PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:24 AM ET

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DANIEL ROSENBERG

Named as an officer, director or promoter on SEC Form D filings · IL · Oct 10, 2017 → Aug 25, 2022

5deals (issuers)
$1.16Breported sold
152investors
10Form D filings
2017–2022years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:24 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

DANIEL ROSENBERG is listed as an executive officer, director, and promoter on 10 SEC Form D filings by 5 issuers between Oct 2017 and Aug 2022: RIVERGLADE CAPITAL II-A, L.P. (Chicago, IL — pooled investment fund — 2021–2022; $453M reported sold to 12 investors), RIVERGLADE CAPITAL II, L.P. (Chicago, IL — pooled investment fund — 2021–2022; $453M reported sold to 30 investors), RiverGlade Capital, L.P. (Chicago, IL — investing — 2017–2019; $201.2M reported sold to 34 investors), KIDS CARE HOLDCO, LLC (Chicago, IL — other health care — 2019–2020; $40M reported sold to 12 investors) and US ORAL SURGERY MANAGEMENT HOLDCO, LLC (Chicago, IL — other health care — 2020; $10M reported sold to 64 investors).

What this means A repeat sponsor — 5 separate companies raised money with this person listed as executive officer, director, and promoter, over about 5 years. Across those companies the filings report $1.16B sold in total.

Listed alongside GARRICK RICE (10 shared filings), AARON REEVES (3 shared filings), JANET WIDMANN (3 shared filings), JOSEPH WHITTERS (3 shared filings), RiverGlade Capital GP, LLC (2 shared filings, management entity) and 10 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around DANIEL. Each name links to their own page.

All 5 issuers belong to the sponsor group Riverglade (5 issuers, $1.12B reported sold, 2017–2022).

What this means A sponsor group is one team that sets up a new company for each deal. Riverglade has 5 companies on file and $1.12B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 9 bankruptcy cases matching the name listed in Key records below.

What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 10 public filings for DANIEL ROSENBERG and found 11 differences, 2 worth asking the sponsor about: Bankruptcy case: Daniel T Rosenberg; Amount sold went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for DANIEL ROSENBERG has not run yet — it is joining a line of 32,457 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:24 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched DANIEL ROSENBERG..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

9 cases: 9 closed (disposition not in docket feed)

Daniel Rosenberg closed
United States Bankruptcy Court, M.D. Florida · No. 6:15-bk-04742 · Filed May 29, 2015 · Closed Jun 13, 2017
Role of Daniel Rosenberg: Debtor · Outcome: Case closed 2017-06-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 11 federal dockets); 6 people with this name in Form D filings; court in FL (not a filing state)
DANIEL P. ROSENBERG and LYNN L. ROSENBERG closed
United States Bankruptcy Court, D. Arizona · No. 2:11-bk-32481 · Filed Nov 23, 2011 · Closed May 16, 2014
Role of DANIEL P. ROSENBERG and LYNN L. ROSENBERG: Debtor · Outcome: Case closed 2014-05-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 11 federal dockets); 6 people with this name in Form D filings; court in AR (not a filing state)
Daniel Rosenberg closed
United States Bankruptcy Court, D. Colorado · No. 10-22391 · Filed May 20, 2010 · Closed Oct 21, 2010
Role of Daniel Rosenberg: Debtor · Outcome: Case closed 2010-10-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 11 federal dockets); 6 people with this name in Form D filings; court in CO (not a filing state)
Daniel M. Rosenberg closed
United States Bankruptcy Court, M.D. Florida · No. 2:06-bk-03559 · Filed Jul 17, 2006 · Closed Nov 2, 2006
Role of Daniel M. Rosenberg: Debtor · Outcome: Case closed 2006-11-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 11 federal dockets); 6 people with this name in Form D filings; court in FL (not a filing state)
Daniel T Rosenberg closed
United States Bankruptcy Court, N.D. Illinois · No. 05-52315 · Filed Oct 13, 2005 · Closed Dec 17, 2009
Role of Daniel T Rosenberg: Debtor · Outcome: Case closed 2009-12-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 11 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (IL)
Daniel I. Rosenberg closed
United States Bankruptcy Court, S.D. Texas · No. 04-43585 · Filed Sep 24, 2004 · Closed Dec 28, 2004
Role of Daniel I. Rosenberg: Debtor · Outcome: Case closed 2004-12-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 11 federal dockets); 6 people with this name in Form D filings; court in TX (not a filing state)
Daniel J. Rosenberg closed
United States Bankruptcy Court, M.D. Florida · No. 3:04-bk-05082 · Filed May 17, 2004 · Closed Aug 22, 2005
Role of Daniel J. Rosenberg: Debtor · Outcome: Case closed 2005-08-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 11 federal dockets); 6 people with this name in Form D filings; court in FL (not a filing state)
Daniel Rosenberg closed
United States Bankruptcy Court, M.D. Florida · No. 6:97-bk-09394 · Filed Nov 12, 1997 · Closed Apr 20, 1998
Role of Daniel Rosenberg: Debtor · Outcome: Case closed 1998-04-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 11 federal dockets); 6 people with this name in Form D filings; court in FL (not a filing state)
DANIEL P ROSENBERG and LYNN L ROSENBERG closed
United States Bankruptcy Court, D. Minnesota · No. 94-44904 · Filed Sep 30, 1994 · Closed Mar 9, 1995
Role of DANIEL P ROSENBERG and LYNN L ROSENBERG: Debtor · Outcome: Case closed 1995-03-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 11 federal dockets); 6 people with this name in Form D filings; court in MN (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:24 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for DANIEL ROSENBERG — 2 worth asking about (compared 10 filings on Oct 24, 2026)

Worth asking · Oct 13, 2005 – Dec 17, 2009

Bankruptcy case: Daniel T Rosenberg — filed Oct 13, 2005

United States Bankruptcy Court, N.D. Illinois docket "Daniel T Rosenberg" filed Oct 13, 2005, closed Dec 17, 2009. DANIEL ROSENBERG is listed as Debtor ("Daniel T Rosenberg"). Our match estimate: 44%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. Illinois ↗
Sources
Worth asking · Jun 12, 2019

Amount sold went down between filings — KIDS CARE HOLDCO, LLC

The Jun 12, 2019 filing says $40,000,000 sold; the Jun 12, 2019 Form D/A says $40,000 sold — $39,960,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Jun 12, 2019 ↗Form D/A (later) · Jun 12, 2019 ↗KIDS CARE HOLDCO, LLC — PartnerFacts page ↗
Sources
Note · May 31, 2019 – Jun 17, 2020

No amendment in the last 12 months on an offering that may still be open — KIDS CARE HOLDCO, LLC (latest filing Jun 17, 2020)

The latest filing for this offering is dated Jun 17, 2020 (first sale May 31, 2019). It reports $1,165,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Jun 17, 2020 ↗KIDS CARE HOLDCO, LLC — PartnerFacts page ↗
Sources
Note · Oct 12, 2017 – Mar 5, 2019

No amendment in the last 12 months on an offering that may still be open — RiverGlade Capital, L.P. (latest filing Mar 5, 2019)

The latest filing for this offering is dated Mar 5, 2019 (first sale Oct 12, 2017). It reports $201,225,906 sold of $400,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Mar 5, 2019 ↗RiverGlade Capital, L.P. — PartnerFacts page ↗
Sources
Note · Dec 16, 2021 – Aug 25, 2022

Offering amount changed between filings — RIVERGLADE CAPITAL II-A, L.P.

The Dec 16, 2021 filing says $375,000,000 offered; the Aug 25, 2022 Form D/A says $453,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Dec 16, 2021 ↗Form D/A (later) · Aug 25, 2022 ↗RIVERGLADE CAPITAL II-A, L.P. — PartnerFacts page ↗
Sources
Note · Dec 16, 2021 – Aug 25, 2022

Offering amount changed between filings — RIVERGLADE CAPITAL II, L.P.

The Dec 16, 2021 filing says $375,000,000 offered; the Aug 25, 2022 Form D/A says $453,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Dec 16, 2021 ↗Form D/A (later) · Aug 25, 2022 ↗RIVERGLADE CAPITAL II, L.P. — PartnerFacts page ↗
Sources
Note · Jun 12, 2019 – Jun 17, 2020

Minimum investment changed between filings — KIDS CARE HOLDCO, LLC

The Jun 12, 2019 filing lists a minimum of $25,000; the Jun 17, 2020 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jun 12, 2019 ↗Form D/A (later) · Jun 17, 2020 ↗KIDS CARE HOLDCO, LLC — PartnerFacts page ↗
Sources
Note · Feb 9, 2022 – Dec 4, 2025

Same name, different state: "Daniel Rosenberg" (DC) is a separate record

This page covers filings where the address state is IL. A separate record, "Daniel Rosenberg" with address state DC, is listed on 3 filings — most recently by Invictus Onshore REIT IV, LLC (Dec 4, 2025). Both records have filings in the same period (Feb 9, 2022 to Aug 25, 2022).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Daniel Rosenberg (DC) — PartnerFacts page ↗Form D · Dec 4, 2025 ↗Invictus Onshore REIT IV, LLC — PartnerFacts page ↗DANIEL ROSENBERG (IL) — this page ↗
Sources
Note · May 29, 2013 – Apr 19, 2018

Same name, different state: "Daniel Rosenberg" (MA) is a separate record

This page covers filings where the address state is IL. A separate record, "Daniel Rosenberg" with address state MA, is listed on 2 filings — most recently by Real Pickles Cooperative, Inc. (Apr 19, 2018). Both records have filings in the same period (Oct 10, 2017 to Apr 19, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Daniel Rosenberg (MA) — PartnerFacts page ↗Form D · Apr 19, 2018 ↗Real Pickles Cooperative, Inc. — PartnerFacts page ↗DANIEL ROSENBERG (IL) — this page ↗
Sources
Note · Nov 21, 2016

Same name, different state: "DANIEL W. ROSENBERG" (TX) is a separate record

This page covers filings where the address state is IL. A separate record, "DANIEL W. ROSENBERG" with address state TX, is listed on 1 filing — most recently by Adeptus Health Inc. (Nov 21, 2016). The two records do not overlap in time: this page runs Oct 10, 2017 to Aug 25, 2022; the other has one filing dated Nov 21, 2016.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

DANIEL W. ROSENBERG (TX) — PartnerFacts page ↗Form D · Nov 21, 2016 ↗Adeptus Health Inc. — PartnerFacts page ↗DANIEL ROSENBERG (IL) — this page ↗
Sources
Note · Jan 25, 2010 – Jan 23, 2015

Same name, different state: "DANIEL ROSENBERG" (TX) is a separate record

This page covers filings where the address state is IL. A separate record, "DANIEL ROSENBERG" with address state TX, is listed on 16 filings — most recently by Monogram Residential 1401 Mission REIT, LLC (Jan 23, 2015). The two records do not overlap in time: this page runs Oct 10, 2017 to Aug 25, 2022; the other runs Jan 25, 2010 to Jan 23, 2015.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

DANIEL ROSENBERG (TX) — PartnerFacts page ↗Form D/A · Jan 23, 2015 ↗Monogram Residential 1401 Mission REIT, LLC — PartnerFacts page ↗DANIEL ROSENBERG (IL) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 5 offerings report sales commissions; 1 reports finder's fees totalling $725,923; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 25, 2022 D/A
RIVERGLADE CAPITAL II-A, L.P.
File 021-425372
$0 (est.)$0 (est.)$0 (est.)
The general partner is entitled to carried interest. The investment manager is entitled to a management fee. The carried interest and management fee are fully discussed in the Issuer's confidential offering materials.
CSP SECURITIES, LP BrokerCheck CRD 136941 ↗EDGAR ↗
Aug 25, 2022 D/A
RIVERGLADE CAPITAL II, L.P.
File 021-425368
$0 (est.)$0 (est.)$0 (est.)
The general partner is entitled to carried interest. The investment manager is entitled to a management fee. The carried interest and management fee are fully discussed in the Issuer's confidential offering materials.
CSP SECURITIES, LP BrokerCheck CRD 136941 ↗EDGAR ↗
Jun 17, 2020 D/A
KIDS CARE HOLDCO, LLC
File 021-341713
$0$0$0 (est.)None listed on this filingEDGAR ↗
May 14, 2020 D
US ORAL SURGERY MANAGEMENT HOLDCO, LLC
File 021-366992
$0$0$0None listed on this filingEDGAR ↗
Mar 5, 2019 D/A
RiverGlade Capital, L.P.
File 021-296316
$0 (est.)$725,923 (est.)$0 (est.)
The general partner is entitled to a carried interest and the management company is entitled to a management fee. The carried interest and the management fee are fully discussed in the Issuer's confidential offering materials.
CSP Securities, LP BrokerCheck CRD 136941 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 5

Every issuer that named Daniel Rosenberg on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

RC
Pooled Investment Fund · group: Riverglade

RIVERGLADE CAPITAL II-A, L.P.

Chicago, IL · Dec 16, 2021 → Aug 25, 2022 · 2 filings
  • Aug 25, 2022 · D/A · $453,000,000 sold of $453,000,000 · 12 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗
  • Dec 16, 2021 · D · $0 sold of $375,000,000 · 0 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

Raised $453M from 12 investors (100% of the $453M target) as of the latest filing. Daniel is listed as executive officer, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RC
Pooled Investment Fund · group: Riverglade

RIVERGLADE CAPITAL II, L.P.

Chicago, IL · Dec 16, 2021 → Aug 25, 2022 · 2 filings
  • Aug 25, 2022 · D/A · $453,000,000 sold of $453,000,000 · 30 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗
  • Dec 16, 2021 · D · $0 sold of $375,000,000 · 0 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

Raised $453M from 30 investors (100% of the $453M target) as of the latest filing. Daniel is listed as executive officer, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KC
Other Health Care · group: Riverglade

KIDS CARE HOLDCO, LLC

Chicago, IL · Jun 12, 2019 → Jun 17, 2020 · 3 filings
  • Jun 17, 2020 · D/A · $1,165,000 sold of Indefinite · 12 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jun 12, 2019 · D/A · $40,000 sold of Indefinite · 1 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗
  • Jun 12, 2019 · D · $40,000,000 sold of Indefinite · 1 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗

Raised $40M from 12 investors as of the latest filing. Daniel is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UO
Other Health Care · group: Riverglade

US ORAL SURGERY MANAGEMENT HOLDCO, LLC

Chicago, IL · May 14, 2020
  • May 14, 2020 · D · $10,000,000 sold of $10,000,000 · 64 investors · min. $8,000 · role: Executive Officer, Director EDGAR ↗

Raised $10M from 64 investors (100% of the $10M target) as of the latest filing. Daniel is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RC
Investing · group: Riverglade

RiverGlade Capital, L.P.

Chicago, IL · Oct 10, 2017 → Mar 5, 2019 · 2 filings
  • Mar 5, 2019 · D/A · $201,225,906 sold of $400,000,000 · 34 investors · min. No minimum reported · role: Executive Officer (Manager of the Manager of the General Partner of the Issuer) EDGAR ↗
  • Oct 10, 2017 · D · $0 sold of $400,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Manager of the Manager of the General Partner of the Issuer) EDGAR ↗

Raised $201.2M from 34 investors (50% of the $400M target) as of the latest filing. Daniel is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (5)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

People around Daniel 15

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

RC
Management entity

RiverGlade Capital Management, LLC

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Daniel Rosenberg. Their page shows their other deals.

RC
Management entity

RiverGlade Capital, LLC

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Daniel Rosenberg. Their page shows their other deals.

RC
Management entity

RiverGlade Capital GP, LLC

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Daniel Rosenberg. Their page shows their other deals.

GR
No photo found yet (own website and image search run after this page is viewed)
Person

GARRICK RICE

Executive Officer, Director, Promoter · 10 shared filings (5 issuers)

GARRICK RICE is on 5 issuers in total — a repeat sponsor. Their page lists every one.

AR
No photo found yet (own website and image search run after this page is viewed)
Person

AARON REEVES

Director · 3 shared filings (1 issuer)

Listed on the same filings as Daniel Rosenberg. Their page shows their other deals.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

JANET WIDMANN

Director · 3 shared filings (1 issuer)

Listed on the same filings as Daniel Rosenberg. Their page shows their other deals.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

JOSEPH WHITTERS

Director · 3 shared filings (1 issuer)

Listed on the same filings as Daniel Rosenberg. Their page shows their other deals.

PH
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick J. Haynes, III

Director · 1 shared filing (1 issuer) · also on 10 other issuers

Patrick J. Haynes, III is on 11 issuers in total — a repeat sponsor. Their page lists every one.

BD
No photo found yet (own website and image search run after this page is viewed)
Person

BRIDGET DUFFY

Director · 1 shared filing (1 issuer)

Listed on the same filings as Daniel Rosenberg. Their page shows their other deals.

NK
No photo found yet (own website and image search run after this page is viewed)
Person

NAOMI KELMAN

Director · 1 shared filing (1 issuer)

Listed on the same filings as Daniel Rosenberg. Their page shows their other deals.

TW
No photo found yet (own website and image search run after this page is viewed)
Person

THOMAS WEIL

Director · 1 shared filing (1 issuer)

Listed on the same filings as Daniel Rosenberg. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

JAMES ROBISON

Director · 1 shared filing (1 issuer)

Listed on the same filings as Daniel Rosenberg. Their page shows their other deals.

MF
No photo found yet (own website and image search run after this page is viewed)
Person

MAXWELL FINN

Director · 1 shared filing (1 issuer)

Listed on the same filings as Daniel Rosenberg. Their page shows their other deals.

HM
No photo found yet (own website and image search run after this page is viewed)
Person

HENRY MOOMAW

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Daniel Rosenberg. Their page shows their other deals.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

RICHARD HALL

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Daniel Rosenberg. Their page shows their other deals.

The team behind the deals

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Sponsor group

Riverglade

5 issuers · 10 filings · $1.12B reported sold · 2017–2022

One team, 5 deal companies. Daniel Rosenberg is listed on 5 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name DANIEL ROSENBERG.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 1 of the 5 issuers this person is listed on matches a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): RiverGlade Capital, L.P..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to DANIEL ROSENBERG by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 5 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Daniel Rosenberg is listed on: none on file. No website or social profile named in KIDS CARE HOLDCO, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #213,602 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Chicago, IL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

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Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Illinois Secretary of State business search ↗OpenCorporates ↗

Change history

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