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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:53 AM ET

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Dave Canham

Named as an officer, director or promoter on SEC Form D filings · CO · Sep 30, 2009 → Jan 13, 2011

1deal (issuers)
$400Kreported sold
11investors
6Form D filings
2009–2011years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Dave Canham is listed as an executive officer and director on 6 SEC Form D filings by 1 issuer between Sep 2009 and Jan 2011: ASPYN FINANCIAL LLC (Colorado Springs, CO — oil and gas — 2009–2011; $400K reported sold to 11 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Jeffrey L. Simon (5 shared filings), Justin Brown (5 shared filings), Warren Wieland (5 shared filings), Brock Dodrill (4 shared filings), Dan R Cook (1 shared filing) and 1 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Dave. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 4 court cases matching the name, 4 bankruptcy cases matching the name listed in Key records below.

What this means 8 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 6 public filings for Dave Canham and found 11 differences, 4 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Dave Canham has not run yet — it is joining a line of 28,638 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

4 cases: 3 dismissed, 1 judgment

RNS Servicing, LLC v. Canham dismissed
District Court, N.D. Illinois · No. 1:15-cv-10216 · Filed Nov 11, 2015 · Closed Aug 18, 2016 · Nature of suit: 140 Negotiable instruments
Role of Canham: Defendant · Outcome: Terminated 2016-08-18 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 16 federal dockets); surname only in the caption; court in IL (not a filing state)
RNS Servicing, LLC v. Canham dismissed
District Court, N.D. Illinois · No. 1:15-cv-10217 · Filed Nov 11, 2015 · Closed Aug 16, 2016 · Nature of suit: 140 Contract: Negotiable Instrument · Cause: 28:1332 Diversity-Breach of Contract
Role of Canham: Defendant · Outcome: Terminated 2016-08-16 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 16 federal dockets); surname only in the caption; court in IL (not a filing state)
Canham v. Performant Recovery, Inc. dismissed
District Court, N.D. Illinois · No. 1:13-cv-08942 · Filed Dec 16, 2013 · Closed Mar 12, 2014 · Nature of suit: 480 Consumer Credit · Cause: 15:1692 Fair Debt Collection Act
Role of Canham: Plaintiff · Outcome: Terminated 2014-03-12 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 16 federal dockets); surname only in the caption; court in IL (not a filing state)
Canham v. Fair Collections & Outsourcing, Inc. judgment
District Court, N.D. Illinois · No. 1:12-cv-09297 · Filed Nov 20, 2012 · Closed Aug 13, 2014 · Nature of suit: Consumer Credit · Cause: 15:1692 Fair Debt Collection Act
Role of Canham: Plaintiff · Outcome: Terminated 2014-08-13 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 16 federal dockets); surname only in the caption; court in IL (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Dave Canham..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

4 cases: 4 closed (disposition not in docket feed)

Dealer Services Corporation v. Canham closed
United States Bankruptcy Court, N.D. Georgia · No. 07-02040 · Filed Jun 15, 2007 · Closed Jan 31, 2008
Role of Canham: Defendant · Outcome: Case closed 2008-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 16 federal dockets); surname only in the caption; court in GA (not a filing state)
William George Ritchie and Jane Canham Ritchie closed
United States Bankruptcy Court, E.D. North Carolina · No. 04-02421 · Filed Jul 1, 2004 · Closed Feb 1, 2005
Role of William George Ritchie and Jane Canham Ritchie: Debtor · Outcome: Case closed 2005-02-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 16 federal dockets); different first name (jane); court in NC (not a filing state)
Canham, Inc. closed
United States Bankruptcy Court, N.D. Texas · No. 99-38248 · Filed Dec 1, 1999 · Closed May 4, 2000
Role of Canham, Inc.: Debtor · Outcome: Case closed 2000-05-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 16 federal dockets); different first name (inc); court in TX (not a filing state)
Martha Canham and Thomas Canham closed
United States Bankruptcy Court, N.D. Illinois · No. 93-02983 · Filed Feb 10, 1993 · Closed Aug 13, 1993
Role of Martha Canham and Thomas Canham: Debtor · Outcome: Case closed 1993-08-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 16 federal dockets); different first name (martha); court in IL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for Dave Canham — 4 worth asking about (compared 6 filings on Oct 24, 2026)

Worth asking · Sep 30, 2009 – Dec 21, 2009

Amount sold went down between filings — ASPYN FINANCIAL LLC

The Sep 30, 2009 filing says $400,000 sold; the Dec 21, 2009 Form D says $0 sold — $400,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Sources
Worth asking · Sep 30, 2009 – Dec 21, 2009

Investor count went down between filings — ASPYN FINANCIAL LLC

The Sep 30, 2009 filing reports 11 investors; the Dec 21, 2009 Form D reports 0 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Sources
Worth asking · Sep 30, 2009

80% of the money raised went to insiders — ASPYN FINANCIAL LLC

The Sep 30, 2009 Form D/A reports $400,000 sold and $318,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Sources
Note · Sep 30, 2009 – Mar 29, 2010

4 paid sellers are also listed insiders

Brock Dodrill is both a listed executive officer and a paid seller — ASPYN FINANCIAL LLC · Justin Brown is both a listed executive officer, director and a paid seller — ASPYN FINANCIAL LLC · Jeffrey L. Simon is both a listed executive officer, director and a paid seller — ASPYN FINANCIAL LLC · Dave Canham is both a listed executive officer, director and a paid seller — ASPYN FINANCIAL LLC

What this means The same person is listed as running the company and as being paid to sell its securities. Ask how much and on what terms.

Sources
Note · Jan 13, 2011

Dave Canham appears on 1 deal that stopped filing before reaching its target

ASPYN FINANCIAL LLC (last filing Jan 13, 2011; $400,000 sold of $3,791,250). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Worth asking · Sep 30, 2009 – Dec 21, 2010

6 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: Jeffrey L. Simon — ASPYN FINANCIAL LLC · Paid seller listed without a CRD number: Dave Canham — ASPYN FINANCIAL LLC · Paid seller listed without a CRD number: Warren L. Wieland — ASPYN FINANCIAL LLC · Paid seller listed without a CRD number: Brock Dodrill — ASPYN FINANCIAL LLC · Paid seller listed without a CRD number: Justin Brown — ASPYN FINANCIAL LLC · and 1 more

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Sources
Note · Nov 21, 2008 – Mar 29, 2010

No amendment in the last 12 months on an offering that may still be open — ASPYN FINANCIAL LLC (latest filing Mar 29, 2010)

The latest filing for this offering is dated Mar 29, 2010 (first sale Nov 21, 2008). It reports $0 sold of $500,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Dec 21, 2009 – Mar 29, 2010

Offering amount changed between filings — ASPYN FINANCIAL LLC

The Dec 21, 2009 filing says $285,000 offered; the Mar 29, 2010 Form D says $500,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · Sep 30, 2009 – Dec 21, 2009

Offering amount lowered between filings — ASPYN FINANCIAL LLC

The Sep 30, 2009 filing says $3,791,250 offered; the Dec 21, 2009 Form D says $285,000.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Sources
Note · Dec 21, 2009 – Mar 29, 2010

Minimum investment changed between filings — ASPYN FINANCIAL LLC

The Dec 21, 2009 filing lists a minimum of $23,750; the Mar 29, 2010 Form D lists $85,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Sep 30, 2009 – Dec 21, 2009

Minimum investment changed between filings — ASPYN FINANCIAL LLC

The Sep 30, 2009 filing lists a minimum of $12,500; the Dec 21, 2009 Form D lists $23,750.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 4 offerings report sales commissions; 0 report finder's fees; 4 report proceeds to related persons totalling $150,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 13, 2011 D
ASPYN FINANCIAL LLC
File 021-153713
$0$0$5,000 (est.)None listed on this filingEDGAR ↗
Dec 21, 2010 D
ASPYN FINANCIAL LLC
File 021-152276
$0$0$5,000 (est.)Jeffrey L. Simon no CRD number reported
Dave Canham no CRD number reported
Warren L. Wieland no CRD number reported
Brock Dodrill no CRD number reported
Justin Brown no CRD number reported
EDGAR ↗
Jun 18, 2010 D
ASPYN FINANCIAL LLC
File 021-143691
$0$0$80,000 (est.)Jeffrey L. Simon no CRD number reported
Dave Canham no CRD number reported
Warren L. Wieland no CRD number reported
Brock Dodrill no CRD number reported
Justin Brown no CRD number reported
EDGAR ↗
Mar 29, 2010 D
ASPYN FINANCIAL LLC
File 021-123081
$0$0$60,000 (est.)Jeffrey L. Simon no CRD number reported
Dave Canham no CRD number reported
Warren L. Wieland no CRD number reported
Brock Dodrill no CRD number reported
Justin Brown no CRD number reported
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Dave Canham on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Oil and Gas

ASPYN FINANCIAL LLC

Colorado Springs, CO · Sep 30, 2009 → Jan 13, 2011 · 6 filings
  • Jan 13, 2011 · D · $0 sold of $60,000 · 0 investors · min. $60,000 · role: Executive Officer, Director EDGAR ↗
  • Dec 21, 2010 · D · $0 sold of $34,250 · 0 investors · min. $34,250 · role: Executive Officer, Director EDGAR ↗
  • Jun 18, 2010 · D · $0 sold of $800,000 · 0 investors · min. $100,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 29, 2010 · D · $0 sold of $500,000 · 0 investors · min. $85,000 · role: Executive Officer, Director EDGAR ↗
  • Dec 21, 2009 · D · $0 sold of $285,000 · 0 investors · min. $23,750 · role: Executive Officer, Director EDGAR ↗
  • Sep 30, 2009 · D/A · $400,000 sold of $3,791,250 · 11 investors · min. $12,500 · role: Executive Officer, Director EDGAR ↗

Raised $400K from 11 investors (100% of the $60K target) as of the latest filing. Dave is listed as executive officer, director on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Dave 6

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey L. Simon

Executive Officer, Director · 5 shared filings (1 issuer)

Listed on the same filings as Dave Canham. Their page shows their other deals.

WW
No photo found yet (own website and image search run after this page is viewed)
Person

Warren Wieland

Executive Officer, Director · 5 shared filings (1 issuer)

Listed on the same filings as Dave Canham. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Justin Brown

Executive Officer, Director · 5 shared filings (1 issuer)

Listed on the same filings as Dave Canham. Their page shows their other deals.

BD
No photo found yet (own website and image search run after this page is viewed)
Person

Brock Dodrill

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Dave Canham. Their page shows their other deals.

SJ
No photo found yet (own website and image search run after this page is viewed)
Person

Simon L. Jeffrey

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Dave Canham. Their page shows their other deals.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

Dan R Cook

Executive Officer, Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Dave Canham. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Dave Canham by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Dave Canham is listed on: none on file. No website or social profile named in ASPYN FINANCIAL LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #355,289 of 374,652 in line (1,357 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Colorado Springs, CO). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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