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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:02 AM ET

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DAVID MCCARTHY

Named as an officer, director or promoter on SEC Form D filings · MA, United Kingdom (as filed: X0) · Sep 16, 2009 → Oct 25, 2016

26deals (issuers)
$20.34Breported sold
2,227investors
67Form D filings
2009–2016years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

DAVID MCCARTHY is listed as an executive officer on 67 SEC Form D filings by 26 issuers between Sep 2009 and Oct 2016. Largest by amount reported sold: Bain Capital High Income Partnership, L.P. (Boston, MA — pooled investment fund — 2011–2016; $4.08B reported sold to 225 investors), Bain Capital Senior Loan Fund, L.P. (Boston, MA — pooled investment fund — 2010–2016; $3.31B reported sold to 303 investors), PROSPECT HARBOR CREDIT PARTNERS LP (Boston, MA — pooled investment fund — 2010–2012; $2.41B reported sold to 144 investors), PROSPECT HARBOR CREDIT PARTNERS OFFSHORE LP (Boston, MA — pooled investment fund — 2010–2012; $1.45B reported sold to 97 investors), Sankaty Middle Market Opportunities Fund II, L.P. (Boston, MA — pooled investment fund — 2013; $1.38B reported sold to 142 investors) and 21 more (all listed below).

What this means That is a lot of deals — 26 separate companies raised money with this person listed as executive officer, over about 7 years. Across those companies the filings report $20.34B sold in total.

Listed alongside Jeffrey B. Hawkins (66 shared filings), Jonathan S. Lavine (66 shared filings), James Kellogg III (65 shared filings), Michael A. Ewald (65 shared filings), STUART DAVIES (65 shared filings) and 54 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around DAVID. Each name links to their own page.

25 of the issuers belong to the sponsor group Bain (86 issuers, $42.72B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Bain has 86 companies on file and $42.72B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 66 bankruptcy cases matching the name listed in Key records below.

What this means 67 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 67 public filings for DAVID MCCARTHY and found 17 differences, 7 worth asking the sponsor about: Amount sold went down between filings; 4 offerings reported fewer investors on a later filing; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for DAVID MCCARTHY has not run yet — it is joining a line of 5,006 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

MCCARTHY, DAVID R. v. MSL INTERNATIONAL, INC. dismissed
District Court, E.D. Pennsylvania · No. · Filed Nov 5, 1987 · Closed Apr 28, 1988 · Nature of suit: 190 Other contract actions
Role of MCCARTHY, DAVID R.: Plaintiff · Outcome: Terminated 1988-04-28 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in PA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched DAVID MCCARTHY..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

66 cases: 3 open, 63 closed (disposition not in docket feed)

Maria F McCarthy and David McCarthy open
United States Bankruptcy Court, D. Massachusetts · No. 25-11685 · Filed Aug 13, 2025
Role of David McCarthy: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (MA)
David A. McCarthy open
United States Bankruptcy Court, N.D. Ohio · No. 24-13205 · Filed Aug 12, 2024
Role of David A. McCarthy: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in OH (not a filing state)
David McCarthy closed
United States Bankruptcy Court, D. Maryland · No. 23-13887 · Filed Jun 2, 2023 · Closed Jun 7, 2024
Role of David McCarthy: Debtor · Outcome: Case closed 2024-06-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in MD (not a filing state)
David A. McCarthy and Margaret L. Petroccio-McCarthy closed
United States Bankruptcy Court, D. Connecticut · No. 19-30595 · Filed Apr 12, 2019 · Closed Dec 18, 2019
Role of David A. McCarthy and Margaret L. Petroccio-McCarthy: Debtor · Outcome: Case closed 2019-12-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in CT (not a filing state)
David F McCarthy and Heather M McCarthy closed
United States Bankruptcy Court, W.D. New York · No. 2-16-20636 · Filed May 31, 2016 · Closed Dec 16, 2016
Role of David F McCarthy and Heather M McCarthy: Debtor · Outcome: Case closed 2016-12-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in NY (not a filing state)
David McCarthy and Edith Alice McCarthy open
United States Bankruptcy Court, D. New Jersey · No. 15-24699 · Filed Aug 4, 2015
Role of David McCarthy and Edith Alice McCarthy: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in NJ (not a filing state)
DAVID L MCCARTHY, Jr. and CHRISTINA LYNN MCCARTHY closed
United States Bankruptcy Court, M.D. Tennessee · No. 1:14-bk-09372 · Filed Nov 26, 2014 · Closed Apr 7, 2015
Role of DAVID L MCCARTHY, Jr.: Debtor · Outcome: Case closed 2015-04-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in TN (not a filing state)
David J McCarthy closed
United States Bankruptcy Court, N.D. New York · No. 14-31422 · Filed Sep 9, 2014 · Closed Jan 2, 2015
Role of David J McCarthy: Debtor · Outcome: Case closed 2015-01-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in NY (not a filing state)
David M McCarthy and Doreen E McCarthy closed
United States Bankruptcy Court, D. Connecticut · No. 14-21024 · Filed May 23, 2014 · Closed Sep 24, 2014
Role of David M McCarthy and Doreen E McCarthy: Debtor · Outcome: Case closed 2014-09-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in CT (not a filing state)
David D. McCarthy closed
United States Bankruptcy Court, D. Rhode Island · No. 1:13-bk-13005 · Filed Nov 19, 2013 · Closed Mar 10, 2014
Role of David D. McCarthy: Debtor · Outcome: Case closed 2014-03-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in RI (not a filing state)
David S McCarthy and Lyn Michele McCarthy closed
United States Bankruptcy Court, M.D. Florida · No. 8:13-bk-05211 · Filed Apr 22, 2013 · Closed Sep 20, 2013
Role of David S McCarthy and Lyn Michele McCarthy: Debtor · Outcome: Case closed 2013-09-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in FL (not a filing state)
David E. McCarthy and Anna M. McCarthy closed
United States Bankruptcy Court, N.D. New York · No. 13-30688 · Filed Apr 16, 2013 · Closed Oct 16, 2013
Role of David E. McCarthy and Anna M. McCarthy: Debtor · Outcome: Case closed 2013-10-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in NY (not a filing state)
David MCCarthy closed
United States Bankruptcy Court, N.D. Illinois · No. 13-06119 · Filed Feb 19, 2013 · Closed Aug 2, 2013
Role of David MCCarthy: Debtor · Outcome: Case closed 2013-08-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in IL (not a filing state)
David C McCarthy and Leslie G McCarthy closed
United States Bankruptcy Court, D. Oregon · No. 13-60006 · Filed Jan 2, 2013 · Closed Apr 1, 2013
Role of David C McCarthy and Leslie G McCarthy: Debtor · Outcome: Case closed 2013-04-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in OR (not a filing state)
David E McCarthy closed
United States Bankruptcy Court, S.D. New York · No. 12-14233 · Filed Oct 12, 2012 · Closed Jan 26, 2018
Role of David E McCarthy: Debtor · Outcome: Case closed 2018-01-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in NY (not a filing state)
David M. McCarthy closed
United States Bankruptcy Court, D. New Hampshire · No. 12-12106 · Filed Jun 29, 2012 · Closed Mar 29, 2013
Role of David M. McCarthy: Debtor · Outcome: Case closed 2013-03-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in NH (not a filing state)
David P. McCarthy and Mary J. McCarthy closed
United States Bankruptcy Court, S.D. Ohio · No. 1:12-bk-11814 · Filed Apr 3, 2012 · Closed Mar 28, 2017
Role of David P. McCarthy and Mary J. McCarthy: Debtor · Outcome: Case closed 2017-03-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in OH (not a filing state)
David M. McCarthy closed
United States Bankruptcy Court, D. New Hampshire · No. 12-10156 · Filed Jan 19, 2012 · Closed Jul 12, 2012
Role of David M. McCarthy: Debtor · Outcome: Case closed 2012-07-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in NH (not a filing state)
David M. McCarthy closed
United States Bankruptcy Court, D. New Hampshire · No. 11-12405 · Filed Jun 22, 2011 · Closed Nov 8, 2011
Role of David M. McCarthy: Debtor · Outcome: Case closed 2011-11-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in NH (not a filing state)
David McCarthy closed
United States Bankruptcy Court, D. Rhode Island · No. 1:11-bk-12430 · Filed Jun 16, 2011 · Closed Sep 30, 2011
Role of David McCarthy: Debtor · Outcome: Case closed 2011-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in RI (not a filing state)
David A. McCarthy closed
United States Bankruptcy Court, D. Massachusetts · No. 11-12336 · Filed Mar 21, 2011 · Closed Jun 29, 2011
Role of David A. McCarthy: Debtor · Outcome: Case closed 2011-06-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (MA)
David M. McCarthy closed
United States Bankruptcy Court, D. New Hampshire · No. 11-10015 · Filed Jan 4, 2011 · Closed Mar 3, 2011
Role of David M. McCarthy: Debtor · Outcome: Case closed 2011-03-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in NH (not a filing state)
David R. McCarthy and Ashley P. McCarthy closed
United States Bankruptcy Court, C.D. California · No. 9:10-bk-12609 · Filed May 26, 2010 · Closed Sep 29, 2010
Role of David R. McCarthy and Ashley P. McCarthy: Debtor · Outcome: Case closed 2010-09-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in CA (not a filing state)
David McCarthy and Sheri McCarthy closed
United States Bankruptcy Court, M.D. Florida · No. 8:09-bk-25433 · Filed Nov 4, 2009 · Closed Aug 11, 2010
Role of David McCarthy and Sheri McCarthy: Debtor · Outcome: Case closed 2010-08-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in FL (not a filing state)
David J. McCarthy closed
United States Bankruptcy Court, S.D. Florida. · No. 09-10697 · Filed Jan 16, 2009 · Closed Apr 14, 2009
Role of David J. McCarthy: Debtor · Outcome: Case closed 2009-04-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in FL (not a filing state)
David F. McCarthy closed
United States Bankruptcy Court, S.D. Texas · No. 08-10208 · Filed Apr 21, 2008 · Closed Feb 20, 2009
Role of David F. McCarthy: Debtor · Outcome: Case closed 2009-02-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in TX (not a filing state)
David J. McCarthy closed
United States Bankruptcy Court, W.D. Kentucky · No. 07-34237 · Filed Nov 27, 2007 · Closed Nov 12, 2009
Role of David J. McCarthy: Debtor · Outcome: Case closed 2009-11-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in KY (not a filing state)
David N. McCarthy and Ruth McCarthy closed
United States Bankruptcy Court, S.D. New York · No. 07-36424 · Filed Sep 17, 2007 · Closed Dec 18, 2007
Role of David N. McCarthy and Ruth McCarthy: Debtor · Outcome: Case closed 2007-12-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in NY (not a filing state)
David M. McCarthy closed
United States Bankruptcy Court, D. New Hampshire · No. 07-11728 · Filed Aug 14, 2007 · Closed Sep 20, 2007
Role of David M. McCarthy: Debtor · Outcome: Case closed 2007-09-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in NH (not a filing state)
David E. McCarthy closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 07-14000 · Filed Jul 11, 2007 · Closed May 31, 2012
Role of David E. McCarthy: Debtor · Outcome: Case closed 2012-05-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in PA (not a filing state)
David E. McCarthy and Joanna M. McCarthy closed
United States Bankruptcy Court, E.D. Michigan · No. 06-54700 · Filed Oct 12, 2006 · Closed Aug 29, 2008
Role of David E. McCarthy and Joanna M. McCarthy: Debtor · Outcome: Case closed 2008-08-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in MI (not a filing state)
David M. McCarthy closed
United States Bankruptcy Court, D. New Hampshire · No. 05-15819 · Filed Oct 16, 2005 · Closed Jun 14, 2006
Role of David M. McCarthy: Debtor · Outcome: Case closed 2006-06-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in NH (not a filing state)
David A. McCarthy and Elizabeth A. McCarthy closed
United States Bankruptcy Court, N.D. Illinois · No. 05-50376 · Filed Oct 12, 2005 · Closed Jun 5, 2006
Role of David A. McCarthy and Elizabeth A. McCarthy: Debtor · Outcome: Case closed 2006-06-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in IL (not a filing state)
David McCarthy closed
United States Bankruptcy Court, D. New Jersey · No. 05-31765 · Filed Jul 5, 2005 · Closed Oct 28, 2005
Role of David McCarthy: Debtor · Outcome: Case closed 2005-10-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in NJ (not a filing state)
David McCarthy closed
United States Bankruptcy Court, E.D. Arkansas · No. 5:04-bk-13031 · Filed Mar 10, 2004 · Closed Jun 17, 2004
Role of David McCarthy: Debtor · Outcome: Case closed 2004-06-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in AR (not a filing state)
David J. McCarthy and Penny K. McCarthy closed
United States Bankruptcy Court, M.D. Florida · No. 8:04-bk-00676 · Filed Jan 13, 2004 · Closed Jun 2, 2006
Role of David J. McCarthy and Penny K. McCarthy: Debtor · Outcome: Case closed 2006-06-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in FL (not a filing state)
David McCarthy closed
United States Bankruptcy Court, N.D. Florida · No. 03-34184 · Filed Dec 4, 2003 · Closed Mar 29, 2004
Role of David McCarthy: Debtor · Outcome: Case closed 2004-03-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in FL (not a filing state)
David L. McCarthy and Wendy S. McCarthy closed
United States Bankruptcy Court, W.D. New York · No. 1-03-18460 · Filed Nov 12, 2003 · Closed Jan 3, 2008
Role of David L. McCarthy and Wendy S. McCarthy: Debtor · Outcome: Case closed 2008-01-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in NY (not a filing state)
David J McCarthy closed
United States Bankruptcy Court, E.D. North Carolina · No. 03-00406 · Filed Feb 5, 2003 · Closed May 16, 2003
Role of David J McCarthy: Debtor · Outcome: Case closed 2003-05-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in NC (not a filing state)
David A. McCarthy and Charlene F. McCarthy closed
United States Bankruptcy Court, D. Massachusetts · No. 03-40536 · Filed Jan 31, 2003 · Closed Mar 8, 2004
Role of David A. McCarthy and Charlene F. McCarthy: Debtor · Outcome: Case closed 2004-03-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (MA)
David L. McCarthy closed
United States Bankruptcy Court, N.D. West Virginia · No. 3:02-bk-34207 · Filed Dec 18, 2002 · Closed Apr 25, 2003
Role of David L. McCarthy: Debtor · Outcome: Case closed 2003-04-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in WV (not a filing state)
David S. McCarthy and Terrie S. McCarthy closed
United States Bankruptcy Court, N.D. Texas · No. 02-46715 · Filed Sep 4, 2002 · Closed Feb 6, 2003
Role of David S. McCarthy and Terrie S. McCarthy: Debtor · Outcome: Case closed 2003-02-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in TX (not a filing state)
David P. McCarthy closed
United States Bankruptcy Court, D. Massachusetts · No. 02-15056 · Filed Jul 12, 2002 · Closed Nov 25, 2002
Role of David P. McCarthy: Debtor · Outcome: Case closed 2002-11-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (MA)
David W. McCarthy closed
United States Bankruptcy Court, N.D. Iowa · No. 02-00675 · Filed Mar 8, 2002 · Closed Jun 12, 2002
Role of David W. McCarthy: Debtor · Outcome: Case closed 2002-06-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in IA (not a filing state)
David C McCarthy and Cathy L McCarthy closed
United States Bankruptcy Court, D. Idaho · No. 01-21328 · Filed Sep 21, 2001 · Closed Aug 14, 2006
Role of David C McCarthy and Cathy L McCarthy: Debtor · Outcome: Case closed 2006-08-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in ID (not a filing state)
DAVID E MCCARTHY closed
United States Bankruptcy Court, D. Minnesota · No. 00-50294 · Filed Mar 20, 2000 · Closed Jul 7, 2000
Role of DAVID E MCCARTHY: Debtor · Outcome: Case closed 2000-07-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in MN (not a filing state)
David L McCarthy closed
United States Bankruptcy Court, E.D. New York · No. 8-99-84562 · Filed Jun 1, 1999 · Closed Sep 23, 1999
Role of David L McCarthy: Debtor · Outcome: Case closed 1999-09-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in NY (not a filing state)
David M. McCarthy closed
United States Bankruptcy Court, D. New Hampshire · No. 99-11774 · Filed May 27, 1999 · Closed Aug 31, 1999
Role of David M. McCarthy: Debtor · Outcome: Case closed 1999-08-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in NH (not a filing state)
David J. McCarthy closed
United States Bankruptcy Court, D. New Jersey · No. 99-54127 · Filed Apr 8, 1999 · Closed Jul 2, 2002
Role of David J. McCarthy: Debtor · Outcome: Case closed 2002-07-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in NJ (not a filing state)
David C. McCarthy closed
United States Bankruptcy Court, N.D. Texas · No. 98-80426 · Filed Dec 11, 1998 · Closed Apr 28, 1999
Role of David C. McCarthy: Debtor · Outcome: Case closed 1999-04-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in TX (not a filing state)
David J. McCarthy closed
United States Bankruptcy Court, D. Massachusetts · No. 98-21315 · Filed Nov 19, 1998 · Closed Feb 23, 1999
Role of David J. McCarthy: Debtor · Outcome: Case closed 1999-02-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (MA)
David McCarthy closed
United States Bankruptcy Court, D. New Hampshire · No. 98-13786 · Filed Oct 5, 1998 · Closed Jan 13, 1999
Role of David McCarthy: Debtor · Outcome: Case closed 1999-01-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in NH (not a filing state)
David McCarthy and Tammy J. McCarthy closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 98-27681 · Filed Sep 28, 1998 · Closed Dec 31, 1998
Role of David McCarthy and Tammy J. McCarthy: Debtor · Outcome: Case closed 1998-12-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in PA (not a filing state)
David C. McCarthy and Katherine J. McCarthy closed
United States Bankruptcy Court, D. Nebraska · No. 98-40991 · Filed May 8, 1998 · Closed Sep 14, 1998
Role of David C. McCarthy and Katherine J. McCarthy: Debtor · Outcome: Case closed 1998-09-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings
David J. McCarthy closed
United States Bankruptcy Court, D. New Jersey · No. 98-35438 · Filed Apr 29, 1998 · Closed Oct 26, 1998
Role of David J. McCarthy: Debtor · Outcome: Case closed 1998-10-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in NJ (not a filing state)
David A. McCarthy and Barbara McCarthy closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 97-24072 · Filed Sep 12, 1997 · Closed Apr 24, 1998
Role of David A. McCarthy and Barbara McCarthy: Debtor · Outcome: Case closed 1998-04-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in PA (not a filing state)
David L McCarthy closed
United States Bankruptcy Court, E.D. New York · No. 8-97-73315 · Filed Sep 4, 1997 · Closed Jun 7, 1999
Role of David L McCarthy: Debtor · Outcome: Case closed 1999-06-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in NY (not a filing state)
David J. McCarthy and Bernadette M. McCarthy closed
United States Bankruptcy Court, D. Massachusetts · No. 97-13360 · Filed Apr 10, 1997 · Closed Jul 23, 1997
Role of David J. McCarthy and Bernadette M. McCarthy: Debtor · Outcome: Case closed 1997-07-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (MA)
Kathie A. McCarthy and David J. McCarthy closed
United States Bankruptcy Court, D. New Hampshire · No. 97-10334 · Filed Feb 3, 1997 · Closed Jun 17, 1997
Role of David J. McCarthy: Debtor · Outcome: Case closed 1997-06-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in NH (not a filing state)
David E. McCarthy and Kathleen M. McCarthy closed
United States Bankruptcy Court, D. Maryland · No. 96-51520 · Filed Feb 23, 1996 · Closed Jun 11, 1996
Role of David E. McCarthy and Kathleen M. McCarthy: Debtor · Outcome: Case closed 1996-06-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in MD (not a filing state)
David P. McCarthy and Susan McCarthy closed
United States Bankruptcy Court, D. Rhode Island · No. 1:95-bk-11473 · Filed Jun 15, 1995 · Closed Oct 17, 1995
Role of David P. McCarthy and Susan McCarthy: Debtor · Outcome: Case closed 1995-10-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in RI (not a filing state)
David G. McCarthy closed
United States Bankruptcy Court, N.D. Indiana · No. 93-40315 · Filed May 5, 1993 · Closed Sep 15, 1993
Role of David G. McCarthy: Debtor · Outcome: Case closed 1993-09-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in IN (not a filing state)
David B McCarthy closed
United States Bankruptcy Court, S.D. Florida. · No. 91-14999 · Filed Oct 15, 1991 · Closed Feb 12, 1992
Role of David B McCarthy: Debtor · Outcome: Case closed 1992-02-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in FL (not a filing state)
David McCarthy closed
United States Bankruptcy Court, N.D. New York · No. 91-11857 · Filed May 2, 1991 · Closed Jan 4, 1995
Role of David McCarthy: Debtor · Outcome: Case closed 1995-01-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in NY (not a filing state)
David A. McCarthy closed
United States Bankruptcy Court, D. Rhode Island · No. 1:89-bk-11079 · Filed Nov 14, 1989 · Closed Feb 13, 1990
Role of David A. McCarthy: Debtor · Outcome: Case closed 1990-02-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in RI (not a filing state)
David Mccarthy and Judith Mccarthy closed
United States Bankruptcy Court, N.D. Illinois · No. 88-13559 · Filed Sep 6, 1988 · Closed Apr 14, 1989
Role of David Mccarthy and Judith Mccarthy: Debtor · Outcome: Case closed 1989-04-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 97 federal dockets); 5 people with this name in Form D filings; court in IL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

17 differences found between the filings for DAVID MCCARTHY — 7 worth asking about (compared the newest 50 of 67 filings on Oct 24, 2026; older filings not covered)

Worth asking · Jun 15, 2012

Amount sold went down between filings — Sankaty Credit Opportunities V-A2, L.P.

The Jun 15, 2012 filing says $1,223,775,000 sold; the Jun 15, 2012 Form D says $433,775,000 sold — $790,000,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Jun 15, 2012 ↗Form D (later) · Jun 15, 2012 ↗Sankaty Credit Opportunities V-A2, L.P. — PartnerFacts page ↗
Sources
Worth asking · Jun 15, 2012

Amount sold went down between filings — Sankaty Credit Opportunities V-A, L.P.

The Jun 15, 2012 filing says $1,190,670,000 sold; the Jun 15, 2012 Form D says $915,670,000 sold — $275,000,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Jun 15, 2012 ↗Form D (later) · Jun 15, 2012 ↗Sankaty Credit Opportunities V-A, L.P. — PartnerFacts page ↗
Sources
Worth asking · Feb 24, 2011 – Apr 9, 2013

4 offerings reported fewer investors on a later filing

Investor count went down between filings — Bain Capital High Income Partnership, L.P. · Investor count went down between filings — Sankaty Credit Opportunities V-A2, L.P. · Investor count went down between filings — Sankaty Credit Opportunities V-A, L.P. · Investor count went down between filings — PROSPECT HARBOR CREDIT PARTNERS LP

What this means Investor counts normally only grow. Ask the sponsor what happened on each.

Form D/A (earlier) · Apr 9, 2012 ↗Form D/A (later) · Apr 9, 2013 ↗Bain Capital High Income Partnership, L.P. — PartnerFacts page ↗Form D/A (earlier) · Jun 15, 2012 ↗
Sources
Worth asking · Jul 31, 2014 – Aug 3, 2016

4 Form Ds were filed more than 15 days after the first sale

Form D filed 734 days after the first sale — Bain Capital Credit Managed Account (CalPERS), L.P. · Form D filed 217 days after the first sale — Bain Capital Distressed & Special Situations 2016 (G), L.P. · Form D filed 196 days after the first sale — Sankaty Credit Opportunities VI-EU, L.P. · Form D filed 17 days after the first sale — Bain Capital Senior Loan Fund (SRI), L.P.

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Aug 3, 2016 ↗Bain Capital Credit Managed Account (CalPERS), L.P. — PartnerFacts page ↗Form D · Aug 3, 2016 ↗Bain Capital Distressed & Special Situations 2016 (G), L.P. — PartnerFacts page ↗
Sources
Worth asking · Oct 25, 2016 – Oct 23, 2017

DAVID MCCARTHY is no longer listed on the Oct 23, 2017 amendment — Bain Capital Senior Loan Fund (SRI), L.P.

DAVID MCCARTHY appears on the Oct 25, 2016 Form D/A (executive officer) but not on the Oct 23, 2017 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Oct 25, 2016 ↗Form D/A · Oct 23, 2017 ↗DAVID MCCARTHY — PartnerFacts page ↗Bain Capital Senior Loan Fund (SRI), L.P. — PartnerFacts page ↗
Sources
Worth asking · Oct 25, 2016 – Oct 23, 2017

DAVID MCCARTHY is no longer listed on the Oct 23, 2017 amendment — Bain Capital Senior Loan Fund, L.P.

DAVID MCCARTHY appears on the Oct 25, 2016 Form D/A (executive officer) but not on the Oct 23, 2017 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Oct 25, 2016 ↗Form D/A · Oct 23, 2017 ↗DAVID MCCARTHY — PartnerFacts page ↗Bain Capital Senior Loan Fund, L.P. — PartnerFacts page ↗
Sources
Worth asking · Apr 13, 2016 – Jun 1, 2017

DAVID MCCARTHY is no longer listed on the Jun 1, 2017 amendment — Bain Capital High Income Partnership, L.P.

DAVID MCCARTHY appears on the Apr 13, 2016 Form D/A (executive officer) but not on the Jun 1, 2017 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Apr 13, 2016 ↗Form D/A · Jun 1, 2017 ↗DAVID MCCARTHY — PartnerFacts page ↗Bain Capital High Income Partnership, L.P. — PartnerFacts page ↗
Sources
Note · Oct 5, 2015 – Aug 3, 2016

Offering amount changed between filings — Bain Capital Distressed & Special Situations 2016 (B), L.P.

The Oct 5, 2015 filing says an indefinite amount offered; the Aug 3, 2016 Form D/A says $951,599,599.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Oct 5, 2015 ↗Form D/A (later) · Aug 3, 2016 ↗Bain Capital Distressed & Special Situations 2016 (B), L.P. — PartnerFacts page ↗
Sources
Note · Oct 5, 2015 – Aug 3, 2016

Offering amount changed between filings — Bain Capital Distressed & Special Situations 2016 (A), L.P.

The Oct 5, 2015 filing says an indefinite amount offered; the Aug 3, 2016 Form D/A says $472,618,618.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Oct 5, 2015 ↗Form D/A (later) · Aug 3, 2016 ↗Bain Capital Distressed & Special Situations 2016 (A), L.P. — PartnerFacts page ↗
Sources
Note · Mar 3, 2004 – Oct 5, 2015

15 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Sankaty Credit Opportunities (F), L.P. (latest filing Oct 5, 2015) · No amendment in the last 12 months on an offering that may still be open — Sankaty Managed Account (E), L.P. (latest filing Mar 27, 2015) · No amendment in the last 12 months on an offering that may still be open — Sankaty Direct Lending Fund (L), L.P. (latest filing Feb 5, 2015) · No amendment in the last 12 months on an offering that may still be open — Sankaty Middle Market Opportunities Fund II, L.P. (latest filing Dec 4, 2013) · No amendment in the last 12 months on an offering that may still be open — Sankaty Credit Opportunities V-E2, L.P. (latest filing Jun 18, 2013) · and 10 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Oct 5, 2015 ↗Sankaty Credit Opportunities (F), L.P. — PartnerFacts page ↗Form D · Mar 27, 2015 ↗Sankaty Managed Account (E), L.P. — PartnerFacts page ↗
Sources
Note · Apr 28, 2025 – Aug 20, 2025

Same name, different state: "David McCarthy" (CA) is a separate record

This page covers filings where the address state is MA or X0. A separate record, "David McCarthy" with address state CA, is listed on 3 filings — most recently by Kagin's Digital, Inc. (Aug 20, 2025). The two records do not overlap in time: this page runs Sep 16, 2009 to Oct 25, 2016; the other runs Apr 28, 2025 to Aug 20, 2025.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David McCarthy (CA) — PartnerFacts page ↗Form D · Aug 20, 2025 ↗Kagin's Digital, Inc. — PartnerFacts page ↗DAVID MCCARTHY (MA,X0) — this page ↗
Sources
Note · Feb 22, 2019 – Feb 25, 2021

Same name, different state: "David McCarthy" (NJ) is a separate record

This page covers filings where the address state is MA or X0. A separate record, "David McCarthy" with address state NJ, is listed on 3 filings — most recently by Cell Foam Solutions Inc (Feb 25, 2021). The two records do not overlap in time: this page runs Sep 16, 2009 to Oct 25, 2016; the other runs Feb 22, 2019 to Feb 25, 2021.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David McCarthy (NJ) — PartnerFacts page ↗Form D · Feb 25, 2021 ↗Cell Foam Solutions Inc — PartnerFacts page ↗DAVID MCCARTHY (MA,X0) — this page ↗
Sources
Note · Oct 22, 2014

Same name, different state: "David Michael McCarthy" (NJ) is a separate record

This page covers filings where the address state is MA or X0. A separate record, "David Michael McCarthy" with address state NJ, is listed on 1 filing — most recently by Bowne Road, Inc. (Oct 22, 2014). Both records have filings in the same period (Oct 22, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Michael McCarthy (NJ) — PartnerFacts page ↗Form D · Oct 22, 2014 ↗Bowne Road, Inc. — PartnerFacts page ↗DAVID MCCARTHY (MA,X0) — this page ↗
Sources
Note · May 19, 2011 – Feb 28, 2012

Same name, different state: "David McCarthy" (A1) is a separate record

This page covers filings where the address state is MA or X0. A separate record, "David McCarthy" with address state A1, is listed on 2 filings — most recently by Mobio Technologies Inc. (Feb 28, 2012). Both records have filings in the same period (May 19, 2011 to Feb 28, 2012).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David McCarthy (A1) — PartnerFacts page ↗Form D · Feb 28, 2012 ↗Mobio Technologies Inc. — PartnerFacts page ↗DAVID MCCARTHY (MA,X0) — this page ↗
Sources
Note · Feb 5, 2010 – Oct 25, 2016

DAVID MCCARTHY is listed with 2 different address states: MA, X0

MA on 59 filings (Feb 5, 2010 to Oct 25, 2016); United Kingdom (as filed: X0) on 2 filings (Aug 3, 2016 to Oct 24, 2016).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D/A · Feb 5, 2010 ↗Form D · Aug 3, 2016 ↗
Sources
Note · Feb 25, 2015 – Feb 24, 2016

Minimum investment changed between filings — Bain Capital Senior Loan Fund (SRI), L.P.

The Feb 25, 2015 filing lists a minimum of $3,000,000; the Feb 24, 2016 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Feb 25, 2015 ↗Form D/A (later) · Feb 24, 2016 ↗Bain Capital Senior Loan Fund (SRI), L.P. — PartnerFacts page ↗
Sources
Note · Feb 25, 2015 – Feb 24, 2016

Minimum investment changed between filings — Bain Capital Senior Loan Fund, L.P.

The Feb 25, 2015 filing lists a minimum of $3,000,000; the Feb 24, 2016 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Feb 25, 2015 ↗Form D/A (later) · Feb 24, 2016 ↗Bain Capital Senior Loan Fund, L.P. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 67 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

3 of 26 offerings report sales commissions totalling $8,914,104; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 25, 2016 D/A
Bain Capital Senior Loan Fund, L.P.
File 021-127147
$0$0$0None listed on this filingEDGAR ↗
Oct 25, 2016 D/A
Bain Capital Senior Loan Fund (SRI), L.P.
File 021-223106
$0$0$0None listed on this filingEDGAR ↗
Oct 24, 2016 D
Atom Bank plc
File 021-273085
$1,317,104 (est.)$0$0Macquarie Capital (USA) Inc. BrokerCheck CRD 36368 ↗
via Macquarie Capital (USA) Inc. (CRD 36368 ↗)
EDGAR ↗
Aug 3, 2016 D/A
Bain Capital Distressed & Special Situations 2016 (A), L.P.
File 021-248746
$0$0$0None listed on this filingEDGAR ↗
Aug 3, 2016 D/A
Bain Capital Distressed & Special Situations 2016 (B), L.P.
File 021-248747
$0$0$0None listed on this filingEDGAR ↗
Aug 3, 2016 D
Sankaty Credit Opportunities VI-EU, L.P.
File 021-268288
$0$0$0None listed on this filingEDGAR ↗
Aug 3, 2016 D
Bain Capital Distressed & Special Situations 2016 (G), L.P.
File 021-268286
$0$0$0None listed on this filingEDGAR ↗
Aug 3, 2016 D
Bain Capital Credit Managed Account (CalPERS), L.P.
File 021-268287
$0$0$0None listed on this filingEDGAR ↗
Apr 13, 2016 D/A
Bain Capital High Income Partnership, L.P.
File 021-158358
$0$0$0None listed on this filingEDGAR ↗
Oct 5, 2015 D
Sankaty Credit Opportunities (F), L.P.
File 021-248748
$0$0$0None listed on this filingEDGAR ↗
Mar 27, 2015 D
Sankaty Managed Account (E), L.P.
File 021-236791
$0$0$0None listed on this filingEDGAR ↗
Feb 5, 2015 D
Sankaty Direct Lending Fund (L), L.P.
File 021-233607
$0$0$0N/A no CRD number reported
via "UBS Financial Services Inc. (""UBS"")" (CRD 8174 ↗)
EDGAR ↗
Dec 4, 2013 D/A
Sankaty Middle Market Opportunities Fund II, L.P.
File 021-201447
$0$0$0None listed on this filingEDGAR ↗
Jun 18, 2013 D/A
Sankaty Credit Opportunities V-A, L.P.
File 021-179809
$0$0$0None listed on this filingEDGAR ↗
Jun 18, 2013 D/A
Sankaty Credit Opportunities V-A2, L.P.
File 021-179813
$0$0$0None listed on this filingEDGAR ↗
Jun 18, 2013 D/A
Sankaty Credit Opportunities V-B, L.P.
File 021-179810
$0$0$0None listed on this filingEDGAR ↗
Jun 18, 2013 D/A
Sankaty Credit Opportunities V-E, L.P.
File 021-179811
$0$0$0None listed on this filingEDGAR ↗
Jun 18, 2013 D/A
Sankaty Credit Opportunities V-E2, L.P.
File 021-179812
$0$0$0None listed on this filingEDGAR ↗
Apr 24, 2013 D
Sankaty CLO Partners, L.P.
File 021-195481
$0$0$0None listed on this filingEDGAR ↗
Feb 27, 2012 D/A
PROSPECT HARBOR CREDIT PARTNERS OFFSHORE PLAN ASSETS LP
File 021-64047
$0$0$0None listed on this filingEDGAR ↗
Feb 27, 2012 D/A
PROSPECT HARBOR CREDIT PARTNERS OFFSHORE LP
File 021-64048
$0$0$0None listed on this filingEDGAR ↗
Feb 27, 2012 D/A
PROSPECT HARBOR CREDIT PARTNERS LP
File 021-64046
$0$0$0None listed on this filingEDGAR ↗
Apr 29, 2011 D/A
Sankaty Middle Market Opportunities Fund (Offshore), L.P.
File 021-138501
$0$0$0None listed on this filingEDGAR ↗
Apr 29, 2011 D/A
Sankaty Middle Market Opportunities Fund, L.P.
File 021-138502
$0$0$0None listed on this filingEDGAR ↗
Oct 29, 2009 D/A
Sankaty DIP Opportunities, L.P.
File 021-134487
$4,832,750$0$0J.P. MORGAN SECURITIES, INC. BrokerCheck CRD 79 ↗EDGAR ↗
Oct 29, 2009 D/A
Sankaty DIP Opportunities (Offshore), L.P.
File 021-134488
$2,764,250$0$0J.P. MORGAN SECURITIES, INC. BrokerCheck CRD 79 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 26

Every issuer that named David Mccarthy on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

BC
Pooled Investment Fund · group: Bain

Bain Capital Senior Loan Fund, L.P.

Boston, MA · Feb 5, 2010 → Oct 25, 2016 · 9 filings
  • Oct 25, 2016 · D/A · $1,524,505,564 sold of Indefinite · 222 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Feb 24, 2016 · D/A · $1,300,629,517 sold of Indefinite · 214 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Feb 25, 2015 · D/A · $1,145,860,831 sold of Indefinite · 202 investors · min. $3,000,000 · role: Executive Officer EDGAR ↗
  • Apr 9, 2014 · D/A · $785,148,311 sold of Indefinite · 179 investors · min. $3,000,000 · role: Executive Officer EDGAR ↗
  • Apr 12, 2013 · D/A · $367,462,000 sold of Indefinite · 76 investors · min. $3,000,000 · role: Executive Officer EDGAR ↗
  • Apr 12, 2012 · D/A · $244,902,000 sold of Indefinite · 63 investors · min. $3,000,000 · role: Executive Officer EDGAR ↗
  • Apr 29, 2011 · D/A · $163,977,000 sold of Indefinite · 40 investors · min. $3,000,000 · role: Executive Officer EDGAR ↗
  • May 3, 2010 · D/A · $131,420,000 sold of Indefinite · 35 investors · min. $3,000,000 · role: Executive Officer EDGAR ↗
  • Feb 5, 2010 · D/A · $131,420,000 sold of Indefinite · 35 investors · min. $3,000,000 · role: Executive Officer EDGAR ↗

Raised $3.31B from 303 investors as of the latest filing. David is listed as executive officer on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BC
Pooled Investment Fund · group: Bain

Bain Capital Senior Loan Fund (SRI), L.P.

Boston, MA · Aug 18, 2014 → Oct 25, 2016 · 4 filings
  • Oct 25, 2016 · D/A · $142,285,773 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Feb 24, 2016 · D/A · $142,285,773 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Feb 25, 2015 · D/A · $142,285,773 sold of Indefinite · 4 investors · min. $3,000,000 · role: Executive Officer EDGAR ↗
  • Aug 18, 2014 · D · $132,000,000 sold of Indefinite · 2 investors · min. $3,000,000 · role: Executive Officer EDGAR ↗

Raised $142.4M from 4 investors as of the latest filing. David is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AB
Other Banking and Financial Services

Atom Bank plc

Durham, United Kingdom (as filed: X0) · Oct 24, 2016
  • Oct 24, 2016 · D · $0 sold of $124,196,500 · 0 investors · min. No minimum reported · role: Executive Officer (Chief Financial Officer) EDGAR ↗

No sales reported yet as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(b) (1,630 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SC
Pooled Investment Fund · group: Bain

Sankaty Credit Opportunities VI-EU, L.P.

London, United Kingdom (as filed: X0) · Aug 3, 2016
  • Aug 3, 2016 · D · $170,120,120 sold of $170,120,120 · 28 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $170.1M from 28 investors (100% of the $170.1M target) as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BC
Pooled Investment Fund · group: Bain

Bain Capital Credit Managed Account (CalPERS), L.P.

Boston, MA · Aug 3, 2016
  • Aug 3, 2016 · D · $505,050,506 sold of $505,050,506 · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $505.1M from 2 investors (100% of the $505.1M target) as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BC
Pooled Investment Fund · group: Bain

Bain Capital Distressed & Special Situations 2016 (G), L.P.

Boston, MA · Aug 3, 2016
  • Aug 3, 2016 · D · $349,549,550 sold of $349,549,550 · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $349.5M from 2 investors (100% of the $349.5M target) as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BC
Pooled Investment Fund · group: Bain

Bain Capital Distressed & Special Situations 2016 (B), L.P.

Boston, MA · Oct 5, 2015 → Aug 3, 2016 · 2 filings
  • Aug 3, 2016 · D/A · $951,599,599 sold of $951,599,599 · 31 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 5, 2015 · D · $768,161,161 sold of Indefinite · 16 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $951.6M from 31 investors (100% of the $951.6M target) as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BC
Pooled Investment Fund · group: Bain

Bain Capital Distressed & Special Situations 2016 (A), L.P.

Boston, MA · Oct 5, 2015 → Aug 3, 2016 · 2 filings
  • Aug 3, 2016 · D/A · $472,618,618 sold of $472,618,618 · 32 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 5, 2015 · D · $459,620,620 sold of Indefinite · 20 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $472.6M from 32 investors (100% of the $472.6M target) as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BC
Pooled Investment Fund · group: Bain

Bain Capital High Income Partnership, L.P.

Boston, MA · Apr 13, 2011 → Apr 13, 2016 · 6 filings
  • Apr 13, 2016 · D/A · $3,600,219,529 sold of Indefinite · 196 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Apr 15, 2015 · D/A · $3,410,237,934 sold of Indefinite · 190 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Apr 9, 2014 · D/A · $2,754,149,026 sold of Indefinite · 167 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Apr 9, 2013 · D/A · $2,306,038,116 sold of Indefinite · 71 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Apr 9, 2012 · D/A · $984,727,691 sold of Indefinite · 75 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Apr 13, 2011 · D · $193,250,000 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer (Managing Director of Sankaty Advisors, LLC, the Issuer's Investment Advisor.) EDGAR ↗

Raised $4.08B from 225 investors as of the latest filing. David is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SC
Pooled Investment Fund · group: Bain

Sankaty Credit Opportunities (F), L.P.

Boston, MA · Oct 5, 2015
  • Oct 5, 2015 · D · $600,400,400 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $600.4M from 2 investors as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SM
Pooled Investment Fund · group: Bain

Sankaty Managed Account (E), L.P.

Boston, MA · Mar 27, 2015
  • Mar 27, 2015 · D · $173,173,173 sold of Indefinite · 12 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $173.2M from 12 investors as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SD
Pooled Investment Fund · group: Bain

Sankaty Direct Lending Fund (L), L.P.

Boston, MA · Feb 5, 2015
  • Feb 5, 2015 · D · $149,284,284 sold of Indefinite · 242 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $149.3M from 242 investors as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SM
Pooled Investment Fund · group: Bain

Sankaty Middle Market Opportunities Fund II, L.P.

Boston, MA · Aug 15, 2013 → Dec 4, 2013 · 3 filings
  • Dec 4, 2013 · D/A · $1,381,358,926 sold of Indefinite · 142 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Aug 19, 2013 · D/A · $1,008,854,857 sold of Indefinite · 42 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Aug 15, 2013 · D · $1,008,854,857 sold of Indefinite · 42 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $1.38B from 142 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SC
Pooled Investment Fund · group: Bain

Sankaty Credit Opportunities V-E2, L.P.

Boston, MA · Jun 15, 2012 → Jun 18, 2013 · 2 filings
  • Jun 18, 2013 · D/A · $10,575,576 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 15, 2012 · D · $2,300,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $10.6M from 6 investors as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SC
Pooled Investment Fund · group: Bain

Sankaty Credit Opportunities V-E, L.P.

Boston, MA · Jun 15, 2012 → Jun 18, 2013 · 2 filings
  • Jun 18, 2013 · D/A · $54,154,154 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 15, 2012 · D · $28,900,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $54.2M from 8 investors as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SC
Pooled Investment Fund · group: Bain

Sankaty Credit Opportunities V-B, L.P.

Boston, MA · Jun 15, 2012 → Jun 18, 2013 · 2 filings
  • Jun 18, 2013 · D/A · $82,816,861 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 15, 2012 · D · $55,500,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $82.8M from 8 investors as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SC
Pooled Investment Fund · group: Bain

Sankaty Credit Opportunities V-A2, L.P.

Boston, MA · Jun 15, 2012 → Jun 18, 2013 · 3 filings
  • Jun 18, 2013 · D/A · $479,309,309 sold of Indefinite · 46 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 15, 2012 · D/A · $1,223,775,000 sold of Indefinite · 30 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 15, 2012 · D · $433,775,000 sold of Indefinite · 28 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $1.22B from 46 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SC
Pooled Investment Fund · group: Bain

Sankaty Credit Opportunities V-A, L.P.

Boston, MA · Jun 15, 2012 → Jun 18, 2013 · 3 filings
  • Jun 18, 2013 · D/A · $1,371,357,313 sold of Indefinite · 75 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 15, 2012 · D/A · $1,190,670,000 sold of Indefinite · 46 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 15, 2012 · D · $915,670,000 sold of Indefinite · 44 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $1.37B from 75 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SC
Pooled Investment Fund · group: Bain

Sankaty CLO Partners, L.P.

Boston, MA · Apr 24, 2013
  • Apr 24, 2013 · D · $165,895,896 sold of Indefinite · 23 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $165.9M from 23 investors as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PH
Pooled Investment Fund · group: Bain

PROSPECT HARBOR CREDIT PARTNERS OFFSHORE LP

Boston, MA · Feb 26, 2010 → Feb 27, 2012 · 3 filings
  • Feb 27, 2012 · D/A · $1,449,435,000 sold of Indefinite · 97 investors · min. $3,000,000 · role: Executive Officer EDGAR ↗
  • Feb 24, 2011 · D/A · $1,449,435,000 sold of Indefinite · 74 investors · min. $3,000,000 · role: Executive Officer EDGAR ↗
  • Feb 26, 2010 · D/A · $1,449,435,000 sold of Indefinite · 74 investors · min. $3,000,000 · role: Executive Officer EDGAR ↗

Raised $1.45B from 97 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PH
Pooled Investment Fund · group: Bain

PROSPECT HARBOR CREDIT PARTNERS OFFSHORE PLAN ASSETS LP

Boston, MA · Feb 26, 2010 → Feb 27, 2012 · 3 filings
  • Feb 27, 2012 · D/A · $208,110,000 sold of Indefinite · 19 investors · min. $3,000,000 · role: Executive Officer EDGAR ↗
  • Feb 24, 2011 · D/A · $208,110,000 sold of Indefinite · 18 investors · min. $3,000,000 · role: Executive Officer EDGAR ↗
  • Feb 26, 2010 · D/A · $208,110,000 sold of Indefinite · 18 investors · min. $3,000,000 · role: Executive Officer EDGAR ↗

Raised $208.1M from 19 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PH
Pooled Investment Fund · group: Bain

PROSPECT HARBOR CREDIT PARTNERS LP

Boston, MA · Feb 26, 2010 → Feb 27, 2012 · 3 filings
  • Feb 27, 2012 · D/A · $2,408,730,710 sold of Indefinite · 132 investors · min. $3,000,000 · role: Executive Officer EDGAR ↗
  • Feb 24, 2011 · D/A · $2,406,835,710 sold of Indefinite · 144 investors · min. $3,000,000 · role: Executive Officer EDGAR ↗
  • Feb 26, 2010 · D/A · $2,406,530,710 sold of Indefinite · 143 investors · min. $3,000,000 · role: Executive Officer EDGAR ↗

Raised $2.41B from 144 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SM
Pooled Investment Fund · group: Bain

Sankaty Middle Market Opportunities Fund (Offshore), L.P.

Boston, MA · Feb 5, 2010 → Apr 29, 2011 · 3 filings
  • Apr 29, 2011 · D/A · $70,350,000 sold of Indefinite · 20 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • May 3, 2010 · D/A · $70,350,000 sold of Indefinite · 20 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Feb 5, 2010 · D · $36,792,500 sold of Indefinite · 15 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $70.3M from 20 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SM
Pooled Investment Fund · group: Bain

Sankaty Middle Market Opportunities Fund, L.P.

Boston, MA · Feb 5, 2010 → Apr 29, 2011 · 3 filings
  • Apr 29, 2011 · D/A · $332,745,000 sold of Indefinite · 16 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • May 3, 2010 · D/A · $332,745,000 sold of Indefinite · 16 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Feb 5, 2010 · D · $304,572,500 sold of Indefinite · 12 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $332.7M from 16 investors as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SD
Pooled Investment Fund · group: Bain

Sankaty DIP Opportunities, L.P.

Boston, MA · Sep 16, 2009 → Oct 29, 2009 · 3 filings
  • Oct 29, 2009 · D/A · $388,400,000 sold of $388,400,000 · 446 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 19, 2009 · D/A · $368,750,000 sold of $368,750,000 · 435 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Sep 16, 2009 · D · $160,850,000 sold of $160,850,000 · 151 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $388.4M from 446 investors (100% of the $388.4M target) as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SD
Pooled Investment Fund · group: Bain

Sankaty DIP Opportunities (Offshore), L.P.

Boston, MA · Sep 16, 2009 → Oct 29, 2009 · 3 filings
  • Oct 29, 2009 · D/A · $284,580,000 sold of $284,580,000 · 294 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 19, 2009 · D/A · $116,350,000 sold of $116,350,000 · 144 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Sep 16, 2009 · D · $21,550,000 sold of $21,550,000 · 34 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $284.6M from 294 investors (100% of the $284.6M target) as of the latest filing. David is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (4)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • David McCarthy — NJ, 3 issuers, Feb 22, 2019 → Feb 25, 2021 · no shared issuer
  • David McCarthy — British Columbia, Canada (as filed: A1), 1 issuer, May 19, 2011 → Feb 28, 2012 · no shared issuer
  • David McCarthy — CA, 1 issuer, Apr 28, 2025 → Aug 20, 2025 · no shared issuer
  • David Michael McCarthy — NJ, 1 issuer, Oct 22, 2014 → Oct 22, 2014 · no shared issuer

People around David 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey B. Hawkins

Executive Officer · 66 shared filings (25 issuers) · also on 70 other issuers

Jeffrey B. Hawkins is on 95 issuers in total — a repeat sponsor. Their page lists every one.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan S. Lavine

Executive Officer · 66 shared filings (25 issuers) · also on 41 other issuers

Jonathan S. Lavine is on 66 issuers in total — a repeat sponsor. Their page lists every one.

ME
No photo found yet (own website and image search run after this page is viewed)
Person

Michael A. Ewald

Executive Officer · 65 shared filings (24 issuers) · also on 60 other issuers

Michael A. Ewald is on 84 issuers in total — a repeat sponsor. Their page lists every one.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

STUART DAVIES

Executive Officer · 65 shared filings (24 issuers) · also on 3 other issuers

STUART DAVIES is on 27 issuers in total — a repeat sponsor. Their page lists every one.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

James Kellogg III

Executive Officer · 65 shared filings (24 issuers) · also on 26 other issuers

James Kellogg III is on 50 issuers in total — a repeat sponsor. Their page lists every one.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

MICHAEL J. BEVACQUA

Executive Officer · 61 shared filings (23 issuers) · also on 39 other issuers

MICHAEL J. BEVACQUA is on 62 issuers in total — a repeat sponsor. Their page lists every one.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

JEFFREY ROBINSON

Executive Officer · 59 shared filings (22 issuers) · also on 43 other issuers

JEFFREY ROBINSON is on 65 issuers in total — a repeat sponsor. Their page lists every one.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

TIMOTHY M. BARNS

Executive Officer · 58 shared filings (21 issuers) · also on 25 other issuers

TIMOTHY M. BARNS is on 46 issuers in total — a repeat sponsor. Their page lists every one.

KH
No photo found yet (own website and image search run after this page is viewed)
Person

KIMBERLY HARRIS

Executive Officer · 56 shared filings (22 issuers) · also on 50 other issuers

KIMBERLY HARRIS is on 72 issuers in total — a repeat sponsor. Their page lists every one.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

JONATHAN DESIMONE

Executive Officer · 52 shared filings (24 issuers) · also on 27 other issuers

JONATHAN DESIMONE is on 51 issuers in total — a repeat sponsor. Their page lists every one.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

ROBERT WEISS

Executive Officer · 50 shared filings (20 issuers)

ROBERT WEISS is on 20 issuers in total — a repeat sponsor. Their page lists every one.

AC
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Carlino

Executive Officer · 48 shared filings (22 issuers) · also on 52 other issuers

Andrew Carlino is on 74 issuers in total — a repeat sponsor. Their page lists every one.

KB
No photo found yet (own website and image search run after this page is viewed)
Person

KYLE BETTY

Executive Officer, Director · 47 shared filings (24 issuers) · also on 44 other issuers

KYLE BETTY is on 68 issuers in total — a repeat sponsor. Their page lists every one.

SL
No photo found yet (own website and image search run after this page is viewed)
Person

SUSAN D. LYNCH

Executive Officer · 42 shared filings (20 issuers)

SUSAN D. LYNCH is on 20 issuers in total — a repeat sponsor. Their page lists every one.

NN
No photo found yet (own website and image search run after this page is viewed)
Person

NICOLAS NOMICOS

Executive Officer · 41 shared filings (19 issuers)

NICOLAS NOMICOS is on 19 issuers in total — a repeat sponsor. Their page lists every one.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

ROBERT CUNJAK

Executive Officer · 40 shared filings (20 issuers)

ROBERT CUNJAK is on 20 issuers in total — a repeat sponsor. Their page lists every one.

SF
No photo found yet (own website and image search run after this page is viewed)
Person

SALLY FASSLER

Executive Officer · 38 shared filings (20 issuers)

SALLY FASSLER is on 20 issuers in total — a repeat sponsor. Their page lists every one.

VH
No photo found yet (own website and image search run after this page is viewed)
Person

Viva Hyatt

Executive Officer, Director · 31 shared filings (17 issuers) · also on 56 other issuers

Viva Hyatt is on 73 issuers in total — a repeat sponsor. Their page lists every one.

JA
No photo found yet (own website and image search run after this page is viewed)
Person

JAMES ATHANASOULAS

Executive Officer · 27 shared filings (16 issuers) · also on 16 other issuers

JAMES ATHANASOULAS is on 32 issuers in total — a repeat sponsor. Their page lists every one.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

SEAN DOHERTY

Executive Officer · 23 shared filings (14 issuers) · also on 18 other issuers

SEAN DOHERTY is on 32 issuers in total — a repeat sponsor. Their page lists every one.

KM
No photo found yet (own website and image search run after this page is viewed)
Person

KRISTIN MUGFORD

Executive Officer · 23 shared filings (13 issuers)

KRISTIN MUGFORD is on 13 issuers in total — a repeat sponsor. Their page lists every one.

KM
No photo found yet (own website and image search run after this page is viewed)
Person

KRISTEN MUGFORD

Executive Officer · 22 shared filings (11 issuers)

KRISTEN MUGFORD is on 11 issuers in total — a repeat sponsor. Their page lists every one.

RR
No photo found yet (own website and image search run after this page is viewed)
Person

RANESH RAMANATHAN

Executive Officer, Director · 21 shared filings (14 issuers) · also on 19 other issuers

RANESH RAMANATHAN is on 33 issuers in total — a repeat sponsor. Their page lists every one.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

John Wright

Executive Officer · 20 shared filings (10 issuers) · also on 56 other issuers

John Wright is on 66 issuers in total — a repeat sponsor. Their page lists every one.

VP
No photo found yet (own website and image search run after this page is viewed)
Person

VIKRAM PUNWANI

Executive Officer · 20 shared filings (10 issuers) · also on 22 other issuers

VIKRAM PUNWANI is on 32 issuers in total — a repeat sponsor. Their page lists every one.

KR
No photo found yet (own website and image search run after this page is viewed)
Person

Kathleen Rockey

Executive Officer, Director · 17 shared filings (10 issuers) · also on 62 other issuers

Kathleen Rockey is on 72 issuers in total — a repeat sponsor. Their page lists every one.

DE
No photo found yet (own website and image search run after this page is viewed)
Person

DIANE EXTER

Executive Officer · 16 shared filings (9 issuers)

DIANE EXTER is on 9 issuers in total — a repeat sponsor. Their page lists every one.

CL
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Linneman

Executive Officer, Director · 16 shared filings (9 issuers) · also on 35 other issuers

Christopher Linneman is on 44 issuers in total — a repeat sponsor. Their page lists every one.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

MICHAEL GOSS

Executive Officer · 16 shared filings (9 issuers) · also on 14 other issuers

MICHAEL GOSS is on 23 issuers in total — a repeat sponsor. Their page lists every one.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Anita Meconiates

Executive Officer, Director · 9 shared filings (7 issuers) · also on 56 other issuers

Anita Meconiates is on 63 issuers in total — a repeat sponsor. Their page lists every one.

OB
No photo found yet (own website and image search run after this page is viewed)
Person

Olof Bergqvist

Executive Officer, Director · 9 shared filings (7 issuers) · also on 56 other issuers

Olof Bergqvist is on 63 issuers in total — a repeat sponsor. Their page lists every one.

BH
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Hirschfeld

Executive Officer, Director · 9 shared filings (7 issuers) · also on 52 other issuers

Brian Hirschfeld is on 59 issuers in total — a repeat sponsor. Their page lists every one.

BC
No photo found yet (own website and image search run after this page is viewed)
Person

BRAD CHARCHUT

Executive Officer, Director · 9 shared filings (7 issuers) · also on 10 other issuers

BRAD CHARCHUT is on 17 issuers in total — a repeat sponsor. Their page lists every one.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

MICHAEL D. WARD

Executive Officer · 7 shared filings (5 issuers) · also on 9 other issuers

MICHAEL D. WARD is on 14 issuers in total — a repeat sponsor. Their page lists every one.

NL
No photo found yet (own website and image search run after this page is viewed)
Person

NANCY LOTANE

Executive Officer · 7 shared filings (5 issuers) · also on 3 other issuers

NANCY LOTANE is on 8 issuers in total — a repeat sponsor. Their page lists every one.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

SALLY FASSLER DORNAUS

Executive Officer · 7 shared filings (7 issuers)

SALLY FASSLER DORNAUS is on 7 issuers in total — a repeat sponsor. Their page lists every one.

BT
No photo found yet (own website and image search run after this page is viewed)
Person

BEN THORNDIKE

Executive Officer · 6 shared filings (2 issuers)

Listed on the same filings as David Mccarthy. Their page shows their other deals.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

TIMOTHY M. BARNES

Executive Officer · 6 shared filings (2 issuers) · also on 3 other issuers

TIMOTHY M. BARNES is on 5 issuers in total — a repeat sponsor. Their page lists every one.

RA
No photo found yet (own website and image search run after this page is viewed)
Person

RICHARD C. ALBRIGHT

Executive Officer · 6 shared filings (2 issuers) · also on 6 other issuers

RICHARD C. ALBRIGHT is on 8 issuers in total — a repeat sponsor. Their page lists every one.

SW
No photo found yet (own website and image search run after this page is viewed)
Person

STEVEN WOLIN

Executive Officer · 6 shared filings (2 issuers)

Listed on the same filings as David Mccarthy. Their page shows their other deals.

The team behind the deals

B
Sponsor group

Bain

86 issuers · 211 filings · $42.72B reported sold · 2009–2026

One team, 86 deal companies. David Mccarthy is listed on 25 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name DAVID MCCARTHY.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 26 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to DAVID MCCARTHY by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 26 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David Mccarthy is listed on: none on file. No website or social profile named in PROSPECT HARBOR CREDIT PARTNERS LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #344,842 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Boston, MA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Massachusetts MassCourts ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Massachusetts Secretary of State business search ↗OpenCorporates ↗

Change history

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