Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:06 AM ET

Sponsor Check › Person

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Daniel Carey

Named as an officer, director or promoter on SEC Form D filings · NY · Jul 18, 2019 → Oct 8, 2019

2deals (issuers)

$900.5Mreported sold

1,190investors

2Form D filings

2019year on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:45 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Daniel Carey is listed as an executive officer on 2 SEC Form D filings by 2 issuers between Jul 2019 and Oct 2019: Nuveen High Yield Municipal Opportunities Fund LP (Chicago, IL — pooled investment fund — 2019; $632.1M reported sold to 923 investors) and Nuveen Municipal Opportunities Fund LP (Chicago, IL — pooled investment fund — 2019; $268.4M reported sold to 267 investors).

What this means 2 separate companies raised money with this person listed as executive officer. Across those companies the filings report $900.5M sold in total.

Listed alongside Justin Pfaff (2 shared filings), Keith Jones (2 shared filings), Nuveen Asset Management, LLC (2 shared filings, management entity), Nuveen High Yield Municipal Opportunities GP LLC (1 shared filing, management entity) and Nuveen Municipal Opportunities GP LLC (1 shared filing, management entity).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Daniel. Each name links to their own page.

All 2 issuers belong to the sponsor group Nuveen (4 issuers, $931.6M reported sold, 2012–2024).

What this means A sponsor group is one team that sets up a new company for each deal. Nuveen has 4 companies on file and $931.6M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 38 bankruptcy cases matching the name listed in Key records below.

What this means 39 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for Daniel Carey and found 5 differences, 2 worth asking the sponsor about: Daniel Carey is no longer listed on the Apr 9, 2024 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Daniel Carey has not run yet — it is joining a line of 6,612 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 closed (disposition not in docket feed)

Daniel Carey v. The Church of the Latter-Day Saints closed

District Court, C.D. California · No. 2:25-cv-00703 · Filed Jan 27, 2025 · Closed Jun 6, 2025

Role of Daniel Carey: Plaintiff · Outcome: Terminated 2025-06-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:45 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Daniel Carey..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

38 cases: 1 open, 37 closed (disposition not in docket feed)

Daniel S. Carey open

United States Bankruptcy Court, D. New Jersey · No. 25-10532 · Filed Jan 17, 2025

Role of Daniel S. Carey: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)

Daniel P Carey closed

United States Bankruptcy Court, W.D. Arkansas · No. 3:23-bk-70752 · Filed May 31, 2023 · Closed Nov 17, 2023

Role of Daniel P Carey: Debtor · Outcome: Case closed 2023-11-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in AR (not a filing state)

Daniel E Carey closed

United States Bankruptcy Court, M.D. Florida · No. 8:18-bk-02936 · Filed Apr 12, 2018 · Closed Jul 17, 2018

Role of Daniel E Carey: Debtor · Outcome: Case closed 2018-07-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)

Daniel M Carey closed

United States Bankruptcy Court, N.D. Illinois · No. 14-83826 · Filed Dec 30, 2014 · Closed Apr 3, 2015

Role of Daniel M Carey: Debtor · Outcome: Case closed 2015-04-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (IL)

Daniel K. Carey closed

United States Bankruptcy Court, N.D. Ohio · No. 14-16384 · Filed Oct 7, 2014 · Closed Jan 20, 2015

Role of Daniel K. Carey: Debtor · Outcome: Case closed 2015-01-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)

Daniel J Carey and Pamela L Pommerenke closed

United States Bankruptcy Court, W.D. Michigan · No. 14-06196 · Filed Sep 24, 2014 · Closed Dec 29, 2015

Role of Daniel J Carey and Pamela L Pommerenke: Debtor · Outcome: Case closed 2015-12-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)

Daniel Carey, Jr. closed

United States Bankruptcy Court, M.D. Florida · No. 8:14-bk-04498 · Filed Apr 23, 2014 · Closed Jul 23, 2014

Role of Daniel Carey, Jr.: Debtor · Outcome: Case closed 2014-07-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)

Daniel J Carey and Rochelle L Carey closed

United States Bankruptcy Court, N.D. New York · No. 13-11584 · Filed Jun 21, 2013 · Closed Mar 14, 2017

Role of Daniel J Carey and Rochelle L Carey: Debtor · Outcome: Case closed 2017-03-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (NY)

DANIEL CAREY closed

United States Bankruptcy Court, D. Nevada · No. 13-51070 · Filed May 30, 2013 · Closed Aug 30, 2013

Role of DANIEL CAREY: Debtor · Outcome: Case closed 2013-08-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in NV (not a filing state)

DANIEL CAREY closed

United States Bankruptcy Court, D. Nevada · No. 12-13652 · Filed Mar 29, 2012 · Closed Jul 5, 2012

Role of DANIEL CAREY: Debtor · Outcome: Case closed 2012-07-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in NV (not a filing state)

Daniel J Carey closed

United States Bankruptcy Court, W.D. Washington · No. 12-41556 · Filed Mar 9, 2012 · Closed Jul 11, 2012

Role of Daniel J Carey: Debtor · Outcome: Case closed 2012-07-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in WA (not a filing state)

Daniel Carey closed

United States Bankruptcy Court, D. Oregon · No. 11-31711 · Filed Mar 4, 2011 · Closed Feb 20, 2015

Role of Daniel Carey: Debtor · Outcome: Case closed 2015-02-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in OR (not a filing state)

Daniel T Carey and Tamatha Y. Valentyn closed

United States Bankruptcy Court, E.D. California · No. 11-12345 · Filed Feb 28, 2011 · Closed Jul 1, 2011

Role of Daniel T Carey and Tamatha Y. Valentyn: Debtor · Outcome: Case closed 2011-07-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)

Daniel A. Carey closed

United States Bankruptcy Court, W.D. Wisconsin · No. 3-09-12946 · Filed May 2, 2009 · Closed Aug 19, 2009

Role of Daniel A. Carey: Debtor · Outcome: Case closed 2009-08-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in WI (not a filing state)

Daniel M. Carey closed

United States Bankruptcy Court, D. Maine · No. 08-20561 · Filed May 22, 2008 · Closed Aug 25, 2008

Role of Daniel M. Carey: Debtor · Outcome: Case closed 2008-08-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in ME (not a filing state)

Daniel A Carey closed

United States Bankruptcy Court, E.D. New York · No. 8-08-70065 · Filed Jan 7, 2008 · Closed Aug 13, 2008

Role of Daniel A Carey: Debtor · Outcome: Case closed 2008-08-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (NY)

Daniel G Carey Sr and Hollie M Carey closed

United States Bankruptcy Court, N.D. Illinois · No. 07-09706 · Filed May 30, 2007 · Closed May 29, 2008

Role of Daniel G Carey Sr and Hollie M Carey: Debtor · Outcome: Case closed 2008-05-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (IL)

Daniel Carey and Brenda Carey closed

United States Bankruptcy Court, E.D. Michigan · No. 07-30513 · Filed Feb 15, 2007 · Closed Jun 12, 2007

Role of Daniel Carey and Brenda Carey: Debtor · Outcome: Case closed 2007-06-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)

Daniel Carey and Rebecca L Carey closed

United States Bankruptcy Court, W.D. Arkansas · No. 6:07-bk-70419 · Filed Feb 14, 2007 · Closed Aug 23, 2011

Role of Daniel Carey and Rebecca L Carey: Debtor · Outcome: Case closed 2011-08-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in AR (not a filing state)

Daniel T Carey and Theresa Rae Carey closed

United States Bankruptcy Court, S.D. Ohio · No. 1:05-bk-12387 · Filed Apr 5, 2005 · Closed Jul 27, 2005

Role of Daniel T Carey and Theresa Rae Carey: Debtor · Outcome: Case closed 2005-07-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)

Daniel A. Carey and Susan M. Carey closed

United States Bankruptcy Court, D. Rhode Island · No. 1:04-bk-13375 · Filed Oct 22, 2004 · Closed Jan 31, 2005

Role of Daniel A. Carey and Susan M. Carey: Debtor · Outcome: Case closed 2005-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in RI (not a filing state)

Daniel Carey closed

United States Bankruptcy Court, S.D. Texas · No. 03-60530 · Filed Nov 12, 2003 · Closed Mar 8, 2004

Role of Daniel Carey: Debtor · Outcome: Case closed 2004-03-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in TX (not a filing state)

Daniel Carey and Bonnie Carey closed

United States Bankruptcy Court, C.D. Illinois · No. 03-93463 · Filed Oct 20, 2003 · Closed Dec 29, 2005

Role of Daniel Carey and Bonnie Carey: Debtor · Outcome: Case closed 2005-12-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (IL)

Daniel Carey and Coleen Carey closed

United States Bankruptcy Court, E.D. New York · No. 1-03-19621 · Filed Jul 22, 2003 · Closed Jan 29, 2004

Role of Daniel Carey and Coleen Carey: Debtor · Outcome: Case closed 2004-01-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (NY)

Daniel R. Carey closed

United States Bankruptcy Court, W.D. Michigan · No. 02-07170 · Filed Jun 24, 2002 · Closed Oct 15, 2002

Role of Daniel R. Carey: Debtor · Outcome: Case closed 2002-10-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)

Daniel R Carey and Crystal L Carey closed

United States Bankruptcy Court, M.D. Pennsylvania · No. 5:01-bk-03189 · Filed Jul 31, 2001 · Closed Aug 25, 2005

Role of Daniel R Carey and Crystal L Carey: Debtor · Outcome: Case closed 2005-08-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in PA (not a filing state)

Daniel P. Carey closed

United States Bankruptcy Court, D. Utah · No. 00-20676 · Filed Jan 20, 2000 · Closed Jul 13, 2000

Role of Daniel P. Carey: Debtor · Outcome: Case closed 2000-07-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in UT (not a filing state)

Daniel W. Carey and Nancy L. Carey closed

United States Bankruptcy Court, D. New Jersey · No. 98-41713 · Filed Sep 11, 1998 · Closed Feb 25, 1999

Role of Daniel W. Carey and Nancy L. Carey: Debtor · Outcome: Case closed 1999-02-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)

Daniel L. Carey and Rebecca Carey closed

United States Bankruptcy Court, W.D. Arkansas · No. 6:98-bk-60224 · Filed Mar 5, 1998 · Closed Aug 24, 1998

Role of Daniel L. Carey and Rebecca Carey: Debtor · Outcome: Case closed 1998-08-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in AR (not a filing state)

Daniel P. Carey and Julie M. Carey closed

United States Bankruptcy Court, E.D. Wisconsin · No. 98-21850 · Filed Feb 25, 1998 · Closed Jun 10, 1998

Role of Daniel P. Carey and Julie M. Carey: Debtor · Outcome: Case closed 1998-06-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in WI (not a filing state)

Daniel H. Carey closed

United States Bankruptcy Court, E.D. Michigan · No. 95-43583 · Filed Apr 6, 1995 · Closed Nov 20, 1995

Role of Daniel H. Carey: Debtor · Outcome: Case closed 1995-11-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)

Daniel M. Carey and Ginger L. Carey closed

United States Bankruptcy Court, E.D. Virginia · No. 95-30298 · Filed Jan 26, 1995 · Closed May 10, 1995

Role of Daniel M. Carey and Ginger L. Carey: Debtor · Outcome: Case closed 1995-05-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in VA (not a filing state)

Daniel A. Carey and Billie Faye Carey closed

United States Bankruptcy Court, N.D. New York · No. 94-61359 · Filed May 13, 1994 · Closed Feb 28, 1995

Role of Daniel A. Carey and Billie Faye Carey: Debtor · Outcome: Case closed 1995-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (NY)

Daniel F. Carey closed

United States Bankruptcy Court, D. Massachusetts · No. 92-16960 · Filed Jul 8, 1992 · Closed Dec 14, 1992

Role of Daniel F. Carey: Debtor · Outcome: Case closed 1992-12-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in MA (not a filing state)

Daniel C. Carey closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 92-22178 · Filed May 12, 1992 · Closed Sep 28, 1992

Role of Daniel C. Carey: Debtor · Outcome: Case closed 1992-09-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in PA (not a filing state)

Daniel E. Carey and Dolores Carey closed

United States Bankruptcy Court, D. Maine · No. 91-10925 · Filed Dec 4, 1991 · Closed Apr 7, 1992

Role of Daniel E. Carey and Dolores Carey: Debtor · Outcome: Case closed 1992-04-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in ME (not a filing state)

Daniel G Carey Sr and Hollie M Carey closed

United States Bankruptcy Court, N.D. Illinois · No. 91-20003 · Filed Sep 23, 1991 · Closed Apr 15, 1992

Role of Daniel G Carey Sr and Hollie M Carey: Debtor · Outcome: Case closed 1992-04-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (IL)

Daniel S Carey and Renee L Carey closed

United States Bankruptcy Court, N.D. Illinois · No. 89-11822 · Filed Jul 18, 1989 · Closed Dec 15, 1989

Role of Daniel S Carey and Renee L Carey: Debtor · Outcome: Case closed 1989-12-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (IL)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:45 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for Daniel Carey — 2 worth asking about (compared 2 filings on Oct 24, 2026)

Worth asking · Oct 8, 2019 – Apr 9, 2024

Daniel Carey is no longer listed on the Apr 9, 2024 amendment — Nuveen Municipal Opportunities Fund LP

Daniel Carey appears on the Oct 8, 2019 Form D/A (executive officer) but not on the Apr 9, 2024 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Oct 8, 2019 ↗Form D/A · Apr 9, 2024 ↗Daniel Carey — PartnerFacts page ↗Nuveen Municipal Opportunities Fund LP — PartnerFacts page ↗

Sources

Form D/A · Oct 8, 2019 ↗ (Oct 8, 2019)
Form D/A · Apr 9, 2024 ↗ (Apr 9, 2024)
Daniel Carey — PartnerFacts page ↗
Nuveen Municipal Opportunities Fund LP — PartnerFacts page ↗ (Apr 9, 2024)

Worth asking · Jul 18, 2019 – Apr 9, 2024

Daniel Carey is no longer listed on the Apr 9, 2024 amendment — Nuveen High Yield Municipal Opportunities Fund LP

Daniel Carey appears on the Jul 18, 2019 Form D/A (executive officer) but not on the Apr 9, 2024 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Jul 18, 2019 ↗Form D/A · Apr 9, 2024 ↗Daniel Carey — PartnerFacts page ↗Nuveen High Yield Municipal Opportunities Fund LP — PartnerFacts page ↗

Sources

Form D/A · Jul 18, 2019 ↗ (Jul 18, 2019)
Form D/A · Apr 9, 2024 ↗ (Apr 9, 2024)
Daniel Carey — PartnerFacts page ↗
Nuveen High Yield Municipal Opportunities Fund LP — PartnerFacts page ↗ (Apr 9, 2024)

Note · Apr 13, 2022 – Apr 24, 2023

Same name, different state: "Daniel Carey" (AZ) is a separate record

This page covers filings where the address state is NY. A separate record, "Daniel Carey" with address state AZ, is listed on 3 filings — most recently by K16 Solutions, Inc. (Apr 24, 2023). The two records do not overlap in time: this page runs Jul 18, 2019 to Oct 8, 2019; the other runs Apr 13, 2022 to Apr 24, 2023.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Daniel Carey (AZ) — PartnerFacts page ↗Form D · Apr 24, 2023 ↗K16 Solutions, Inc. — PartnerFacts page ↗Daniel Carey (NY) — this page ↗

Sources

Daniel Carey (AZ) — PartnerFacts page ↗ (Apr 24, 2023)
Form D · Apr 24, 2023 ↗ (Apr 24, 2023)
K16 Solutions, Inc. — PartnerFacts page ↗ (Apr 24, 2023)
Daniel Carey (NY) — this page ↗ (Oct 8, 2019)

Note · Oct 8, 2019 – Apr 9, 2024

Minimum investment changed between filings — Nuveen Municipal Opportunities Fund LP

The Oct 8, 2019 filing lists a minimum of $250,000; the Apr 9, 2024 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Oct 8, 2019 ↗Form D/A (later) · Apr 9, 2024 ↗Nuveen Municipal Opportunities Fund LP — PartnerFacts page ↗

Sources

Form D/A (earlier) · Oct 8, 2019 ↗ (Oct 8, 2019)
Form D/A (later) · Apr 9, 2024 ↗ (Apr 9, 2024)
Nuveen Municipal Opportunities Fund LP — PartnerFacts page ↗ (Apr 9, 2024)

Note · Jul 18, 2019 – Apr 9, 2024

Minimum investment changed between filings — Nuveen High Yield Municipal Opportunities Fund LP

The Jul 18, 2019 filing lists a minimum of $250,000; the Apr 9, 2024 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jul 18, 2019 ↗Form D/A (later) · Apr 9, 2024 ↗Nuveen High Yield Municipal Opportunities Fund LP — PartnerFacts page ↗

Sources

Form D/A (earlier) · Jul 18, 2019 ↗ (Jul 18, 2019)
Form D/A (later) · Apr 9, 2024 ↗ (Apr 9, 2024)
Nuveen High Yield Municipal Opportunities Fund LP — PartnerFacts page ↗ (Apr 9, 2024)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 2 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Oct 8, 2019 D/A Nuveen Municipal Opportunities Fund LP File 021-342218	$0 (est.)	$0	$0 (est.) Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering including management fees, the amounts of which cannot be estimated at this time.	None no CRD number reported via Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691 ↗)	EDGAR ↗
Jul 18, 2019 D/A Nuveen High Yield Municipal Opportunities Fund LP File 021-342214	$0 (est.)	$0	$0 (est.) Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering including management fees, the amounts of which cannot be estimated at this time.	None no CRD number reported via Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691 ↗)	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Daniel Carey on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Nuveen

Nuveen Municipal Opportunities Fund LP

Chicago, IL · Oct 8, 2019

Oct 8, 2019 · D/A · $25,505,000 sold of Indefinite · 42 investors · min. $250,000 · role: Executive Officer (Managing Director of the General Partner) EDGAR ↗

Raised $268.4M from 267 investors as of the latest filing. Daniel is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Nuveen

Nuveen High Yield Municipal Opportunities Fund LP

Chicago, IL · Jul 18, 2019

Jul 18, 2019 · D/A · $22,643,000 sold of Indefinite · 50 investors · min. $250,000 · role: Executive Officer (Managing Director of the General Partner) EDGAR ↗

Raised $632.1M from 923 investors as of the latest filing. Daniel is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

Daniel Carey — AZ, 1 issuer, Apr 13, 2022 → Apr 24, 2023 · no shared issuer

People around Daniel 5

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity