PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:38 AM ET

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Daniel B Stein

Named as an officer, director or promoter on SEC Form D filings · AR, TN · Feb 26, 2019 → Mar 18, 2022

1deal (issuers)
$23Mreported sold
39investors
8Form D filings
2019–2022years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:43 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Daniel B Stein is listed as an executive officer, director, and promoter on 8 SEC Form D filings by 1 issuer between Feb 2018 and Mar 2022: Embold Health, Inc. (Nashville, TN — other health care — 2018–2022; $23M reported sold to 39 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Brad Kimler (5 shared filings), Jim O'Connell (5 shared filings), John Langenus (5 shared filings), Laura S. Kaiser (5 shared filings), R. Edward Bergmark (5 shared filings) and 1 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Daniel. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 court cases matching the name, 4 bankruptcy cases matching the name listed in Key records below.

What this means 6 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 8 public filings for Daniel B Stein and found 9 differences: 4 offerings changed their target amount between filings; No amendment in the last 12 months on an offering that may still be open; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Daniel B Stein has not run yet — it is joining a line of 19,562 names; searches run around the clock at the hosts' allowed rate. Searched so far: 32 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

2 cases: 1 open, 1 closed (disposition not in docket feed)

Daniel Stein v. Transdev Alternative Services, Inc. open
District Court, C.D. California · No. 2:26-cv-08456 · Filed Jul 31, 2026
Role of Daniel Stein: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
Daniel Stein v. Transdev Alternative Services, Inc. closed
District Court, C.D. California · No. 2:25-cv-05238 · Filed Jun 9, 2025 · Closed Jul 30, 2025
Role of Daniel Stein: Plaintiff · Outcome: Terminated 2025-07-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:43 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Daniel B Stein..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

4 cases: 4 closed (disposition not in docket feed)

Daniel Stein closed
United States Bankruptcy Court, S.D. Florida. · No. 18-21739 · Filed Sep 24, 2018 · Closed Nov 28, 2018
Role of Daniel Stein: Debtor · Outcome: Case closed 2018-11-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 7 people with this name in Form D filings; court in FL (not a filing state)
Daniel Stein closed
United States Bankruptcy Court, D. New Jersey · No. 17-12113 · Filed Feb 2, 2017 · Closed Oct 30, 2019
Role of Daniel Stein: Debtor · Outcome: Case closed 2019-10-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 7 people with this name in Form D filings; court in NJ (not a filing state)
Daniel Stein closed
United States Bankruptcy Court, D. New Jersey · No. 14-20032 · Filed May 16, 2014 · Closed Jul 8, 2016
Role of Daniel Stein: Debtor · Outcome: Case closed 2016-07-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 7 people with this name in Form D filings; court in NJ (not a filing state)
Daniel Stein closed
United States Bankruptcy Court, E.D. New York · No. 8-03-84427 · Filed Jun 27, 2003 · Closed Nov 25, 2003
Role of Daniel Stein: Debtor · Outcome: Case closed 2003-11-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 37 federal dockets); 7 people with this name in Form D filings; court in NY (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:43 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

9 differences found between the filings for Daniel B Stein (compared 8 filings on Oct 24, 2026)

Note · Feb 14, 2018 – Mar 18, 2022

4 offerings changed their target amount between filings

Offering amount changed between filings — Embold Health, Inc. · Offering amount changed between filings — Embold Health, Inc. · Offering amount changed between filings — Embold Health, Inc. · Offering amount changed between filings — Embold Health, Inc.

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D (earlier) · Dec 17, 2021 ↗Form D/A (later) · Mar 18, 2022 ↗Embold Health, Inc. — PartnerFacts page ↗Form D (earlier) · Sep 12, 2019 ↗
Sources
Note · Aug 28, 2019 – Aug 24, 2020

No amendment in the last 12 months on an offering that may still be open — Embold Health, Inc. (latest filing Aug 24, 2020)

The latest filing for this offering is dated Aug 24, 2020 (first sale Aug 28, 2019). It reports $22,455,360 sold of $27,455,355 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Aug 24, 2020 ↗Embold Health, Inc. — PartnerFacts page ↗
Sources
Note · Jan 30, 2018 – Feb 26, 2019

No amendment in the last 12 months on an offering that may still be open — Embold Health, Inc. (latest filing Feb 26, 2019)

The latest filing for this offering is dated Feb 26, 2019 (first sale Jan 30, 2018). It reports $2,450,000 sold of $4,500,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Feb 26, 2019 ↗Embold Health, Inc. — PartnerFacts page ↗
Sources
Note · Jul 16, 2024 – Mar 19, 2025

Same name, different state: "Daniel Stein" (TX) is a separate record

This page covers filings where the address state is AR or TN. A separate record, "Daniel Stein" with address state TX, is listed on 2 filings — most recently by STRONG ECOSYSTEM LLC (Mar 19, 2025). The two records do not overlap in time: this page runs Feb 26, 2019 to Mar 18, 2022; the other runs Jul 16, 2024 to Mar 19, 2025.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Daniel Stein (TX) — PartnerFacts page ↗Form D/A · Mar 19, 2025 ↗STRONG ECOSYSTEM LLC — PartnerFacts page ↗Daniel B Stein (AR,TN) — this page ↗
Sources
Note · Oct 5, 2021 – Mar 29, 2023

Same name, different state: "Daniel Stein" (NV) is a separate record

This page covers filings where the address state is AR or TN. A separate record, "Daniel Stein" with address state NV, is listed on 3 filings — most recently by REMARK HOLDINGS, INC. (Mar 29, 2023). Both records have filings in the same period (Oct 5, 2021 to Mar 18, 2022).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Daniel Stein (NV) — PartnerFacts page ↗Form D · Mar 29, 2023 ↗REMARK HOLDINGS, INC. — PartnerFacts page ↗Daniel B Stein (AR,TN) — this page ↗
Sources
Note · Apr 20, 2020 – May 20, 2021

Same name, different state: "Daniel Stein" (CT) is a separate record

This page covers filings where the address state is AR or TN. A separate record, "Daniel Stein" with address state CT, is listed on 3 filings — most recently by Volery Capital Partners Fund I (Cayman), L.P. (May 20, 2021). Both records have filings in the same period (Apr 20, 2020 to May 20, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Daniel Stein (CT) — PartnerFacts page ↗Form D · May 20, 2021 ↗Volery Capital Partners Fund I (Cayman), L.P. — PartnerFacts page ↗Daniel B Stein (AR,TN) — this page ↗
Sources
Note · Oct 19, 2017 – Aug 3, 2020

Same name, different state: "Daniel Stein" (NY) is a separate record

This page covers filings where the address state is AR or TN. A separate record, "Daniel Stein" with address state NY, is listed on 2 filings — most recently by TIPO Entertainment, Inc. (Aug 3, 2020). Both records have filings in the same period (Feb 26, 2019 to Aug 3, 2020).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Daniel Stein (NY) — PartnerFacts page ↗Form D · Aug 3, 2020 ↗TIPO Entertainment, Inc. — PartnerFacts page ↗Daniel B Stein (AR,TN) — this page ↗
Sources
Note · Apr 6, 2018 – Feb 26, 2019

Address moved from Fayetteville, AR to Nashville, TN — Embold Health, Inc.

The people listed on the Apr 6, 2018 filing give Fayetteville, AR; on the Feb 26, 2019 filing they give Nashville, TN.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Apr 6, 2018 ↗Form D/A · Feb 26, 2019 ↗Embold Health, Inc. — PartnerFacts page ↗
Sources
Note · Feb 14, 2018 – Mar 18, 2022

Daniel B Stein is listed with 2 different address states: AR, TN

AR on 2 filings (Feb 14, 2018 to Apr 6, 2018); TN on 6 filings (Feb 26, 2019 to Mar 18, 2022).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Feb 14, 2018 ↗Form D/A · Feb 26, 2019 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 3 offerings report sales commissions; 1 reports finder's fees totalling $187,500; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 18, 2022 D/A
Embold Health, Inc.
File 021-425593
$0$0$0None listed on this filingEDGAR ↗
Aug 24, 2020 D/A
Embold Health, Inc.
File 021-348621
$0$187,500 (est.)$0Harpeth Capital, LLC no CRD number reported
via Harpeth Securities, LLC (CRD 109821 ↗)
EDGAR ↗
Feb 26, 2019 D/A
Embold Health, Inc.
File 021-305568
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Daniel B Stein on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

EH
Other Health Care

Embold Health, Inc.

Nashville, TN · Feb 14, 2018 → Mar 18, 2022 · 8 filings
  • Mar 18, 2022 · D/A · $22,999,985 sold of $22,999,985 · 8 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
  • Dec 17, 2021 · D · $11,999,994 sold of $19,999,994 · 1 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
  • Aug 24, 2020 · D/A · $22,455,360 sold of $27,455,355 · 39 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
  • Jul 14, 2020 · D/A · $22,455,360 sold of $27,455,355 · 39 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
  • Sep 12, 2019 · D · $12,455,363 sold of $22,455,360 · 37 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
  • Feb 26, 2019 · D/A · $2,450,000 sold of $4,500,000 · 24 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
  • Apr 6, 2018 · D/A · $850,000 sold of $1,500,000 · 7 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
  • Feb 14, 2018 · D · $150,000 sold of $500,000 · 2 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗

Raised $23M from 39 investors (100% of the $23M target) as of the latest filing. Daniel is listed as executive officer, director, promoter on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (6)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Daniel Stein — CT, 3 issuers, Apr 20, 2020 → May 20, 2021 · no shared issuer
  • Daniel Stein — NY, 2 issuers, Oct 19, 2017 → Aug 3, 2020 · no shared issuer
  • Daniel Stein — NV, 1 issuer, Oct 5, 2021 → Mar 29, 2023 · no shared issuer
  • Daniel P Stein — IL, 1 issuer, Aug 28, 2024 → Aug 28, 2024 · no shared issuer
  • Daniel Stein — TX, 1 issuer, Jul 16, 2024 → Mar 19, 2025 · no shared issuer
  • Daniel C. Stein — NY, 1 issuer, May 7, 2009 → May 7, 2009 · no shared issuer

People around Daniel 6

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

BK
No photo found yet (own website and image search run after this page is viewed)
Person

Brad Kimler

Director · 5 shared filings (1 issuer)

Listed on the same filings as Daniel B Stein. Their page shows their other deals.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

John Langenus

Director · 5 shared filings (1 issuer)

Listed on the same filings as Daniel B Stein. Their page shows their other deals.

LK
No photo found yet (own website and image search run after this page is viewed)
Person

Laura S. Kaiser

Director · 5 shared filings (1 issuer)

Listed on the same filings as Daniel B Stein. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

R. Edward Bergmark

Director · 5 shared filings (1 issuer)

Listed on the same filings as Daniel B Stein. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Jim O'Connell

Director · 5 shared filings (1 issuer)

Listed on the same filings as Daniel B Stein. Their page shows their other deals.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

Dusty Lieb

Director · 2 shared filings (1 issuer)

Listed on the same filings as Daniel B Stein. Their page shows their other deals.

The team behind the deals

Same business address

1 other issuer file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Daniel B Stein by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Daniel B Stein is listed on: none on file. No website or social profile named in Embold Health, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #162,396 of 374,652 in line (53 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Nashville, TN). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Arkansas state courts — find the court ↗Davidson County TN Circuit Court Clerk case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Arkansas Secretary of State business search ↗Tennessee Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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