PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:30 AM ET

Sponsor Check › Person

DB
No photo found yet (own website and image search run after this page is viewed)

Daniel Bailey

Named as an officer, director or promoter on SEC Form D filings · United Kingdom (as filed: X0) · Oct 13, 2023 → Oct 13, 2023

1deal (issuers)
$3.66Mreported sold
2investors
1Form D filing
2023year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:55 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Daniel Bailey is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Oct 2023: Weatherbys Bank Ltd (Northamptonshire, United Kingdom (as filed: X0) — other banking and financial services — 2023; $3.66M reported sold to 2 investors).

What this means One deal on file with the SEC, filed Oct 2023. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Adam Sherratt (1 shared filing), Andrew Turberville Smith (1 shared filing), Carole Machell (1 shared filing), David Bellamy (1 shared filing), Dominic Vail (1 shared filing) and 9 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Daniel. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 state regulator order listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for Daniel Bailey and found 3 differences: Same name, different state: "DANIEL BAILEY" (FL or NY) is a separate record; Same name, different state: "Daniel Bailey" (VA) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Daniel Bailey has not run yet — it is joining a line of 55,201 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:55 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 state regulator order

Individuals Suspended FINRA · Financial Industry Regulatory Authority (FINRA)
Order date Jun 1, 2017 · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Daniel P. Bailey (CRD #2624368, Spencesport, New York)
As listed by the regulator: An AWC was issued in which Bailey was fined $5,000 and suspended from association with any FINRA member in all capacities for one month. Without admitting or denying the findings, Bailey consented to the sanctions and to the entry of findings that he recommended that an elderly customer with an annual income of less than $40,000 and a net worth of less than $500,000, invest $125,000 in an international business company whose investment strategy emphasized generating “capital gains ... by owning and operating ocean-going ships.” The findings stated that as described in its offering documents, the company was a highly speculative investment. The suspension was in effect from July 3, 2017, through August 2, 2017. Order / docket ↗ Regulator's list ↗
same full name in the order; 4 people with this name in Form D filings; nationwide regulator (FINRA) — the state is not a signal
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Daniel Bailey..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:55 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for Daniel Bailey (compared 1 filing on Oct 24, 2026)

Note · Jan 12, 2024 – Oct 14, 2026

Same name, different state: "DANIEL BAILEY" (FL or NY) is a separate record

This page covers filings where the address state is X0. A separate record, "DANIEL BAILEY" with address state FL or NY, is listed on 13 filings — most recently by PT&C Group Holdings, LLC (Oct 14, 2026). The two records do not overlap in time: this page has one filing dated Oct 13, 2023; the other runs Jan 12, 2024 to Oct 14, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

DANIEL BAILEY (FL,NY) — PartnerFacts page ↗Form D · Oct 14, 2026 ↗PT&C Group Holdings, LLC — PartnerFacts page ↗Daniel Bailey (X0) — this page ↗
Sources
Note · Sep 7, 2017 – Jul 22, 2022

Same name, different state: "Daniel Bailey" (VA) is a separate record

This page covers filings where the address state is X0. A separate record, "Daniel Bailey" with address state VA, is listed on 5 filings — most recently by Astraea, Inc. (Jul 22, 2022). The two records do not overlap in time: this page has one filing dated Oct 13, 2023; the other runs Sep 7, 2017 to Jul 22, 2022.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Daniel Bailey (VA) — PartnerFacts page ↗Form D · Jul 22, 2022 ↗Astraea, Inc. — PartnerFacts page ↗Daniel Bailey (X0) — this page ↗
Sources
Note · Jan 2, 2018 – Aug 5, 2019

Same name, different state: "Daniel Bailey" (OH) is a separate record

This page covers filings where the address state is X0. A separate record, "Daniel Bailey" with address state OH, is listed on 4 filings — most recently by InReality, LLC (Aug 5, 2019). The two records do not overlap in time: this page has one filing dated Oct 13, 2023; the other runs Jan 2, 2018 to Aug 5, 2019.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Daniel Bailey (OH) — PartnerFacts page ↗Form D/A · Aug 5, 2019 ↗InReality, LLC — PartnerFacts page ↗Daniel Bailey (X0) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 13, 2023 D
Weatherbys Bank Ltd
File 021-494691
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Daniel Bailey on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

WB
Other Banking and Financial Services

Weatherbys Bank Ltd

Northamptonshire, United Kingdom (as filed: X0) · Oct 13, 2023
  • Oct 13, 2023 · D · $3,659,400 sold of $3,659,400 · 2 investors · min. $609,900 · role: Executive Officer EDGAR ↗

Raised $3.66M from 2 investors (100% of the $3.66M target) as of the latest filing. Daniel is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(b) (1,630 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • DANIEL BAILEY — FL, NY, 6 issuers, Jan 12, 2024 → Oct 14, 2026 · no shared issuer
  • Daniel Bailey — VA, 1 issuer, Sep 7, 2017 → Jul 22, 2022 · no shared issuer
  • Daniel Bailey — OH, 1 issuer, Jan 2, 2018 → Aug 5, 2019 · no shared issuer

People around Daniel 14

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

David Bellamy

Director · 1 shared filing (1 issuer)

Listed on the same filings as Daniel Bailey. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Adam Sherratt

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Daniel Bailey. Their page shows their other deals.

FN
No photo found yet (own website and image search run after this page is viewed)
Person

Fiona Noonan

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Daniel Bailey. Their page shows their other deals.

DV
No photo found yet (own website and image search run after this page is viewed)
Person

Dominic Vail

Director · 1 shared filing (1 issuer)

Listed on the same filings as Daniel Bailey. Their page shows their other deals.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Batten

Director · 1 shared filing (1 issuer)

Listed on the same filings as Daniel Bailey. Their page shows their other deals.

OB
No photo found yet (own website and image search run after this page is viewed)
Person

Oliver Barnett

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Daniel Bailey. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Turberville Smith

Director · 1 shared filing (1 issuer)

Listed on the same filings as Daniel Bailey. Their page shows their other deals.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Carole Machell

Director · 1 shared filing (1 issuer)

Listed on the same filings as Daniel Bailey. Their page shows their other deals.

SA
No photo found yet (own website and image search run after this page is viewed)
Person

Stewart Allan

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Daniel Bailey. Their page shows their other deals.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

Roger Weatherby

Director · 1 shared filing (1 issuer)

Listed on the same filings as Daniel Bailey. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jane Millar

Director · 1 shared filing (1 issuer)

Listed on the same filings as Daniel Bailey. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

John Campbell

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Daniel Bailey. Their page shows their other deals.

QM
No photo found yet (own website and image search run after this page is viewed)
Person

Quentin Marshall

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Daniel Bailey. Their page shows their other deals.

EH
No photo found yet (own website and image search run after this page is viewed)
Person

Edward O'Hara

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Daniel Bailey. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Daniel Bailey by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Daniel Bailey is listed on: none on file. No website or social profile named in Weatherbys Bank Ltd's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #114,899 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Northamptonshire, X0). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Daniel Bailey appears on a new Form D, or when a court case or SEC action is matched to them. See plans →