Daniel B Rowe is listed as an executive officer on 2 SEC Form D filings by 2 issuers between Aug 2015 and Jan 2016: Sword Rowe Capital Partnership I LLC (Princeton, NJ — pooled investment fund — 2015; $5M reported sold to 9 investors) and SR Holdings I - Atlas Music LLC (Princeton, NJ — pooled investment fund — 2016; $375K reported sold to 5 investors).
What this means 2 separate companies raised money with this person listed as executive officer. Across those companies the filings report $5.38M sold in total.
No other person or management entity is listed on the same filings.
What this means The filings name this person alone — no co-officers, directors or promoters were listed.
All 2 issuers belong to the sponsor group Sword (2 issuers, $5.38M reported sold, 2015–2016).
What this means A sponsor group is one team that sets up a new company for each deal. Sword has 2 companies on file and $5.38M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 4 bankruptcy cases matching the name listed in Key records below.
What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Daniel B Rowe and found 5 differences, 1 worth asking the sponsor about: Form D filed 817 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.