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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:26 AM ET

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Daniel A. Hanwacker, Sr.

Named as an officer, director or promoter on SEC Form D filings · NY, Virgin Islands, British (as filed: D8) · Dec 20, 2011 → May 18, 2020

9deals (issuers)
$253.9Mreported sold
1,226investors
42Form D filings
2011–2020years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:24 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Daniel A. Hanwacker, Sr. is listed as an executive officer and director on 42 SEC Form D filings by 9 issuers between Dec 2011 and May 2020. Largest by amount reported sold: City National Rochdale High Yield Alternative Strategies Fund TEI LLC (New York, NY — pooled investment fund — 2013–2020; $57.7M reported sold to 376 investors), City National Rochdale Structured Claims Fixed Income Fund LLC (New York, NY — pooled investment fund — 2014–2020; $44.3M reported sold to 209 investors), City National Rochdale Alternative Total Return Fund LLC (New York, NY — pooled investment fund — 2011–2014; $39.5M reported sold to 129 investors), City National Rochdale International Trade Fixed Income Fund (New York, United States (as filed: X1) — pooled investment fund — 2012–2014; $37.5M reported sold to 214 investors), City National Rochdale High Yield Alternative Strategies Fund LLC (New York, NY — pooled investment fund — 2013–2020; $35M reported sold to 150 investors) and 4 more (all listed below).

What this means A repeat sponsor — 9 separate companies raised money with this person listed as executive officer and director, over about 9 years. Across those companies the filings report $253.9M sold in total.

Listed alongside Garrett R. D'Alessandro (42 shared filings), Jay C. Nadel (42 shared filings), Kurt Hawkesworth (37 shared filings), Jon Hunt (36 shared filings), James Wolford (29 shared filings) and 20 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Daniel. Each name links to their own page.

All 9 issuers belong to the sponsor group City (10 issuers, $253.9M reported sold, 2009–2020).

What this means A sponsor group is one team that sets up a new company for each deal. City has 10 companies on file and $253.9M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 42 public filings for Daniel A. Hanwacker, Sr. and found 14 differences: Bankruptcy case: Gregg R Giaquinto and Donna A Giaquinto; Form D filed 28 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Daniel A. Hanwacker, Sr. has not run yet — it is joining a line of 32,916 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:24 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Daniel A. Hanwacker, Sr...

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:24 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

14 differences found between the filings for Daniel A. Hanwacker, Sr. (compared 42 filings on Oct 24, 2026)

Note · Feb 5, 1998 – Jun 30, 1998

Bankruptcy case: Gregg R Giaquinto and Donna A Giaquinto — filed Feb 5, 1998

United States Bankruptcy Court, E.D. New York docket "Gregg R Giaquinto and Donna A Giaquinto" filed Feb 5, 1998, closed Jun 30, 1998. Gregg Giaquinto (listed on the same filings) is listed as Debtor ("Gregg R Giaquinto and Donna A Giaquinto"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, E.D. New York ↗Gregg Giaquinto — PartnerFacts page ↗
Sources
Note · Jul 1, 2014 – Jul 29, 2014

Form D filed 28 days after the first sale — SPECIAL OPPORTUNITIES FUND LTD.

The filing says the first sale was Jul 1, 2014. The Form D was filed Jul 29, 2014 — 28 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 13 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jul 29, 2014 ↗SPECIAL OPPORTUNITIES FUND LTD. — PartnerFacts page ↗
Sources
Note · Jul 1, 2014 – Jul 29, 2014

Form D filed 28 days after the first sale — DIVERSIFIED OPPORTUNITIES FUND LTD.

The filing says the first sale was Jul 1, 2014. The Form D was filed Jul 29, 2014 — 28 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 13 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jul 29, 2014 ↗DIVERSIFIED OPPORTUNITIES FUND LTD. — PartnerFacts page ↗
Sources
Note · Mar 1, 2009 – May 18, 2020

9 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — City National Rochdale Structured Claims Fixed Income Fund LLC (latest filing May 18, 2020) · No amendment in the last 12 months on an offering that may still be open — City National Rochdale High Yield Alternative Strategies Fund TEI LLC (latest filing May 14, 2020) · No amendment in the last 12 months on an offering that may still be open — City National Rochdale High Yield Alternative Strategies Fund LLC (latest filing May 14, 2020) · No amendment in the last 12 months on an offering that may still be open — SPECIAL OPPORTUNITIES FUND LTD. (latest filing Jul 25, 2017) · No amendment in the last 12 months on an offering that may still be open — DIVERSIFIED OPPORTUNITIES FUND LTD. (latest filing Jul 25, 2017) · and 4 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · May 18, 2020 ↗City National Rochdale Structured Claims Fixed Income Fund LLC — PartnerFacts page ↗Form D/A · May 14, 2020 ↗City National Rochdale High Yield Alternative Strategies Fund TEI LLC — PartnerFacts page ↗
Sources
Note · Aug 7, 2013 – May 12, 2015

Daniel A. Hanwacker, Sr.'s role changed at Rochdale Royalty Rights Fund LLC: executive officer → director

The Aug 7, 2013 filing lists Daniel A. Hanwacker, Sr. as executive officer; the May 12, 2015 Form D/A lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Aug 7, 2013 ↗Form D/A · May 12, 2015 ↗Daniel A. Hanwacker, Sr. — PartnerFacts page ↗Rochdale Royalty Rights Fund LLC — PartnerFacts page ↗
Sources
Note · Apr 29, 2014 – May 12, 2015

Daniel A. Hanwacker, Sr.'s role changed at City National Rochdale Structured Claims Fixed Income Fund LLC: executive officer → director

The Apr 29, 2014 filing lists Daniel A. Hanwacker, Sr. as executive officer; the May 12, 2015 Form D/A lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Apr 29, 2014 ↗Form D/A · May 12, 2015 ↗Daniel A. Hanwacker, Sr. — PartnerFacts page ↗City National Rochdale Structured Claims Fixed Income Fund LLC — PartnerFacts page ↗
Sources
Note · Nov 14, 2012 – Aug 7, 2013

Minimum investment changed between filings — Rochdale Royalty Rights Fund LLC

The Nov 14, 2012 filing lists a minimum of $50,000; the Aug 7, 2013 Form D/A lists $25,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Nov 14, 2012 ↗Form D/A (later) · Aug 7, 2013 ↗Rochdale Royalty Rights Fund LLC — PartnerFacts page ↗
Sources
Note · Jul 20, 2012 – Aug 7, 2013

Minimum investment changed between filings — City National Rochdale International Trade Fixed Income Fund

The Jul 20, 2012 filing lists a minimum of $50,000; the Aug 7, 2013 Form D/A lists $25,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jul 20, 2012 ↗Form D/A (later) · Aug 7, 2013 ↗City National Rochdale International Trade Fixed Income Fund — PartnerFacts page ↗
Sources
Note · Dec 20, 2011 – Jul 20, 2012

Daniel A. Hanwacker, Sr. is written 2 different ways on the filings

listed as "Daniel A. Hanwacker" on 11 filings (from Dec 20, 2011), and "Daniel A Hanwacker, Sr." on 31 filings (from Jul 20, 2012).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Dec 20, 2011 ↗Form D · Jul 20, 2012 ↗Daniel A. Hanwacker, Sr. — PartnerFacts page ↗
Sources
Note · Apr 3, 2013 – Apr 29, 2014

Reported net asset value range changed between filings — City National Rochdale High Yield Alternative Strategies Fund TEI LLC

"Decline to Disclose" (Apr 3, 2013); then "$5,000,001 - $25,000,000" (Apr 29, 2014).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Apr 3, 2013 ↗Form D/A · Apr 29, 2014 ↗City National Rochdale High Yield Alternative Strategies Fund TEI LLC — PartnerFacts page ↗
Sources
Note · Apr 3, 2013 – Apr 29, 2014

Reported net asset value range changed between filings — City National Rochdale High Yield Alternative Strategies Fund LLC

"Decline to Disclose" (Apr 3, 2013); then "$5,000,001 - $25,000,000" (Apr 29, 2014).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Apr 3, 2013 ↗Form D/A · Apr 29, 2014 ↗City National Rochdale High Yield Alternative Strategies Fund LLC — PartnerFacts page ↗
Sources
Note · Jul 20, 2012 – Apr 29, 2014

Reported net asset value range changed between filings — City National Rochdale International Trade Fixed Income Fund

"No Aggregate Net Asset Value" (Jul 20, 2012); then "$25,000,001 - $50,000,000" (Apr 29, 2014).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Jul 20, 2012 ↗Form D/A · Apr 29, 2014 ↗City National Rochdale International Trade Fixed Income Fund — PartnerFacts page ↗
Sources
Note · Jul 11, 2013 – Jul 15, 2014

Address moved from London, United Kingdom (as filed: X0) to New York, NY — Rochdale GML Trade Finance Income Fund Ltd

The people listed on the Jul 11, 2013 filing give London, United Kingdom (as filed: X0); on the Jul 15, 2014 filing they give New York, NY. The address now on file (Maples Corporate Services Limited, Ugland House, South Church Street, Grand Cayman, Cayman Islands (as filed: E9)) is a registered-agent or shared-office address used by 685 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D/A · Jul 11, 2013 ↗Form D/A · Jul 15, 2014 ↗Rochdale GML Trade Finance Income Fund Ltd — PartnerFacts page ↗
Sources
Note · Dec 20, 2011 – May 18, 2020

Daniel A. Hanwacker, Sr. is listed with 2 different address states: NY, D8

NY on 34 filings (Dec 20, 2011 to May 18, 2020); Virgin Islands, British (as filed: D8) on 8 filings (Jul 29, 2014 to Jul 25, 2017).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D/A · Dec 20, 2011 ↗Form D · Jul 29, 2014 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 9 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
May 18, 2020 D/A
City National Rochdale Structured Claims Fixed Income Fund LLC
File 021-138925
$0$0$0None listed on this filingEDGAR ↗
May 14, 2020 D/A
City National Rochdale High Yield Alternative Strategies Fund LLC
File 021-194424
$0$0$0
The Issuer pays annual fees to its independent directors.
RIM Securities LLC BrokerCheck CRD 18466 ↗
via RIM Securities LLC (CRD 18466 ↗)
EDGAR ↗
May 14, 2020 D/A
City National Rochdale High Yield Alternative Strategies Fund TEI LLC
File 021-194425
$0$0$0
The Issuer pays annual fees to its independent directors.
RIM Securities LLC BrokerCheck CRD 18466 ↗
via RIM Securities LLC (CRD 18466 ↗)
EDGAR ↗
Jul 25, 2017 D/A
DIVERSIFIED OPPORTUNITIES FUND LTD.
File 021-221946
$0$0$0 (est.)
Certain persons named in Item 3 or affiliates thereof may receive payments deemed to be made from the proceeds of the offering, including management fees. The amount of such fees cannot be estimated at this time.
None listed on this filingEDGAR ↗
Jul 25, 2017 D/A
SPECIAL OPPORTUNITIES FUND LTD.
File 021-221948
$0$0$0 (est.)
Certain persons named in Item 3 or affiliates thereof may receive payments deemed to be made from the proceeds of the offering, including management fees. The amount of such fees cannot be estimated at this time.
None listed on this filingEDGAR ↗
Jun 3, 2016 D/A
Rochdale Royalty Rights Fund LLC
File 021-186921
$0$0$0
Issuer pays fees to Directors
RIM Securities LLC BrokerCheck CRD 18466 ↗
via RIM Securities LLC (CRD 18466 ↗)
EDGAR ↗
Jul 15, 2014 D/A
Rochdale GML Trade Finance Income Fund Ltd
File 021-130795
$0$0$0RIM Securities LLC BrokerCheck CRD 18466 ↗EDGAR ↗
Apr 29, 2014 D/A
City National Rochdale Alternative Total Return Fund LLC
File 021-152337
$0$0$0None listed on this filingEDGAR ↗
Apr 29, 2014 D/A
City National Rochdale International Trade Fixed Income Fund
File 021-181579
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 9

Every issuer that named Daniel A. Hanwacker, Sr. on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

CN
Pooled Investment Fund · group: City

City National Rochdale Structured Claims Fixed Income Fund LLC

New York, NY · Apr 29, 2014 → May 18, 2020 · 7 filings
  • May 18, 2020 · D/A · $44,254,467 sold of $50,000,000 · 209 investors · min. $25,000 · role: Director (Daniel A. Hanwacker, Sr. is a Trustee of the Fund.) EDGAR ↗
  • May 13, 2019 · D/A · $43,821,111 sold of $50,000,000 · 207 investors · min. $25,000 · role: Director (Daniel A. Hanwacker, Sr. is a Trustee of the Fund.) EDGAR ↗
  • May 16, 2018 · D/A · $43,715,111 sold of $50,000,000 · 207 investors · min. $25,000 · role: Director (Daniel A. Hanwacker, Sr. is a Trustee of the Fund.) EDGAR ↗
  • Aug 2, 2017 · D/A · $43,255,611 sold of $50,000,000 · 203 investors · min. $25,000 · role: Director (Daniel A. Hanwacker, Sr. is a Trustee of the Fund.) EDGAR ↗
  • Jun 3, 2016 · D/A · $41,780,611 sold of $50,000,000 · 199 investors · min. $25,000 · role: Director (Daniel A. Hanwacker, Sr. is a Trustee of the Fund.) EDGAR ↗
  • May 12, 2015 · D/A · $41,418,611 sold of $50,000,000 · 199 investors · min. $25,000 · role: Director (Daniel A. Hanwacker, Sr. is a Trustee of the Fund.) EDGAR ↗
  • Apr 29, 2014 · D/A · $40,733,611 sold of $50,000,000 · 185 investors · min. $25,000 · role: Executive Officer (Daniel A. Hanwacker, Sr. is a Trustee of the Fund.) EDGAR ↗

Raised $44.3M from 209 investors (89% of the $50M target) as of the latest filing. Daniel is listed as director, executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CN
Pooled Investment Fund · group: City

City National Rochdale High Yield Alternative Strategies Fund TEI LLC

New York, NY · Apr 3, 2013 → May 14, 2020 · 8 filings
  • May 14, 2020 · D/A · $57,740,855 sold of Indefinite · 376 investors · min. $25,000 · role: Director (Daniel A. Hanwacker Sr. is a Trustee of the Fund.) EDGAR ↗
  • May 13, 2019 · D/A · $57,740,855 sold of Indefinite · 376 investors · min. $25,000 · role: Director (Daniel A. Hanwacker Sr. is a Trustee of the Fund.) EDGAR ↗
  • May 16, 2018 · D/A · $57,740,855 sold of Indefinite · 376 investors · min. $25,000 · role: Director (Daniel A. Hanwacker Sr. is a Trustee of the Fund.) EDGAR ↗
  • Aug 2, 2017 · D/A · $57,740,855 sold of Indefinite · 376 investors · min. $25,000 · role: Director (Daniel A. Hanwacker Sr. is a Trustee of the Fund.) EDGAR ↗
  • Jun 6, 2016 · D/A · $57,370,855 sold of Indefinite · 375 investors · min. $25,000 · role: Director (Daniel A. Hanwacker Sr. is a Trustee of the Fund.) EDGAR ↗
  • May 12, 2015 · D/A · $56,458,355 sold of Indefinite · 367 investors · min. $25,000 · role: Director (Daniel A. Hanwacker Sr. is a Trustee of the Fund.) EDGAR ↗
  • Apr 29, 2014 · D/A · $54,933,355 sold of Indefinite · 350 investors · min. $25,000 · role: Director (Daniel A. Hanwacker Sr. is a Trustee of the Fund.) EDGAR ↗
  • Apr 3, 2013 · D · $0 sold of Indefinite · 0 investors · min. $25,000 · role: Director (Daniel A. Hanwacker Sr. is a Director of the Issuer.) EDGAR ↗

Raised $57.7M from 376 investors as of the latest filing. Daniel is listed as director on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CN
Pooled Investment Fund · group: City

City National Rochdale High Yield Alternative Strategies Fund LLC

New York, NY · Apr 3, 2013 → May 14, 2020 · 8 filings
  • May 14, 2020 · D/A · $35,036,636 sold of Indefinite · 150 investors · min. $25,000 · role: Director (Daniel A. Hanwacker Sr. is a Trustee of the Fund.) EDGAR ↗
  • May 13, 2019 · D/A · $35,036,636 sold of Indefinite · 150 investors · min. $25,000 · role: Director (Daniel A. Hanwacker Sr. is a Trustee of the Fund.) EDGAR ↗
  • May 16, 2018 · D/A · $35,036,636 sold of Indefinite · 150 investors · min. $25,000 · role: Director (Daniel A. Hanwacker Sr. is a Trustee of the Fund.) EDGAR ↗
  • Aug 2, 2017 · D/A · $34,986,636 sold of Indefinite · 149 investors · min. $25,000 · role: Director (Daniel A. Hanwacker Sr. is a Trustee of the Fund.) EDGAR ↗
  • Jun 6, 2016 · D/A · $34,886,636 sold of Indefinite · 148 investors · min. $25,000 · role: Director (Daniel A. Hanwacker Sr. is a Trustee of the Fund.) EDGAR ↗
  • May 12, 2015 · D/A · $33,659,136 sold of Indefinite · 145 investors · min. $25,000 · role: Director (Daniel A. Hanwacker Sr. is a Trustee of the Fund.) EDGAR ↗
  • Apr 29, 2014 · D/A · $33,284,136 sold of Indefinite · 137 investors · min. $25,000 · role: Director (Daniel A. Hanwacker Sr. is a Trustee of the Fund.) EDGAR ↗
  • Apr 3, 2013 · D · $0 sold of Indefinite · 0 investors · min. $25,000 · role: Director (Daniel A. Hanwacker, Sr. is a Director of the Issuer.) EDGAR ↗

Raised $35M from 150 investors as of the latest filing. Daniel is listed as director on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SO
Pooled Investment Fund · group: City

SPECIAL OPPORTUNITIES FUND LTD.

Road Town, Tortola, Virgin Islands, British (as filed: D8) · Jul 29, 2014 → Jul 25, 2017 · 4 filings
  • Jul 25, 2017 · D/A · $11,360,475 sold of Indefinite · 17 investors · min. $250,000 · role: Director EDGAR ↗
  • Jul 27, 2016 · D/A · $11,360,475 sold of Indefinite · 17 investors · min. $250,000 · role: Director EDGAR ↗
  • Jul 29, 2015 · D/A · $11,360,475 sold of Indefinite · 17 investors · min. $250,000 · role: Director EDGAR ↗
  • Jul 29, 2014 · D · $10,205,475 sold of Indefinite · 12 investors · min. $250,000 · role: Director EDGAR ↗

Raised $11.4M from 17 investors as of the latest filing. Daniel is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DO
Pooled Investment Fund · group: City

DIVERSIFIED OPPORTUNITIES FUND LTD.

Road Town, Tortola, Virgin Islands, British (as filed: D8) · Jul 29, 2014 → Jul 25, 2017 · 4 filings
  • Jul 25, 2017 · D/A · $1,323,044 sold of Indefinite · 7 investors · min. $250,000 · role: Director EDGAR ↗
  • Jul 27, 2016 · D/A · $1,323,044 sold of Indefinite · 7 investors · min. $250,000 · role: Director EDGAR ↗
  • Jul 29, 2015 · D/A · $1,323,044 sold of Indefinite · 7 investors · min. $250,000 · role: Director EDGAR ↗
  • Jul 29, 2014 · D · $1,223,044 sold of Indefinite · 6 investors · min. $250,000 · role: Director EDGAR ↗

Raised $1.32M from 7 investors as of the latest filing. Daniel is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RR
Pooled Investment Fund · group: City

Rochdale Royalty Rights Fund LLC

New York, NY · Nov 14, 2012 → Jun 3, 2016 · 4 filings
  • Jun 3, 2016 · D/A · $7,963,000 sold of Indefinite · 35 investors · min. $25,000 · role: Director (Daniel A Hanwacker, Sr. is a Trustee of the Fund.) EDGAR ↗
  • May 12, 2015 · D/A · $7,963,000 sold of Indefinite · 35 investors · min. $25,000 · role: Director (Daniel A Hanwacker, Sr. is a Trustee of the Fund.) EDGAR ↗
  • Aug 7, 2013 · D/A · $7,900,000 sold of Indefinite · 33 investors · min. $25,000 · role: Executive Officer (Daniel A Hanwacker, Sr. is the Trustee of the Fund.) EDGAR ↗
  • Nov 14, 2012 · D · $0 sold of Indefinite · 0 investors · min. $50,000 · role: Executive Officer (Daniel A Hanwacker, Sr. is the Trustee of the Fund.) EDGAR ↗

Raised $7.96M from 35 investors as of the latest filing. Daniel is listed as director, executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

RG
Pooled Investment Fund · group: City

Rochdale GML Trade Finance Income Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Jul 15, 2014
  • Jul 15, 2014 · D/A · $19,268,000 sold of Indefinite · 89 investors · min. $100,000 · role: Director EDGAR ↗

Raised $19.3M from 89 investors as of the latest filing. Daniel is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CN
Pooled Investment Fund · group: City

City National Rochdale International Trade Fixed Income Fund

New York, United States (as filed: X1) · Jul 20, 2012 → Apr 29, 2014 · 3 filings
  • Apr 29, 2014 · D/A · $37,545,000 sold of Indefinite · 214 investors · min. $25,000 · role: Executive Officer (Daniel A. Hanwacker, Sr. is a Trustee of the Fund.) EDGAR ↗
  • Aug 7, 2013 · D/A · $27,200,000 sold of Indefinite · 97 investors · min. $25,000 · role: Executive Officer (Daniel A. Hanwacker, Sr. is the Trustee of the Fund.) EDGAR ↗
  • Jul 20, 2012 · D · $18,000,000 sold of Indefinite · 97 investors · min. $50,000 · role: Executive Officer (Daniel A Hanwacker, Sr. is the Trustee of the Fund.) EDGAR ↗

Raised $37.5M from 214 investors as of the latest filing. Daniel is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CN
Pooled Investment Fund · group: City

City National Rochdale Alternative Total Return Fund LLC

New York, NY · Dec 20, 2011 → Apr 29, 2014 · 3 filings
  • Apr 29, 2014 · D/A · $39,450,988 sold of $60,000,000 · 129 investors · min. $50,000 · role: Director (Daniel A. Hanwacker Sr. is a Trustee of the Fund.) EDGAR ↗
  • Dec 20, 2012 · D/A · $32,844,716 sold of $60,000,000 · 124 investors · min. $50,000 · role: Director (Mr. Hanwacker sits on the Board of Directors of the Fund.) EDGAR ↗
  • Dec 20, 2011 · D/A · $20,155,000 sold of $60,000,000 · 93 investors · min. $50,000 · role: Director (Mr. Hanwacker sits on the Board of Directors of the Fund.) EDGAR ↗

Raised $39.5M from 129 investors (66% of the $60M target) as of the latest filing. Daniel is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Daniel 25

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

CC
Management entity

C. City National Rochdale, LLC

Director, Promoter · 8 shared filings (2 issuers)

Listed on the same filings as Daniel A. Hanwacker, Sr.. Their page shows their other deals.

GC
Management entity

GML Capital LLP

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Daniel A. Hanwacker, Sr.. Their page shows their other deals.

CN
Management entity

City National Rochdale, LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Daniel A. Hanwacker, Sr.. Their page shows their other deals.

GA
No photo found yet (own website and image search run after this page is viewed)
Person

Garrett R. D'Alessandro

Executive Officer, Director, Promoter · 42 shared filings (9 issuers) · also on 1 other issuer

Garrett R. D'Alessandro is on 10 issuers in total — a repeat sponsor. Their page lists every one.

JN
No photo found yet (own website and image search run after this page is viewed)
Person

Jay C. Nadel

Director, Executive Officer · 42 shared filings (9 issuers) · also on 1 other issuer

Jay C. Nadel is on 10 issuers in total — a repeat sponsor. Their page lists every one.

KH
No photo found yet (own website and image search run after this page is viewed)
Person

Kurt Hawkesworth

Executive Officer · 37 shared filings (9 issuers) · also on 1 other issuer

Kurt Hawkesworth is on 10 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jon Hunt

Director · 36 shared filings (9 issuers)

Jon Hunt is on 9 issuers in total — a repeat sponsor. Their page lists every one.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

James Wolford

Director · 29 shared filings (6 issuers)

James Wolford is on 6 issuers in total — a repeat sponsor. Their page lists every one.

AC
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Clare

Director · 27 shared filings (6 issuers)

Andrew Clare is on 6 issuers in total — a repeat sponsor. Their page lists every one.

FG
No photo found yet (own website and image search run after this page is viewed)
Person

Francesco Michael Gozzillo

Executive Officer · 27 shared filings (9 issuers)

Francesco Michael Gozzillo is on 9 issuers in total — a repeat sponsor. Their page lists every one.

VK
No photo found yet (own website and image search run after this page is viewed)
Person

Vernon C. Kozlen

Director · 26 shared filings (6 issuers)

Vernon C. Kozlen is on 6 issuers in total — a repeat sponsor. Their page lists every one.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Mitchell Cepler

Executive Officer · 22 shared filings (6 issuers)

Mitchell Cepler is on 6 issuers in total — a repeat sponsor. Their page lists every one.

WD
No photo found yet (own website and image search run after this page is viewed)
Person

William O'Donnell

Executive Officer · 14 shared filings (9 issuers) · also on 4 other issuers

William O'Donnell is on 13 issuers in total — a repeat sponsor. Their page lists every one.

IB
No photo found yet (own website and image search run after this page is viewed)
Person

Irwin G. Barnet

Director · 13 shared filings (6 issuers)

Irwin G. Barnet is on 6 issuers in total — a repeat sponsor. Their page lists every one.

GG
No photo found yet (own website and image search run after this page is viewed)
Person

Gregg Giaquinto

Executive Officer · 9 shared filings (6 issuers)

Gregg Giaquinto is on 6 issuers in total — a repeat sponsor. Their page lists every one.

WS
No photo found yet (own website and image search run after this page is viewed)
Person

William R. Sweet

Director · 9 shared filings (6 issuers)

William R. Sweet is on 6 issuers in total — a repeat sponsor. Their page lists every one.

GF
No photo found yet (own website and image search run after this page is viewed)
Person

Greg Francoeur

Executive Officer · 6 shared filings (6 issuers)

Greg Francoeur is on 6 issuers in total — a repeat sponsor. Their page lists every one.

DA
No photo found yet (own website and image search run after this page is viewed)
Person

Don Andrews

Executive Officer · 6 shared filings (3 issuers)

Listed on the same filings as Daniel A. Hanwacker, Sr.. Their page shows their other deals.

BH
No photo found yet (own website and image search run after this page is viewed)
Person

Barbara Hawkesworth

Executive Officer · 4 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Daniel A. Hanwacker, Sr.. Their page shows their other deals.

SJ
No photo found yet (own website and image search run after this page is viewed)
Person

Susan Henshaw Jones

Director, Executive Officer · 4 shared filings (3 issuers)

Listed on the same filings as Daniel A. Hanwacker, Sr.. Their page shows their other deals.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Lukaj

Executive Officer · 3 shared filings (3 issuers)

Listed on the same filings as Daniel A. Hanwacker, Sr.. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony Sozio

Executive Officer · 3 shared filings (3 issuers)

Listed on the same filings as Daniel A. Hanwacker, Sr.. Their page shows their other deals.

NR
No photo found yet (own website and image search run after this page is viewed)
Person

Neal B Rubin

Promoter · 2 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Daniel A. Hanwacker, Sr.. Their page shows their other deals.

WS
No photo found yet (own website and image search run after this page is viewed)
Person

William Souza

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Daniel A. Hanwacker, Sr.. Their page shows their other deals.

CA
No photo found yet (own website and image search run after this page is viewed)
Person

Carl Acebes

Executive Officer, Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Daniel A. Hanwacker, Sr.. Their page shows their other deals.

The team behind the deals

C
Sponsor group

City

10 issuers · 53 filings · $253.9M reported sold · 2009–2020

One team, 10 deal companies. Daniel A. Hanwacker, Sr. is listed on 9 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Daniel A. Hanwacker, Sr..

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 9 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Daniel A. Hanwacker, Sr. by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 9 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Daniel A. Hanwacker, Sr. is listed on: none on file. No website or social profile named in City National Rochdale Structured Claims Fixed Income Fund LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #214,977 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

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