Sponsor Check › Person
Related person on Form D filings · address states as listed: CA, MA, WA, DC, NY, WY, MD, DE · listed Dec 7, 2010 → Oct 15, 2026
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:57 PM ET · SEC enforcement last checked: Oct 23, 2026, 10:59 PM ET
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:57 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases + SEC administrative proceedings (sec.gov index, 1995-09-19 → 2026-10-23) — last checked Oct 23, 2026, 10:59 PM ET; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
None found in sources searched.
None found in sources searched.
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:57 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
11 of 107 offerings report sales commissions totalling $23,646,709; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Oct 20, 2026 D/A File 021-601305 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 24, 2025 D File 021-558459 | $5,800,000 (est.) | $0 | $0 | J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗ |
| EDGAR ↗ | Jul 1, 2025 D File 021-550462 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 29, 2025 D File 021-544770 | $4,000,000 (est.) | $0 | $0 | J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗ |
| EDGAR ↗ | Jun 11, 2024 D File 021-515713 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 2, 2022 D File 021-454501 | $22,146 (est.) | $0 | $0 | SI Securities, LLC BrokerCheck CRD 170937 ↗ via 135 Madison Avenue (CRD 5 ↗) |
| EDGAR ↗ | Apr 4, 2022 D/A File 021-381955 | $0 (est.) | $0 (est.) | $0 | Ares Management Capital Markets LLC BrokerCheck CRD 166219 ↗ Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ |
| EDGAR ↗ | Aug 5, 2021 D File 021-409016 | $0 | $0 | $0 | ARES INVESTOR SERVICES LLC BrokerCheck CRD 166219 ↗ |
| EDGAR ↗ | Jun 21, 2021 D/A File 021-367987 | $0 (est.) | $0 (est.) | $0 (est.) The General Partner, the Manager, or an affiliate of the Manager will receive a fee for management services. | Ares Investor Services LLC BrokerCheck CRD 166219 ↗ iCapital Advisors, LLC BrokerCheck CRD 177513 ↗ Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗ via Raymond James Financial Services, Inc. (CRD 6694 ↗) Korea Investment & Securities Co., Ltd. no CRD number reported Mirae Asset Daewoo Co., Ltd. no CRD number reported Pitcon S.A. no CRD number reported via Pitcon Administradora General de Fondos S.A. J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ Citi Private Advisory, LLC BrokerCheck CRD 153777 ↗ |
| EDGAR ↗ | Apr 16, 2021 D File 021-396177 | $0 | $0 | $0 | Ares Investor Services LLC BrokerCheck CRD 166219 ↗ |
| EDGAR ↗ | Mar 29, 2021 D File 021-393871 | $0 | $0 | $0 | Ares Investor Services LLC BrokerCheck CRD 166219 ↗ |
| EDGAR ↗ | Jan 5, 2021 D File 021-385308 | $2,129,440 | $0 | $0 | Jefferies LLC BrokerCheck CRD 2347 ↗ |
| EDGAR ↗ | Dec 18, 2020 D File 021-383753 | $0 (est.) | $0 (est.) | $0 (est.) The General Partner, the Manager, or an affiliate of the Manager will receive a fee for management services. | ARES INVESTOR SERVICES LLC BrokerCheck CRD 166219 ↗ CITI PRIVATE ADVISORY, LLC BrokerCheck CRD 153777 ↗ J.P. MORGAN SECURITIES LLC BrokerCheck CRD 79 ↗ |
| EDGAR ↗ | Oct 30, 2020 D File 021-379396 | $0 (est.) | $0 (est.) | $0 (est.) | ARES INVESTOR SERVICES LLC BrokerCheck CRD 166219 ↗ |
| EDGAR ↗ | Oct 30, 2020 D File 021-379395 | $0 (est.) | $0 (est.) | $0 (est.) | ARES INVESTOR SERVICES LLC BrokerCheck CRD 166219 ↗ |
| EDGAR ↗ | Oct 13, 2020 D File 021-377685 | $0 | $0 | $0 | ARES INVESTOR SERVICES LLC BrokerCheck CRD 166219 ↗ |
| EDGAR ↗ | Jul 23, 2020 D File 021-371715 | $0 | $0 | $0 | ARES INVESTOR SERVICES LLC BrokerCheck CRD 166219 ↗ |
| EDGAR ↗ | Jul 2, 2020 D File 021-370150 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Jun 16, 2020 D File 021-369022 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 8, 2020 D File 021-368451 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 8, 2020 D File 021-368453 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 8, 2020 D File 021-368446 | $0 | $0 | $0 (est.) The General Partner, the Manager, or an affiliate of the Manager will receive a fee for management services. | None listed on this filing |
| EDGAR ↗ | Jun 4, 2020 D File 021-368434 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 26, 2020 D/A File 021-342245 | $0 (est.) | $0 (est.) | $0 (est.) The General Partner, the Manager, or an affiliate of the Manager will receive a fee for management services. | Ares Investor Services LLC BrokerCheck CRD 166219 ↗ Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ Korea Investment and Securities Co., Ltd. no CRD number reported Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | May 4, 2020 D File 021-366198 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 28, 2020 D File 021-361608 | $0 | $0 | $0 The Issuer's Manager or an affiliate will receive a management fee payable by the Issuer generally equal to a percentage of invested capital. | None listed on this filing |
| EDGAR ↗ | Feb 20, 2020 D File 021-361051 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 2, 2020 D File 021-356985 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 3, 2019 D File 021-354659 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 18, 2019 D File 021-351409 | $0 | $0 | $0 | ARES INVESTOR SERVICES LLC BrokerCheck CRD 166219 ↗ |
| EDGAR ↗ | Oct 18, 2019 D File 021-351408 | $0 | $0 | $0 | ARES INVESTOR SERVICES LLC BrokerCheck CRD 166219 ↗ |
| EDGAR ↗ | Aug 28, 2019 D/A File 021-320440 | $0 | $0 | $0 | Ares Investor Services LLC BrokerCheck CRD 166219 ↗ |
| EDGAR ↗ | Aug 28, 2019 D/A File 021-320436 | $0 | $0 | $0 | Ares Investor Services LLC BrokerCheck CRD 166219 ↗ |
| EDGAR ↗ | Aug 28, 2019 D/A File 021-320434 | $0 | $0 | $0 | Ares Investor Services LLC BrokerCheck CRD 166219 ↗ |
| EDGAR ↗ | Aug 28, 2019 D/A File 021-320430 | $0 | $0 | $0 | Ares Investor Services LLC BrokerCheck CRD 166219 ↗ |
| EDGAR ↗ | Aug 23, 2019 D File 021-347273 | $0 (est.) | $0 (est.) | $0 (est.) The General Partner, the Manager, or an affiliate of the Manager will receive a fee for management services. | LAZARD FRERES & CO. LLC BrokerCheck CRD 2528 ↗ PARK HILL GROUP LLC BrokerCheck CRD 135898 ↗ |
| EDGAR ↗ | Aug 13, 2019 D/A File 021-325790 | $0 (est.) | $0 (est.) | $0 (est.) The Issuers' Manager or an affiliate will receive a management fee payable by the Issuers generally equal to a percentage of committed capital. | Ares Investor Services LLC BrokerCheck CRD 166219 ↗ Morgan Stanley Smith Barney, LLC BrokerCheck CRD 149777 ↗ |
| EDGAR ↗ | Aug 13, 2019 D/A File 021-344743 | $0 (est.) | $0 (est.) | $0 (est.) The Issuer's Manager or an affiliate will receive a management fee payable by the Issuer generally equal to a percentage of committed capital. | ARES INVESTOR SERVICES LLC BrokerCheck CRD 166219 ↗ Morgan Stanley Smith Barney, LLC BrokerCheck CRD 149777 ↗ |
| EDGAR ↗ | Jul 30, 2019 D File 021-345419 | $1,500,000 (est.) | $0 | $0 | RBC Capital Markets, LLC BrokerCheck CRD 31194 ↗ |
| EDGAR ↗ | Jul 18, 2019 D File 021-344644 | $0 | $0 | $0 | ARES INVESTOR SERVICES LLC BrokerCheck CRD 166219 ↗ |
| EDGAR ↗ | Apr 30, 2019 D File 021-338480 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 2, 2019 D File 021-336213 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 25, 2019 D File 021-333506 | $0 | $0 | $0 | ARES INVESTOR SERVICES LLC BrokerCheck CRD 166219 ↗ |
| EDGAR ↗ | Feb 19, 2019 D File 021-333109 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 13, 2018 D File 021-327922 | $0 | $0 | $0 | Ares Investor Services LLC BrokerCheck CRD 166219 ↗ |
| EDGAR ↗ | Dec 13, 2018 D File 021-327921 | $0 | $0 | $0 | Ares Investor Services LLC BrokerCheck CRD 166219 ↗ |
| EDGAR ↗ | Dec 7, 2018 D File 021-327406 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 7, 2018 D File 021-327407 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 7, 2018 D File 021-327408 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 7, 2018 D File 021-327409 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 14, 2018 D File 021-325792 | $0 | $0 | $0 (est.) | Ares Investor Services LLC BrokerCheck CRD 166219 ↗ |
| EDGAR ↗ | Nov 13, 2018 D File 021-325538 | $77,848 | $0 | $0 | SI Securities, LLC BrokerCheck CRD 170937 ↗ |
| EDGAR ↗ | Oct 19, 2018 D/A File 021-323573 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Sep 21, 2018 D/A File 021-310216 | $0 | $0 | $0 | Ares Investor Services LLC BrokerCheck CRD 166219 ↗ |
| EDGAR ↗ | Sep 19, 2018 D File 021-321772 | $0 | $0 | $0 | Ares Investor Services LLC BrokerCheck CRD 166219 ↗ |
| EDGAR ↗ | Jul 12, 2018 D File 021-316704 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Apr 17, 2018 D File 021-310301 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Apr 16, 2018 D File 021-310215 | $0 | $0 | $0 | Ares Investor Services LLC BrokerCheck CRD 166219 ↗ |
| EDGAR ↗ | Apr 5, 2018 D File 021-309380 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 14, 2017 D File 021-300801 | $2,101,650 (est.) | $0 | $0 N/A - no proceeds will be received | Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ Guggenheim Securities, LLC BrokerCheck CRD 40638 ↗ |
| EDGAR ↗ | Oct 30, 2017 D/A File 021-286519 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 3, 2017 D File 021-295895 | $0 | $0 | $0 | Ares Investor Services LLC BrokerCheck CRD 166219 ↗ |
| EDGAR ↗ | Oct 3, 2017 D File 021-295903 | $0 | $0 | $0 | Ares Investor Services LLC BrokerCheck CRD 166219 ↗ |
| EDGAR ↗ | Apr 18, 2017 D File 021-284989 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Feb 22, 2017 D File 021-281126 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Jan 13, 2017 D File 021-278420 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Jan 11, 2017 D File 021-278152 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 7, 2016 D File 021-275817 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Nov 22, 2016 D/A File 021-250606 | $9,375 (est.) | $0 | $0 (est.) Certain persons named in Item 3 or affiliate(s)thereof may receive payments deemed to be made from the proceeds of the offering, including management fees. The amounts of such payments cannot be estimated at this time. | None no CRD number reported via Ares Investor Services LLC (CRD 166219 ↗) None no CRD number reported via GI Capital Management Limited None no CRD number reported via Eugene Investment & Securities Co., Ltd None no CRD number reported via Global Alternative Investment Services, Inc. (CRD 487 ↗) None no CRD number reported via Wells Fargo Advisors, LLC (CRD 19616 ↗) None no CRD number reported via ISP Financial Services Ltd. None no CRD number reported via JB Asset Management None no CRD number reported via Atlantic-Pacific Capital, Inc. (CRD 38356 ↗) |
| EDGAR ↗ | Nov 22, 2016 D/A File 021-250608 | $0 (est.) | $0 | $0 (est.) Certain persons named in Item 3 or affiliate(s)thereof may receive payments deemed to be made from the proceeds of the offering, including management fees. The amounts of such payments cannot be estimated at this time. | None no CRD number reported via Ares Investor Services LLC (CRD 166219 ↗) None no CRD number reported via Atlantic-Pacific Capital, Inc. (CRD 38356 ↗) None no CRD number reported via Global Alternative Investment Services, Inc. (CRD 487 ↗) None no CRD number reported via Wells Fargo Advisors, LLC (CRD 19616 ↗) |
| EDGAR ↗ | Oct 11, 2016 D File 021-272185 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Jul 12, 2016 D File 021-266789 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Apr 25, 2016 D/A File 021-253672 | $0 (est.) | $0 (est.) | $0 (est.) The Issuer's manager or one of its affiliates will receive a management fee payable by the Issuer generally equal to a percentage of the aggregate subscriptions of the limited partners of the Issuer. | Ares Investor Services LLC BrokerCheck CRD 166219 ↗ Korea Investment & Securities Co., Ltd no CRD number reported Eugene Investment & Securities Co., Ltd no CRD number reported |
| EDGAR ↗ | Apr 14, 2016 D File 021-261351 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Dec 23, 2015 D File 021-253771 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 2, 2015 D File 021-240911 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Apr 2, 2015 D File 021-237157 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Feb 2, 2015 D File 021-233312 | $6,250 | $0 | $0 | Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗ |
| EDGAR ↗ | Jan 9, 2015 D File 021-231862 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Jul 10, 2014 D File 021-220766 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 3, 2014 D File 021-218455 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 3, 2014 D File 021-212775 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 4, 2013 D File 021-207385 | $2,000,000 (est.) | $0 | $0 (est.) Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees. The amount of such payments cannot be estimated at this time. | N/A no CRD number reported via North Creek Butler (CRD 114242 ↗) |
| EDGAR ↗ | Aug 29, 2013 D/A File 021-196396 | $6,000,000 (est.) | $0 | $0 (est.) Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees. The amount of such payments cannot be estimated at this time. | N/A no CRD number reported via North Creek Butler (CRD 114242 ↗) |
| EDGAR ↗ | Jul 10, 2013 D File 021-199332 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 10, 2013 D File 021-199337 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 10, 2013 D File 021-199339 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 22, 2013 D File 021-195355 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 11, 2013 D File 021-194846 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 11, 2013 D File 021-194847 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 3, 2013 D File 021-189383 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 3, 2013 D File 021-189379 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 2, 2013 D File 021-189228 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 28, 2012 D File 021-189070 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 30, 2012 D File 021-187711 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 14, 2012 D File 021-184173 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 14, 2012 D File 021-184187 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 14, 2012 D File 021-184169 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 24, 2012 D/A File 021-177503 | $0 (est.) | $0 | $0 (est.) The Issuer's manager or one of its affiliates will receive a management fee payable by the Issuer generally equal to a percentage of the aggregate subscriptions of the limited partners of the Issuer. | AE Holding Group, Ltd. no CRD number reported |
| EDGAR ↗ | Jul 2, 2012 D File 021-180584 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 26, 2012 D/A File 021-144135 | $0 | $0 | $0 (est.) The Issuer's fund manager will receive a fee for management services payable quarterly in advance as specified in the Issuer's partnership agreement. | None listed on this filing |
| EDGAR ↗ | Jan 6, 2011 D File 021-153158 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 7, 2010 D File 021-151493 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 18, 2010 D File 021-143737 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 6, 2009 D File 021-121643 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 22, 2009 D File 021-134605 | $0 | $0 | $0 (est.) The Issuer will pay or will reimburse the Manager for all costs and expenses arising in connection with the organization and operations of the Issuer. | None listed on this filing |
| EDGAR ↗ | Sep 22, 2009 D File 021-134606 | $0 | $0 | $0 (est.) The Issuer will pay or will reimburse the Manager for all costs and expenses arising in connection with the organization and operations of the Issuer. | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Gin & Luck Inc. | Executive Officer, Director | Oct 20, 2026 | D/A | $4,000,000 similar: $779,000–$5,000,015 | $1,987,547 | 40 similar: 2–13 | $15,000 similar: $12,500–$100,000 |
| EDGAR ↗ | Gin & Luck Inc. | Executive Officer, Director | Oct 15, 2026 | D | $4,000,000 similar: $779,000–$5,000,015 | $1,987,547 | 40 similar: 2–13 | $15,000 similar: $12,500–$100,000 |
| EDGAR ↗ | Kodiak AI, Inc. | Executive Officer, Director, Promoter | Sep 24, 2025 | D | $200,000,000 similar: $1,100,000–$15,000,000 | $145,000,000 | 3 similar: 2–17 | $250,000 similar: $14,962–$100,000 |
| EDGAR ↗ | X-Energy Management, LLC | Director | Jul 1, 2025 | D | Indefinite similar: $1,000,000–$16,613,798 | $22,796,720 | 74 similar: 2–13 | $1 similar: $10,000–$100,000 |
| EDGAR ↗ | Kodiak AI, Inc. | Executive Officer, Director, Promoter | Apr 29, 2025 | D | $100,000,000 similar: $1,100,000–$15,000,000 | $60,000,000 | 3 similar: 2–17 | $250,000 similar: $14,962–$100,000 |
| EDGAR ↗ | Gin & Luck Inc. | Executive Officer, Director | Jun 11, 2024 | D | $2,000,000 similar: $779,000–$5,000,015 | $229,225 | 24 similar: 2–13 | $1,002 similar: $12,500–$100,000 |
| EDGAR ↗ | Gin & Luck Inc. | Executive Officer, Director, Promoter | Aug 2, 2022 | D | $1,000,000 similar: $779,000–$5,000,015 | $151,722 | 2 similar: 2–13 | $200 similar: $12,500–$100,000 |
| EDGAR ↗ | Ares CLO Funding III LP group: Ares | Executive Officer | Apr 4, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $78,500,000 | 13 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Ares RLG Co-Invest Holdings, L.P. group: Ares | Executive Officer | Aug 5, 2021 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Ares Corporate Opportunities Fund VI, L.P. group: Ares | Executive Officer | Jun 21, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $4,289,798,271 | 109 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Ares EHP Co-Invest Holdings, L.P. group: Ares | Executive Officer | Apr 16, 2021 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Ares VAL Co-Invest Holdings I, L.P. group: Ares | Executive Officer | Mar 29, 2021 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | NUMBER HOLDINGS, INC. group: 99 Cents | Director | Jan 5, 2021 | D | $210,000,000 similar: $650,000–$6,000,000 | $210,000,000 | 11 similar: 1–11 | No minimum reported similar: $9,999–$50,000 |
| EDGAR ↗ | ACOF VI (Ind) Feeder, L.P. group: Ares | Executive Officer | Dec 18, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Ares CLO Funding III LP group: Ares | Executive Officer | Dec 2, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $60,000,000 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ARES SCM CO-INVEST III, L.P. group: Ares | Executive Officer | Oct 30, 2020 | D | $15,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ARES SCM CO-INVEST III HOLDINGS, LLC group: Ares | Executive Officer | Oct 30, 2020 | D | $15,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ARES RF CO-INVEST, L.P. group: Ares | Executive Officer | Oct 13, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ARES EPIC CO-INVEST II, L.P. group: Ares | Executive Officer | Jul 23, 2020 | D | $135,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Berkeley Research Group Holdings, LLC group: Berkeley Research | Director | Jul 2, 2020 | D | $19,442,588 similar: $500,000–$7,000,000 | $19,442,588 | 0 similar: 2–14 | $55,000 similar: $5,000–$50,000 |
| EDGAR ↗ | Ares Corporate Opportunities Fund VI, L.P. group: Ares | Executive Officer | Jun 18, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,887,188,271 | 52 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | NUMBER HOLDINGS, INC. group: 99 Cents | Director | Jun 16, 2020 | D | $10,000,000 similar: $650,000–$6,000,000 | $10,000,000 | 6 similar: 1–11 | No minimum reported similar: $9,999–$50,000 |
| EDGAR ↗ | GUITAR CENTER, INC. | Director | Jun 8, 2020 | D | $320,873,078 similar: $650,000–$6,000,000 | $320,873,078 | 37 similar: 1–11 | No minimum reported similar: $9,999–$50,000 |
| EDGAR ↗ | GUITAR CENTER, INC. | Director | Jun 8, 2020 | D | $35,748,000 similar: $650,000–$6,000,000 | $35,748,000 | 63 similar: 1–11 | No minimum reported similar: $9,999–$50,000 |
| EDGAR ↗ | Ares Private Opportunities 2020 (C), LP group: Ares | Executive Officer | Jun 8, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | GUITAR CENTER, INC. | Director | Jun 4, 2020 | D | $5,000,000 similar: $650,000–$6,000,000 | $5,000,000 | 6 similar: 1–11 | No minimum reported similar: $9,999–$50,000 |
| EDGAR ↗ | Ares Corporate Opportunities Fund VI, L.P. group: Ares | Executive Officer | May 29, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ARES SPECIAL OPPORTUNITIES FUND, L.P. group: Ares | Executive Officer | May 26, 2020 | D/A | $3,450,000,000 similar: $155,000–$5,250,000 | $3,163,184,100 | 907 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Berkeley Research Group Holdings, LLC group: Berkeley Research | Director | May 4, 2020 | D | $4,145,075 similar: $500,000–$7,000,000 | $4,145,075 | 0 similar: 2–14 | $100,000 similar: $5,000–$50,000 |
| EDGAR ↗ | Chimney Tops Loan Fund, LLC group: Ares | Executive Officer | Feb 28, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $750,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Berkeley Research Group Holdings, LLC group: Berkeley Research | Director | Feb 20, 2020 | D | $2,085,308 similar: $500,000–$7,000,000 | $2,085,308 | 0 similar: 2–14 | $500,000 similar: $5,000–$50,000 |
| EDGAR ↗ | NUMBER HOLDINGS, INC. group: 99 Cents | Director | Jan 2, 2020 | D | Indefinite similar: $650,000–$6,000,000 | $20,960,067 | 22 similar: 1–11 | No minimum reported similar: $9,999–$50,000 |
| EDGAR ↗ | Ares PA Opportunities Fund, L.P. group: Ares | Executive Officer | Dec 3, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $400,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ARES SCM CO-INVEST II, L.P. group: Ares | Executive Officer | Oct 18, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ARES SCM CO-INVEST HOLDINGS (F), LLC group: Ares | Executive Officer | Oct 18, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Ares SCM Co-Invest, L.P. group: Ares | Executive Officer | Aug 28, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $315,847,000 | 11 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Ares SCM Co-Invest Delaware Feeder, L.P. group: Ares | Executive Officer | Aug 28, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $192,289,352 | 7 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Ares SCM Co-Invest Cayman Feeder (J), L.P. group: Ares | Executive Officer | Aug 28, 2019 | D/A | $15,000,000 similar: $155,000–$5,250,000 | $15,000,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Ares SCM Co-Invest Cayman Feeder (G), L.P. group: Ares | Executive Officer | Aug 28, 2019 | D/A | $15,000,000 similar: $155,000–$5,250,000 | $15,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ARES PE EXTENDED VALUE FUND LP group: Ares | Executive Officer | Aug 23, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | AEOF C2 DELAWARE FEEDER, L.P. group: Ares | Executive Officer | Aug 13, 2019 | D/A | $1,500,000,000 similar: $155,000–$5,250,000 | $989,616,118 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Ares Energy Opportunities Fund A, L.P. group: Ares | Executive Officer | Aug 13, 2019 | D/A | $1,500,000,000 similar: $155,000–$5,250,000 | $989,616,118 | 56 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | NUMBER HOLDINGS, INC. group: 99 Cents | Director | Jul 30, 2019 | D | $176,934,071 similar: $650,000–$6,000,000 | $165,637,711 | 35 similar: 1–11 | No minimum reported similar: $9,999–$50,000 |
| EDGAR ↗ | AEOF C2 DELAWARE FEEDER, L.P. group: Ares | Executive Officer | Jul 22, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $73,988,960 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ARES PG CO-INVEST, L.P. group: Ares | Executive Officer | Jul 18, 2019 | D | $120,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ARES SPECIAL OPPORTUNITIES FUND, L.P. group: Ares | Executive Officer | Jun 18, 2019 | D | $2,000,000,000 similar: $155,000–$5,250,000 | $1,022,000,000 | 30 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Apollo Program II, Inc. | Executive Officer | Apr 30, 2019 | D | $300,000 similar: $500,000–$7,000,000 | $300,000 | 1 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Apollo Program II, Inc. | Executive Officer | Apr 2, 2019 | D | $200,000 similar: $500,000–$7,000,000 | $200,000 | 1 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Ares EPIC Co-Invest Cayman Feeder A1, L.P. group: Ares | Executive Officer | Feb 25, 2019 | D | $350,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Apollo Program II, Inc. | Executive Officer | Feb 19, 2019 | D | $100,000 similar: $500,000–$7,000,000 | $100,000 | 1 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Ares EPIC Co-Invest Delaware Feeder, L.P. group: Ares | Executive Officer | Dec 13, 2018 | D | $350,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Ares EPIC Co-Invest, L.P. group: Ares | Executive Officer | Dec 13, 2018 | D | $350,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Brandcast, Inc. | Executive Officer | Dec 7, 2018 | D | $17,999,999 similar: $1,100,015–$10,001,163 | $17,999,999 | 5 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Brandcast, Inc. | Executive Officer | Dec 7, 2018 | D | $16,477,260 similar: $1,100,015–$10,001,163 | $16,477,260 | 6 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Brandcast, Inc. | Executive Officer | Dec 7, 2018 | D | $4,700,000 similar: $1,100,015–$10,001,163 | $4,700,000 | 1 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Brandcast, Inc. | Executive Officer | Dec 7, 2018 | D | $300,000 similar: $1,100,015–$10,001,163 | $300,000 | 1 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | AEOF Co-Invest, L.P. group: Ares | Executive Officer | Nov 14, 2018 | D | $64,325,000 similar: $155,000–$5,250,000 | $64,325,000 | 52 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Ares Energy Opportunities Fund A, L.P. group: Ares | Executive Officer | Nov 14, 2018 | D | $1,000,000,000 similar: $155,000–$5,250,000 | $756,165,000 | 25 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Gin & Luck Inc. | Executive Officer, Director, Promoter | Nov 13, 2018 | D | $3,000,000 similar: $1,000,000–$5,250,000 | $2,195,500 | 458 similar: not enough data | $199 similar: $10,000–$50,000 |
| EDGAR ↗ | Berkeley Research Group Holdings, LLC group: Berkeley Research | Director | Oct 19, 2018 | D/A | $5,250,870 similar: $500,000–$7,000,000 | $199,220 | 1 similar: 2–14 | $99,610 similar: $5,000–$50,000 |
| EDGAR ↗ | Berkeley Research Group Holdings, LLC group: Berkeley Research | Executive Officer, Director | Oct 15, 2018 | D | $5,250,870 similar: $500,000–$7,000,000 | $199,220 | 1 similar: 2–14 | $99,610 similar: $5,000–$50,000 |
| EDGAR ↗ | AF V APR Co-Invest, L.P. group: Ares | Executive Officer | Sep 21, 2018 | D/A | $150,000,000 similar: $155,000–$5,250,000 | $150,000,000 | 8 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | AF V APR Co-Invest Cayman Feeder (J), L.P. group: Ares | Executive Officer | Sep 19, 2018 | D | $15,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Ares SCM Co-Invest Cayman Feeder (G), L.P. group: Ares | Executive Officer | Aug 30, 2018 | D | $15,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Ares SCM Co-Invest Cayman Feeder (J), L.P. group: Ares | Executive Officer | Aug 30, 2018 | D | $15,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Ares SCM Co-Invest, L.P. group: Ares | Executive Officer | Aug 30, 2018 | D | $350,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Ares SCM Co-Invest Delaware Feeder, L.P. group: Ares | Executive Officer | Aug 30, 2018 | D | $350,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Berkeley Research Group Holdings, LLC group: Berkeley Research | Executive Officer, Director | Jul 12, 2018 | D | $1,439,977 similar: $500,000–$7,000,000 | $789,750 | 2 similar: 2–14 | $86,872 similar: $5,000–$50,000 |
| EDGAR ↗ | AF V APR Co-Invest, L.P. group: Ares | Executive Officer | Jul 9, 2018 | D/A | $110,000,000 similar: $155,000–$5,250,000 | $110,000,000 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Berkeley Research Group Holdings, LLC group: Berkeley Research | Executive Officer, Director | Apr 17, 2018 | D | $6,152,002 similar: $500,000–$7,000,000 | $4,814,692 | 32 similar: 2–14 | $29,999 similar: $5,000–$50,000 |
| EDGAR ↗ | AF V (A), L.P. group: Ares | Executive Officer | Apr 16, 2018 | D | $50,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | AF V APR Co-Invest, L.P. group: Ares | Executive Officer | Apr 16, 2018 | D | $15,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Patent Research Foundation, Inc. | Director | Apr 5, 2018 | D | $2,000,000 similar: $1,100,015–$10,001,163 | $1,200,000 | 4 similar: 2–14 | $12,500 similar: $5,000–$50,000 |
| EDGAR ↗ | 99 CENTS ONLY STORES LLC group: 99 Cents | Director | Dec 14, 2017 | D | $147,882,000 similar: $650,000–$6,000,000 | $140,110,000 | 31 similar: 1–11 | No minimum reported similar: $9,999–$50,000 |
| EDGAR ↗ | Berkeley Research Group Holdings, LLC group: Berkeley Research | Executive Officer, Director | Oct 30, 2017 | D/A | $5,000,000 similar: $500,000–$7,000,000 | $3,181,645 | 8 similar: 2–14 | $50,000 similar: $5,000–$50,000 |
| EDGAR ↗ | ACOF V Master Co-Invest (Offshore), L.P. group: Ares | Executive Officer | Oct 3, 2017 | D | $9,922,000 similar: $155,000–$5,250,000 | $9,922,000 | 16 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ACOF V Master Co-Invest, L.P. group: Ares | Executive Officer | Oct 3, 2017 | D | $226,922,000 similar: $155,000–$5,250,000 | $226,922,000 | 112 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Berkeley Research Group Holdings, LLC group: Berkeley Research | Executive Officer, Director | Jul 6, 2017 | D/A | $5,000,000 similar: $500,000–$7,000,000 | $837,645 | 7 similar: 2–14 | $50,000 similar: $5,000–$50,000 |
| EDGAR ↗ | Berkeley Research Group Holdings, LLC group: Berkeley Research | Executive Officer, Director | May 11, 2017 | D | $5,000,000 similar: $500,000–$7,000,000 | $719,965 | 6 similar: 2–14 | $50,000 similar: $5,000–$50,000 |
| EDGAR ↗ | Berkeley Research Group Holdings, LLC group: Berkeley Research | Executive Officer, Director | Apr 18, 2017 | D | $10,471,108 similar: $500,000–$7,000,000 | $10,471,108 | 6 similar: 2–14 | $96,679 similar: $5,000–$50,000 |
| EDGAR ↗ | Berkeley Research Group Holdings, LLC group: Berkeley Research | Executive Officer, Director | Feb 22, 2017 | D | $6,135,075 similar: $500,000–$7,000,000 | $457,500 | 29 similar: 2–14 | $77,775 similar: $5,000–$50,000 |
| EDGAR ↗ | Berkeley Research Group Holdings, LLC group: Berkeley Research | Executive Officer, Director | Jan 13, 2017 | D | $17,053,312 similar: $500,000–$7,000,000 | $0 | 0 similar: 2–14 | $77,775 similar: $5,000–$50,000 |
| EDGAR ↗ | Berkeley Research Group Holdings, LLC group: Berkeley Research | Executive Officer, Director | Jan 11, 2017 | D | Indefinite similar: $500,000–$7,000,000 | $100 | 201 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Berkeley Research Group LLC group: Berkeley Research | Executive Officer, Director | Dec 7, 2016 | D | $21,667,200 similar: $500,000–$7,000,000 | $2,726,700 | 18 similar: 2–14 | $91,500 similar: $5,000–$50,000 |
| EDGAR ↗ | ARES ENERGY INVESTORS FUND V, L.P. group: Ares | Executive Officer, Promoter Mr. Kaplan is the Co-President of the general partner of the General Partner of the Issuer. | Nov 22, 2016 | D/A | $2,000,000,000 similar: $155,000–$5,250,000 | $430,800,000 | 18 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | ARES ENERGY INVESTORS FEEDER FUND V, L.P. group: Ares | Executive Officer, Promoter Mr. Kaplan is the Co-President of the general partner of the General Partner of the Issuer. | Nov 22, 2016 | D/A | $2,000,000,000 similar: $155,000–$5,250,000 | $191,020,000 | 5 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Berkeley Research Group LLC group: Berkeley Research | Executive Officer, Director | Oct 11, 2016 | D | $1,477,725 similar: $500,000–$7,000,000 | $0 | 0 similar: 2–14 | $311,100 similar: $5,000–$50,000 |
| EDGAR ↗ | Berkeley Research Group LLC group: Berkeley Research | Executive Officer, Director | Jul 12, 2016 | D | $11,190,852 similar: $500,000–$7,000,000 | $0 | 0 similar: 2–14 | $77,775 similar: $5,000–$50,000 |
| EDGAR ↗ | Ares Corporate Opportunities Fund V, L.P. group: Ares | Executive Officer | Apr 25, 2016 | D/A | $7,600,000,000 similar: $155,000–$5,250,000 | $7,600,000,000 | 114 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Berkeley Research Group LLC group: Berkeley Research | Executive Officer, Director | Apr 14, 2016 | D | Indefinite similar: $500,000–$7,000,000 | $4,652,775 | 11 similar: 2–14 | $59,475 similar: $5,000–$50,000 |
| EDGAR ↗ | All the Little Owls LLC | Promoter | Dec 23, 2015 | D | $350,000 similar: $779,000–$5,000,015 | $70,000 | 3 similar: 2–13 | $35,000 similar: $12,500–$100,000 |
| EDGAR ↗ | Ares Corporate Opportunities Fund V, L.P. group: Ares | Executive Officer | Dec 22, 2015 | D | $6,500,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | ARES ENERGY INVESTORS FUND V, L.P. group: Ares | Executive Officer, Promoter Mr. Kaplan is the Co-President of the general partner of the General Partner of the Issuer. | Nov 12, 2015 | D/A | $3,000,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | ARES ENERGY INVESTORS FEEDER FUND V, L.P. group: Ares | Executive Officer, Promoter Mr. Kaplan is the Co-President of the general partner of the General Partner of the Issuer. | Nov 12, 2015 | D/A | $3,000,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Berkeley Research Group LLC group: Berkeley Research | Executive Officer, Director | Jun 2, 2015 | D | Indefinite similar: $500,000–$7,000,000 | $2,620,800 | 0 similar: 2–14 | $124,800 similar: $5,000–$50,000 |
| EDGAR ↗ | Berkeley Research Group LLC group: Berkeley Research | Executive Officer, Director | Apr 2, 2015 | D | $19,721,503 similar: $500,000–$7,000,000 | $0 | 0 similar: 2–14 | $104,000 similar: $5,000–$50,000 |
| EDGAR ↗ | Ares Real Estate Holdings LLC group: Ares | Director | Feb 2, 2015 | D | $125,000 similar: $125,000–$125,000 | $125,000 | 125 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | Berkeley Research Group LLC group: Berkeley Research | Executive Officer, Director | Jan 9, 2015 | D | $23,541,065 similar: $500,000–$7,000,000 | $0 | 0 similar: 2–14 | $104,000 similar: $5,000–$50,000 |
| EDGAR ↗ | Nextility, Inc. | Director | Jul 10, 2014 | D | $7,000,000 similar: $1,000,000–$16,613,798 | $3,578,535 | 17 similar: 2–13 | No minimum reported similar: $10,000–$100,000 |
| EDGAR ↗ | 151 Proprietors LLC group: Nite | Promoter | Jun 3, 2014 | D | $175,000 similar: $779,000–$5,000,015 | $175,000 | 8 similar: 2–13 | $125,000 similar: $12,500–$100,000 |
| EDGAR ↗ | Nite Kap, LLC group: Nite | Promoter | Mar 3, 2014 | D | $100,000 | $25,000 | 1 | $25,000 |
| EDGAR ↗ | Lascaux Resource Capital Offshore Fund I, L.P. group: Lascaux | Executive Officer, Promoter Mr. Kaplan is a Manager of the General Partner and Management Company of the Issuer. | Dec 4, 2013 | D | $100,000,000 similar: $155,000–$5,250,000 | $28,500,000 | 1 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Lascaux Resource Capital Fund I L.P. group: Lascaux | Executive Officer, Promoter The Manager of the General Partner and Management Company of the Issuer. | Aug 29, 2013 | D/A | $300,000,000 | $103,150,000 | 27 | $5,000,000 |
| EDGAR ↗ | Ares Employee Particiation VII (UK), L.P. group: Ares | Executive Officer Vice President of APMC EE Participation Manager LLC | Jul 10, 2013 | D | Indefinite | $11,900,282 | 5 | No minimum reported |
| EDGAR ↗ | Ares Employee Participation VIII, LLC group: Ares | Executive Officer Vice President of APMC EE Participation Manager LLC | Jul 10, 2013 | D | Indefinite | $0 | 19 | No minimum reported |
| EDGAR ↗ | Ares Employee Participation VII, LLC group: Ares | Executive Officer Vice President of APMC EE Participation Manager LLC | Jul 10, 2013 | D | Indefinite | $19,615,796 | 5 | No minimum reported |
| EDGAR ↗ | Lascaux Resource Capital Fund I L.P. group: Lascaux | Executive Officer, Promoter The Manager of the General Partner and Management Company of the Issuer. | May 13, 2013 | D | $300,000,000 | $103,150,000 | 27 | $5,000,000 |
| EDGAR ↗ | 1Energy Systems, Inc. | Executive Officer, Director | Apr 22, 2013 | D | $1,750,000 | $1,450,000 | 6 | $10,000 |
| EDGAR ↗ | ACOF Asia Co-Invest (HK), L.P. group: Ares | Director Director of the General Partner. | Apr 11, 2013 | D | $8,200,000 | $8,200,000 | 7 | No minimum reported |
| EDGAR ↗ | ACOF Asia Co-Invest, L.P. group: Ares | Director Director of the General Partner. | Apr 11, 2013 | D | $45,690,000 | $45,690,000 | 42 | No minimum reported |
| EDGAR ↗ | ACOF IV Master Co-Invest Program (EU), L.P. group: Ares | Executive Officer | Jan 3, 2013 | D | $2,760,000 | $2,760,000 | 8 | No minimum reported |
| EDGAR ↗ | ACOF IV Master Co-Invest Program, LLC group: Ares | Executive Officer | Jan 3, 2013 | D | $154,325,000 | $154,325,000 | 92 | No minimum reported |
| EDGAR ↗ | HC 819 LLC group: Nite | Executive Officer | Jan 2, 2013 | D | $500,000 | $50,000 | 1 | $50,000 |
| EDGAR ↗ | Nite Kap, LLC group: Nite | Executive Officer | Dec 28, 2012 | D | $100,000 | $75,000 | 3 | $25,000 |
| EDGAR ↗ | SF CC Holdings, Inc. | Director | Nov 30, 2012 | D | $310,117,360 | $310,117,360 | 33 | No minimum reported |
| EDGAR ↗ | Ares Employee Participation IV, LLC group: Ares | Executive Officer Vice President of APMC EE Participation Manager LLC | Sep 14, 2012 | D | Indefinite | $0 | 1 | No minimum reported |
| EDGAR ↗ | Ares Employee Participation V, LLC group: Ares | Executive Officer Vice President of APMC EE Participation Manager LLC | Sep 14, 2012 | D | Indefinite | $0 | 2 | No minimum reported |
| EDGAR ↗ | Ares Employee Participation III, LLC group: Ares | Executive Officer Vice President of APMC EE Participation Manager LLC | Sep 14, 2012 | D | Indefinite | $6,800,000 | 1 | No minimum reported |
| EDGAR ↗ | Ares Corporate Opportunities Fund IV, L.P. group: Ares | Executive Officer | Aug 24, 2012 | D/A | $4,700,000,000 | $4,700,000,000 | 110 | No minimum reported |
| EDGAR ↗ | Nextility, Inc. | Director | Jul 2, 2012 | D | $1,000,000 | $1,000,000 | 1 | No minimum reported |
| EDGAR ↗ | Ares Corporate Opportunities Fund Asia, L.P. group: Ares | Director Director of the General Partner of the General Partner of the Issuer | Jun 26, 2012 | D/A | $500,000,000 | $90,000,000 | 1 | $25,000,000 |
| EDGAR ↗ | Ares Corporate Opportunities Fund IV, L.P. group: Ares | Executive Officer | May 1, 2012 | D | $4,700,000,000 | $3,232,750,000 | 69 | No minimum reported |
| EDGAR ↗ | Ares Corporate Opportunities Fund Asia, L.P. group: Ares | Director Director of the General Partner of the General Partner of the Issuer | Jun 27, 2011 | D/A | $500,000,000 | $55,000,000 | 1 | $25,000,000 |
| EDGAR ↗ | Swarmology, Inc. | Director | Jan 6, 2011 | D | $1,050,000 | $54,500 | 3 | No minimum reported |
| EDGAR ↗ | FDO Holdings, Inc. | Director Chairman | Dec 7, 2010 | D | $317,279,695 | $317,279,695 | 48 | $10,000 |
| EDGAR ↗ | Ares Corporate Opportunities Fund Asia, L.P. group: Ares | Director Director of the General Partner of the General Partner of the Issuer | Jun 29, 2010 | D | $750,000,000 | $0 | 0 | No minimum reported |
| EDGAR ↗ | IncFlow Corp | Director | Jun 18, 2010 | D | $50,000 | $15,000 | 3 | No minimum reported |
| EDGAR ↗ | Stream Global Services, Inc. | Director | Oct 6, 2009 | D | $185,083,586 | $185,083,586 | 2 | No minimum reported |
| EDGAR ↗ | AOS 2009 Co-Invest, LLC group: Ares | Executive Officer | Sep 22, 2009 | D | $100,000,000 | $0 | 0 | No minimum reported |
| EDGAR ↗ | ACOF III Master Co-Invest Program, LLC group: Ares | Executive Officer | Sep 22, 2009 | D | $100,000,000 | $0 | 0 | No minimum reported |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years (9 industry/exemption sets on this page); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as David Kaplan. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.
| Source | Filed | Form | Issuer | Amount offered (as reported) | Amount sold (as reported) | Matched on |
|---|---|---|---|---|---|---|
| EDGAR ↗ | Apr 30, 2026 File 020-24525 | Regulation Crowdfunding annual report (Form C-AR) Annual report filed | Gin & Luck Inc. WILMINGTON, DE | Not reported | Not reported on this form | signer name on this filing (David Kaplan) + listed as a related person on Form D filings of the same issuer (CIK 1748169) · 85% |
| EDGAR ↗ | Apr 30, 2025 File 020-24525 | Regulation Crowdfunding annual report (Form C-AR) Annual report filed | Gin & Luck Inc. LOS ANGELES, CA | Not reported | Not reported on this form | signer name on this filing (David Kaplan) + listed as a related person on Form D filings of the same issuer (CIK 1748169) · 85% |
| EDGAR ↗ | Oct 22, 2024 File 020-34468 | Regulation Crowdfunding progress update (Form C-U) Progress update filed · deadline Oct 16, 2024 | Gin & Luck Inc. LOS ANGELES, CA | $10,001 target · $858,359 maximum via DEALMAKER SECURITIES LLC (CRD 315324 · FINRA funding portals ↗) | Not reported on this form | signer name on this filing (David Kaplan) + listed as a related person on Form D filings of the same issuer (CIK 1748169) · 85% |
| EDGAR ↗ | Jul 18, 2024 File 020-34468 | Regulation Crowdfunding offering (Form C) Offering filed · deadline Oct 16, 2024 | Gin & Luck Inc. LOS ANGELES, CA | $10,001 target · $858,359 maximum via DEALMAKER SECURITIES LLC (CRD 315324 · FINRA funding portals ↗) | Not reported on this form | signer name on this filing (David Kaplan) + listed as a related person on Form D filings of the same issuer (CIK 1748169) · 85% |
| EDGAR ↗ | Jun 6, 2024 File 020-33941 | Regulation Crowdfunding progress update (Form C-U) Progress update filed · deadline Aug 5, 2024 | Gin & Luck Inc. LOS ANGELES, CA | $10,001 target · $2,069,998 maximum via DEALMAKER SECURITIES LLC (CRD 315324 · FINRA funding portals ↗) | Not reported on this form | signer name on this filing (David Kaplan) + listed as a related person on Form D filings of the same issuer (CIK 1748169) · 85% |
| EDGAR ↗ | Apr 11, 2024 File 020-33941 | Regulation Crowdfunding offering — amendment (Form C/A) Amendment filed · deadline Aug 5, 2024 | Gin & Luck Inc. LOS ANGELES, CA | $10,001 target · $2,069,998 maximum via DEALMAKER SECURITIES LLC (CRD 315324 · FINRA funding portals ↗) | Not reported on this form | signer name on this filing (David Kaplan) + listed as a related person on Form D filings of the same issuer (CIK 1748169) · 85% |
| EDGAR ↗ | Apr 5, 2024 File 020-33941 | Regulation Crowdfunding offering (Form C) Offering filed · deadline Aug 5, 2024 | Gin & Luck Inc. LOS ANGELES, CA | $10,001 target · $2,069,998 maximum via DEALMAKER SECURITIES LLC (CRD 315324 · FINRA funding portals ↗) | Not reported on this form | signer name on this filing (David Kaplan) + listed as a related person on Form D filings of the same issuer (CIK 1748169) · 85% |
| EDGAR ↗ | Apr 28, 2023 File 24R-00547 | Regulation A exit report (Form 1-Z) Exit report filed | Gin & Luck Inc LOS ANGELES, CA | Not reported | $5,999,276 | signer name on this filing (David Kaplan) + listed as a related person on Form D filings of the same issuer (CIK 1748169) · 85% |
| EDGAR ↗ | Apr 27, 2023 File 020-24525 | Regulation Crowdfunding termination of reporting (Form C-TR) Reporting terminated | Gin & Luck Inc. LOS ANGELES, CA | Not reported | Not reported on this form | signer name on this filing (David Kaplan) + listed as a related person on Form D filings of the same issuer (CIK 1748169) · 85% |
| EDGAR ↗ | Apr 27, 2023 File 020-24525 | Regulation Crowdfunding annual report (Form C-AR) Annual report filed | Gin & Luck Inc. LOS ANGELES, CA | Not reported | Not reported on this form | signer name on this filing (David Kaplan) + listed as a related person on Form D filings of the same issuer (CIK 1748169) · 85% |
| EDGAR ↗ | Apr 27, 2023 File 020-24525 | Regulation Crowdfunding annual report (Form C-AR) Annual report filed | Gin & Luck Inc. LOS ANGELES, CA | Not reported | Not reported on this form | signer name on this filing (David Kaplan) + listed as a related person on Form D filings of the same issuer (CIK 1748169) · 85% |
| EDGAR ↗ | Jul 6, 2020 File 020-24525 | Regulation Crowdfunding annual report (Form C-AR) Annual report filed | Gin & Luck LLC LOS ANGELES, CA | Not reported | Not reported on this form | signer name on this filing (David J Kaplan) + listed as a related person on Form D filings of the same issuer (CIK 1748169) · 85% |
| EDGAR ↗ | Sep 17, 2018 File 020-24525 | Regulation Crowdfunding progress update (Form C-U) Progress update filed · deadline Sep 14, 2018 | Gin & Luck LLC LOS ANGELES, CA | $25,000 target · $1,070,000 maximum via SI SECURITIES, LLC (CRD 170937 · FINRA funding portals ↗) | Not reported on this form | signer name on this filing (David Kaplan) + listed as a related person on Form D filings of the same issuer (CIK 1748169) · 85% |
| EDGAR ↗ | Jul 27, 2018 File 020-24525 | Regulation Crowdfunding offering (Form C) Offering filed · deadline Sep 14, 2018 | Gin & Luck LLC LOS ANGELES, CA | $25,000 target · $1,070,000 maximum via SI SECURITIES, LLC (CRD 170937 · FINRA funding portals ↗) | Not reported on this form | signer name on this filing (David J Kaplan) + listed as a related person on Form D filings of the same issuer (CIK 1748169) · 85% |
Amounts are as reported by the issuer on the form; Regulation Crowdfunding forms report a target and maximum, not sales. Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
Export this report as PDF (members · included free during the launch period)
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.
Members get an email when David Kaplan appears on a new Form D, or when a court case or SEC action is matched to them. See plans →