DARREN READ is listed as an executive officer and promoter on 5 SEC Form D filings by 1 issuer between Jun 2014 and Jun 2018: GEMSSTOCK FUND LP (London, United Kingdom (as filed: X0) — pooled investment fund — 2014–2018; $640.9M reported sold to 70 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside ALASDAIR BREACH (5 shared filings), MAYUMI YAMAGUCHI (5 shared filings), CHARLES HILL (4 shared filings) and ANDY LOW (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around DARREN. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 5 public filings for DARREN READ and found 4 differences, 1 worth asking the sponsor about: DARREN READ is no longer listed on the Jun 7, 2019 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.