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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:28 AM ET

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Daniel Brothman

Named as an officer, director or promoter on SEC Form D filings · Ontario, Canada (as filed: A6), NJ · Sep 17, 2015 → Dec 4, 2024

15deals (issuers)
$25.8Mreported sold
110investors
21Form D filings
2015–2024years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Daniel Brothman is listed as an executive officer, director, and promoter on 21 SEC Form D filings by 15 issuers between Sep 2015 and Jun 2026. Largest by amount reported sold: PV API LP (Toronto, Ontario, Canada (as filed: A6) — pooled investment fund — 2026; $13.7M reported sold to 47 investors), SBL Fund IV LP (Toronto, Ontario, Canada (as filed: A6) — pooled investment fund — 2021; $3.95M reported sold to 9 investors), Clarim Ventures LP (Toronto, Ontario, Canada (as filed: A6) — pooled investment fund — 2024–2026; $2.5M reported sold to 16 investors), Confluent Biotech Capital Partners, LP (Teaneck, NJ — pooled investment fund — 2015–2019; $1.3M reported sold to 5 investors), PV Site 2020 (US) LP (Toronto, Ontario, Canada (as filed: A6) — pooled investment fund — 2024; $1.13M reported sold to 10 investors) and 10 more (all listed below).

What this means That is a lot of deals — 15 separate companies raised money with this person listed as executive officer, director, and promoter, over about 11 years. Across those companies the filings report $25.8M sold in total.

Listed alongside Matthew Leibowitz (16 shared filings), Daniel Israelsohn (15 shared filings), Steven Furer (5 shared filings), Dianna Vaturi (3 shared filings), Clarim Ventures GP Inc. (2 shared filings, management entity) and 14 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Daniel. Each name links to their own page.

All 15 issuers belong to the sponsor group Plaza (15 issuers, $25.5M reported sold, 2015–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Plaza has 15 companies on file and $25.5M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 21 public filings for Daniel Brothman and found 8 differences, 1 worth asking the sponsor about: 5 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Daniel Brothman has not run yet — it is joining a line of 17,197 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Daniel Brothman..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for Daniel Brothman — 1 worth asking about (compared 21 filings on Oct 24, 2026)

Worth asking · Dec 15, 2020 – Jun 15, 2026

5 Form Ds were filed more than 15 days after the first sale

Form D filed 81 days after the first sale — Plaza Ventures Fund VI LP · Form D filed 87 days after the first sale — SBL Fund IV LP · Form D filed 20 days after the first sale — PV API LP · Form D filed 38 days after the first sale — PV NEO LP · Form D filed 38 days after the first sale — PV Browze LP

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Dec 9, 2025 ↗Plaza Ventures Fund VI LP — PartnerFacts page ↗Form D · Mar 12, 2021 ↗SBL Fund IV LP — PartnerFacts page ↗
Sources
Note · Dec 4, 2024 – Jan 28, 2026

Daniel Brothman's role changed at Clarim Ventures LP: director → executive officer, director

The Dec 4, 2024 filing lists Daniel Brothman as director; the Jan 28, 2026 Form D/A lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Dec 4, 2024 ↗Form D/A · Jan 28, 2026 ↗Daniel Brothman — PartnerFacts page ↗Clarim Ventures LP — PartnerFacts page ↗
Sources
Note · Sep 17, 2015 – Sep 19, 2016

Daniel Brothman's role changed at Confluent Biotech Capital Partners, LP: executive officer, promoter → director

The Sep 17, 2015 filing lists Daniel Brothman as executive officer, promoter; the Sep 19, 2016 Form D/A lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Sep 17, 2015 ↗Form D/A · Sep 19, 2016 ↗Daniel Brothman — PartnerFacts page ↗Confluent Biotech Capital Partners, LP — PartnerFacts page ↗
Sources
Note · May 31, 2024 – Jun 3, 2024

No amendment in the last 12 months on an offering that may still be open — PV Site 2020 (US) LP (latest filing Jun 3, 2024)

The latest filing for this offering is dated Jun 3, 2024 (first sale May 31, 2024). It reports $1,125,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jun 3, 2024 ↗PV Site 2020 (US) LP — PartnerFacts page ↗
Sources
Note · Jan 1, 2014 – Sep 25, 2019

No amendment in the last 12 months on an offering that may still be open — Confluent Biotech Capital Partners, LP (latest filing Sep 25, 2019)

The latest filing for this offering is dated Sep 25, 2019 (first sale Jan 1, 2014). It reports $1,300,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Sep 25, 2019 ↗Confluent Biotech Capital Partners, LP — PartnerFacts page ↗
Sources
Note · Sep 17, 2015 – Dec 9, 2025

Daniel Brothman is written 2 different ways on the filings

listed as "Daniel Brothman" on 16 filings (from Sep 17, 2015), and "Daniel Avner Joshua Brothman" on 5 filings (from Dec 9, 2025).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Sep 17, 2015 ↗Form D · Dec 9, 2025 ↗Daniel Brothman — PartnerFacts page ↗
Sources
Note · Sep 17, 2015 – Jun 15, 2026

Daniel Brothman is listed with 2 different address states: NJ, A6

NJ on 10 filings (Sep 17, 2015 to Dec 4, 2024); Ontario, Canada (as filed: A6) on 11 filings (Aug 7, 2018 to Jun 15, 2026).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Sep 17, 2015 ↗Form D · Aug 7, 2018 ↗
Sources
Note · Dec 4, 2024 – Jan 28, 2026

Reported revenue range changed between filings — Clarim Ventures LP

"Not Applicable" (Dec 4, 2024); then "Decline to Disclose" (Jan 28, 2026).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Dec 4, 2024 ↗Form D/A · Jan 28, 2026 ↗Clarim Ventures LP — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 16 offerings reports sales commissions totalling $1,431,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 15, 2026 D
PV API LP
File 021-587392
$0$0$0None listed on this filingEDGAR ↗
Jun 2, 2026 D
Plaza Ventures Fund (SA CV) LP
File 021-585903
$1,431,000$0$0Evercore Group, L.L.C. BrokerCheck CRD 42405 ↗
via Evercore Group, L.L.C. (CRD 42405 ↗)
EDGAR ↗
Feb 6, 2026 D
PV NEO LP
File 021-572870
$0$0$0None listed on this filingEDGAR ↗
Jan 28, 2026 D/A
Clarim Ventures LP
File 021-531084
$0$0$0None listed on this filingEDGAR ↗
Dec 9, 2025 D
Plaza Ventures Fund VI LP
File 021-566153
$0$0$0None listed on this filingEDGAR ↗
Nov 1, 2024 D
PV Kerv LP
File 021-528516
$0$0$0None listed on this filingEDGAR ↗
Jun 3, 2024 D
PV Site 2020 (US) LP
File 021-515000
$0$0$0None listed on this filingEDGAR ↗
Nov 29, 2023 D
SBL IV 2023 LP
File 021-498330
$0$0$0None listed on this filingEDGAR ↗
Dec 1, 2022 D
PV ClearCo LP
File 021-466275
$0$0$0None listed on this filingEDGAR ↗
Jun 7, 2022 D
PV Special Opportunity Fund II, LP
File 021-448406
$0$0$0None listed on this filingEDGAR ↗
Jan 20, 2022 D
PV Browze LP
File 021-430047
$0$0$0None listed on this filingEDGAR ↗
Dec 14, 2021 D
PV Site 2020 LP
File 021-424941
$0$0$0None listed on this filingEDGAR ↗
Jun 24, 2021 D
PV ClearCo LP
File 021-404185
$0$0$0None listed on this filingEDGAR ↗
Mar 12, 2021 D
SBL Fund IV LP
File 021-392145
$0$0$0None listed on this filingEDGAR ↗
Sep 25, 2019 D/A
Confluent Biotech Capital Partners, LP
File 021-247837
$0$0$0 (est.)
The Investment Manager is entitled to receive an annual management fee of approximately 2% of the net asset value of each capital account.
None listed on this filingEDGAR ↗
Aug 7, 2018 D
Plaza Ventures Special Opportunity Fund I LP
File 021-318628
$0$0$0 (est.)
The Manager is entitled to receive an annual management fee equal to a specified percentage of the aggregate commitments to the Issuer.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 15

Every issuer that named Daniel Brothman on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

PA
Pooled Investment Fund · group: Plaza

PV API LP

Toronto, Ontario, Canada (as filed: A6) · Jun 15, 2026
  • Jun 15, 2026 · D · $13,658,767 sold of $14,058,767 · 47 investors · min. No minimum reported · role: Director (Director of the General Partner of the Issuer) EDGAR ↗

Raised $13.7M from 47 investors (97% of the $14.1M target) as of the latest filing. Daniel is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PV
Pooled Investment Fund · group: Plaza

Plaza Ventures Fund (SA CV) LP

Toronto, Ontario, Canada (as filed: A6) · Jun 2, 2026
  • Jun 2, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Director (DIRECTOR AND PRESIDENT OF THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗

No sales reported yet as of the latest filing. Daniel is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PN
Pooled Investment Fund · group: Plaza

PV NEO LP

Toronto, Ontario, Canada (as filed: A6) · Feb 6, 2026
  • Feb 6, 2026 · D · $785,000 sold of Indefinite · 7 investors · min. No minimum reported · role: Executive Officer, Director (DIRECTOR AND PRESIDENT OF THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗

Raised $785K from 7 investors as of the latest filing. Daniel is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CV
Pooled Investment Fund · group: Plaza

Clarim Ventures LP

Toronto, Ontario, Canada (as filed: A6) · Dec 4, 2024 → Jan 28, 2026 · 2 filings
  • Jan 28, 2026 · D/A · $2,501,000 sold of Indefinite · 16 investors · min. No minimum reported · role: Executive Officer, Director (Director and President of General Partner of the Issuer) EDGAR ↗
  • Dec 4, 2024 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Director and President of General Partner of the Applicant) EDGAR ↗

Raised $2.5M from 16 investors as of the latest filing. Daniel is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PV
Pooled Investment Fund · group: Plaza

Plaza Ventures Fund VI LP

Toronto, Ontario, Canada (as filed: A6) · Dec 9, 2025
  • Dec 9, 2025 · D · $600,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer, Director (DIRECTOR AND PRESIDENT OF THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗

Raised $600K from 2 investors as of the latest filing. Daniel is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PK
Pooled Investment Fund · group: Plaza

PV Kerv LP

Toronto, Ontario, Canada (as filed: A6) · Nov 1, 2024
  • Nov 1, 2024 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Director (Director and President of the General Partner of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Daniel is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PS
Pooled Investment Fund · group: Plaza

PV Site 2020 (US) LP

Toronto, Ontario, Canada (as filed: A6) · Jun 3, 2024
  • Jun 3, 2024 · D · $1,125,000 sold of Indefinite · 10 investors · min. No minimum reported · role: Executive Officer, Director (Director and President of General Partner of Issuer) EDGAR ↗

Raised $1.13M from 10 investors as of the latest filing. Daniel is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

S2
Pooled Investment Fund · group: Plaza

SBL IV 2023 LP

Toronto, Ontario, Canada (as filed: A6) · Nov 29, 2023
  • Nov 29, 2023 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Director (Director and President of the General Partner of Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Daniel is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PC
Pooled Investment Fund · group: Plaza

PV ClearCo LP

Toronto, Ontario, Canada (as filed: A6) · Jun 24, 2021 → Dec 1, 2022 · 2 filings
  • Dec 1, 2022 · D · $175,780 sold of $175,780 · 4 investors · min. $1 · role: Executive Officer, Director (Director and President of General Partner of Issuer) EDGAR ↗
  • Jun 24, 2021 · D · $450,049 sold of $450,049 · 4 investors · min. $25,005 · role: Executive Officer, Director (Director and President of General Partner of Issuer) EDGAR ↗

Raised $450K from 4 investors (100% of the $176K target) as of the latest filing. Daniel is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PS
Pooled Investment Fund · group: Plaza

PV Special Opportunity Fund II, LP

Toronto, Ontario, Canada (as filed: A6) · Jun 7, 2022
  • Jun 7, 2022 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Director (Director and President of General Partner of Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Daniel is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PB
Pooled Investment Fund · group: Plaza

PV Browze LP

Toronto, Ontario, Canada (as filed: A6) · Jan 20, 2022
  • Jan 20, 2022 · D · $500,000 sold of $500,000 · 1 investors · min. $1,000 · role: Executive Officer, Director (Director and President of General Partner of Issuer) EDGAR ↗

Raised $500K from 1 investor (100% of the $500K target) as of the latest filing. Daniel is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PS
Pooled Investment Fund · group: Plaza

PV Site 2020 LP

Toronto, Ontario, Canada (as filed: A6) · Dec 14, 2021
  • Dec 14, 2021 · D · $950,000 sold of $950,000 · 9 investors · min. No minimum reported · role: Executive Officer, Director (Director and President of General Partner of Issuer) EDGAR ↗

Raised $950K from 9 investors (100% of the $950K target) as of the latest filing. Daniel is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SF
Pooled Investment Fund · group: Plaza

SBL Fund IV LP

Toronto, Ontario, Canada (as filed: A6) · Mar 12, 2021
  • Mar 12, 2021 · D · $3,950,000 sold of $3,950,000 · 9 investors · min. No minimum reported · role: Executive Officer, Director (DIRECTOR AND PRESIDENT OF GENERAL PARTNER OF ISSUER) EDGAR ↗

Raised $3.95M from 9 investors (100% of the $3.95M target) as of the latest filing. Daniel is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CB
Pooled Investment Fund · group: Plaza

Confluent Biotech Capital Partners, LP

Teaneck, NJ · Sep 17, 2015 → Sep 25, 2019 · 5 filings
  • Sep 25, 2019 · D/A · $1,300,000 sold of Indefinite · 5 investors · min. $250,000 · role: Director EDGAR ↗
  • Sep 19, 2018 · D/A · $1,300,000 sold of Indefinite · 5 investors · min. $250,000 · role: Director EDGAR ↗
  • Sep 19, 2017 · D/A · $1,250,000 sold of Indefinite · 4 investors · min. $250,000 · role: Director EDGAR ↗
  • Sep 19, 2016 · D/A · $1,250,000 sold of Indefinite · 4 investors · min. $250,000 · role: Director EDGAR ↗
  • Sep 17, 2015 · D · $0 sold of Indefinite · 0 investors · min. $250,000 · role: Executive Officer, Promoter (Mr. Brothman is a managing member of Confluent Biotech Capital Advisors, LLC, the General Partner of the issuer, and Confluent Biotech Capital Management, LLC, the Investment Manager of the issuer.) EDGAR ↗

Raised $1.3M from 5 investors as of the latest filing. Daniel is listed as director, executive officer, promoter on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PV
Pooled Investment Fund · group: Plaza

Plaza Ventures Special Opportunity Fund I LP

Toronto, Ontario, Canada (as filed: A6) · Aug 7, 2018
  • Aug 7, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Brothman is a director of Plaza Ventures Special Opportunity Fund I GP Inc., the General Partner of the Issuer and a principal of Plaza Ventures Inc., the Manager of the Issuer.) EDGAR ↗

No sales reported yet as of the latest filing. Daniel is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Daniel 19

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

PS
Management entity

PV Secondary Inc.

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Daniel Brothman. Their page shows their other deals.

CV
Management entity

Clarim Ventures GP Inc.

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Daniel Brothman. Their page shows their other deals.

PV
Management entity

PLAZA VENTURES FUND VI GP INC.

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Daniel Brothman. Their page shows their other deals.

SF
Management entity

SBL Fund IV GP Inc.

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Daniel Brothman. Their page shows their other deals.

PS
Management entity

PV Site 2020 GP Inc.

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Daniel Brothman. Their page shows their other deals.

PB
Management entity

PV BROWZE GP INC.

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Daniel Brothman. Their page shows their other deals.

S2
Management entity

SBL IV 2023 GP Inc.

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Daniel Brothman. Their page shows their other deals.

PS
Management entity

PV Site 2020 (US) GP Inc.

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Daniel Brothman. Their page shows their other deals.

PK
Management entity

PV Kerv GP Inc.

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Daniel Brothman. Their page shows their other deals.

PN
Management entity

PV Neo GP Inc.

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Daniel Brothman. Their page shows their other deals.

PA
Management entity

PV API GP Inc.

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Daniel Brothman. Their page shows their other deals.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Leibowitz

Executive Officer, Director, Promoter · 16 shared filings (14 issuers)

Matthew Leibowitz is on 14 issuers in total — a repeat sponsor. Their page lists every one.

DI
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Israelsohn

Executive Officer, Director · 15 shared filings (13 issuers)

Daniel Israelsohn is on 13 issuers in total — a repeat sponsor. Their page lists every one.

SF
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Furer

Executive Officer, Promoter, Director · 5 shared filings (1 issuer)

Listed on the same filings as Daniel Brothman. Their page shows their other deals.

DV
No photo found yet (own website and image search run after this page is viewed)
Person

Dianna Vaturi

Director · 3 shared filings (3 issuers)

Listed on the same filings as Daniel Brothman. Their page shows their other deals.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Stephane Blanchet

Executive Officer, Director · 1 shared filing (1 issuer) · also on 32 other issuers

Stephane Blanchet is on 33 issuers in total — a repeat sponsor. Their page lists every one.

RR
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Richards

Executive Officer, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Daniel Brothman. Their page shows their other deals.

The team behind the deals

P
Sponsor group

Plaza

15 issuers · 21 filings · $25.5M reported sold · 2015–2026

One team, 15 deal companies. Daniel Brothman is listed on 15 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Daniel Brothman.

Same business address

2 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 15 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Daniel Brothman by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 15 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Daniel Brothman is listed on: none on file. No website or social profile named in PV API LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #1,043 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Toronto, A6). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New Jersey state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New Jersey Secretary of State business search ↗OpenCorporates ↗

Change history

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