Dan R Cook is listed as an executive officer, director, and promoter on 7 SEC Form D filings by 3 issuers between Dec 2009 and Feb 2017: Valor Law Group LLC (Denver, CO — industry reported as "Other" — 2016; $6.42M reported sold to 3 investors), Prometheus Capital Partners LLC (Denver, CO — industry reported as "Other" — 2014–2017; $5.11M reported sold to 15 investors) and ASPYN FINANCIAL LLC (Colorado Springs, CO — oil and gas — 2009; $400K reported sold to 11 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer, director, and promoter, over about 8 years. Across those companies the filings report $11.9M sold in total.
Listed alongside Gerald Van Horn (6 shared filings), Mark L Lane (6 shared filings), Christopher K Brenner (4 shared filings), Dave Canham (1 shared filing), Jeffrey L. Simon (1 shared filing) and 2 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Dan. Each name links to their own page.
2 of the issuers belong to the sponsor group Group linked by Christopher K Brenner (5 issuers, $12M reported sold, 2010–2017).
What this means A sponsor group is one team that sets up a new company for each deal. Group linked by Christopher K Brenner has 5 companies on file and $12M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 13 bankruptcy cases matching the name listed in Key records below.
What this means 13 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 7 public filings for Dan R Cook and found 17 differences, 4 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.