Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · MA · Jul 13, 2009 → Sep 3, 2015
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:02 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
Daniel Smith is listed as an executive officer and director on 5 SEC Form D filings by 3 issuers between Jul 2009 and Sep 2015: PERFORMANCE INDICATOR LLC (Lowell, MA — other technology — 2013; $6.5M reported sold to 5 investors), Senscio Systems, Inc. (Harvard, MA — other technology — 2014–2015; $4.17M reported sold to 22 investors) and go2 Media, Inc. (Boston, MA — other technology — 2009; $2.85M reported sold to 9 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 6 years. Across those companies the filings report $13.5M sold in total.
Listed alongside Frank Ferguson (3 shared filings), Piali De (3 shared filings), Hugh Adam Stoddart (2 shared filings), Michael Marsh (2 shared filings), Anthony Caromile (1 shared filing) and 9 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Daniel. Each name links to their own page.
1 of the issuers belongs to the sponsor group Foley (8 issuers, $142.4M reported sold, 2009–2025).
What this means A sponsor group is one team that sets up a new company for each deal. Foley has 8 companies on file and $142.4M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 bankruptcy case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 5 public filings for Daniel Smith and found 18 differences, 5 worth asking the sponsor about: 25% of the money raised went to insiders; 111% of the money raised went to insiders; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for Daniel Smith has not run yet — it is joining a line of 27,513 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.
Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).
Five things investors ask first. Items still in human review are counted, not shown.
None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:02 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Daniel Smith..
State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).
1 case: 1 closed (disposition not in docket feed)
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:02 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
18 differences found between the filings for Daniel Smith — 5 worth asking about (compared 5 filings on Oct 24, 2026)
The Feb 27, 2014 Form D reports $710,000 sold and $180,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).
What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.
The Jun 26, 2013 Form D reports $935,000 sold and $1,033,717 of the proceeds used for payments to officers, directors or promoters. Issuer's note: "This amount represents payback of amounts loaned to Company from executive officers".
What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.
The Jul 13, 2009 Form D reports $2,855,000 sold and $400,000 of the proceeds used for payments to officers, directors or promoters.
What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.
Senscio Systems, Inc. (last filing Nov 7, 2023; $4,170,521 sold of $10,832,147). Each has no filing in more than two years and reported under half its target sold.
What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.
The filing says the first sale was Mar 11, 2013. The Form D was filed Jun 26, 2013 — 107 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 92 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
The filing says the first sale was Jun 26, 2009. The Form D was filed Jul 13, 2009 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
The latest filing for this offering is dated Aug 14, 2014 (first sale Feb 14, 2014). It reports $1,455,025 sold of $2,000,000 offered. No later amendment is in our index as of Oct 24, 2026.
What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.
The latest filing for this offering is dated Jul 13, 2009 (first sale Jun 26, 2009). It reports $2,855,000 sold of $3,000,000 offered. No later amendment is in our index as of Oct 24, 2026.
What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.
Daniel Smith appears on the Sep 3, 2015 Form D (director) but not on the Feb 26, 2016 Form D/A for the same offering.
What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.
Daniel Smith appears on the Jun 26, 2013 Form D (executive officer) but not on the Mar 17, 2014 Form D/A for the same offering.
What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.
The Sep 3, 2015 filing says $1,000,000 offered; the Feb 26, 2016 Form D/A says $1,500,000.
What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.
The Feb 27, 2014 filing says $1,460,000 offered; the Aug 14, 2014 Form D/A says $2,000,000.
What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.
The Jun 26, 2013 filing says $5,000,000 offered; the Mar 17, 2014 Form D/A says $7,000,000.
What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.
This page covers filings where the address state is MA. A separate record, "Daniel Smith" with address state CA, is listed on 5 filings — most recently by Polimorphic, Inc. (Sep 3, 2021). Both records have filings in the same period (Jul 20, 2011 to Sep 3, 2015).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is MA. A separate record, "Daniel Smith" with address state NY, is listed on 3 filings — most recently by Blackstone / GSO Secured Lending Fund (Oct 26, 2018). Both records have filings in the same period (Aug 21, 2012 to Sep 3, 2015).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is MA. A separate record, "Daniel Smith" with address state TX, is listed on 2 filings — most recently by Energy Capital Fund, LLC (Aug 7, 2014). Both records have filings in the same period (May 7, 2013 to Aug 7, 2014).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is MA. A separate record, "Daniel M. Smith" with address state NE, is listed on 1 filing — most recently by Independent Investors, Inc. (Sep 9, 2011). Both records have filings in the same period (Sep 9, 2011).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is MA. A separate record, "Daniel C. Smith" with address state IN, is listed on 1 filing — most recently by SIMON PROPERTY GROUP L P /DE/ (Jan 3, 2011). Both records have filings in the same period (Jan 3, 2011).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
0 of 4 offerings report sales commissions; 0 report finder's fees; 3 report proceeds to related persons totalling $1,493,717. (includes amounts the issuer reported as estimates)
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Sep 3, 2015 D Senscio Systems, Inc. File 021-247018 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 14, 2014 D/A Senscio Systems, Inc. File 021-212638 | $0 | $0 | $60,000 (est.) | None listed on this filing | EDGAR ↗ |
| Jun 26, 2013 D PERFORMANCE INDICATOR LLC File 021-198607 | $0 | $0 | $1,033,717 This amount represents payback of amounts loaned to Company from executive officers | N/A no CRD number reported | EDGAR ↗ |
| Jul 13, 2009 D go2 Media, Inc. File 021-132670 | $0 | $0 | $400,000 | None listed on this filing | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named Daniel Smith on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $4.17M from 22 investors (100% of the $1M target) as of the latest filing. Daniel is listed as director on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $6.5M from 5 investors (100% of the $5M target) as of the latest filing. Daniel is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $2.85M from 9 investors (95% of the $3M target) as of the latest filing. Daniel is listed as executive officer, director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.
Michael Marsh is on 6 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Daniel Smith. Their page shows their other deals.
John Simon is on 13 issuers in total — a repeat sponsor. Their page lists every one.
Susan E. Pravda is on 11 issuers in total — a repeat sponsor. Their page lists every one.
Satish Agrawal is on 5 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Daniel Smith. Their page shows their other deals.
Listed on the same filings as Daniel Smith. Their page shows their other deals.
Listed on the same filings as Daniel Smith. Their page shows their other deals.
One team, 8 deal companies. Daniel Smith is listed on 1 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Daniel Smith.
A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.
None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to Daniel Smith by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.
Websites and social links of the issuers Daniel Smith is listed on: none on file. No website or social profile named in go2 Media, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #369,694 of 374,652 in line (1,334 issuers searched so far). One-tap searches: Look further ↓
One-tap searches on sites we do not index ourselves, with the name pre-filled (Boston, MA). Each opens in a new tab; what you find there is not verified by PartnerFacts.
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Free. Logged with status: received → under review → fixed / confirmed with source.
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