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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:47 AM ET

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AH
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Alan Hendricks

Named as an officer, director or promoter on SEC Form D filings · CA · Aug 7, 2012 → Oct 15, 2019

2deals (issuers)
$102.2Mreported sold
40investors
2Form D filings
2012–2019years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:26 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Alan Hendricks is listed as a director on 2 SEC Form D filings by 2 issuers between Aug 2012 and Oct 2019: Motiv Power Systems, Inc. (Foster City, CA — other technology — 2019; $56.7M reported sold to 26 investors) and ROKU, INC (Saratoga, CA — other technology — 2012; $45.5M reported sold to 14 investors).

What this means 2 separate companies raised money with this person listed as director, over about 7 years. Across those companies the filings report $102.2M sold in total.

Listed alongside Andrea Cunningham (1 shared filing), Anthony Wood (1 shared filing), Daniel Leff (1 shared filing), James Castelaz (1 shared filing), Jeff Hastings (1 shared filing) and 9 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Alan. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 6 bankruptcy cases matching the name listed in Key records below.

What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for Alan Hendricks and found 3 differences, 1 worth asking the sponsor about: Form D filed 155 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Alan Hendricks has not run yet — it is joining a line of 27,369 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:26 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Alan Hendricks..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

6 cases: 6 closed (disposition not in docket feed)

Alan D. Hendricks closed
United States Bankruptcy Court, N.D. Ohio · No. 13-11474 · Filed Mar 7, 2013 · Closed Dec 8, 2016
Role of Alan D. Hendricks: Debtor · Outcome: Case closed 2016-12-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 11 federal dockets); court in OH (not a filing state)
ALAN R HENDRICKS closed
United States Bankruptcy Court, M.D. Tennessee · No. 3:09-bk-12140 · Filed Oct 22, 2009 · Closed Feb 11, 2011
Role of ALAN R HENDRICKS: Debtor · Outcome: Case closed 2011-02-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 11 federal dockets); court in TN (not a filing state)
Alan L Hendricks and Deborah A Hendricks closed
United States Bankruptcy Court, W.D. Wisconsin · No. 1-08-13656 · Filed Jul 16, 2008 · Closed Jan 31, 2012
Role of Alan L Hendricks and Deborah A Hendricks: Debtor · Outcome: Case closed 2012-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 11 federal dockets); court in WI (not a filing state)
Alan G. Hendricks and Linda K. Hendricks closed
United States Bankruptcy Court, W.D. Oklahoma · No. 97-12670 · Filed Mar 21, 1997 · Closed Nov 24, 1997
Role of Alan G. Hendricks and Linda K. Hendricks: Debtor · Outcome: Case closed 1997-11-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 11 federal dockets); court in OK (not a filing state)
Alan W. Hendricks and Tammy Lynn Hendricks closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 96-12102 · Filed Mar 12, 1996 · Closed Jun 20, 1996
Role of Alan W. Hendricks and Tammy Lynn Hendricks: Debtor · Outcome: Case closed 1996-06-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 11 federal dockets); court in PA (not a filing state)
Alan Hendricks closed
United States Bankruptcy Court, D. New Jersey · No. 82-289 · Filed Jan 19, 1982 · Closed May 16, 1983
Role of Alan Hendricks: Debtor · Outcome: Case closed 1983-05-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 11 federal dockets); court in NJ (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:26 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for Alan Hendricks — 1 worth asking about (compared 2 filings on Oct 24, 2026)

Worth asking · Mar 5, 2012 – Aug 7, 2012

Form D filed 155 days after the first sale — ROKU, INC

The filing says the first sale was Mar 5, 2012. The Form D was filed Aug 7, 2012 — 155 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 140 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Sep 30, 2019 – Oct 15, 2019

No amendment in the last 12 months on an offering that may still be open — Motiv Power Systems, Inc. (latest filing Oct 15, 2019)

The latest filing for this offering is dated Oct 15, 2019 (first sale Sep 30, 2019). It reports $56,719,056 sold of $59,669,056 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Mar 5, 2012 – Aug 7, 2012

No amendment in the last 12 months on an offering that may still be open — ROKU, INC (latest filing Aug 7, 2012)

The latest filing for this offering is dated Aug 7, 2012 (first sale Mar 5, 2012). It reports $5,000,000 sold of $6,249,999 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 2 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 15, 2019 D
Motiv Power Systems, Inc.
File 021-351070
$0$0$0
None other than compensation to executive officers in their roles as employees.
None listed on this filingEDGAR ↗
Aug 7, 2012 D
ROKU, INC
File 021-182316
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Alan Hendricks on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Technology

Motiv Power Systems, Inc.

Foster City, CA · Oct 15, 2019
  • Oct 15, 2019 · D · $56,719,056 sold of $59,669,056 · 26 investors · min. $50,000 · role: Director EDGAR ↗

Raised $56.7M from 26 investors (95% of the $59.7M target) as of the latest filing. Alan is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

ROKU, INC

Saratoga, CA · Aug 7, 2012
  • Aug 7, 2012 · D · $5,000,000 sold of $6,249,999 · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $45.5M from 14 investors (100% of the $6.25M target) as of the latest filing. Alan is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Alan 14

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

AW
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Person

Anthony Wood

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Alan Hendricks. Their page shows their other deals.

SC
No photo found yet (own website and image search run after this page is viewed)
Person

Shawn Carolan

Director · 1 shared filing (1 issuer) · also on 35 other issuers

Shawn Carolan is on 36 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Miller

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Alan Hendricks. Their page shows their other deals.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Kyncl

Director · 1 shared filing (1 issuer)

Listed on the same filings as Alan Hendricks. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jeff Hastings

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Alan Hendricks. Their page shows their other deals.

OH
No photo found yet (own website and image search run after this page is viewed)
Person

Oliver Hutaff

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Alan Hendricks. Their page shows their other deals.

KF
No photo found yet (own website and image search run after this page is viewed)
Person

Kim J. Funk

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Alan Hendricks. Their page shows their other deals.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Leff

Director · 1 shared filing (1 issuer) · also on 8 other issuers

Daniel Leff is on 9 issuers in total — a repeat sponsor. Their page lists every one.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Marc Herman

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Alan Hendricks. Their page shows their other deals.

PS
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Savoie

Director · 1 shared filing (1 issuer)

Listed on the same filings as Alan Hendricks. Their page shows their other deals.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Matt O'Leary

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Alan Hendricks. Their page shows their other deals.

AC
No photo found yet (own website and image search run after this page is viewed)
Person

Andrea Cunningham

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Alan Hendricks. Their page shows their other deals.

KM
No photo found yet (own website and image search run after this page is viewed)
Person

Kristen Magnuson

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Alan Hendricks. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

James Castelaz

Director · 1 shared filing (1 issuer)

Listed on the same filings as Alan Hendricks. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Alan Hendricks by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Alan Hendricks is listed on: none on file. No website or social profile named in Motiv Power Systems, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #226,624 of 374,652 in line (1,331 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Foster City, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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