Dave Welsh is listed as a director on 5 SEC Form D filings by 2 issuers between Sep 2017 and May 2020: ForgeRock, Inc. (San Francisco, CA — other technology — 2017–2020; $92.5M reported sold to 12 investors) and Cherwell Software, LLC (Colorado Springs, CO — other technology — 2018–2020; $83.3M reported sold to 76 investors).
What this means 2 separate companies raised money with this person listed as director, over about 3 years. Across those companies the filings report $175.8M sold in total.
Listed alongside Arlen Feldman (3 shared filings), John Spiliotis (3 shared filings), Timothy G. Pfeifer (3 shared filings), Vance Brown (3 shared filings), Alex Ott (2 shared filings) and 23 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Dave. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 5 public filings for Dave Welsh and found 4 differences: No amendment in the last 12 months on an offering that may still be open; Same name, different state: "Dave Welsh" (NY) is a separate record; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
