DAN D SMITH

The May 1, 2019 filing lists DAN D SMITH as executive officer; the Feb 26, 2020 Form D/A lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

The Jan 14, 2014 filing lists DAN D SMITH as executive officer, director, promoter; the Sep 21, 2016 Form D lists executive officer.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Offering amount changed between filings — MEDWAVE SOFTWARE SOLUTIONS, INC. · Offering amount changed between filings — MEDWAVE SOFTWARE SOLUTIONS, INC. · Offering amount changed between filings — MEDWAVE SOFTWARE SOLUTIONS, INC. · Offering amount changed between filings — MEDWAVE SOFTWARE SOLUTIONS, INC.

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

No amendment in the last 12 months on an offering that may still be open — MEDWAVE SOFTWARE SOLUTIONS, INC. (latest filing Apr 21, 2023) · No amendment in the last 12 months on an offering that may still be open — MEDWAVE SOFTWARE SOLUTIONS, INC. (latest filing Jan 18, 2022) · No amendment in the last 12 months on an offering that may still be open — MEDWAVE SOFTWARE SOLUTIONS, INC. (latest filing Feb 26, 2020) · No amendment in the last 12 months on an offering that may still be open — MEDWAVE SOFTWARE SOLUTIONS, INC. (latest filing May 1, 2019) · No amendment in the last 12 months on an offering that may still be open — MEDWAVE SOFTWARE SOLUTIONS, INC. (latest filing Feb 13, 2017) · and 5 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

listed as "Dan D. Smith" on 16 filings (from Jul 19, 2011), and "Dan Smith" on 2 filings (from Apr 21, 2023).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

"Other Health Care" (Nov 21, 2012 to May 1, 2019); then "Other Technology" (Jan 17, 2020 to Apr 21, 2023).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

This page covers filings where the address state is CA. A separate record, "Dan Smith" with address state GA or 2Q, is listed on 93 filings — most recently by PEG Global Private Equity XIII L.P. (Oct 14, 2026). Both records have filings in the same period (Jun 4, 2014 to Jan 18, 2022).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is CA. A separate record, "Dan Smith" with address state NY, is listed on 47 filings — most recently by Blackstone Secured Trust Ltd (Feb 27, 2026). Both records have filings in the same period (Jul 19, 2011 to Jan 18, 2022).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is CA. A separate record, "Dan Smith" with address state MN, is listed on 1 filing — most recently by Outsell, LLC (Sep 3, 2014). Both records have filings in the same period (Sep 3, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is CA. A separate record, "DAN SMITH" with address state CO, is listed on 2 filings — most recently by CORVA HOLDINGS, LLC (Aug 2, 2013). Both records have filings in the same period (Jun 8, 2012 to Aug 2, 2013).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is CA. A separate record, "Dan Smith" with address state MO, is listed on 1 filing — most recently by ST JOSEPH MEDICAL PROPERTIES LLC (Jun 7, 2012). Both records have filings in the same period (Jun 7, 2012).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

The people listed on the May 1, 2019 filing give Sebastapol, CA; on the Jan 17, 2020 filing they give Sebastopol, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

The people listed on the Sep 21, 2016 filing give Sebastopol, CA; on the Jan 10, 2017 filing they give Sebastapol, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

"$1 - $1,000,000" (Nov 21, 2012); then "$1,000,001 - $5,000,000" (Sep 21, 2016); then "$1 - $1,000,000" (Jan 10, 2017); then "$5,000,001 - $25,000,000" (Feb 13, 2017); then "Not Applicable" (Jul 5, 2018); then "No Revenues" (May 1, 2019); then "$1 - $1,000,000" (Jan 18, 2022); then "$1,000,001 - $5,000,000" (Apr 21, 2023).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.