Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:14 AM ET

Sponsor Check › Person

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Daniel Fleming

Named as an officer, director or promoter on SEC Form D filings · PA · Nov 5, 2020 → Mar 17, 2026

1deal (issuers)

$20Mreported sold

14investors

3Form D filings

2020–2026years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:37 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Daniel Fleming is listed as a director on 3 SEC Form D filings by 1 issuer between Nov 2016 and Mar 2026: ASIAN FINANCIAL CORP (Philadelphia, PA — commercial banking — 2016–2026; $20M reported sold to 14 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside James Wang (3 shared filings), Julie Wong (3 shared filings), Tony Wang (3 shared filings), Sally Kwok (2 shared filings), Shelley J. Ho (2 shared filings) and 9 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Daniel. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 36 bankruptcy cases matching the name listed in Key records below.

What this means 37 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 3 public filings for Daniel Fleming and found 3 differences: Daniel Fleming is written 2 different ways on the filings; Same name, different state: "DANIEL T. FLEMING" (OH) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Daniel Fleming has not run yet — it is joining a line of 49,881 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 closed (disposition not in docket feed)

FLEMING, DANIEL v. United States closed

District Court, Virgin Islands · No. 1:08-cv-00113 · Filed Dec 18, 2008 · Closed Aug 31, 2021 · Nature of suit: 422 Bankruptcy appeals rule 28 USC 158

Role of FLEMING, DANIEL: Plaintiff · Outcome: Terminated 2021-08-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 3 people with this name in Form D filings; court in VI (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:37 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Daniel Fleming..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

36 cases: 36 closed (disposition not in docket feed)

Daniel Fleming closed

United States Bankruptcy Court, N.D. Georgia · No. 24-52654 · Filed Mar 13, 2024 · Closed Jun 17, 2024

Role of Daniel Fleming: Debtor · Outcome: Case closed 2024-06-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)

Daniel Fleming closed

United States Bankruptcy Court, N.D. Illinois · No. 19-26257 · Filed Sep 17, 2019 · Closed Jul 16, 2021

Role of Daniel Fleming: Debtor · Outcome: Case closed 2021-07-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)

Daniel G. Fleming closed

United States Bankruptcy Court, E.D. Arkansas · No. 1:19-bk-11674 · Filed Mar 27, 2019 · Closed Oct 20, 2020

Role of Daniel G. Fleming: Debtor · Outcome: Case closed 2020-10-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 3 people with this name in Form D filings; court in AR (not a filing state)

Daniel Fleming closed

United States Bankruptcy Court, S.D. Florida. · No. 17-17922 · Filed Jun 26, 2017 · Closed Aug 25, 2017

Role of Daniel Fleming: Debtor · Outcome: Case closed 2017-08-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)

Daniel Fleming closed

United States Bankruptcy Court, S.D. Florida. · No. 16-22318 · Filed Sep 6, 2016 · Closed Jan 13, 2017

Role of Daniel Fleming: Debtor · Outcome: Case closed 2017-01-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)

Daniel J. Fleming closed

United States Bankruptcy Court, D. Rhode Island · No. 1:14-bk-11575 · Filed Jul 7, 2014 · Closed Aug 6, 2014

Role of Daniel J. Fleming: Debtor · Outcome: Case closed 2014-08-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 3 people with this name in Form D filings; court in RI (not a filing state)

Daniel J. Fleming closed

United States Bankruptcy Court, D. Rhode Island · No. 1:14-bk-10481 · Filed Mar 7, 2014 · Closed Apr 17, 2014

Role of Daniel J. Fleming: Debtor · Outcome: Case closed 2014-04-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 3 people with this name in Form D filings; court in RI (not a filing state)

Daniel Fleming and Rebecca D Fleming closed

United States Bankruptcy Court, M.D. Alabama · No. 13-11131 · Filed Jun 28, 2013 · Closed Feb 23, 2015

Role of Daniel Fleming and Rebecca D Fleming: Debtor · Outcome: Case closed 2015-02-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 3 people with this name in Form D filings; court in AL (not a filing state)

Daniel S Fleming and Sarah L Fleming closed

United States Bankruptcy Court, N.D. Indiana · No. 11-24699 · Filed Dec 7, 2011 · Closed Mar 9, 2017

Role of Daniel S Fleming and Sarah L Fleming: Debtor · Outcome: Case closed 2017-03-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 3 people with this name in Form D filings; court in IN (not a filing state)

Daniel R. Fleming and Tammy A. Fleming closed

United States Bankruptcy Court, E.D. Wisconsin · No. 11-30383 · Filed Jun 30, 2011 · Closed Nov 4, 2011

Role of Daniel R. Fleming and Tammy A. Fleming: Debtor · Outcome: Case closed 2011-11-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 3 people with this name in Form D filings; court in WI (not a filing state)

Daniel S Fleming closed

United States Bankruptcy Court, W.D. Michigan · No. 11-02596 · Filed Mar 12, 2011 · Closed May 8, 2012

Role of Daniel S Fleming: Debtor · Outcome: Case closed 2012-05-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)

Daniel Fleming and Heather Fleming closed

United States Bankruptcy Court, E.D. Tennessee · No. 1:11-bk-10151 · Filed Jan 12, 2011 · Closed Jul 26, 2011

Role of Daniel Fleming and Heather Fleming: Debtor · Outcome: Case closed 2011-07-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 3 people with this name in Form D filings; court in TN (not a filing state)

Daniel L. Fleming closed

United States Bankruptcy Court, M.D. Florida · No. 8:09-bk-24489 · Filed Oct 28, 2009 · Closed Feb 4, 2010

Role of Daniel L. Fleming: Debtor · Outcome: Case closed 2010-02-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)

Daniel Fleming and Simone Fleming closed

United States Bankruptcy Court, S.D. Texas · No. 09-34570 · Filed Jun 30, 2009 · Closed Feb 18, 2010

Role of Daniel Fleming and Simone Fleming: Debtor · Outcome: Case closed 2010-02-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 3 people with this name in Form D filings; court in TX (not a filing state)

Daniel Fleming closed

United States Bankruptcy Court, S.D. Georgia · No. 08-20661 · Filed Jul 1, 2008 · Closed Nov 25, 2009

Role of Daniel Fleming: Debtor · Outcome: Case closed 2009-11-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)

Daniel L Fleming and Linda L Fleming closed

United States Bankruptcy Court, N.D. Illinois · No. 07-71457 · Filed Jun 19, 2007 · Closed Sep 25, 2007

Role of Daniel L Fleming and Linda L Fleming: Debtor · Outcome: Case closed 2007-09-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)

Daniel Fleming closed

United States Bankruptcy Court, D. Kansas · No. 07-10600 · Filed Mar 22, 2007 · Closed Aug 1, 2007

Role of Daniel Fleming: Debtor · Outcome: Case closed 2007-08-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 3 people with this name in Form D filings; court in KS (not a filing state)

Daniel R. Fleming closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 05-71133 · Filed May 20, 2005 · Closed Sep 23, 2005

Role of Daniel R. Fleming: Debtor · Outcome: Case closed 2005-09-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (PA)

Daniel P Fleming closed

United States Bankruptcy Court, N.D. Illinois · No. 05-09003 · Filed Mar 14, 2005 · Closed Jul 14, 2005

Role of Daniel P Fleming: Debtor · Outcome: Case closed 2005-07-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)

Daniel J. Fleming and Karolina Fleming closed

United States Bankruptcy Court, D. Vermont · No. 03-11898 · Filed Dec 31, 2003 · Closed Apr 20, 2004

Role of Daniel J. Fleming and Karolina Fleming: Debtor · Outcome: Case closed 2004-04-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 3 people with this name in Form D filings; court in VT (not a filing state)

Daniel E Fleming and Nancy A Fleming closed

United States Bankruptcy Court, N.D. Alabama · No. 02-72309 · Filed Aug 5, 2002 · Closed Oct 28, 2008

Role of Daniel E Fleming and Nancy A Fleming: Debtor · Outcome: Case closed 2008-10-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 3 people with this name in Form D filings; court in AL (not a filing state)

Daniel J. Fleming closed

United States Bankruptcy Court, D. New Jersey · No. 01-17559 · Filed Jul 30, 2001 · Closed Oct 31, 2001

Role of Daniel J. Fleming: Debtor · Outcome: Case closed 2001-10-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)

Daniel Fleming closed

United States Bankruptcy Court, W.D. Kentucky · No. 01-51022 · Filed Jun 18, 2001 · Closed Oct 2, 2001

Role of Daniel Fleming: Debtor · Outcome: Case closed 2001-10-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 3 people with this name in Form D filings; court in KY (not a filing state)

Daniel Fleming closed

United States Bankruptcy Court, E.D. Michigan · No. 01-20754 · Filed Mar 16, 2001 · Closed May 30, 2002

Role of Daniel Fleming: Debtor · Outcome: Case closed 2002-05-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)

Daniel L. Fleming and Stacey A. Fleming closed

United States Bankruptcy Court, E.D. California · No. 99-18636 · Filed Sep 29, 1999 · Closed Jan 6, 2000

Role of Daniel L. Fleming and Stacey A. Fleming: Debtor · Outcome: Case closed 2000-01-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)

Daniel S. Fleming and Debra A. Fleming closed

United States Bankruptcy Court, E.D. Arkansas · No. 1:98-bk-10405 · Filed Nov 2, 1998 · Closed Mar 14, 2000

Role of Daniel S. Fleming and Debra A. Fleming: Debtor · Outcome: Case closed 2000-03-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 3 people with this name in Form D filings; court in AR (not a filing state)

Daniel J. Fleming closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 98-31321 · Filed Sep 4, 1998 · Closed Jan 29, 1999

Role of Daniel J. Fleming: Debtor · Outcome: Case closed 1999-01-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (PA)

Daniel L Fleming and Denise M Fleming closed

United States Bankruptcy Court, S.D. Ohio · No. 2:97-bk-59565 · Filed Oct 17, 1997 · Closed Apr 2, 1998

Role of Daniel L Fleming and Denise M Fleming: Debtor · Outcome: Case closed 1998-04-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)

Daniel Fleming closed

United States Bankruptcy Court, D. Kansas · No. 97-11174 · Filed Mar 26, 1997 · Closed Jul 28, 1997

Role of Daniel Fleming: Debtor · Outcome: Case closed 1997-07-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 3 people with this name in Form D filings; court in KS (not a filing state)

Daniel P. Fleming and Kari Fleming closed

United States Bankruptcy Court, W.D. New York · No. 2-96-23361 · Filed Nov 8, 1996 · Closed Jun 5, 2000

Role of Daniel P. Fleming and Kari Fleming: Debtor · Outcome: Case closed 2000-06-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)

Daniel J. Fleming closed

United States Bankruptcy Court, N.D. New York · No. 96-15995 · Filed Nov 7, 1996 · Closed Jun 24, 2003

Role of Daniel J. Fleming: Debtor · Outcome: Case closed 2003-06-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)

Daniel Fleming closed

United States Bankruptcy Court, N.D. Georgia · No. 96-61475 · Filed Jan 31, 1996 · Closed Oct 7, 1996

Role of Daniel Fleming: Debtor · Outcome: Case closed 1996-10-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)

Daniel C. Fleming closed

United States Bankruptcy Court, N.D. New York · No. 95-61291 · Filed Apr 17, 1995 · Closed Sep 15, 1995

Role of Daniel C. Fleming: Debtor · Outcome: Case closed 1995-09-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)

Daniel P Fleming closed

United States Bankruptcy Court, E.D. North Carolina · No. 92-00898 · Filed Mar 20, 1992 · Closed Jun 26, 1992

Role of Daniel P Fleming: Debtor · Outcome: Case closed 1992-06-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 3 people with this name in Form D filings; court in NC (not a filing state)

DANIEL FLEMING and NANCY ROSS FLEMING closed

United States Bankruptcy Court, N.D. Alabama · No. 91-70928 · Filed Apr 11, 1991 · Closed Jun 23, 1995

Role of DANIEL FLEMING and NANCY ROSS FLEMING: Debtor · Outcome: Case closed 1995-06-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 3 people with this name in Form D filings; court in AL (not a filing state)

Daniel A. Fleming closed

United States Bankruptcy Court, M.D. Florida · No. 3:90-bk-04383 · Filed Oct 25, 1990 · Closed Jul 16, 1991

Role of Daniel A. Fleming: Debtor · Outcome: Case closed 1991-07-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:37 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for Daniel Fleming (compared 3 filings on Oct 24, 2026)

Note · Nov 7, 2016 – Nov 5, 2020

Daniel Fleming is written 2 different ways on the filings

listed as "Daniel D. Fleming" on the Nov 7, 2016 filing, and "Daniel Fleming" on 2 filings (from Nov 5, 2020).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Nov 7, 2016 ↗Form D · Nov 5, 2020 ↗Daniel Fleming — PartnerFacts page ↗

Sources

Note · Jun 21, 2012 – Aug 14, 2026

Same name, different state: "DANIEL T. FLEMING" (OH) is a separate record

This page covers filings where the address state is PA. A separate record, "DANIEL T. FLEMING" with address state OH, is listed on 11 filings — most recently by RC Capital Fund VIII, L.P. (Aug 14, 2026). Both records have filings in the same period (Nov 5, 2020 to Mar 17, 2026).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

DANIEL T. FLEMING (OH) — PartnerFacts page ↗Form D · Aug 14, 2026 ↗RC Capital Fund VIII, L.P. — PartnerFacts page ↗Daniel Fleming (PA) — this page ↗

Sources

DANIEL T. FLEMING (OH) — PartnerFacts page ↗ (Aug 14, 2026)
Form D · Aug 14, 2026 ↗ (Aug 14, 2026)
RC Capital Fund VIII, L.P. — PartnerFacts page ↗ (Aug 14, 2026)
Daniel Fleming (PA) — this page ↗ (Mar 17, 2026)

Note · Aug 25, 2014 – Oct 20, 2015

Same name, different state: "Daniel Fleming" (OH) is a separate record

This page covers filings where the address state is PA. A separate record, "Daniel Fleming" with address state OH, is listed on 4 filings — most recently by Strategic Internet Marketing Partners, Inc. (Oct 20, 2015). The two records do not overlap in time: this page runs Nov 5, 2020 to Mar 17, 2026; the other runs Aug 25, 2014 to Oct 20, 2015.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Daniel Fleming (OH) — PartnerFacts page ↗Form D · Oct 20, 2015 ↗Strategic Internet Marketing Partners, Inc. — PartnerFacts page ↗Daniel Fleming (PA) — this page ↗

Sources

Daniel Fleming (OH) — PartnerFacts page ↗ (Oct 20, 2015)
Form D · Oct 20, 2015 ↗ (Oct 20, 2015)
Strategic Internet Marketing Partners, Inc. — PartnerFacts page ↗ (Oct 20, 2015)
Daniel Fleming (PA) — this page ↗ (Mar 17, 2026)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 3 offerings report sales commissions totalling $585,000; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Mar 17, 2026 D ASIAN FINANCIAL CORP File 021-576735	$300,000	$0	$0	Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗	EDGAR ↗
Nov 5, 2020 D ASIAN FINANCIAL CORP File 021-379769	$285,000	$0	$0	Performance Trust Capital Partners, LLC BrokerCheck CRD 36155 ↗	EDGAR ↗
Nov 7, 2016 D ASIAN FINANCIAL CORP File 021-273954	$0	$0	$0	None listed on this filing	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Daniel Fleming on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Commercial Banking

ASIAN FINANCIAL CORP

Philadelphia, PA · Nov 7, 2016 → Mar 17, 2026 · 3 filings

Mar 17, 2026 · D · $20,000,000 sold of $20,000,000 · 1 investors · min. $20,000,000 · role: Director EDGAR ↗
Nov 5, 2020 · D · $10,000,000 sold of $10,000,000 · 14 investors · min. $100,000 · role: Director EDGAR ↗
Nov 7, 2016 · D · $0 sold of $1,200,000 · 0 investors · min. $100,000 · role: Director EDGAR ↗

Raised $20M from 14 investors (100% of the $20M target) as of the latest filing. Daniel is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial Banking / 506(b) (624 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

DANIEL T. FLEMING — OH, 7 issuers, Jun 21, 2012 → Aug 14, 2026 · no shared issuer
Daniel Fleming — OH, 1 issuer, Aug 25, 2014 → Oct 20, 2015 · no shared issuer

People around Daniel 14

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Tony Wang

Director · 3 shared filings (1 issuer)

Listed on the same filings as Daniel Fleming. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

James Wang

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Daniel Fleming. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Julie Wong

Director · 3 shared filings (1 issuer)

Listed on the same filings as Daniel Fleming. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Shelley J. Ho

Director · 2 shared filings (1 issuer)

Listed on the same filings as Daniel Fleming. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Sally Kwok

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Daniel Fleming. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Henry F. Thorne

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Daniel Fleming. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Wendell Holland

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Daniel Fleming. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Hui Chen Lee

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Daniel Fleming. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Fan Kwok

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Daniel Fleming. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Quyen Ly

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Daniel Fleming. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Dennis Fox

Director · 1 shared filing (1 issuer)

Listed on the same filings as Daniel Fleming. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Gary Bellman

Director · 1 shared filing (1 issuer)

Listed on the same filings as Daniel Fleming. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Dong Ming Chen

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Daniel Fleming. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

David Choi

Director · 1 shared filing (1 issuer)

Listed on the same filings as Daniel Fleming. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Daniel Fleming by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Daniel Fleming is listed on: none on file. No website or social profile named in ASIAN FINANCIAL CORP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #36,406 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Philadelphia, PA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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Daniel Fleming

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Daniel Fleming is written 2 different ways on the filings

Same name, different state: "DANIEL T. FLEMING" (OH) is a separate record

Same name, different state: "Daniel Fleming" (OH) is a separate record

5. Money to insiders

Deals 1

People around Daniel 14

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

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