Daniel Leff is listed as an executive officer and director on 20 SEC Form D filings by 9 issuers between Nov 2009 and Apr 2024. Largest by amount reported sold: Waverley Capital, L.P. (Palo Alto, CA — pooled investment fund — 2018–2019; $78.9M reported sold to 77 investors), ROKU, INC (Saratoga, CA — other technology — 2011–2016; $45.5M reported sold to 14 investors), Luminari Capital, L.P. (Palo Alto, CA — pooled investment fund — 2014–2015; $30.6M reported sold to 56 investors), ZeaChem Inc. (Lakewood, CO — other energy — 2012; $29.1M reported sold to 15 investors), Waverley Capital II, L.P. (Palo Alto, CA — pooled investment fund — 2023–2024; $23.9M reported sold to 20 investors) and 4 more (all listed below).
What this means A repeat sponsor — 9 separate companies raised money with this person listed as executive officer and director, over about 15 years. Across those companies the filings report $235.4M sold in total.
Listed alongside Anthony Wood (5 shared filings), Edgar Bronfman Jr. (5 shared filings), Jeff Hastings (5 shared filings), Jeff Hinck (5 shared filings), Rakefet Kasdin (5 shared filings) and 32 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Daniel. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 20 public filings for Daniel Leff and found 16 differences, 3 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.