR ↗
  • May 26, 2021 · D/A · $32,000,000 sold of $250,000,000 · 7 investors · min. $500,000 · role: Executive Officer (Manager of General Partner of Issuer) EDGAR ↗
  • Jun 29, 2020 · D/A · $32,000,000 sold of $250,000,000 · 7 investors · min. $500,000 · role: Executive Officer (Manager of General Partner of Issuer) EDGAR ↗
  • Jul 10, 2019 · D/A · $27,500,000 sold of $250,000,000 · 5 investors · min. $1,000,000 · role: Executive Officer (Manager of General Partner of General Partner of Issuer) EDGAR ↗
  • Jun 5, 2019 · D · $27,500,000 sold of $250,000,000 · 5 investors · min. $1,000,000 · role: Executive Officer (Manager of General Partner of General Partner of Issuer) EDGAR ↗

Raised $67.5M from 12 investors (27% of the $250M target) as of the latest filing. David is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Commercial · group: Corten

BPG Hotel Investors XXXVII LLC

Chevy Chase, MD · Oct 31, 2019 → Feb 18, 2021 · 2 filings
  • Feb 18, 2021 · D · $6,250,000 sold of $6,250,000 · 145 investors · min. $25,000 · role: Executive Officer (President of Issuer) EDGAR ↗
  • Oct 31, 2019 · D · $0 sold of $4,700,000 · 0 investors · min. $40,000 · role: Executive Officer, Director (President of Issuer) EDGAR ↗

Raised $6.25M from 145 investors (100% of the $6.25M target) as of the latest filing. David is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(c) (2,639 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Commercial · group: Corten

Baltimore Hotel XLV Investors LLC

Chevy Chase, MD · Mar 12, 2020 → May 21, 2020 · 3 filings
  • May 21, 2020 · D/A · $0 sold of $28,300,000 · 0 investors · min. $40,000 · role: Executive Officer (President of Issuer) EDGAR ↗
  • May 21, 2020 · D · $0 sold of $20,000,000 · 0 investors · min. $40,000 · role: Executive Officer (President of Issuer) EDGAR ↗
  • Mar 12, 2020 · D · $10,000,000 sold of $28,300,000 · 54 investors · min. $40,000 · role: Executive Officer (President of Issuer) EDGAR ↗

Raised $10M from 54 investors (35% of the $28.3M target) as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(c) (2,639 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CR
Commercial · group: Corten

Corten Real Estate 1213 Walnut Investors LP

Wilmington, DE · Feb 3, 2020
  • Feb 3, 2020 · D · $5,000,000 sold of $10,000,000 · 1 investors · min. $5,000,000 · role: Executive Officer, Director (Manager of Issuer's General Partner) EDGAR ↗

Raised $5M from 1 investor (50% of the $10M target) as of the latest filing. David is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Commercial · group: Corten

BPG Hotel XI Sponsor LLC

Chevy Chase, MD · Mar 21, 2019
  • Mar 21, 2019 · D · $1,500,000 sold of $1,500,000 · 52 investors · min. $40,000 · role: Executive Officer, Director (President of Issuer) EDGAR ↗

Raised $1.5M from 52 investors (100% of the $1.5M target) as of the latest filing. David is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(c) (2,639 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Commercial · group: Corten

BPG Hotel XI Holdings LLC

Chevy Chase, MD · Mar 21, 2019
  • Mar 21, 2019 · D · $3,000,000 sold of $3,000,000 · 52 investors · min. $40,000 · role: Executive Officer, Director (President of Issuer) EDGAR ↗

Raised $3M from 52 investors (100% of the $3M target) as of the latest filing. David is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(c) (2,639 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NM
Commercial · group: Corten

Nashville Music Row Hotel Holdings LLC

Chevy Chase, MD · Mar 4, 2019
  • Mar 4, 2019 · D · $7,200,000 sold of $7,200,000 · 123 investors · min. $40,000 · role: Executive Officer, Director (President of Issuer) EDGAR ↗

Raised $7.2M from 123 investors (100% of the $7.2M target) as of the latest filing. David is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(c) (2,639 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PH
Commercial · group: Corten

Philly Hotel XXX LLC

Washington, DC · May 8, 2017
  • May 8, 2017 · D · $8,850,000 sold of $8,850,000 · 1 investors · min. $8,850,000 · role: Executive Officer (President) EDGAR ↗

Raised $8.85M from 1 investor (100% of the $8.85M target) as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MA
Commercial · group: Corten

Mid Atlantic Hotel Portfolio Investors LLC

Washington, DC · Jul 24, 2015
  • Jul 24, 2015 · D · $20,075,000 sold of $45,000,000 · 24 investors · min. $50,000 · role: Executive Officer, Director (Manager of the Manager of Mid Atlantic Hotel Portfolio Investors LLC) EDGAR ↗

Raised $20.1M from 24 investors (45% of the $45M target) as of the latest filing. David is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around David 13

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

CR
Management entity

Corten Real Estate Partners I

Executive Officer · 6 shared filings (2 issuers)

Listed on the same filings as David B. Pollin. Their page shows their other deals.

GC
Management entity

GP, LP Corten Real Estate Fund I

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as David B. Pollin. Their page shows their other deals.

SC
Management entity

SRE IV Corten Holdings, GP

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David B. Pollin. Their page shows their other deals.

CR
Management entity

Corten Real Estate Fund I GP

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David B. Pollin. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Robert E. Buccini

Executive Officer, Director · 20 shared filings (12 issuers)

Robert E. Buccini is on 12 issuers in total — a repeat sponsor. Their page lists every one.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher F. Buccini

Executive Officer, Director · 20 shared filings (12 issuers)

Christopher F. Buccini is on 12 issuers in total — a repeat sponsor. Their page lists every one.

PY
No photo found yet (own website and image search run after this page is viewed)
Person

Pennock J. Yeatman

Executive Officer, Director · 10 shared filings (5 issuers) · also on 1 other issuer

Pennock J. Yeatman is on 6 issuers in total — a repeat sponsor. Their page lists every one.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Lizzio

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as David B. Pollin. Their page shows their other deals.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Caplan

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as David B. Pollin. Their page shows their other deals.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Destefano

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as David B. Pollin. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jim O ' Hara

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David B. Pollin. Their page shows their other deals.

GI
No photo found yet (own website and image search run after this page is viewed)
Person

GP LLC Corten Real Estate 1213 Walnut Investors

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as David B. Pollin. Their page shows their other deals.

The team behind the deals

C
Sponsor group

Corten

13 issuers · 21 filings · $405.5M reported sold · 2015–2024

One team, 13 deal companies. David B. Pollin is listed on 12 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David B. Pollin.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 12 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David B. Pollin by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 12 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David B. Pollin is listed on: none on file. No website or social profile named in SRE IV CORTEN HOLDINGS, LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #186,594 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Wilmington, DE). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗District of Columbia state courts — find the court ↗Maryland Judiciary case search ↗Delaware CourtConnect ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Maryland Secretary of State business search ↗Delaware Secretary of State business search ↗OpenCorporates ↗

Change history

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