PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:35 AM ET

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David Allen

Named as an officer, director or promoter on SEC Form D filings · TN · Jul 18, 2018 → Feb 3, 2026

6deals (issuers)
$10.3Mreported sold
27investors
8Form D filings
2018–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:05 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David Allen is listed as an executive officer on 8 SEC Form D filings by 6 issuers between Jul 2018 and Feb 2026. Largest by amount reported sold: Futures Diversified Alpha LLC (Murfreesboro, TN — pooled investment fund — 2024; $5M reported sold to 2 investors), SMV Options Fund LLC (Murfreesboro, TN — pooled investment fund — 2018–2020; $2.57M reported sold to 7 investors), Everestia Target Volatility Fund LLC (Murfreesboro, TN — pooled investment fund — 2024; $1.1M reported sold to 3 investors), Quartzite Chronos Fund, LLC (Murfreesboro, TN — pooled investment fund — 2026; $825K reported sold to 11 investors), R3 Capital Funding LLC (Murfreesboro, TN — pooled investment fund — 2024; $510K reported sold to 2 investors) and 1 more (all listed below).

What this means A repeat sponsor — 6 separate companies raised money with this person listed as executive officer, over about 8 years. Across those companies the filings report $10.3M sold in total.

Listed alongside Marathon Investments, Inc. (6 shared filings, management entity) and Marathon Investments (2 shared filings, management entity).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

All 6 issuers belong to the sponsor group Marathon (17 issuers, $36.4M reported sold, 2010–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Marathon has 17 companies on file and $36.4M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 state regulator order, 4 bankruptcy cases matching the name listed in Key records below.

What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 8 public filings for David Allen and found 9 differences: Form D filed 58 days after the first sale; Form D filed 27 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David Allen has not run yet — it is joining a line of 57,229 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:05 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 state regulator order

Order to Cease and Desist SC · South Carolina Office of the Attorney General, Securities Division
Order date Oct 16, 2014 · Regulator: South Carolina Office of the Attorney General, Securities Division · Parties (regulator's caption): Morgan Gold, LLC and David Allen
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 16 people with this name in Form D filings; regulator in SC (not a filing state)
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Allen..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

4 cases: 4 closed (disposition not in docket feed)

DAVID D ALLEN and Tonya Nicole Graves-Allen closed
United States Bankruptcy Court, M.D. Tennessee · No. 3:15-bk-02212 · Filed Apr 1, 2015 · Closed Jul 9, 2020
Role of DAVID D ALLEN and Tonya Nicole Graves-Allen: Debtor · Outcome: Case closed 2020-07-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1250 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (TN)
David J. Allen closed
United States Bankruptcy Court, W.D. Tennessee · No. 12-12788 · Filed Oct 1, 2012 · Closed Mar 19, 2013
Role of David J. Allen: Debtor · Outcome: Case closed 2013-03-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1250 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (TN)
David R. Allen closed
United States Bankruptcy Court, W.D. Tennessee · No. 10-24079 · Filed Apr 14, 2010 · Closed Jul 16, 2010
Role of David R. Allen: Debtor · Outcome: Case closed 2010-07-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1250 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (TN)
David L. Allen and Faith A. Allen closed
United States Bankruptcy Court, W.D. Tennessee · No. 07-10027 · Filed Jan 4, 2007 · Closed Apr 16, 2007
Role of David L. Allen and Faith A. Allen: Debtor · Outcome: Case closed 2007-04-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1250 federal dockets); 16 people with this name in Form D filings; court in the person's filing state (TN)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:05 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

9 differences found between the filings for David Allen (compared 8 filings on Oct 24, 2026)

Note · Apr 1, 2024 – May 29, 2024

Form D filed 58 days after the first sale — Everestia Target Volatility Fund LLC

The filing says the first sale was Apr 1, 2024. The Form D was filed May 29, 2024 — 58 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 43 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · May 29, 2024 ↗Everestia Target Volatility Fund LLC — PartnerFacts page ↗
Sources
Note · Dec 21, 2023 – Jan 17, 2024

Form D filed 27 days after the first sale — R3 Capital Funding LLC

The filing says the first sale was Dec 21, 2023. The Form D was filed Jan 17, 2024 — 27 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 12 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jan 17, 2024 ↗R3 Capital Funding LLC — PartnerFacts page ↗
Sources
Note · Jul 9, 2018 – Aug 9, 2024

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Futures Diversified Alpha LLC (latest filing Aug 9, 2024) · No amendment in the last 12 months on an offering that may still be open — Everestia Target Volatility Fund LLC (latest filing May 29, 2024) · No amendment in the last 12 months on an offering that may still be open — R3 Capital Funding LLC (latest filing Jan 17, 2024) · No amendment in the last 12 months on an offering that may still be open — Hedged Stock Index Fund, LLC (latest filing Jan 21, 2021) · No amendment in the last 12 months on an offering that may still be open — SMV Options Fund LLC (latest filing Jul 15, 2020)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Aug 9, 2024 ↗Futures Diversified Alpha LLC — PartnerFacts page ↗Form D · May 29, 2024 ↗Everestia Target Volatility Fund LLC — PartnerFacts page ↗
Sources
Note · Jul 18, 2018 – Jan 17, 2024

David Allen is written 2 different ways on the filings

listed as "David Allen" on 7 filings (from Jul 18, 2018), and "David R Allen" on the Jan 17, 2024 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jul 18, 2018 ↗Form D · Jan 17, 2024 ↗David Allen — PartnerFacts page ↗
Sources
Note · Dec 31, 2025

Same name, different state: "David Allen" (FL) is a separate record

This page covers filings where the address state is TN. A separate record, "David Allen" with address state FL, is listed on 1 filing — most recently by Spower Research Fund LP (Dec 31, 2025). Both records have filings in the same period (Dec 31, 2025).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Allen (FL) — PartnerFacts page ↗Form D · Dec 31, 2025 ↗Spower Research Fund LP — PartnerFacts page ↗David Allen (TN) — this page ↗
Sources
Note · Sep 10, 2013 – Jun 18, 2025

Same name, different state: "David Allen" (OH) is a separate record

This page covers filings where the address state is TN. A separate record, "David Allen" with address state OH, is listed on 7 filings — most recently by Union Regional Water, Recreational & Economic Development Authority LLC (Jun 18, 2025). Both records have filings in the same period (Jul 18, 2018 to Jun 18, 2025).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Allen (OH) — PartnerFacts page ↗Form D · Jun 18, 2025 ↗Union Regional Water, Recreational & Economic Development Authority LLC — PartnerFacts page ↗David Allen (TN) — this page ↗
Sources
Note · Jul 18, 2013 – Apr 1, 2021

Same name, different state: "David Allen" (MA or CA) is a separate record

This page covers filings where the address state is TN. A separate record, "David Allen" with address state MA or CA, is listed on 7 filings — most recently by Charlie's Holdings, Inc. (Apr 1, 2021). Both records have filings in the same period (Jul 18, 2018 to Apr 1, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Allen (MA,CA) — PartnerFacts page ↗Form D · Apr 1, 2021 ↗Charlie's Holdings, Inc. — PartnerFacts page ↗David Allen (TN) — this page ↗
Sources
Note · May 12, 2009 – May 26, 2011

Same name, different state: "DAVID RONALD ALLEN" (TX) is a separate record

This page covers filings where the address state is TN. A separate record, "DAVID RONALD ALLEN" with address state TX, is listed on 22 filings — most recently by D-CAP XVII PARTNERS LTD (May 26, 2011). The two records do not overlap in time: this page runs Jul 18, 2018 to Feb 3, 2026; the other runs May 12, 2009 to May 26, 2011.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

DAVID RONALD ALLEN (TX) — PartnerFacts page ↗Form D · May 26, 2011 ↗D-CAP XVII PARTNERS LTD — PartnerFacts page ↗David Allen (TN) — this page ↗
Sources
Note · Jan 13, 2009 – May 26, 2010

Same name, different state: "David J. Allen" (CO) is a separate record

This page covers filings where the address state is TN. A separate record, "David J. Allen" with address state CO, is listed on 3 filings — most recently by Fortune Ridge, LP (May 26, 2010). The two records do not overlap in time: this page runs Jul 18, 2018 to Feb 3, 2026; the other runs Jan 13, 2009 to May 26, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

David J. Allen (CO) — PartnerFacts page ↗Form D · May 26, 2010 ↗Fortune Ridge, LP — PartnerFacts page ↗David Allen (TN) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 6 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 3, 2026 D
Quartzite Chronos Fund, LLC
File 021-572192
$0$0$0
Marathon receives a monthly Administrative Fee equal to (i) $800 per month or (ii) 1/12th of 0.5% of the Fund?s Net Asset Value, whichever amount is greater.
None listed on this filingEDGAR ↗
Aug 9, 2024 D/A
Futures Diversified Alpha LLC
File 021-516364
$0$0$0
Monthly Administrative Fee paid to Issuer's CPO equal to 1/12th of 0.5% of NAV at month-end, except for that portion of NAV that is over $25,000,000, the fee shall be reduced to 1/12th of 0.25%, subject to a minimum fee of $800 per month.
HILLTOP SECURITIES INC BrokerCheck CRD 6220 ↗
via 717 N. HARWOOD STREET (CRD 6220 ↗)
EDGAR ↗
May 29, 2024 D
Everestia Target Volatility Fund LLC
File 021-514449
$0$0$0
Monthly Administrative Fee to Marathon equal to 1/12th of 0.5% of the Fund?s Net Asset Value as of the close of business on the last business day of each calendar month, subject to a minimum fee of $800 per month.
None listed on this filingEDGAR ↗
Jan 17, 2024 D
R3 Capital Funding LLC
File 021-502600
$0$0$0
Marathon receives a monthly Administrative Fee of 1/12th of 0.5% of the Fund's NAV as of month-end, except, however, for that portion of NAV that is over $25,000,000, the fee shall be reduced to 1/12th of 0.25%
None listed on this filingEDGAR ↗
Jan 21, 2021 D
Hedged Stock Index Fund, LLC
File 021-386911
$0$0$0
Marathon?s monthly Administrative Fee is equal to 1/12 of 0.5% of the Fund's NAV with a monthly minimum fee of $600 and a maximum fee of $6,000 per month
None listed on this filingEDGAR ↗
Jul 15, 2020 D/A
SMV Options Fund LLC
File 021-317170
$0$0$0
Manager receives a monthly administrative fee from the Issuer equal to 1/12 of 0.075% of the Fund?s NAV subject to minimum of $750 per month.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 6

Every issuer that named David Allen on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

QC
Pooled Investment Fund · group: Marathon

Quartzite Chronos Fund, LLC

Murfreesboro, TN · Feb 3, 2026
  • Feb 3, 2026 · D · $825,000 sold of Indefinite · 11 investors · min. $100,000 · role: Executive Officer (President of Manager) EDGAR ↗

Raised $825K from 11 investors as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FD
Pooled Investment Fund · group: Marathon

Futures Diversified Alpha LLC

Murfreesboro, TN · Jun 20, 2024 → Aug 9, 2024 · 2 filings
  • Aug 9, 2024 · D/A · $5,000,100 sold of Indefinite · 2 investors · min. $50,000 · role: Executive Officer (The CPO/Manager of the Issuer is Marathon Investments, Inc. David Allen is the President of Issuer's CPO/Manager.) EDGAR ↗
  • Jun 20, 2024 · D · $0 sold of Indefinite · 0 investors · min. $50,000 · role: Executive Officer (The CPO/Manager of the Issuer is Marathon Investments, Inc. David Allen is the President of Issuer's CPO/Manager.) EDGAR ↗

Raised $5M from 2 investors as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ET
Pooled Investment Fund · group: Marathon

Everestia Target Volatility Fund LLC

Murfreesboro, TN · May 29, 2024
  • May 29, 2024 · D · $1,100,100 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (President of Marathon Investments, Inc, the Manager/CPO of the Issuer) EDGAR ↗

Raised $1.1M from 3 investors as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RC
Pooled Investment Fund · group: Marathon

R3 Capital Funding LLC

Murfreesboro, TN · Jan 17, 2024
  • Jan 17, 2024 · D · $510,000 sold of Indefinite · 2 investors · min. $500,000 · role: Executive Officer (President of Manager of the Issuer) EDGAR ↗

Raised $510K from 2 investors as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HS
Pooled Investment Fund · group: Marathon

Hedged Stock Index Fund, LLC

Murfreesboro, TN · Jan 21, 2021
  • Jan 21, 2021 · D · $255,000 sold of Indefinite · 2 investors · min. $10,000 · role: Executive Officer (President of the Manager) EDGAR ↗

Raised $255K from 2 investors as of the latest filing. David is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SO
Pooled Investment Fund · group: Marathon

SMV Options Fund LLC

Murfreesboro, TN · Jul 18, 2018 → Jul 15, 2020 · 2 filings
  • Jul 15, 2020 · D/A · $2,572,133 sold of Indefinite · 7 investors · min. $75,000 · role: Executive Officer (President of Manager of the Issuer) EDGAR ↗
  • Jul 18, 2018 · D · $875,248 sold of Indefinite · 1 investors · min. $75,000 · role: Executive Officer (President of Manager of the Issuer) EDGAR ↗

Raised $2.57M from 7 investors as of the latest filing. David is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (15)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • DAVID RONALD ALLEN — TX, 20 issuers, May 12, 2009 → May 26, 2011 · no shared issuer
  • David B Allen — TN, 8 issuers, Jan 4, 2018 → Sep 18, 2020 · no shared issuer
  • David Allen — IL, 5 issuers, Mar 25, 2015 → Dec 24, 2019 · no shared issuer
  • David Allen — MA, CA, 4 issuers, Jul 18, 2013 → Apr 1, 2021 · no shared issuer
  • David Allen — United Kingdom (as filed: X0), 4 issuers, May 2, 2018 → Jun 24, 2020 · no shared issuer
  • David J. Allen — CO, 3 issuers, Jan 13, 2009 → May 26, 2010 · no shared issuer
  • David Allen — NY, 3 issuers, Aug 11, 2016 → Feb 2, 2024 · no shared issuer
  • David Allen — OH, 2 issuers, Sep 10, 2013 → Jun 18, 2025 · no shared issuer
  • David Allen — NH, MA, 2 issuers, Sep 26, 2014 → May 12, 2016 · no shared issuer
  • David Allen — TX, 2 issuers, Oct 6, 2010 → Mar 17, 2023 · no shared issuer
  • David Allen — FL, 1 issuer, Dec 31, 2025 → Dec 31, 2025 · no shared issuer
  • David Allen — NC, 1 issuer, Aug 8, 2017 → Jun 6, 2019 · no shared issuer
  • David Allen — British Columbia, Canada (as filed: A1), 1 issuer, Apr 5, 2021 → Apr 5, 2021 · no shared issuer
  • David W. Allen — CA, 1 issuer, Mar 18, 2011 → Mar 18, 2011 · no shared issuer
  • David W. Allen — TN, 1 issuer, Sep 1, 2015 → Sep 1, 2015 · no shared issuer

People around David 2

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

MI
Management entity

Marathon Investments, Inc.

Executive Officer · 6 shared filings (4 issuers) · also on 3 other issuers

Marathon Investments, Inc. is on 7 issuers in total — a repeat sponsor. Their page lists every one.

MI
Management entity

Marathon Investments

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as David Allen. Their page shows their other deals.

The team behind the deals

M
Sponsor group

Marathon

17 issuers · 36 filings · $36.4M reported sold · 2010–2026

One team, 17 deal companies. David Allen is listed on 6 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Allen.

Same business address

11 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 6 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David Allen by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 6 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David Allen is listed on: none on file. No website or social profile named in Everestia Target Volatility Fund LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #98,449 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Murfreesboro, TN). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Davidson County TN Circuit Court Clerk case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Tennessee Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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