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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:03 AM ET

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David Arthur

Named as an officer, director or promoter on SEC Form D filings · NY, TX · Jan 9, 2012 → Jul 6, 2017

19deals (issuers)
$9.43Breported sold
2,063investors
23Form D filings
2012–2017years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:25 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David Arthur is listed as an executive officer and director on 23 SEC Form D filings by 19 issuers between Jan 2012 and Dec 2024. Largest by amount reported sold: Brookfield Strategic Real Estate Partners II-A L.P. (New York, NY — pooled investment fund — 2015–2016; $9B reported sold to 155 investors), Hillwood Brookfield Industrial Partners, L.P. (Dallas, TX — pooled investment fund — 2012; $410M reported sold to 3 investors), Salarius Pharmaceuticals, Inc. (Houston, TX — biotechnology — 2022–2024; $16.2M reported sold to 20 investors), Aquila Hartland Holdings, LLC (Austin, TX — commercial — 2023; $1.65M reported sold to 12 investors), Brookfield Strategic Real Estate Partners II Office REIT II LLC (New York, NY — reits and finance — 2017; $125K reported sold to 125 investors) and 14 more (all listed below).

What this means That is a lot of deals — 19 separate companies raised money with this person listed as executive officer and director, over about 12 years. Across those companies the filings report $9.43B sold in total.

Listed alongside Ariel Szin (11 shared filings), Brian W. Kingston (9 shared filings), Murray Goldfarb (9 shared filings), Todd L. Platt (9 shared filings), Dewitt T. Hicks III (8 shared filings) and 57 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

The issuers belong to 3 sponsor groups: Brookfield (322 issuers, $177.24B reported sold, 2009–2026), Group linked by Todd L. Platt (209 issuers, $2.53B reported sold, 2012–2026) and Aquila (2 issuers, $38.1M reported sold, 2023).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 36 bankruptcy cases matching the name listed in Key records below.

What this means 37 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 23 public filings for David Arthur and found 12 differences, 2 worth asking the sponsor about: Paid seller listed without a CRD number: Jerrod John Stelli; Paid seller listed without a CRD number: KB Investment & Securities Co. Ltd; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David Arthur has not run yet — it is joining a line of 5,492 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

David Arthur v. Sokkia Tech Inc dismissed
District Court, E.D. Michigan · No. 5:99-cv-60163 · Filed Mar 16, 1999 · Closed Nov 30, 1999 · Nature of suit: 190 Other contract actions
Role of David Arthur: Plaintiff · Outcome: Terminated 1999-11-30 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in MI (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:25 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Arthur..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

36 cases: 1 open, 35 closed (disposition not in docket feed)

David W Arthur and Julie J Arthur open
United States Bankruptcy Court, S.D. Indiana · No. 25-90896 · Filed Aug 5, 2025
Role of David W Arthur and Julie J Arthur: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in IN (not a filing state)
David C. Arthur closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 24-22013 · Filed Aug 16, 2024 · Closed Jan 3, 2025
Role of David C. Arthur: Debtor · Outcome: Case closed 2025-01-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in PA (not a filing state)
David G. Arthur and Sharon A. Arthur closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 24-21040 · Filed Apr 30, 2024 · Closed Oct 2, 2024
Role of David G. Arthur and Sharon A. Arthur: Debtor · Outcome: Case closed 2024-10-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in PA (not a filing state)
David A Arthur, Sr. closed
United States Bankruptcy Court, M.D. Florida · No. 6:17-bk-06929 · Filed Oct 31, 2017 · Closed Feb 13, 2018
Role of David A Arthur, Sr.: Debtor · Outcome: Case closed 2018-02-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)
David G Arthur and Margaret R Arthur closed
United States Bankruptcy Court, S.D. Florida. · No. 17-16057 · Filed May 15, 2017 · Closed Sep 21, 2017
Role of David G Arthur and Margaret R Arthur: Debtor · Outcome: Case closed 2017-09-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)
David Arthur closed
United States Bankruptcy Court, S.D. Ohio · No. 2:16-bk-57026 · Filed Oct 31, 2016 · Closed Feb 22, 2022
Role of David Arthur: Debtor · Outcome: Case closed 2022-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in OH (not a filing state)
David M. Arthur closed
United States Bankruptcy Court, C.D. Illinois · No. 14-71408 · Filed Jul 31, 2014 · Closed Dec 5, 2014
Role of David M. Arthur: Debtor · Outcome: Case closed 2014-12-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)
David B Arthur closed
United States Bankruptcy Court, N.D. Texas · No. 14-33251 · Filed Jul 3, 2014 · Closed Oct 16, 2014
Role of David B Arthur: Debtor · Outcome: Case closed 2014-10-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (TX)
DAVID H. ARTHUR closed
United States Bankruptcy Court, D. Nevada · No. 14-12563 · Filed Apr 14, 2014 · Closed Jul 24, 2014
Role of DAVID H. ARTHUR: Debtor · Outcome: Case closed 2014-07-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in NV (not a filing state)
David B Arthur and Pamela A Arthur closed
United States Bankruptcy Court, S.D. Ohio · No. 2:12-bk-59747 · Filed Nov 12, 2012 · Closed Mar 27, 2014
Role of David B Arthur and Pamela A Arthur: Debtor · Outcome: Case closed 2014-03-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in OH (not a filing state)
David Arthur closed
United States Bankruptcy Court, E.D. Texas · No. 12-41755 · Filed Jun 29, 2012 · Closed Oct 9, 2012
Role of David Arthur: Debtor · Outcome: Case closed 2012-10-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (TX)
David W. Arthur closed
United States Bankruptcy Court, D. Idaho · No. 11-20077 · Filed Jan 24, 2011 · Closed Aug 17, 2011
Role of David W. Arthur: Debtor · Outcome: Case closed 2011-08-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in ID (not a filing state)
David P. Arthur and Patricia L. Arthur closed
United States Bankruptcy Court, S.D. Ohio · No. 1:10-bk-15361 · Filed Aug 2, 2010 · Closed Dec 8, 2010
Role of David P. Arthur and Patricia L. Arthur: Debtor · Outcome: Case closed 2010-12-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in OH (not a filing state)
David W Arthur closed
United States Bankruptcy Court, S.D. Georgia · No. 10-60020 · Filed Jan 8, 2010 · Closed Aug 27, 2015
Role of David W Arthur: Debtor · Outcome: Case closed 2015-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in GA (not a filing state)
David L. Arthur and Janet A. Arthur closed
United States Bankruptcy Court, D. Colorado · No. 09-35995 · Filed Dec 6, 2009 · Closed Apr 15, 2010
Role of David L. Arthur and Janet A. Arthur: Debtor · Outcome: Case closed 2010-04-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in CO (not a filing state)
David A Arthur and Tracy M. Arthur closed
United States Bankruptcy Court, E.D. Michigan · No. 09-20712 · Filed Mar 6, 2009 · Closed Nov 30, 2010
Role of David A Arthur and Tracy M. Arthur: Debtor · Outcome: Case closed 2010-11-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in MI (not a filing state)
David T. Arthur closed
United States Bankruptcy Court, S.D. Georgia · No. 08-60472 · Filed Jul 28, 2008 · Closed Jun 17, 2013
Role of David T. Arthur: Debtor · Outcome: Case closed 2013-06-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in GA (not a filing state)
David Arthur closed
United States Bankruptcy Court, M.D. Georgia · No. 07-50686 · Filed Mar 27, 2007 · Closed Jul 3, 2007
Role of David Arthur: Debtor · Outcome: Case closed 2007-07-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in GA (not a filing state)
David Arthur closed
United States Bankruptcy Court, S.D. Ohio · No. 3:05-bk-45312 · Filed Oct 14, 2005 · Closed Mar 15, 2006
Role of David Arthur: Debtor · Outcome: Case closed 2006-03-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in OH (not a filing state)
David L. Arthur and Cindy Lee Arthur closed
United States Bankruptcy Court, C.D. Illinois · No. 05-93080 · Filed Aug 29, 2005 · Closed Dec 16, 2005
Role of David L. Arthur and Cindy Lee Arthur: Debtor · Outcome: Case closed 2005-12-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)
David B. Arthur closed
United States Bankruptcy Court, M.D. Florida · No. 3:05-bk-08020 · Filed Aug 1, 2005 · Closed Feb 22, 2006
Role of David B. Arthur: Debtor · Outcome: Case closed 2006-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)
David W. Arthur closed
United States Bankruptcy Court, D. New Mexico · No. 03-16794 · Filed Aug 28, 2003 · Closed Dec 22, 2003
Role of David W. Arthur: Debtor · Outcome: Case closed 2003-12-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in NM (not a filing state)
David L Arthur and Linda Arthur closed
United States Bankruptcy Court, E.D. Texas · No. 03-42085 · Filed May 5, 2003 · Closed Mar 12, 2004
Role of David L Arthur and Linda Arthur: Debtor · Outcome: Case closed 2004-03-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (TX)
David G. Arthur and Sharon A. Arthur closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 03-21717 · Filed Feb 12, 2003 · Closed Sep 26, 2005
Role of David G. Arthur and Sharon A. Arthur: Debtor · Outcome: Case closed 2005-09-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in PA (not a filing state)
David W Arthur and Keri L Arthur closed
United States Bankruptcy Court, D. Idaho · No. 01-21123 · Filed Aug 10, 2001 · Closed Nov 13, 2003
Role of David W Arthur and Keri L Arthur: Debtor · Outcome: Case closed 2003-11-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in ID (not a filing state)
David M. Arthur closed
United States Bankruptcy Court, D. Oregon · No. 00-36746 · Filed Aug 30, 2000 · Closed Mar 27, 2002
Role of David M. Arthur: Debtor · Outcome: Case closed 2002-03-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in OR (not a filing state)
David L Arthur closed
United States Bankruptcy Court, E.D. North Carolina · No. 00-01678 · Filed Mar 29, 2000 · Closed Jul 14, 2000
Role of David L Arthur: Debtor · Outcome: Case closed 2000-07-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in NC (not a filing state)
David T. Arthur closed
United States Bankruptcy Court, S.D. Georgia · No. 99-61063 · Filed Dec 2, 1999 · Closed May 22, 2001
Role of David T. Arthur: Debtor · Outcome: Case closed 2001-05-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in GA (not a filing state)
David L Arthur and Karen Sue Arthur closed
United States Bankruptcy Court, S.D. Texas · No. 99-32845 · Filed Mar 25, 1999 · Closed Jul 23, 1999
Role of David L Arthur and Karen Sue Arthur: Debtor · Outcome: Case closed 1999-07-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (TX)
David Arthur and Renee Arthur closed
United States Bankruptcy Court, D. Connecticut · No. 98-31189 · Filed Mar 27, 1998 · Closed Jul 29, 1998
Role of David Arthur and Renee Arthur: Debtor · Outcome: Case closed 1998-07-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in CT (not a filing state)
David G. Arthur and Lynne Marie Arthur closed
United States Bankruptcy Court, W.D. Michigan · No. 97-90320 · Filed May 8, 1997 · Closed Oct 1, 1997
Role of David G. Arthur and Lynne Marie Arthur: Debtor · Outcome: Case closed 1997-10-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in MI (not a filing state)
David L. Arthur closed
United States Bankruptcy Court, W.D. Virginia · No. 97-00674 · Filed Feb 20, 1997 · Closed Jun 28, 1999
Role of David L. Arthur: Debtor · Outcome: Case closed 1999-06-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in VA (not a filing state)
David C. Arthur and Donna Rae Arthur closed
United States Bankruptcy Court, M.D. Florida · No. 8:94-bk-12421 · Filed Dec 22, 1994 · Closed May 1, 1995
Role of David C. Arthur and Donna Rae Arthur: Debtor · Outcome: Case closed 1995-05-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)
David C. Arthur and Gail R. Arthur closed
United States Bankruptcy Court, N.D. Indiana · No. 93-40374 · Filed May 28, 1993 · Closed Sep 21, 1993
Role of David C. Arthur and Gail R. Arthur: Debtor · Outcome: Case closed 1993-09-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in IN (not a filing state)
David J. Arthur closed
United States Bankruptcy Court, D. Massachusetts · No. 89-13573 · Filed Nov 21, 1989 · Closed Dec 21, 1992
Role of David J. Arthur: Debtor · Outcome: Case closed 1992-12-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in MA (not a filing state)
DAVID L. ARTHUR closed
United States Bankruptcy Court, N.D. Alabama · No. 80-00058 · Filed Jan 4, 1980 · Closed Dec 11, 1980
Role of DAVID L. ARTHUR: Debtor · Outcome: Case closed 1980-12-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 67 federal dockets); 4 people with this name in Form D filings; court in AL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:25 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for David Arthur — 2 worth asking about (compared 23 filings on Oct 24, 2026)

Worth asking · Apr 15, 2015 – Apr 15, 2016

Paid seller listed without a CRD number: Jerrod John Stelli — Brookfield Strategic Real Estate Partners II-A L.P.

Jerrod John Stelli is listed as receiving sales compensation on 2 filings (Apr 15, 2015 to Apr 15, 2016) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Apr 15, 2016 ↗BrokerCheck search: Jerrod John Stelli ↗Brookfield Strategic Real Estate Partners II-A L.P. — PartnerFacts page ↗
Sources
Worth asking · Apr 15, 2015 – Apr 15, 2016

Paid seller listed without a CRD number: KB Investment & Securities Co. Ltd. — Brookfield Strategic Real Estate Partners II-A L.P.

KB Investment & Securities Co. Ltd. is listed as receiving sales compensation on 2 filings (Apr 15, 2015 to Apr 15, 2016) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Apr 15, 2016 ↗BrokerCheck search: KB Investment & Securities Co. Ltd. ↗Brookfield Strategic Real Estate Partners II-A L.P. — PartnerFacts page ↗
Sources
Note · Jul 1, 2016 – Jul 18, 2016

Form D filed 17 days after the first sale — Brookfield Strategic Real Estate Partners II Cypress REIT LLC

The filing says the first sale was Jul 1, 2016. The Form D was filed Jul 18, 2016 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jul 18, 2016 ↗Brookfield Strategic Real Estate Partners II Cypress REIT LLC — PartnerFacts page ↗
Sources
Note · Jul 1, 2016 – Jul 18, 2016

Form D filed 17 days after the first sale — Brookfield Strategic Real Estate Partners II Hospitality REIT LLC

The filing says the first sale was Jul 1, 2016. The Form D was filed Jul 18, 2016 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jul 18, 2016 ↗Brookfield Strategic Real Estate Partners II Hospitality REIT LLC — PartnerFacts page ↗
Sources
Note · Dec 23, 2011 – Jan 9, 2012

Form D filed 17 days after the first sale — Hillwood Brookfield Industrial Partners, L.P.

The filing says the first sale was Dec 23, 2011. The Form D was filed Jan 9, 2012 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jan 9, 2012 ↗Hillwood Brookfield Industrial Partners, L.P. — PartnerFacts page ↗
Sources
Note · Apr 17, 2015 – Apr 15, 2016

No amendment in the last 12 months on an offering that may still be open — Brookfield Strategic Real Estate Partners II-A L.P. (latest filing Apr 15, 2016)

The latest filing for this offering is dated Apr 15, 2016 (first sale Apr 17, 2015). It reports $9,000,000,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Apr 15, 2016 ↗Brookfield Strategic Real Estate Partners II-A L.P. — PartnerFacts page ↗
Sources
Note · Jan 26, 2012 – Feb 10, 2012

No amendment in the last 12 months on an offering that may still be open — Brookfield Colonial REIT, Inc. (latest filing Feb 10, 2012)

The latest filing for this offering is dated Feb 10, 2012 (first sale Jan 26, 2012). It reports $123,000 sold of $125,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Feb 10, 2012 ↗Brookfield Colonial REIT, Inc. — PartnerFacts page ↗
Sources
Note · Jan 9, 2012 – May 5, 2022

David Arthur is written 2 different ways on the filings

listed as "David Arthur" on 22 filings (from Jan 9, 2012), and "David J. Arthur" on the May 5, 2022 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jan 9, 2012 ↗Form D · May 5, 2022 ↗David Arthur — PartnerFacts page ↗
Sources
Note · Oct 14, 2016 – Jul 28, 2026

Same name, different state: "David J Arthur" (MA) is a separate record

This page covers filings where the address state is NY or TX. A separate record, "David J Arthur" with address state MA, is listed on 11 filings — most recently by Chasm Advanced Materials, Inc. (Jul 28, 2026). Both records have filings in the same period (Oct 14, 2016 to Jul 6, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David J Arthur (MA) — PartnerFacts page ↗Form D/A · Jul 28, 2026 ↗Chasm Advanced Materials, Inc. — PartnerFacts page ↗David Arthur (NY,TX) — this page ↗
Sources
Note · Nov 21, 2016

Same name, different state: "David J. Arthur" (UT) is a separate record

This page covers filings where the address state is NY or TX. A separate record, "David J. Arthur" with address state UT, is listed on 3 filings — most recently by Salarius Pharmaceuticals, LLC (Nov 21, 2016). Both records have filings in the same period (Nov 21, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David J. Arthur (UT) — PartnerFacts page ↗Form D · Nov 21, 2016 ↗Salarius Pharmaceuticals, LLC — PartnerFacts page ↗David Arthur (NY,TX) — this page ↗
Sources
Note · Jul 10, 2014

Same name, different state: "David Arthur" (OK) is a separate record

This page covers filings where the address state is NY or TX. A separate record, "David Arthur" with address state OK, is listed on 1 filing — most recently by SOUTHWEST NANOTECHNOLOGIES INC (Jul 10, 2014). Both records have filings in the same period (Jul 10, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Arthur (OK) — PartnerFacts page ↗Form D · Jul 10, 2014 ↗SOUTHWEST NANOTECHNOLOGIES INC — PartnerFacts page ↗David Arthur (NY,TX) — this page ↗
Sources
Note · Jan 9, 2012 – Dec 27, 2024

David Arthur is listed with 2 different address states: NY, TX

NY on 11 filings (Jan 9, 2012 to Jul 6, 2017); TX on 12 filings (Feb 1, 2013 to Dec 27, 2024).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Jan 9, 2012 ↗Form D · Feb 1, 2013 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

19 of 21 offerings report sales commissions totalling $26,862,839; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 27, 2024 D
Salarius Pharmaceuticals, Inc.
File 021-533510
$0 (est.)$0 (est.)$0None listed on this filingEDGAR ↗
May 25, 2023 D
Salarius Pharmaceuticals, Inc.
File 021-482643
$545,000$0$0H. C. Wainwright & Co., LLC BrokerCheck CRD 375 ↗EDGAR ↗
Mar 1, 2023 D
Aquila Hartland Holdings, LLC
File 021-474619
$0$0$0 (est.)None listed on this filingEDGAR ↗
May 5, 2022 D
Salarius Pharmaceuticals, Inc.
File 021-444688
$186,789$0$0Ladenburg Thalmann & Co., Inc. BrokerCheck CRD 108604 ↗EDGAR ↗
Jul 6, 2017 D
Brookfield Strategic Real Estate Partners II Office REIT II LLC
File 021-290099
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Dec 29, 2016 D
Brookfield Premier Real Estate Partners REIT LLC
File 021-277310
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Nov 2, 2016 D
Brookfield Strategic Real Estate Partners II Storage Lower REIT LLC
File 021-273659
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Nov 2, 2016 D
Brookfield Strategic Real Estate Partners II Retail Holding REIT LLC
File 021-273663
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Jul 18, 2016 D
Brookfield Strategic Real Estate Partners II Hospitality REIT LLC
File 021-267205
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Jul 18, 2016 D
Brookfield Strategic Real Estate Partners II Cypress REIT LLC
File 021-267206
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Apr 15, 2016 D/A
Brookfield Strategic Real Estate Partners II-A L.P.
File 021-238039
$25,000,000 (est.)$0$0Brookfield Private Advisors LLC BrokerCheck CRD 151423 ↗
Foreside Fund Services, LLC BrokerCheck CRD 46106 ↗
Jerrod John Stelli no CRD number reported
via Teneo Partners Japan Limited

KB Investment & Securities Co. Ltd. no CRD number reported
J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗		EDGAR ↗
Oct 1, 2015 D
Brookfield Strategic Real Estate Partners II REIT LLC
File 021-248572
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Dec 23, 2013 D/A
HBIP Acquisition 1, Inc.
File 021-208601
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Dec 23, 2013 D
HBIP Acquisition 4, Inc.
File 021-208603
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Feb 1, 2013 D
Southside DC, Inc.
File 021-191225
$12,500$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Feb 1, 2013 D
BDJV, Inc.
File 021-191226
$12,500$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Feb 1, 2013 D
Chicago Orlando Indianapolis DC, Inc.
File 021-191263
$12,500$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Feb 1, 2013 D
Mid-Atlantic Distribution Center, Inc.
File 021-191229
$12,500$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Feb 1, 2013 D
Airways DC, Inc.
File 021-191231
$12,500$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Feb 10, 2012 D
Brookfield Colonial REIT, Inc.
File 021-173228
$12,300 (est.)$0$0 (est.)Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Jan 9, 2012 D
Hillwood Brookfield Industrial Partners, L.P.
File 021-171411
$1,000,000 (est.)$0$0Brookfield Private Advisors LLC BrokerCheck CRD 151423 ↗
via Brookfield Private Advisors LLC (CRD 151423 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 19

Every issuer that named David Arthur on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

SP
Biotechnology

Salarius Pharmaceuticals, Inc.

Houston, TX · May 5, 2022 → Dec 27, 2024 · 3 filings
  • Dec 27, 2024 · D · $0 sold of $10,000,000 · 1 investors · min. No minimum reported · role: Director, Executive Officer (Chief Executive Officer, President) EDGAR ↗
  • May 25, 2023 · D · $6,000,000 sold of $6,000,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director (President, Chief Executive Officer, Director) EDGAR ↗
  • May 5, 2022 · D · $2,334,859 sold of $2,334,859 · 4 investors · min. No minimum reported · role: Executive Officer, Director (President, Chief Executive Officer, and Director) EDGAR ↗

Raised $16.2M from 20 investors (100% of the $10M target) as of the latest filing. David is listed as director, executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AH
Commercial · group: Aquila

Aquila Hartland Holdings, LLC

Austin, TX · Mar 1, 2023
  • Mar 1, 2023 · D · $1,650,000 sold of $1,650,000 · 12 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $1.65M from 12 investors (100% of the $1.65M target) as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BS
REITS and Finance · group: Brookfield

Brookfield Strategic Real Estate Partners II Office REIT II LLC

New York, NY · Jul 6, 2017
  • Jul 6, 2017 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BP
REITS and Finance · group: Brookfield

Brookfield Premier Real Estate Partners REIT LLC

New York, NY · Dec 29, 2016
  • Dec 29, 2016 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (Managing Partner) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BS
REITS and Finance · group: Brookfield

Brookfield Strategic Real Estate Partners II Retail Holding REIT LLC

New York, NY · Nov 2, 2016
  • Nov 2, 2016 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BS
REITS and Finance · group: Brookfield

Brookfield Strategic Real Estate Partners II Storage Lower REIT LLC

New York, NY · Nov 2, 2016
  • Nov 2, 2016 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BS
REITS and Finance · group: Brookfield

Brookfield Strategic Real Estate Partners II Cypress REIT LLC

New York, NY · Jul 18, 2016
  • Jul 18, 2016 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BS
REITS and Finance · group: Brookfield

Brookfield Strategic Real Estate Partners II Hospitality REIT LLC

New York, NY · Jul 18, 2016
  • Jul 18, 2016 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BS
Pooled Investment Fund · group: Brookfield

Brookfield Strategic Real Estate Partners II-A L.P.

New York, NY · Apr 15, 2015 → Apr 15, 2016 · 2 filings
  • Apr 15, 2016 · D/A · $9,000,000,000 sold of Indefinite · 155 investors · min. No minimum reported · role: Executive Officer (Managing Partner of Issuer's General Partner) EDGAR ↗
  • Apr 15, 2015 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Managing Partner of Issuer's General Partner) EDGAR ↗

Raised $9B from 155 investors as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BS
REITS and Finance · group: Brookfield

Brookfield Strategic Real Estate Partners II REIT LLC

New York, NY · Oct 1, 2015
  • Oct 1, 2015 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (Managing Partner) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HA
REITS and Finance · group: Group linked by Todd L. Platt

HBIP Acquisition 1, Inc.

Dallas, TX · Dec 23, 2013 → Dec 23, 2013 · 2 filings
  • Dec 23, 2013 · D/A · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Director EDGAR ↗
  • Dec 23, 2013 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Director EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. David is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HA
REITS and Finance · group: Group linked by Todd L. Platt

HBIP Acquisition 4, Inc.

Dallas, TX · Dec 23, 2013
  • Dec 23, 2013 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Director EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CO
REITS and Finance · group: Group linked by Todd L. Platt

Chicago Orlando Indianapolis DC, Inc.

Dallas, TX · Feb 1, 2013
  • Feb 1, 2013 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Director EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AD
REITS and Finance · group: Group linked by Todd L. Platt

Airways DC, Inc.

Dallas, TX · Feb 1, 2013
  • Feb 1, 2013 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Director EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MA
REITS and Finance · group: Group linked by Todd L. Platt

Mid-Atlantic Distribution Center, Inc.

Dallas, TX · Feb 1, 2013
  • Feb 1, 2013 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Director EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

B
REITS and Finance · group: Group linked by Todd L. Platt

BDJV, Inc.

Dallas, TX · Feb 1, 2013
  • Feb 1, 2013 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Director EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SD
REITS and Finance · group: Group linked by Todd L. Platt

Southside DC, Inc.

Dallas, TX · Feb 1, 2013
  • Feb 1, 2013 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Director EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

BC
REITS and Finance · group: Brookfield

Brookfield Colonial REIT, Inc.

New York, NY · Feb 10, 2012
  • Feb 10, 2012 · D · $123,000 sold of $125,000 · 123 investors · min. $1,000 · role: Executive Officer (President) EDGAR ↗

Raised $123K from 123 investors (98% of the $125K target) as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

HB
Pooled Investment Fund · group: Group linked by Todd L. Platt

Hillwood Brookfield Industrial Partners, L.P.

Dallas, TX · Jan 9, 2012
  • Jan 9, 2012 · D · $410,000,000 sold of $410,000,000 · 3 investors · min. No minimum reported · role: Executive Officer (Member of the Operating Committee of Hillwood Brookfield General Partner, LLC, General Partner of Hillwood Brookfield Industrial Partners GP, L.P., the General Partner of issuer.) EDGAR ↗

Raised $410M from 3 investors (100% of the $410M target) as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • David Arthur — OK, 1 issuer, Jul 10, 2014 → Jul 10, 2014 · no shared issuer
  • David J. Arthur — UT, 1 issuer, Nov 21, 2016 → Nov 21, 2016 · no shared issuer
  • David J Arthur — MA, 1 issuer, Oct 14, 2016 → Jul 28, 2026 · no shared issuer

People around David 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Ariel Szin

Executive Officer, Director · 11 shared filings (10 issuers) · also on 5 other issuers

Ariel Szin is on 15 issuers in total — a repeat sponsor. Their page lists every one.

BK
No photo found yet (own website and image search run after this page is viewed)
Person

Brian W. Kingston

Executive Officer · 9 shared filings (8 issuers) · also on 87 other issuers

Brian W. Kingston is on 95 issuers in total — a repeat sponsor. Their page lists every one.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Murray Goldfarb

Executive Officer · 9 shared filings (8 issuers) · also on 41 other issuers

Murray Goldfarb is on 49 issuers in total — a repeat sponsor. Their page lists every one.

TP
No photo found yet (own website and image search run after this page is viewed)
Person

Todd L. Platt

Executive Officer, Director · 9 shared filings (8 issuers) · also on 208 other issuers

Todd L. Platt is on 216 issuers in total — a repeat sponsor. Their page lists every one.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Richard B. Clark

Executive Officer, Director · 8 shared filings (7 issuers) · also on 26 other issuers

Richard B. Clark is on 33 issuers in total — a repeat sponsor. Their page lists every one.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

Dewitt T. Hicks III

Executive Officer, Director · 8 shared filings (7 issuers) · also on 205 other issuers

Dewitt T. Hicks III is on 212 issuers in total — a repeat sponsor. Their page lists every one.

LB
No photo found yet (own website and image search run after this page is viewed)
Person

Larry Blair

Executive Officer · 8 shared filings (7 issuers) · also on 162 other issuers

Larry Blair is on 169 issuers in total — a repeat sponsor. Their page lists every one.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

M. Thomas Mason

Executive Officer · 8 shared filings (7 issuers) · also on 126 other issuers

M. Thomas Mason is on 133 issuers in total — a repeat sponsor. Their page lists every one.

SF
No photo found yet (own website and image search run after this page is viewed)
Person

Sophie Fallman

Executive Officer · 8 shared filings (8 issuers) · also on 5 other issuers

Sophie Fallman is on 13 issuers in total — a repeat sponsor. Their page lists every one.

BD
No photo found yet (own website and image search run after this page is viewed)
Person

Bryan Davis

Executive Officer · 7 shared filings (7 issuers) · also on 131 other issuers

Bryan Davis is on 138 issuers in total — a repeat sponsor. Their page lists every one.

RV
No photo found yet (own website and image search run after this page is viewed)
Person

Robert T. Vicente

Executive Officer · 7 shared filings (7 issuers) · also on 189 other issuers

Robert T. Vicente is on 196 issuers in total — a repeat sponsor. Their page lists every one.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Srulowitz

Executive Officer · 6 shared filings (5 issuers) · also on 84 other issuers

Mark Srulowitz is on 89 issuers in total — a repeat sponsor. Their page lists every one.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Cristiano Machado

Executive Officer · 6 shared filings (6 issuers) · also on 22 other issuers

Cristiano Machado is on 28 issuers in total — a repeat sponsor. Their page lists every one.

LB
No photo found yet (own website and image search run after this page is viewed)
Person

Lowell Baron

Executive Officer · 6 shared filings (6 issuers) · also on 122 other issuers

Lowell Baron is on 128 issuers in total — a repeat sponsor. Their page lists every one.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

John Stinebaugh

Executive Officer · 6 shared filings (6 issuers) · also on 3 other issuers

John Stinebaugh is on 9 issuers in total — a repeat sponsor. Their page lists every one.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Melissa Lang

Executive Officer · 5 shared filings (5 issuers) · also on 36 other issuers

Melissa Lang is on 41 issuers in total — a repeat sponsor. Their page lists every one.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

David J. Stalter

Executive Officer · 5 shared filings (5 issuers) · also on 19 other issuers

David J. Stalter is on 24 issuers in total — a repeat sponsor. Their page lists every one.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Jay Cornforth

Executive Officer · 5 shared filings (5 issuers) · also on 5 other issuers

Jay Cornforth is on 10 issuers in total — a repeat sponsor. Their page lists every one.

DW
No photo found yet (own website and image search run after this page is viewed)
Person

David Woodward

Executive Officer · 4 shared filings (4 issuers)

Listed on the same filings as David Arthur. Their page shows their other deals.

BF
No photo found yet (own website and image search run after this page is viewed)
Person

Brett Fox

Executive Officer · 3 shared filings (3 issuers) · also on 55 other issuers

Brett Fox is on 58 issuers in total — a repeat sponsor. Their page lists every one.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Mark J. Rosenblum

Executive Officer · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Arthur. Their page shows their other deals.

PL
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Lammers

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Arthur. Their page shows their other deals.

SG
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Ganeless

Executive Officer · 3 shared filings (3 issuers) · also on 7 other issuers

Steven Ganeless is on 10 issuers in total — a repeat sponsor. Their page lists every one.

BH
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Hurowitz

Executive Officer · 3 shared filings (3 issuers) · also on 6 other issuers

Brian Hurowitz is on 9 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Moore

Executive Officer · 3 shared filings (3 issuers) · also on 9 other issuers

Jonathan Moore is on 12 issuers in total — a repeat sponsor. Their page lists every one.

BC
No photo found yet (own website and image search run after this page is viewed)
Person

Boyoon Choi

Executive Officer · 3 shared filings (3 issuers) · also on 3 other issuers

Boyoon Choi is on 6 issuers in total — a repeat sponsor. Their page lists every one.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Lieber

Director · 3 shared filings (1 issuer)

Listed on the same filings as David Arthur. Their page shows their other deals.

WM
No photo found yet (own website and image search run after this page is viewed)
Person

William K. McVicar

Director · 3 shared filings (1 issuer)

Listed on the same filings as David Arthur. Their page shows their other deals.

BM
No photo found yet (own website and image search run after this page is viewed)
Person

Bruce J. McCreedy

Director · 3 shared filings (1 issuer)

Listed on the same filings as David Arthur. Their page shows their other deals.

AH
No photo found yet (own website and image search run after this page is viewed)
Person

Arnold C. Hanish

Director · 3 shared filings (1 issuer)

Listed on the same filings as David Arthur. Their page shows their other deals.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

Tess Burleson

Director · 3 shared filings (1 issuer)

Listed on the same filings as David Arthur. Their page shows their other deals.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Michelle Campbell

Executive Officer · 2 shared filings (2 issuers) · also on 38 other issuers

Michelle Campbell is on 40 issuers in total — a repeat sponsor. Their page lists every one.

KA
No photo found yet (own website and image search run after this page is viewed)
Person

Karen Ayre

Executive Officer · 2 shared filings (2 issuers) · also on 11 other issuers

Karen Ayre is on 13 issuers in total — a repeat sponsor. Their page lists every one.

KM
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin McCrain

Executive Officer · 2 shared filings (2 issuers) · also on 4 other issuers

Kevin McCrain is on 6 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

John Magness

Executive Officer · 2 shared filings (1 issuer) · also on 7 other issuers

John Magness is on 8 issuers in total — a repeat sponsor. Their page lists every one.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jody Sheu

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as David Arthur. Their page shows their other deals.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Carolyn Bidwell

Executive Officer · 2 shared filings (2 issuers) · also on 8 other issuers

Carolyn Bidwell is on 10 issuers in total — a repeat sponsor. Their page lists every one.

AL
No photo found yet (own website and image search run after this page is viewed)
Person

Ashley Lawrence

Executive Officer · 2 shared filings (2 issuers) · also on 4 other issuers

Ashley Lawrence is on 6 issuers in total — a repeat sponsor. Their page lists every one.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Caulfield

Executive Officer · 2 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as David Arthur. Their page shows their other deals.

The team behind the deals

B
Sponsor group

Brookfield

322 issuers · 531 filings · $177.24B reported sold · 2009–2026

One team, 322 deal companies. David Arthur is listed on 9 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Arthur.

GL
Sponsor group

Group linked by Todd L. Platt

209 issuers · 216 filings · $2.53B reported sold · 2012–2026

One team, 209 deal companies. David Arthur is listed on 8 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Arthur.

A
Sponsor group

Aquila

2 issuers · 2 filings · $38.1M reported sold · 2023–2023

One team, 2 deal companies. David Arthur is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Arthur.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 19 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David Arthur by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 19 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David Arthur is listed on: none on file. No website or social profile named in Hillwood Brookfield Industrial Partners, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #346,374 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Dallas, TX). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗Texas re:SearchTX court records ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗Texas Secretary of State business search ↗OpenCorporates ↗

Change history

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